13F-HR/A filed by Axiom Investment Management LLC
Axiom Investment Management LLC filed this 13F-HR/A for the quarter ended 2021-03-31, filed 2021-05-20, with 198 holding rows worth $122,833,000.
- Accession
- 0001398344-21-011097
- Filer
- CIK 1513703
- Filed
- 2021-05-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, amendment of type restatement, 2,220 entries on the cover page, a total value of $122,833,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $122,836,000 with VALUE read as thousands by filing date, 13F file number 028-20359. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Micron Technology,Inc. | 595112103 | COM | 116,725 | $10,294,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 82,090 | $6,444,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 23,958 | $5,650,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,365 | $4,879,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 37,833 | $4,622,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,250 | $3,865,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 53,133 | $3,435,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 10,430 | $3,069,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 15,090 | $2,415,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 17,105 | $2,227,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 17,614 | $2,083,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 30,658 | $1,880,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 17,022 | $1,498,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 41,030 | $1,471,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 7,781 | $1,419,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,958 | $1,411,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 12,903 | $1,396,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 58,013 | $1,377,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 10,150 | $1,315,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 34,345 | $1,244,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 4,632 | $1,241,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 18,350 | $1,222,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 44,500 | $1,221,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 5,000 | $1,218,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 4,739 | $1,218,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 5,565 | $1,213,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 22,500 | $1,193,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 52,111 | $1,177,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 3,600 | $1,149,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,196 | $1,144,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 22,706 | $1,109,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,753 | $1,096,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 493 | $1,020,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 17,925 | $1,015,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,447 | $1,007,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,650 | $984,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 4,825 | $976,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 15,130 | $915,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,689 | $902,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 77,300 | $900,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 26,114 | $858,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 7,089 | $822,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 2,435 | $793,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 19,751 | $766,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 14,825 | $759,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 11,622 | $757,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 9,988 | $745,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,874 | $737,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 7,896 | $674,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,153 | $665,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 11,641 | $653,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 10,283 | $649,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,754 | $638,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 7,900 | $634,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,998 | $612,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,596 | $612,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 10,227 | $596,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,899 | $592,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 39,127 | $581,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 5,457 | $577,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,399 | $561,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,730 | $551,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,039 | $519,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,380 | $514,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 4,501 | $512,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,887 | $509,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,210 | $504,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 4,125 | $491,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,396 | $483,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,562 | $479,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 3,500 | $452,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 5,000 | $422,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 4,043 | $409,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,025 | $406,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 6,019 | $388,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,925 | $383,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 800 | $379,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,757 | $374,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,314 | $365,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,650 | $358,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,604 | $355,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 1,035 | $352,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 5,094 | $351,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,921 | $346,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,244 | $344,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 2,826 | $344,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 3,150 | $342,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,011 | $334,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,417 | $334,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,961 | $330,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,000 | $327,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 514 | $322,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,133 | $318,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 4,728 | $316,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 5,000 | $316,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,986 | $315,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 4,027 | $312,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 684 | $312,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,818 | $306,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,164 | $301,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 3,173 | $299,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 750 | $281,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,390 | $263,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 6,040 | $262,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,136 | $257,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 3,925 | $251,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,080 | $246,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 9,172 | $244,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 647 | $242,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,196 | $242,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,564 | $240,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 370 | $240,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 1,293 | $232,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,310 | $223,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 18,000 | $220,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 5,950 | $220,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,549 | $217,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 9,130 | $212,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 3,109 | $205,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 300 | $201,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 11,700 | $201,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 9,080 | $200,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 11,000 | $189,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,309 | $182,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 25,756 | $181,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 885 | $165,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,191 | $163,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 3,500 | $154,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 3,500 | $149,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,059 | $141,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 13,612 | $133,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,439 | $126,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 760 | $123,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 857 | $109,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 391 | $105,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 4,550 | $105,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 16,000 | $104,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 733 | $102,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,000 | $98,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 5,302 | $95,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 990 | $94,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 720 | $89,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 400 | $89,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 2,259 | $88,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 2,676 | $82,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 800 | $79,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 15,000 | $75,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 520 | $73,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 238 | $68,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 540 | $65,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 2,025 | $65,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 700 | $62,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 500 | $60,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 938 | $59,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 400 | $59,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 350 | $56,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 10,200 | $55,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 11,242 | $54,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 800 | $51,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 3,384 | $48,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 17,309 | $46,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 673 | $37,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 500 | $37,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 173 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 500 | $35,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 1,000 | $35,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 100 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 2,500 | $32,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 1,000 | $27,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 75 | $25,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 700 | $24,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 481 | $20,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 3,500 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 100 | $18,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 186 | $17,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 385 | $16,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 100 | $13,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 6,400 | $13,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,600 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 160 | $11,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 103 | $8,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 41 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 100 | $7,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 162 | $7,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 3,000 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 100 | $6,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 300 | $5,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 100 | $4,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 277 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 81 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 100 | $3,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 465 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 20 | $1,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 1,000 | $1,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LIBERTY | 531229888 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 208 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-21-010667 | superseded | 2021-05-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-21-011097 | this filing | 2021-05-20 | acceptance time not in the bulk data set |