13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-13, with 2,680 holding rows worth $13,149,349,000.
- Accession
- 0001403438-17-000001
- Filer
- CIK 1403438
- Filed
- 2017-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 2,680 entries on the cover page, a total value of $13,149,349,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,149,349,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 28,480 | $655,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 8,975 | $653,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 19,823 | $653,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 25,156 | $652,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 5,751 | $651,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 7,953 | $651,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 30,871 | $651,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 17,346 | $650,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 45,350 | $650,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 11,970 | $649,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 27,585 | $648,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 12,988 | $647,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 22,830 | $646,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 9,385 | $646,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 26,339 | $646,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 42,592 | $646,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 12,984 | $645,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 11,859 | $644,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 22,489 | $644,000 | thousands by filing date | |
| HARRIS ASSOC INVT TR | 413838509 | OAKMR INT CP I | 44,206 | $643,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 6,124 | $642,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 46,735 | $641,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 31,178 | $641,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 60,599 | $641,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 94,251 | $640,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 24,535 | $640,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 8,328 | $639,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 31,055 | $636,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 12,869 | $635,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 14,521 | $634,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 34,444 | $634,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 100,946 | $632,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 91,796 | $632,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 21,388 | $631,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 38,767 | $631,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 16,614 | $631,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 22,018 | $629,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 8,950 | $628,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 24,213 | $628,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 20,024 | $627,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 105,453 | $626,000 | thousands by filing date | |
| Blackrock Glbl Long Short Eqty Inst | 091936526 | MF | 58,256 | $626,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 12,351 | $625,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 17,704 | $625,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 7,347 | $625,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 9,825 | $624,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 74,553 | $623,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 26,827 | $621,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 46,169 | $620,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 138,753 | $620,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 26,963 | $620,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 18,462 | $619,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 21,207 | $619,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 24,422 | $619,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 16,789 | $616,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 16,502 | $615,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 73,641 | $615,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 18,222 | $614,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 8,168 | $614,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 6,271 | $614,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 21,485 | $613,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 15,704 | $612,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 96,698 | $612,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 52,375 | $611,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 29,926 | $610,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 22,119 | $610,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 19,311 | $609,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 13,014 | $609,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 34,918 | $608,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 5,218 | $607,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 83,059 | $607,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 8,771 | $605,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 6,794 | $604,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 10,560 | $604,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 8,873 | $603,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 18,608 | $603,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 12,597 | $602,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 22,733 | $602,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 7,927 | $601,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 39,353 | $601,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 78,151 | $601,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 22,960 | $601,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 19,978 | $600,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 45,927 | $599,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 11,740 | $597,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 42,082 | $597,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 6,432 | $597,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 19,187 | $594,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 11,545 | $594,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 45,008 | $594,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 15,106 | $594,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 19,097 | $594,000 | thousands by filing date | |
| BBH FD INC | 05528X604 | CORE SELE CL N | 29,124 | $594,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 6,228 | $593,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 18,574 | $593,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 15,699 | $593,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 13,773 | $593,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 39,952 | $592,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 13,000 | $592,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 33,067 | $589,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 23,311 | $589,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 11,205 | $588,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 32,426 | $587,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 52,883 | $587,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 5,990 | $586,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 13,196 | $586,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 23,631 | $586,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 3,404 | $586,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 14,743 | $585,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 16,041 | $585,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 7,763 | $585,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 13,374 | $585,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 28,089 | $585,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 11,713 | $585,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 18,340 | $584,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 6,447 | $584,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 13,916 | $584,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 11,697 | $583,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 75,703 | $582,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 116,224 | $581,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 38,732 | $581,000 | thousands by filing date | |
| APEXCM SMALL/MID CAP GROWTH | 90386H107 | FUND | 35,966 | $581,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 10,372 | $580,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 41,687 | $579,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 36,096 | $578,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 48,826 | $578,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 9,316 | $577,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 20,335 | $576,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 29,700 | $575,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 36,000 | $575,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 20,872 | $575,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 10,747 | $574,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 36,928 | $574,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 6,592 | $574,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 21,719 | $574,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 23,192 | $573,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 6,919 | $572,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 9,068 | $570,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 20,634 | $569,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 16,115 | $567,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 13,714 | $566,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 38,993 | $566,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 15,370 | $565,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 59,578 | $565,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 44,232 | $565,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 17,766 | $564,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 23,222 | $564,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 19,654 | $562,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 10,213 | $562,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 34,926 | $561,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 34,574 | $561,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 6,494 | $560,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 20,440 | $560,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 6,293 | $560,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 7,756 | $559,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 20,010 | $559,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 18,832 | $559,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 22,003 | $559,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 3,825 | $558,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 11,366 | $558,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 8,701 | $557,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 31,042 | $556,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 17,709 | $556,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 5,084 | $555,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 5,946 | $554,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 39,510 | $554,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 17,667 | $553,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 9,656 | $553,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 8,897 | $552,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 34,739 | $552,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 16,217 | $551,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 12,895 | $551,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 32,481 | $551,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 25,477 | $551,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 23,002 | $550,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 42,988 | $550,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 11,489 | $550,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 39,609 | $549,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 15,578 | $548,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 45,707 | $548,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 10,040 | $548,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 9,187 | $547,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 39,751 | $547,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 4,750 | $546,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 109,592 | $546,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 18,310 | $546,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 22,884 | $544,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 26,156 | $544,000 | thousands by filing date | |
| JANUS VELOCITY TAIL RISK HEDGED LARGE CAP ETF | 47103U704 | ETF | 19,560 | $544,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 7,288 | $543,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 16,050 | $543,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 7,455 | $541,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 14,732 | $541,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 57,117 | $541,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 30,735 | $540,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 39,846 | $538,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 9,142 | $538,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 84,970 | $538,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 23,250 | $537,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 33,298 | $537,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 41,231 | $537,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 4,947 | $536,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 13,624 | $534,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 6,825 | $531,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 14,776 | $531,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 3,286 | $531,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 5,464 | $530,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 31,520 | $530,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 6,248 | $529,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 42,411 | $528,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 8,731 | $528,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 515,000 | $527,000 | thousands by filing date | principal |
| FORD MTR CO COM | 345370860 | Stock | 41,806 | $526,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 70,749 | $526,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 5,567 | $524,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 15,646 | $523,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 14,321 | $522,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 7,850 | $522,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 11,199 | $520,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 32,392 | $520,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 22,318 | $520,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 6,170 | $519,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 4,382 | $519,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 21,100 | $519,000 | thousands by filing date | |
| Cohen Steers Pfd Secs Inc Fdfd | 19248X307 | ETF | 38,472 | $517,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 36,087 | $517,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 20,287 | $515,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 57,140 | $514,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 7,838 | $514,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 36,831 | $514,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 16,163 | $513,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 39,928 | $513,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 18,079 | $512,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 26,214 | $512,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 58,255 | $511,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 19,391 | $510,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 25,233 | $509,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 59,652 | $509,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 8,832 | $508,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 59,058 | $508,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 5,175 | $507,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 11,837 | $507,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 15,280 | $506,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 62,666 | $506,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 32,988 | $504,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 5,025 | $503,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 6,103 | $503,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 137,944 | $501,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 69,991 | $501,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 33,291 | $501,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 7,194 | $500,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 13,915 | $500,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 36,351 | $500,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 12,210 | $499,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 4,978 | $499,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 9,973 | $498,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 5,023 | $496,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 18,338 | $496,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 36,533 | $496,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 20,437 | $495,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 7,890 | $495,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 10,456 | $494,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 8,548 | $494,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 33,776 | $493,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 13,586 | $492,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 7,984 | $490,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 16,378 | $489,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 14,845 | $488,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 73,054 | $488,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 16,811 | $487,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 9,217 | $487,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 3,396 | $486,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 7,081 | $486,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 6,545 | $484,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 181,359 | $484,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 22,566 | $483,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 33,104 | $483,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 11,746 | $481,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 24,626 | $480,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 85,920 | $480,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 6,909 | $479,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 39,058 | $479,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 22,827 | $478,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 18,878 | $478,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 6,567 | $477,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 10,637 | $477,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 25,840 | $476,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 8,257 | $476,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 17,713 | $476,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 7,860 | $474,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 34,533 | $473,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 8,778 | $471,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 6,802 | $470,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 38,072 | $470,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 23,545 | $469,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 35,148 | $469,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 10,210 | $469,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 38,822 | $468,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 39,850 | $468,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 11,642 | $467,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 7,310 | $466,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 36,417 | $466,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 7,109 | $466,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 11,505 | $466,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 14,190 | $466,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 4,539 | $465,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 25,406 | $465,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 10,781 | $464,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 18,045 | $464,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 11,528 | $464,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 8,826 | $464,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 57,964 | $462,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 13,914 | $462,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 5,774 | $462,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 14,152 | $461,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 34,030 | $461,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 34,919 | $460,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 29,450 | $459,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3,270 | $457,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 4,284 | $456,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 10,586 | $456,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 18,590 | $456,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 8,048 | $456,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 83,016 | $455,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 30,007 | $455,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 13,330 | $454,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 9,139 | $454,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 23,487 | $451,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 17,276 | $451,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 26,053 | $451,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 32,912 | $448,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 17,904 | $447,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 6,157 | $447,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 6,172 | $446,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 14,603 | $446,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 6,712 | $445,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 25,684 | $445,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 18,663 | $443,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 4,272 | $443,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 20,090 | $442,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 12,577 | $441,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 10,658 | $441,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 49,965 | $441,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 16,565 | $441,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 24,100 | $439,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 9,038 | $439,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 21,290 | $439,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 22,508 | $438,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 12,146 | $436,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 5,423 | $436,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 12,251 | $435,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 79,137 | $435,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 18,385 | $435,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 23,706 | $434,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 38,185 | $434,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 21,804 | $433,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 28,276 | $432,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 32,304 | $431,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 5,258 | $430,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 13,728 | $430,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 5,132 | $430,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 14,427 | $430,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 6,948 | $430,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 4,899 | $429,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 7,774 | $429,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 6,454 | $428,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 13,713 | $427,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 14,733 | $426,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 4,858 | $425,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 2,428 | $425,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 35,674 | $425,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 54,410 | $425,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 9,366 | $425,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 10,874 | $424,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 8,113 | $424,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 44,795 | $424,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 11,911 | $423,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 20,650 | $422,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG NATURAL GAS | 74347W296 | ETF | 27,667 | $422,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 34,250 | $421,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 14,927 | $421,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 6,430 | $420,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 8,744 | $420,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 22,206 | $420,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 22,709 | $420,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 17,402 | $420,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 5,055 | $419,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 27,615 | $419,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 45,425 | $418,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 28,239 | $418,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 12,524 | $418,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 7,403 | $417,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 13,559 | $417,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 22,812 | $417,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 12,896 | $417,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 9,252 | $417,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 7,478 | $416,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 8,010 | $415,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 12,841 | $415,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 19,131 | $415,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 26,359 | $414,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 31,075 | $413,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 6,680 | $413,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 6,680 | $412,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 47,926 | $411,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 3,701 | $411,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 26,730 | $411,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 39,037 | $411,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 8,001 | $410,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 8,983 | $410,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 27,804 | $410,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 14,995 | $409,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 21,797 | $409,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 9,724 | $409,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 9,075 | $408,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 52,820 | $408,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 30,484 | $408,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 29,358 | $408,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 68,182 | $408,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 20,906 | $406,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 15,882 | $406,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 16,458 | $406,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 42,830 | $406,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 56,614 | $406,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 40,800 | $406,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 9,943 | $405,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 5,511 | $404,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 3,231 | $403,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 7,776 | $403,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 4,734 | $403,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 5,765 | $402,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 8,693 | $400,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 11,325 | $399,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 11,138 | $398,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 21,444 | $398,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 40,463 | $398,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 5,425 | $397,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 23,210 | $397,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 28,791 | $397,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,762 | $396,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 74,495 | $396,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 9,956 | $395,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 25,595 | $395,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 16,346 | $395,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 6,614 | $395,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 10,225 | $395,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 7,576 | $394,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 36,250 | $392,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 7,015 | $392,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 21,133 | $392,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 3,408 | $392,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 48,199 | $392,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 8,256 | $391,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 5,865 | $391,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 5,668 | $391,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 19,522 | $390,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 37,049 | $389,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 7,399 | $389,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 25,296 | $388,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 2,587 | $388,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 125,648 | $388,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y669 | GARTMAN GLD/EU | 32,682 | $388,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 7,071 | $387,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 12,907 | $387,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 6,663 | $386,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 4,818 | $386,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 105,233 | $385,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 10,646 | $384,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 15,353 | $384,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 12,800 | $383,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 8,479 | $383,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 375,000 | $382,000 | thousands by filing date | principal |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 3,447 | $381,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 14,381 | $381,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 11,729 | $380,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 8,101 | $380,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 6,620 | $379,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 15,450 | $379,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 34,780 | $378,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 43,891 | $377,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 10,451 | $377,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 16,254 | $377,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 11,198 | $377,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 8,504 | $376,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 34,858 | $376,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 9,270 | $376,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 34,109 | $376,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 11,208 | $376,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 2,277 | $375,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 16,740 | $375,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 23,861 | $375,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 7,324 | $375,000 | thousands by filing date | |
| TESSERA HLDG CORP COM | 88166T101 | Stock | 8,353 | $375,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 5,752 | $374,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 7,524 | $373,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 7,733 | $373,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 11,363 | $373,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 44,037 | $373,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 27,995 | $372,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 18,527 | $371,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-17-000001 | this filing | 2017-02-13 | acceptance time not in the bulk data set |