13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 3,102 holding rows worth $35,931,529,000.
- Accession
- 0001403438-16-000016
- Filer
- CIK 1403438
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 3,102 entries on the cover page, a total value of $35,931,529,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $35,931,529,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 31,628 | $1,263,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 74,956 | $1,262,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 46,173 | $1,261,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 57,230 | $1,260,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 92,217 | $1,259,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 16,990 | $1,258,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 109,463 | $1,258,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 38,838 | $1,257,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 19,152 | $1,255,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 23,418 | $1,250,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 19,290 | $1,250,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 93,513 | $1,250,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 82,526 | $1,248,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 63,965 | $1,248,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 52,396 | $1,242,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 83,682 | $1,242,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 87,421 | $1,241,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 20,506 | $1,240,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 91,778 | $1,239,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 69,687 | $1,238,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 64,750 | $1,237,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 68,704 | $1,237,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 159,802 | $1,234,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 50,498 | $1,232,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 72,790 | $1,231,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 68,822 | $1,231,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 14,678 | $1,228,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 7,612 | $1,226,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 67,288 | $1,224,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 63,210 | $1,222,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 27,238 | $1,222,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 34,780 | $1,220,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 32,712 | $1,220,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 42,784 | $1,220,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 27,111 | $1,218,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 19,704 | $1,216,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 44,259 | $1,215,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 208,675 | $1,214,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 135,305 | $1,214,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 65,922 | $1,212,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 110,802 | $1,212,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 37,646 | $1,211,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 186,417 | $1,210,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 57,594 | $1,207,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 311,544 | $1,206,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 79,916 | $1,204,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 31,087 | $1,200,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 123,015 | $1,199,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 103,692 | $1,199,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 23,284 | $1,198,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 86,154 | $1,198,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 146,487 | $1,195,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 63,964 | $1,195,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 42,272 | $1,193,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 34,270 | $1,192,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 20,300 | $1,192,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 15,111 | $1,190,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 31,814 | $1,189,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 70,400 | $1,188,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 42,373 | $1,186,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 26,013 | $1,185,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 106,885 | $1,182,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 23,065 | $1,182,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 61,180 | $1,180,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 13,538 | $1,177,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 78,218 | $1,172,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 112,278 | $1,171,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 44,354 | $1,171,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 30,167 | $1,169,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 40,748 | $1,166,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 16,936 | $1,162,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 22,628 | $1,159,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 200,108 | $1,159,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 18,495 | $1,156,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 9,628 | $1,155,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 51,938 | $1,155,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 76,747 | $1,154,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 78,710 | $1,148,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 31,578 | $1,148,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 59,706 | $1,145,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 45,724 | $1,144,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 30,706 | $1,142,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 51,795 | $1,138,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 36,828 | $1,131,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 24,304 | $1,127,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 34,385 | $1,123,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 15,662 | $1,122,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 194,550 | $1,119,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 9,564 | $1,118,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 24,994 | $1,118,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 197,776 | $1,117,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 8,129 | $1,116,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 38,236 | $1,111,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 45,402 | $1,107,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 14,106 | $1,106,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 109,666 | $1,105,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 27,900 | $1,104,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 14,584 | $1,104,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 17,748 | $1,102,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 259,632 | $1,101,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 103,361 | $1,099,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 37,337 | $1,098,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 12,895 | $1,094,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 102,698 | $1,094,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 92,347 | $1,092,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 31,340 | $1,089,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 9,640 | $1,088,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 13,023 | $1,086,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 99,642 | $1,084,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 40,156 | $1,083,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 18,439 | $1,081,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 25,460 | $1,080,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 177,350 | $1,080,000 | thousands by filing date | |
| HARDING LOEVNER EMERGING MARKETS ADVISOR | 412295305 | NTF EQUITY FUNDS | 25,786 | $1,079,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 69,845 | $1,077,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 33,413 | $1,076,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 98,530 | $1,072,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 139,036 | $1,071,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 82,040 | $1,071,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 65,769 | $1,071,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 17,368 | $1,068,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 41,625 | $1,067,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 41,526 | $1,063,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 26,362 | $1,061,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 45,970 | $1,061,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 70,042 | $1,059,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 57,449 | $1,057,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 22,919 | $1,055,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 72,688 | $1,055,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 76,234 | $1,052,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 96,884 | $1,050,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 37,166 | $1,046,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 44,113 | $1,046,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 36,341 | $1,046,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 38,536 | $1,045,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 19,710 | $1,042,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 5,498 | $1,040,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 717,504 | $1,040,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 10,129 | $1,039,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 18,684 | $1,038,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 53,565 | $1,038,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 14,056 | $1,037,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 77,779 | $1,035,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R254 | HIGH INCOME INFR | 95,627 | $1,035,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 40,075 | $1,032,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 59,820 | $1,032,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 79,756 | $1,032,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 73,032 | $1,032,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 18,702 | $1,032,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 13,922 | $1,031,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 31,574 | $1,031,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 100,786 | $1,030,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 52,006 | $1,029,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 10,857 | $1,028,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 62,204 | $1,027,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 158,984 | $1,025,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 12,530 | $1,024,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 309,280 | $1,024,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 19,800 | $1,022,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 21,693 | $1,022,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 23,059 | $1,022,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 44,452 | $1,022,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 28,042 | $1,017,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 15,862 | $1,015,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 21,894 | $1,014,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 66,707 | $1,013,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 18,728 | $1,011,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 11,393 | $1,010,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 61,363 | $1,009,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 37,984 | $1,008,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 23,155 | $1,002,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 80,014 | $1,002,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 4,283 | $1,001,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 116,760 | $1,001,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 16,454 | $1,000,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 137,253 | $998,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 35,383 | $996,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 38,116 | $996,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 25,228 | $996,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 181,483 | $995,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 13,614 | $994,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 18,238 | $994,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 42,870 | $993,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 13,255 | $992,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 10,416 | $991,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 20,098 | $991,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 84,004 | $989,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 18,470 | $984,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 196,076 | $982,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 36,424 | $980,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 32,346 | $975,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 37,986 | $974,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 34,825 | $974,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 38,370 | $971,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 75,289 | $971,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 65,533 | $971,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 29,742 | $970,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 20,697 | $968,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 44,696 | $968,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 64,307 | $965,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 18,410 | $963,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 58,307 | $960,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 189,032 | $960,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 111,614 | $960,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 54,631 | $959,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 23,352 | $959,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 42,043 | $959,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 60,748 | $956,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 34,042 | $955,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 4,342 | $952,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 32,190 | $949,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 58,511 | $946,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 33,362 | $946,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 62,858 | $943,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 63,180 | $943,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 86,039 | $941,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 23,646 | $940,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 47,172 | $940,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 98,314 | $935,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 18,390 | $934,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 98,002 | $934,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 10,070 | $933,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 86,305 | $932,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 133,523 | $932,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 10,107 | $931,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 92,584 | $931,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 17,621 | $930,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 43,446 | $921,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 60,308 | $920,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 21,856 | $920,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 57,517 | $919,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 14,316 | $917,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 89,126 | $916,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 23,107 | $916,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 54,157 | $912,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 64,760 | $910,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 15,430 | $909,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 10,910 | $909,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 7,751 | $908,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 37,413 | $908,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 75,500 | $908,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 15,976 | $907,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 35,699 | $907,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 25,363 | $907,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 10,582 | $907,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 12,844 | $907,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 81,071 | $906,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 36,642 | $906,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 31,798 | $905,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 31,652 | $904,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 137,501 | $902,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 15,354 | $902,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 4,328 | $901,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 74,097 | $900,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 37,554 | $899,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 15,730 | $898,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 29,049 | $896,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 300,109 | $894,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 25,610 | $893,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 22,201 | $892,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 66,144 | $892,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 18,359 | $892,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 9,785 | $890,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 34,455 | $886,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 58,069 | $882,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 20,699 | $880,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 7,995 | $880,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 83,373 | $880,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 15,766 | $879,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 37,892 | $879,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 44,442 | $878,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 167,702 | $878,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 32,270 | $876,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 11,652 | $875,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 34,580 | $875,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 62,382 | $875,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 59,465 | $875,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 17,370 | $875,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 8,004 | $873,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 13,930 | $871,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 83,518 | $869,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 9,776 | $866,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 82,596 | $865,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 61,084 | $864,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 162,899 | $862,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 57,998 | $861,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 48,902 | $861,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 18,826 | $860,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 61,142 | $860,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 46,410 | $859,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 48,907 | $856,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 41,952 | $856,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 61,216 | $855,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 7,938 | $854,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 8,951 | $852,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 33,677 | $852,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 137,030 | $850,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 35,202 | $844,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 20,852 | $844,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 17,742 | $843,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 14,430 | $841,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 49,708 | $841,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 55,605 | $839,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 32,602 | $836,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 7,526 | $832,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 53,371 | $832,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 153,793 | $832,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 144,606 | $831,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 33,806 | $830,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W200 | ENH US SCP ETF | 27,514 | $828,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 62,300 | $827,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 65,947 | $826,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 8,082 | $823,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 15,166 | $822,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 38,958 | $820,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 46,795 | $819,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 10,972 | $816,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 7,704 | $816,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 34,660 | $815,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 16,920 | $815,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 3,847 | $814,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 13,991 | $813,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 35,003 | $811,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 34,792 | $810,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 26,727 | $810,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 49,104 | $810,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 73,780 | $810,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 30,306 | $808,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 17,045 | $807,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 41,735 | $806,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 165,208 | $806,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 32,520 | $805,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 28,024 | $804,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 26,254 | $803,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 51,748 | $802,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 92,966 | $802,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 15,296 | $800,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 15,289 | $799,000 | thousands by filing date | |
| THE OSTERWEIS STRATEGIC INCOME FUND | 742935489 | SHS | 75,327 | $796,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 10,816 | $794,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 81,867 | $793,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 31,598 | $792,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 138,200 | $791,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 55,531 | $790,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 102,252 | $790,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 5,101 | $789,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 103,300 | $788,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 33,850 | $786,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 52,276 | $783,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 207,454 | $782,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 23,348 | $781,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 32,492 | $780,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 34,410 | $779,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 10,888 | $778,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 15,180 | $776,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 14,582 | $775,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 16,222 | $774,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 770,000 | $774,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 12,360 | $772,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 26,354 | $772,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 35,620 | $771,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 38,149 | $770,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 10,053 | $769,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 20,270 | $768,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 21,589 | $765,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 104,826 | $764,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 8,334 | $763,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 52,097 | $763,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 20,156 | $760,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 14,182 | $760,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 25,336 | $760,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 9,910 | $759,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 82,092 | $759,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 16,557 | $759,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 7,678 | $759,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 88,955 | $758,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 15,505 | $757,000 | thousands by filing date | |
| PROSHARES TR | 74347X658 | SHT FTSE CHIN 50 | 24,506 | $757,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 55,557 | $756,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 47,667 | $756,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 20,831 | $754,000 | thousands by filing date | |
| Blackrock Glbl Long Short Eqty Inst | 091936526 | MF | 68,349 | $752,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 101,526 | $752,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 35,860 | $751,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 25,865 | $746,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 36,020 | $745,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 59,623 | $745,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 53,736 | $745,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 37,396 | $743,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 16,673 | $743,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 7,815 | $742,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 42,936 | $742,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 10,868 | $741,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 24,232 | $740,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 15,490 | $738,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 23,008 | $737,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 179,396 | $736,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 19,799 | $734,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 12,052 | $730,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 64,897 | $730,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 24,215 | $730,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 43,898 | $729,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 19,926 | $728,000 | thousands by filing date | |
| ALPHASIMPLEX | 63872T729 | COM | 65,737 | $726,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 77,690 | $725,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 29,104 | $725,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 25,078 | $723,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 4,992 | $723,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 18,911 | $722,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 17,557 | $722,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 28,697 | $720,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 30,932 | $719,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 40,506 | $719,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 4,886 | $718,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 80,375 | $717,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 32,468 | $716,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 27,882 | $716,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 37,460 | $715,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 13,108 | $715,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 10,339 | $714,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 3,984 | $712,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 19,415 | $712,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 22,775 | $712,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 62,419 | $712,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 8,448 | $711,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 14,718 | $711,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 48,971 | $711,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 40,385 | $710,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 46,737 | $710,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 99,544 | $709,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG NATURAL GAS | 74347W296 | ETF | 66,204 | $708,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 35,200 | $707,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 34,072 | $707,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 28,239 | $707,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 28,969 | $706,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 36,474 | $706,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 14,996 | $705,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 30,942 | $705,000 | thousands by filing date | |
| ISHARES BAA-BA | 46432F107 | COM | 13,896 | $705,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 17,520 | $703,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 9,720 | $702,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 51,680 | $702,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 8,200 | $700,000 | thousands by filing date | |
| ADVISERS INVT TR | 00770G847 | JOHCM INTL SL I | 38,467 | $700,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 38,210 | $697,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 10,809 | $689,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 11,014 | $687,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 16,232 | $686,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 12,311 | $685,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 12,962 | $685,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 21,326 | $685,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 46,695 | $685,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 14,833 | $685,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 21,589 | $685,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 25,584 | $684,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 6,551 | $682,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 8,658 | $680,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 760,462 | $680,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 84,142 | $680,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 8,153 | $678,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 8,595 | $678,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 50,000 | $676,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 6,018 | $674,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 30,246 | $673,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 35,426 | $670,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 55,458 | $664,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 10,888 | $663,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 3,862 | $663,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 50,000 | $662,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 80,953 | $661,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 20,169 | $661,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 83,708 | $661,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 7,030 | $659,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 26,937 | $659,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 63,004 | $657,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 42,511 | $656,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 48,880 | $655,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 40,042 | $655,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 67,651 | $654,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 53,564 | $652,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 43,539 | $652,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 24,240 | $648,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 26,453 | $648,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 20,183 | $646,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 26,234 | $646,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 21,365 | $645,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 6,106 | $644,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 5,002 | $643,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 39,508 | $643,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 63,890 | $643,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 65,124 | $642,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 45,111 | $641,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 13,468 | $641,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 33,572 | $640,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 14,181 | $639,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 22,612 | $638,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 13,752 | $637,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 78,174 | $636,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 4,696 | $634,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 44,316 | $631,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-16-000016 | this filing | 2016-05-16 | acceptance time not in the bulk data set |