13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 3,102 holding rows worth $35,931,529,000.
- Accession
- 0001403438-16-000016
- Filer
- CIK 1403438
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 3,102 entries on the cover page, a total value of $35,931,529,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $35,931,529,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 40,432 | $304,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 3,916 | $303,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 5,148 | $303,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 21,958 | $303,000 | thousands by filing date | |
| CAUSEWAY CAP MGMT | 14949P406 | GBL ABSRT INST | 30,068 | $302,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 8,300 | $301,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 9,848 | $301,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 8,940 | $300,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 11,918 | $299,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 7,601 | $299,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 5,498 | $299,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 35,356 | $299,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 199,658 | $299,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 19,580 | $299,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 29,950 | $297,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 6,222 | $296,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 9,916 | $296,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 24,622 | $296,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 14,956 | $296,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 14,740 | $295,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 34,436 | $295,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 21,448 | $295,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 28,710 | $295,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 4,366 | $294,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 25,194 | $294,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 7,900 | $294,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 6,010 | $293,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 12,000 | $293,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 6,700 | $292,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 843 | $292,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 16,394 | $292,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 10,195 | $292,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 4,620 | $291,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 13,692 | $291,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 32,958 | $291,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 13,335 | $291,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 6,423 | $291,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 25,506 | $291,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 6,728 | $291,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 9,846 | $290,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 16,562 | $290,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 3,240 | $289,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 21,228 | $289,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 8,594 | $288,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 7,569 | $288,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 16,350 | $287,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 14,528 | $286,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 9,574 | $286,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 6,360 | $286,000 | thousands by filing date | |
| VIRTUS INSIGHT TR | 92828T889 | VIRTUS EMRG FD I | 31,276 | $286,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 33,194 | $286,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 12,352 | $285,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 11,486 | $285,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 19,713 | $285,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 3,386 | $283,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 28,700 | $283,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 33,330 | $283,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 12,756 | $283,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 5,059 | $282,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 35,358 | $282,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 7,733 | $281,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 17,804 | $281,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 4,098 | $280,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 7,880 | $280,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 80,094 | $280,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 7,095 | $279,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 3,100 | $279,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 12,400 | $278,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 14,926 | $278,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 19,770 | $278,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 11,536 | $277,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 19,522 | $277,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 11,024 | $276,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 37,000 | $276,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 8,450 | $276,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 3,694 | $275,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 31,454 | $275,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 5,976 | $275,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 10,854 | $274,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 10,910 | $274,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 10,572 | $274,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 9,711 | $273,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 6,722 | $273,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 7,226 | $273,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 37,972 | $272,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 7,440 | $272,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 123,648 | $272,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,571 | $272,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 18,012 | $272,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 18,042 | $272,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 18,220 | $271,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 2,704 | $271,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 37,832 | $270,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 11,298 | $270,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 12,350 | $270,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 11,050 | $269,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 2,426 | $269,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 18,272 | $269,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 4,141 | $269,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 31,966 | $268,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 11,933 | $267,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 3,580 | $267,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 8,936 | $267,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 3,568 | $266,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 8,930 | $266,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 6,288 | $266,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 2,494 | $266,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 15,188 | $266,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 25,119 | $265,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 20,373 | $265,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 12,502 | $265,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 13,202 | $265,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 53,790 | $265,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 11,846 | $265,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 3,802 | $264,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 12,778 | $264,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 11,247 | $264,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 9,468 | $263,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 11,846 | $263,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 16,200 | $263,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 270,000 | $263,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 17,496 | $262,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 8,108 | $262,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 8,570 | $262,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 18,826 | $262,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 7,080 | $261,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 4,474 | $261,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 8,400 | $261,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 36,218 | $260,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 7,202 | $259,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 18,436 | $259,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 26,495 | $259,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 5,272 | $258,000 | thousands by filing date | |
| WASATCH FDS TR | 936793884 | EMRG MKTS SCAP | 107,582 | $258,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 14,272 | $257,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 21,394 | $255,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 18,937 | $255,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 5,922 | $255,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 37,328 | $255,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 10,973 | $255,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 4,070 | $255,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 20,984 | $253,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 10,274 | $252,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 23,234 | $252,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 4,912 | $251,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 2,518 | $251,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 6,800 | $250,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 7,170 | $249,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 4,622 | $249,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 9,273 | $249,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 24,180 | $249,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 8,853 | $249,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 2,394 | $248,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 23,241 | $248,000 | thousands by filing date | |
| PROSHARES TR | 74348A269 | ULTSHT GLD MIN | 25,390 | $248,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 5,159 | $246,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 35,301 | $246,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 280,444 | $246,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 8,746 | $246,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 20,906 | $245,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 50,218 | $245,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 9,834 | $243,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 3,347 | $243,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 39,988 | $243,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 5,456 | $243,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 5,124 | $242,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 10,421 | $242,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 19,354 | $242,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 3,804 | $241,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 15,116 | $241,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 4,305 | $240,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 26,590 | $240,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 168,789 | $240,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 23,288 | $239,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 15,271 | $239,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 8,746 | $239,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 22,844 | $239,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 21,234 | $239,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 8,898 | $239,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 36,010 | $238,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 15,034 | $238,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 2,386 | $238,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 1,708 | $238,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 4,704 | $237,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 10,256 | $237,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 9,593 | $236,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 24,384 | $236,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 3,210 | $236,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 17,600 | $236,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 10,332 | $235,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 8,104 | $235,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 5,950 | $235,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 4,164 | $233,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 5,532 | $233,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 8,638 | $233,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 5,392 | $233,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 24,450 | $233,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 8,248 | $233,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 12,344 | $232,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 14,106 | $232,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 7,980 | $232,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 2,822 | $231,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 25,185 | $231,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 6,158 | $231,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 12,546 | $230,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 2,520 | $229,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 5,370 | $229,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 12,517 | $229,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 145,540 | $228,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 1,946 | $227,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 127,768 | $227,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 21,186 | $226,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 8,272 | $226,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 5,031 | $226,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 28,382 | $226,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 12,904 | $226,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 15,430 | $226,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 7,000 | $226,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,415 | $225,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 12,000 | $224,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 5,002 | $224,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 37,666 | $224,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 7,791 | $223,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 5,000 | $223,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 2,858 | $223,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 11,912 | $222,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 4,744 | $222,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 4,200 | $222,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 10,870 | $222,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 4,991 | $221,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 10,867 | $221,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 13,507 | $221,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 7,856 | $220,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 16,360 | $220,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 22,866 | $219,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 6,257 | $219,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 20,160 | $219,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 17,687 | $219,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 49,448 | $219,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 2,528 | $218,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 7,344 | $217,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 12,413 | $217,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 38,170 | $216,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 10,747 | $216,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 5,057 | $215,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 1,936 | $215,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 13,988 | $214,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 3,366 | $214,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 3,090 | $214,000 | thousands by filing date | |
| DIAMOND HILL LONG/SHORT -A | 25264S403 | COMMON | 9,117 | $214,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 81,904 | $213,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 8,719 | $213,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 13,072 | $213,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 1,850 | $213,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 14,890 | $212,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 10,460 | $211,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 16,250 | $211,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 19,398 | $211,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 15,680 | $211,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 7,820 | $211,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 4,380 | $211,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 13,210 | $211,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 3,168 | $210,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 7,184 | $210,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 21,021 | $210,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 30,478 | $210,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 14,710 | $210,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,790 | $209,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 4,288 | $209,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 4,040 | $209,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 4,292 | $209,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 8,200 | $209,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 3,849 | $209,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 15,428 | $208,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 7,224 | $208,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 11,764 | $208,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 61,540 | $206,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 15,108 | $206,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 1,809 | $206,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 2,818 | $205,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 6,654 | $205,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 14,366 | $205,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 210,000 | $205,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 5,027 | $204,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 13,477 | $204,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 11,860 | $204,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR RNG 2000 | 00400R106 | CEF | 9,622 | $204,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 16,582 | $203,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 12,748 | $203,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 12,528 | $202,000 | thousands by filing date | |
| RECON CAP SER TR | 75623U201 | RECON CAP DAX GE | 8,630 | $201,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 6,877 | $200,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 4,157 | $200,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 33,152 | $199,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 18,910 | $199,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 22,222 | $198,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 210,000 | $196,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 11,758 | $195,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 36,601 | $195,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 11,900 | $192,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 17,900 | $192,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 11,066 | $191,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 15,678 | $190,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 19,766 | $190,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 53,572 | $189,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 58,446 | $189,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 20,898 | $188,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 14,961 | $188,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 11,662 | $187,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 16,495 | $186,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 22,000 | $185,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 24,906 | $183,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 17,279 | $181,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 13,872 | $181,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 10,339 | $181,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 15,060 | $180,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 46,636 | $180,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 63,708 | $179,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 14,095 | $178,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 49,931 | $178,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 14,082 | $177,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 15,925 | $176,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 38,614 | $176,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 23,218 | $176,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 13,070 | $176,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 18,549 | $175,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 10,858 | $174,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 11,517 | $174,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 12,124 | $173,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 12,304 | $173,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 23,280 | $172,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 10,492 | $171,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 12,830 | $171,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 27,418 | $171,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 15,140 | $170,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 31,886 | $170,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 10,522 | $170,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 13,086 | $170,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 11,558 | $170,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 12,438 | $169,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 17,077 | $168,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 11,766 | $168,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 18,374 | $168,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 20,930 | $168,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 19,143 | $167,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 16,954 | $167,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 32,236 | $166,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 14,690 | $164,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 11,614 | $163,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 36,859 | $163,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 13,258 | $162,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 10,016 | $162,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 90,572 | $160,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 30,878 | $160,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 26,200 | $159,000 | thousands by filing date | |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 13,000 | $158,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 18,774 | $157,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 12,644 | $156,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 15,219 | $156,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 14,103 | $155,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 18,930 | $155,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 15,496 | $155,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 23,398 | $154,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 17,697 | $154,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 20,000 | $153,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 10,052 | $153,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 24,442 | $152,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 29,376 | $150,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 10,119 | $150,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 13,044 | $149,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 14,802 | $148,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 21,200 | $148,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 12,840 | $147,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 19,988 | $146,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 14,721 | $146,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 13,646 | $145,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 33,614 | $143,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 10,006 | $142,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 10,676 | $142,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 13,542 | $141,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 13,000 | $141,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 17,820 | $141,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 26,890 | $141,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 29,377 | $141,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 198,122 | $141,000 | thousands by filing date | |
| NEUBERGER BERMAN | 64128R871 | ABSOL RTNMUL A | 14,234 | $139,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 15,682 | $137,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 18,894 | $137,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 10,000 | $137,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 12,837 | $136,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 25,500 | $135,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 18,436 | $135,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 13,096 | $135,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 16,858 | $135,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 10,645 | $134,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 20,582 | $134,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 18,898 | $133,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 25,046 | $133,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 12,094 | $132,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 67,700 | $131,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 36,258 | $131,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 11,154 | $131,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 54,060 | $131,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 61,246 | $131,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 13,046 | $130,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 38,346 | $129,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 16,913 | $128,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 12,082 | $127,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 54,609 | $127,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 63,126 | $127,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 17,473 | $126,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 21,283 | $125,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 10,111 | $124,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 22,090 | $124,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 13,018 | $124,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 20,197 | $121,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 21,670 | $120,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 16,378 | $119,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 42,902 | $118,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 10,467 | $118,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 32,600 | $117,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 51,000 | $117,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 10,032 | $116,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 23,444 | $115,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 28,488 | $115,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 15,934 | $114,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 24,240 | $113,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 11,600 | $113,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 11,604 | $112,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 14,330 | $111,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 35,750 | $110,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 11,389 | $110,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 10,267 | $110,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 19,800 | $108,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 22,956 | $108,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 90,000 | $108,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 10,228 | $108,000 | thousands by filing date | |
| NEUBERGER BERMAN ABSOLUTE RETU | 64128R855 | Equity Mutual Fu | 10,905 | $107,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 10,000 | $102,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 11,657 | $102,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 21,772 | $102,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 28,350 | $102,000 | thousands by filing date | |
| Virtus Seix Fltg Rt Incm Cl I | 76628t678 | US TAXABLE BOND FUNDS | 12,025 | $100,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 10,560 | $98,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 16,650 | $98,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 19,650 | $97,000 | thousands by filing date | |
| CIPHER PHARMACEUTICALS INC | 17253X105 | COM | 20,000 | $95,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 36,932 | $93,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 20,706 | $92,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 11,302 | $92,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 13,553 | $91,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 22,617 | $89,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 106,220 | $89,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 44,620 | $88,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 62,000 | $87,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 14,068 | $87,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 13,000 | $86,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 14,000 | $85,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 10,000 | $83,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 17,627 | $82,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 76,196 | $82,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 31,804 | $80,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 16,604 | $80,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 16,978 | $79,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 71,346 | $79,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 19,374 | $79,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 11,530 | $77,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 26,700 | $77,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 21,792 | $76,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 10,764 | $76,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 10,950 | $74,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 20,000 | $74,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 16,000 | $73,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 12,820 | $73,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 50,200 | $72,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 11,086 | $70,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 25,000 | $70,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 13,800 | $69,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 18,360 | $68,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 13,226 | $67,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 10,940 | $65,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 30,970 | $64,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 21,000 | $63,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10,784 | $62,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 10,400 | $61,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 13,940 | $61,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 60,000 | $60,000 | thousands by filing date | |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 12,206 | $59,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 10,615 | $58,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 16,820 | $58,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 12,390 | $57,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 10,130 | $57,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 10,804 | $57,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 11,100 | $56,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 20,400 | $55,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 68,000 | $55,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 19,100 | $54,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 32,360 | $54,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 44,000 | $54,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 56,000 | $53,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-16-000016 | this filing | 2016-05-16 | acceptance time not in the bulk data set |