13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 3,102 holding rows worth $35,931,529,000.
- Accession
- 0001403438-16-000016
- Filer
- CIK 1403438
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 3,102 entries on the cover page, a total value of $35,931,529,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $35,931,529,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| E M C CORP MASS | 268648102 | COM | 310,314 | $8,190,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 223,038 | $8,182,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 272,446 | $8,165,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 123,978 | $8,120,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 239,709 | $8,081,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 322,758 | $8,069,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 252,041 | $8,068,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 178,668 | $8,056,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 108,444 | $8,040,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 75,800 | $8,032,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 328,136 | $8,013,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 282,922 | $8,004,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 84,984 | $8,002,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 269,463 | $7,981,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 340,292 | $7,954,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 74,252 | $7,948,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 364,856 | $7,936,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 347,156 | $7,898,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 238,618 | $7,893,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 6,158 | $7,877,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 764,905 | $7,871,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 237,467 | $7,855,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 67,531 | $7,843,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 488,777 | $7,820,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 66,194 | $7,808,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 252,847 | $7,799,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 927,979 | $7,777,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 258,576 | $7,750,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 267,510 | $7,735,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 114,668 | $7,731,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 99,254 | $7,714,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 333,607 | $7,710,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 221,807 | $7,708,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 374,151 | $7,663,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 50,424 | $7,632,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 90,129 | $7,616,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 199,814 | $7,571,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 329,585 | $7,557,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 183,365 | $7,554,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 180,562 | $7,552,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 515,016 | $7,504,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 125,165 | $7,497,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 25,935 | $7,450,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 22,230 | $7,444,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 85,137 | $7,433,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 76,622 | $7,427,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 385,879 | $7,417,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 139,664 | $7,412,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 71,064 | $7,371,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 89,830 | $7,327,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 686,302 | $7,316,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 114,141 | $7,313,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 361,461 | $7,287,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 484,646 | $7,216,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 507,201 | $7,202,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,115,128 | $7,193,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 133,283 | $7,155,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 112,921 | $7,130,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 184,840 | $7,126,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 261,075 | $7,104,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 542,105 | $7,102,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 77,563 | $7,099,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 71,909 | $7,095,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 86,916 | $7,094,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 185,585 | $7,093,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 62,068 | $7,086,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 604,672 | $7,026,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 316,746 | $7,013,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 279,524 | $6,999,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 141,420 | $6,935,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 320,503 | $6,920,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 272,110 | $6,898,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 67,717 | $6,894,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 172,489 | $6,877,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 293,582 | $6,867,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 152,493 | $6,865,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 156,506 | $6,861,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 152,470 | $6,782,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 208,987 | $6,775,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 179,910 | $6,772,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 159,144 | $6,767,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 78,513 | $6,764,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 133,280 | $6,760,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 95,803 | $6,756,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 63,394 | $6,745,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 638,586 | $6,743,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 64,386 | $6,694,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 469,200 | $6,686,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 159,265 | $6,646,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 170,582 | $6,641,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,647,294 | $6,589,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 69,017 | $6,579,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 227,491 | $6,559,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 335,230 | $6,540,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 74,977 | $6,496,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 774,852 | $6,486,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 359,137 | $6,475,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 65,923 | $6,442,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 23,774 | $6,431,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 191,270 | $6,427,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 244,941 | $6,420,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1,391,462 | $6,415,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 48,836 | $6,412,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 277,890 | $6,411,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 62,272 | $6,391,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 475,307 | $6,374,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 99,871 | $6,370,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 203,320 | $6,348,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 437,988 | $6,325,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 244,923 | $6,295,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 119,206 | $6,287,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 213,849 | $6,251,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 58,585 | $6,249,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 140,294 | $6,229,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 127,968 | $6,225,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 108,921 | $6,217,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 259,310 | $6,216,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 322,874 | $6,196,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 66,749 | $6,190,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 276,904 | $6,183,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 61,176 | $6,155,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 115,864 | $6,142,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 282,572 | $6,132,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 439,714 | $6,121,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 97,007 | $6,097,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 58,807 | $6,084,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 584,774 | $6,070,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 80,734 | $6,062,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 67,836 | $6,041,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 29,171 | $6,040,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 96,952 | $6,035,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 104,033 | $6,004,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 78,574 | $5,992,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 136,633 | $5,990,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 334,531 | $5,981,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 47,355 | $5,969,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 47,003 | $5,959,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 664,723 | $5,949,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 130,921 | $5,936,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 254,664 | $5,936,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 145,253 | $5,915,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 284,235 | $5,858,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 264,180 | $5,852,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 235,048 | $5,846,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 64,888 | $5,843,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 37,718 | $5,835,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 83,760 | $5,810,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 189,574 | $5,795,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 240,308 | $5,784,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 462,517 | $5,777,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 197,430 | $5,771,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 5,024 | $5,721,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 237,335 | $5,717,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 144,323 | $5,715,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 24,088 | $5,713,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 247,184 | $5,703,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 142,257 | $5,698,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 157,146 | $5,686,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 83,881 | $5,680,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 261,648 | $5,680,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 240,509 | $5,669,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 245,730 | $5,664,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 355,172 | $5,654,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 197,592 | $5,651,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 63,185 | $5,613,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 166,504 | $5,610,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 418,281 | $5,601,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 200,160 | $5,590,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 117,770 | $5,582,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 68,711 | $5,579,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 199,132 | $5,578,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 386,929 | $5,576,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 335,318 | $5,573,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 277,236 | $5,547,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 253,470 | $5,540,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 343,852 | $5,527,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 188,038 | $5,525,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 252,694 | $5,522,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 230,223 | $5,472,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 388,566 | $5,436,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 154,402 | $5,430,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 422,358 | $5,427,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 166,196 | $5,395,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 130,864 | $5,389,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 168,478 | $5,349,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 47,956 | $5,344,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 47,618 | $5,328,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 303,558 | $5,312,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 144,084 | $5,311,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 674,822 | $5,304,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 506,122 | $5,299,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 68,469 | $5,277,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 52,734 | $5,269,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 258,189 | $5,259,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 213,818 | $5,249,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 77,785 | $5,246,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 108,408 | $5,224,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 72,159 | $5,221,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 93,624 | $5,179,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 51,351 | $5,145,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 55,615 | $5,130,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 833,702 | $5,127,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 509,611 | $5,111,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 362,282 | $5,097,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 88,199 | $5,090,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 213,950 | $5,075,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 665,550 | $5,071,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 295,365 | $5,066,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 141,096 | $5,061,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 142,440 | $5,057,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 78,487 | $5,055,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 271,974 | $5,053,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 153,279 | $5,037,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 309,883 | $5,023,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 54,882 | $5,014,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 32,703 | $4,999,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 359,581 | $4,991,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 72,273 | $4,990,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 309,680 | $4,980,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 306,091 | $4,968,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 191,041 | $4,965,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 226,939 | $4,956,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 50,584 | $4,951,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 39,894 | $4,948,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 56,422 | $4,946,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 64,729 | $4,936,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 153,578 | $4,930,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 89,977 | $4,906,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 111,547 | $4,896,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 132,146 | $4,895,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 104,313 | $4,887,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 935,693 | $4,884,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 42,088 | $4,859,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 31,998 | $4,844,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 517,580 | $4,838,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 134,808 | $4,819,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 81,001 | $4,800,000 | thousands by filing date | |
| CAUSEWAY CAP MGMT | 14949P307 | GOBL VAL INSTL | 476,648 | $4,795,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 75,206 | $4,792,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 263,355 | $4,788,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 225,615 | $4,785,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 90,610 | $4,770,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U332 | MUN BD CLOSED | 169,828 | $4,769,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 78,458 | $4,738,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 31,282 | $4,723,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 27,724 | $4,702,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 52,864 | $4,695,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 85,054 | $4,694,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 160,682 | $4,692,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 40,725 | $4,665,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 81,283 | $4,645,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 134,867 | $4,639,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 78,562 | $4,634,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 182,097 | $4,634,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 387,014 | $4,625,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 73,397 | $4,624,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 149,871 | $4,616,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 488,837 | $4,615,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 59,640 | $4,598,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 107,670 | $4,598,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 105,261 | $4,593,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 46,264 | $4,588,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 133,214 | $4,585,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 185,496 | $4,584,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 237,305 | $4,556,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 137,694 | $4,552,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 99,605 | $4,550,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 47,147 | $4,538,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 104,793 | $4,505,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 203,291 | $4,503,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 212,598 | $4,492,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 476,628 | $4,485,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 123,418 | $4,483,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 1,303,089 | $4,483,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 143,391 | $4,481,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 113,459 | $4,481,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 33,048 | $4,478,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 89,595 | $4,475,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 43,296 | $4,472,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 217,959 | $4,470,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 42,047 | $4,456,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 162,375 | $4,454,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 30,911 | $4,431,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 68,467 | $4,426,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 87,518 | $4,399,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 799,147 | $4,395,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 355,766 | $4,387,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 57,077 | $4,384,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 607,450 | $4,355,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 426,899 | $4,354,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 186,060 | $4,345,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 43,775 | $4,329,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 68,242 | $4,328,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 127,430 | $4,321,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 72,385 | $4,318,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 62,509 | $4,284,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 27,810 | $4,278,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 175,292 | $4,274,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 139,250 | $4,208,000 | thousands by filing date | |
| RECON CAP NASDAQ 100 COVERED C | 75623u102 | INDX FD | 188,012 | $4,205,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 69,020 | $4,186,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 315,283 | $4,181,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 284,185 | $4,180,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 88,816 | $4,171,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 77,363 | $4,170,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 260,870 | $4,163,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 103,797 | $4,153,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 116,095 | $4,151,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 51,117 | $4,147,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 151,706 | $4,145,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 227,370 | $4,120,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 783,033 | $4,095,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 94,819 | $4,081,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 97,989 | $4,064,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 161,306 | $4,058,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 46,617 | $4,046,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 420,474 | $4,028,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 61,636 | $4,020,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 227,405 | $4,014,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 64,222 | $4,009,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 260,612 | $4,000,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 35,866 | $3,992,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 227,018 | $3,986,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R205 | WBI BBR VAL 2000 | 186,972 | $3,983,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 173,463 | $3,976,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 343,240 | $3,975,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 325,460 | $3,974,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 175,142 | $3,974,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 73,264 | $3,963,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 195,976 | $3,957,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 104,177 | $3,956,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 19,499 | $3,955,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 236,902 | $3,935,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 105,895 | $3,915,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 160,172 | $3,897,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 95,149 | $3,896,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 69,935 | $3,893,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 254,980 | $3,871,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 8,334 | $3,862,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 19,924 | $3,860,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 38,194 | $3,859,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 79,504 | $3,858,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 35,172 | $3,852,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 179,059 | $3,850,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 170,002 | $3,849,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 40,608 | $3,810,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 82,317 | $3,809,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 53,919 | $3,807,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R304 | WBI BBR YLD 2000 | 183,928 | $3,800,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 70,202 | $3,793,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 141,974 | $3,792,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 46,602 | $3,789,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 260,634 | $3,784,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 36,040 | $3,769,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 107,228 | $3,767,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 119,256 | $3,757,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 142,801 | $3,750,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 56,039 | $3,739,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 249,146 | $3,725,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 757,844 | $3,721,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 290,810 | $3,708,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 32,676 | $3,693,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 276,244 | $3,691,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 23,767 | $3,685,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 285,643 | $3,682,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 88,976 | $3,676,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 228,942 | $3,675,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 565,213 | $3,674,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 353,253 | $3,670,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 72,048 | $3,658,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 72,303 | $3,656,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 56,226 | $3,650,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 89,003 | $3,649,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 226,704 | $3,648,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 42,404 | $3,636,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 39,956 | $3,634,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 269,997 | $3,629,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 84,572 | $3,628,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 147,480 | $3,618,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 75,503 | $3,617,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 239,260 | $3,610,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 43,287 | $3,590,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 61,979 | $3,589,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 269,054 | $3,562,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 329,829 | $3,549,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 155,970 | $3,545,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 156,355 | $3,525,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 149,896 | $3,523,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 49,628 | $3,515,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 235,153 | $3,511,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 24,226 | $3,508,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 235,381 | $3,505,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 118,291 | $3,497,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 184,253 | $3,493,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 59,668 | $3,489,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 65,882 | $3,485,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 166,129 | $3,480,000 | thousands by filing date | |
| ROYAL BANK OF CANADA EXCHANGE TRADED NOTES DUE JULY 19, 2034 LINKED TO THE | 78011D104 | ETF | 382,766 | $3,472,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 3,926 | $3,463,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 77,304 | $3,460,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 89,778 | $3,456,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 47,828 | $3,450,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 345,100 | $3,437,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 119,285 | $3,435,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 104,991 | $3,430,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 83,267 | $3,419,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 68,385 | $3,411,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 132,897 | $3,410,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 300,377 | $3,409,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 63,849 | $3,408,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 217,857 | $3,403,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 181,124 | $3,394,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 18,721 | $3,392,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 137,892 | $3,383,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 140,285 | $3,378,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 228,974 | $3,377,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 76,132 | $3,373,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 282,093 | $3,365,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 282,163 | $3,358,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 106,020 | $3,350,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 46,966 | $3,344,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 14,864 | $3,336,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 123,078 | $3,335,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 237,359 | $3,323,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 26,139 | $3,316,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 54,172 | $3,310,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 90,154 | $3,306,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 72,088 | $3,299,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 203,320 | $3,296,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 67,795 | $3,278,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 203,903 | $3,276,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 161,150 | $3,276,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 41,218 | $3,260,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 128,366 | $3,259,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 588,011 | $3,252,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 164,200 | $3,246,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 30,651 | $3,243,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 199,515 | $3,240,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 88,886 | $3,238,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 94,548 | $3,233,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 59,414 | $3,224,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 105,854 | $3,213,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 64,504 | $3,210,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 187,670 | $3,200,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 211,230 | $3,196,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 36,985 | $3,188,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 51,946 | $3,187,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 87,424 | $3,183,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 66,353 | $3,171,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 208,223 | $3,169,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 26,025 | $3,160,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 80,218 | $3,152,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 142,116 | $3,134,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 148,042 | $3,131,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 233,348 | $3,125,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 88,485 | $3,107,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 41,207 | $3,100,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 272,041 | $3,093,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 90,767 | $3,074,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 102,931 | $3,065,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 191,028 | $3,062,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 72,346 | $3,056,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 120,682 | $3,054,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 75,144 | $3,048,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 151,610 | $3,046,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 33,850 | $3,046,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 32,512 | $3,035,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 458,358 | $3,030,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 108,111 | $3,014,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 230,829 | $3,008,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 29,139 | $3,004,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 196,000 | $3,003,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 105,446 | $2,998,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 163,013 | $2,996,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 56,872 | $2,988,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 102,886 | $2,987,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 36,585 | $2,975,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 99,769 | $2,960,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 39,632 | $2,956,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 16,242 | $2,940,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 35,782 | $2,940,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 106,748 | $2,926,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 98,048 | $2,907,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 14,069 | $2,877,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 100,955 | $2,870,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 40,995 | $2,860,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 36,124 | $2,859,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 108,862 | $2,859,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 55,221 | $2,847,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 198,121 | $2,833,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 43,412 | $2,828,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 235,407 | $2,818,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 183,102 | $2,812,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 65,960 | $2,808,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 76,828 | $2,806,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 195,964 | $2,789,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 102,113 | $2,788,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 66,625 | $2,783,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 140,062 | $2,779,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 357,315 | $2,773,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-16-000016 | this filing | 2016-05-16 | acceptance time not in the bulk data set |