13F-HR filed by Axiom Investment Management LLC
Axiom Investment Management LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-13, with 544 holding rows worth $492,095,000.
- Accession
- 0001398344-21-010667
- Filer
- CIK 1513703
- Filed
- 2021-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 8,245 entries on the cover page, a total value of $492,095,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $492,095,000 with VALUE read as thousands by filing date, 13F file number 028-20359. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 208 | $14,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 100 | $13,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 3,000 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 85 | $12,000 | thousands by filing date | |
| GOLD ROYALTY CORP | 38071H114 | W EXP 99/99/999 | 11,250 | $12,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 10,125 | $12,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 10,000 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 160 | $11,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 200 | $11,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 254 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 325 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 360 | $10,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 86 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 500 | $9,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 16,000 | $9,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 103 | $8,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 72 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 500 | $8,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 145 | $7,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 60 | $7,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 60 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 65 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 120 | $7,000 | thousands by filing date | |
| VG ACQUISITION-A | G9446E113 | EQUITY WRT | 4,000 | $7,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 40 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 100 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 65 | $5,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 150 | $4,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 100 | $4,000 | thousands by filing date | |
| VIEW INC | 92671V114 | *W EXP 03/08/202 | 1,999 | $3,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 333 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 63 | $2,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 35 | $1,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 100 | $1,000 | thousands by filing date | |
| JOBY AVIATION IN | G7483N103 | EQUITY WRT | 375 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Vaneck Long Muni ETF | 92189F536 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AES CORP | 00130H204 | CONV | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FTAC OLYMPUS ACQUISITION COR | G37288118 | UNIT 08/24/2025 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-21-010667 | this filing | 2021-05-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-21-011097 | base | 2021-05-20 | acceptance time not in the bulk data set |