13F-HR filed by Axiom Investment Management LLC
Axiom Investment Management LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-13, with 544 holding rows worth $492,095,000.
- Accession
- 0001398344-21-010667
- Filer
- CIK 1513703
- Filed
- 2021-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 8,245 entries on the cover page, a total value of $492,095,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $492,095,000 with VALUE read as thousands by filing date, 13F file number 028-20359. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Danaher Corporation | 235851102 | COM | 491,775 | $110,687,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 260,493 | $18,401,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 103,497 | $12,641,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 28,207 | $11,178,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 124,064 | $10,942,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 45,782 | $10,799,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 24,355 | $7,772,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 84,011 | $6,595,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 41,018 | $6,241,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 174,300 | $6,052,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,777 | $5,729,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 73,789 | $5,470,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 178,245 | $5,391,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 74,538 | $4,818,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 125,166 | $4,536,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 6,531 | $4,362,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 306,298 | $3,747,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 12,053 | $3,545,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 111,417 | $3,372,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 139,402 | $3,168,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 238,193 | $3,134,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 19,438 | $3,110,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 79,787 | $3,088,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 60,780 | $2,983,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 45,985 | $2,903,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 49,822 | $2,788,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 10,192 | $2,731,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 36,043 | $2,646,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 19,417 | $2,517,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 2,213 | $2,448,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 7,339 | $2,420,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 17,145 | $2,233,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 20,112 | $2,176,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 33,321 | $2,131,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 64,529 | $2,123,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 17,891 | $2,116,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 420,087 | $1,976,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 33,789 | $1,967,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 31,658 | $1,941,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 3,100 | $1,914,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 175,170 | $1,888,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 901 | $1,864,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 21,715 | $1,858,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 52,598 | $1,792,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 6,200 | $1,747,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS CORP | 284849114 | W EXP 08/03/202 | 564,684 | $1,638,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 29,479 | $1,577,000 | thousands by filing date | |
| SYNTAX ETF TR | 87166N205 | STRATIFIE MDCP | 39,710 | $1,558,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 45,775 | $1,556,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 3,220 | $1,524,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,147 | $1,502,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 17,022 | $1,498,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 41,530 | $1,489,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 7,941 | $1,449,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 60,263 | $1,431,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 59,983 | $1,397,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 23,670 | $1,378,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 6,070 | $1,375,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 23,074 | $1,366,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 57,646 | $1,365,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 6,140 | $1,338,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 17,848 | $1,331,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 4,950 | $1,272,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,852 | $1,263,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 51,679 | $1,258,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,352 | $1,255,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 84,127 | $1,251,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 55,111 | $1,245,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 44,860 | $1,231,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 18,350 | $1,222,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 5,000 | $1,218,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 46,800 | $1,215,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 22,500 | $1,193,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,278 | $1,186,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 3 | $1,157,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 14,951 | $1,155,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 184,992 | $1,126,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 22,949 | $1,121,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,753 | $1,096,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 5,789 | $1,084,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 7,752 | $1,077,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 5,082 | $1,074,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 24,473 | $1,065,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 8,726 | $1,063,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,780 | $1,062,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 40,419 | $1,060,000 | thousands by filing date | |
| SYNTAX ETF TR | 87166N106 | STRATIFD LRG CAP | 16,976 | $1,055,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 8,675 | $1,039,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 7,564 | $1,031,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 17,925 | $1,015,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 67,889 | $1,008,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 86,300 | $1,005,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 49,091 | $1,001,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 8,170 | $993,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 18,900 | $983,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 4,825 | $976,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 15,162 | $975,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,821 | $971,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 30,000 | $971,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 18,759 | $969,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 2,516 | $966,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 4,389 | $954,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 7,025 | $950,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,081 | $944,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,731 | $942,000 | thousands by filing date | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 34,500 | $939,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,900 | $938,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 15,284 | $924,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 220,901 | $906,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 2,765 | $902,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 79,500 | $899,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,360 | $872,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 4,472 | $850,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 15,149 | $849,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,915 | $848,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 9,573 | $846,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 7,089 | $822,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 7,870 | $818,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 15,975 | $818,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 123,100 | $812,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 9,785 | $785,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 11,882 | $774,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 11,969 | $770,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 4,057 | $767,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 35,690 | $765,000 | thousands by filing date | |
| SKILLFUL CRAFTSMAN ED TECH L | G8211A108 | ORD SHS | 218,200 | $758,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 35,165 | $756,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 6,380 | $754,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 7,790 | $752,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 14,261 | $749,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 31,000 | $745,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,269 | $734,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 89,500 | $710,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 30,435 | $704,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,227 | $697,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 51,330 | $693,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 54,250 | $681,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,651 | $680,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 4,831 | $679,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 50,768 | $678,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 5,000 | $678,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 102,310 | $665,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 10,800 | $663,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,464 | $662,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 2,351 | $658,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 10,383 | $655,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 16,745 | $653,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 5,096 | $640,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 8,264 | $640,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,754 | $638,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 11,000 | $632,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,690 | $624,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,649 | $614,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 253,940 | $614,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 34,000 | $612,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,701 | $598,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 149,392 | $592,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 8,420 | $591,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 5,499 | $582,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,550 | $581,000 | thousands by filing date | |
| CLPS INCORPORATION | G31642104 | COM | 113,878 | $577,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,974 | $575,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 5,543 | $561,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 81,450 | $560,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,750 | $557,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 11,686 | $554,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 14,157 | $552,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 7,000 | $552,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 32,549 | $548,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 17,821 | $544,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,184 | $540,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 4,213 | $536,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,415 | $533,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 10,340 | $530,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 28,153 | $528,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 3,328 | $525,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,944 | $523,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,627 | $523,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 11,512 | $520,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 7,065 | $517,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V106 | COM | 50,500 | $516,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 4,501 | $512,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 25,289 | $503,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 6,469 | $502,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 4,125 | $491,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,396 | $483,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 4,099 | $476,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 24,285 | $469,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,281 | $465,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,925 | $465,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 27,308 | $462,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 7,555 | $455,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 28,125 | $455,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 3,500 | $452,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 31,237 | $446,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 18,600 | $446,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 23,876 | $443,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 5,220 | $440,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,681 | $429,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 3,000 | $424,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,096 | $420,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 24,200 | $416,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 4,351 | $412,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 5,600 | $411,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 18,677 | $408,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 6,997 | $403,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 1,735 | $399,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,378 | $399,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 29,207 | $398,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 7,537 | $397,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 17,357 | $397,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 53,400 | $396,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 5,281 | $395,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 5,300 | $391,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 17,798 | $390,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 6,019 | $388,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 38,020 | $388,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 6,150 | $387,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 10,200 | $387,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,896 | $384,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 26,560 | $375,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 5,800 | $372,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,912 | $368,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,150 | $368,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 4,400 | $368,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 67,000 | $366,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 3,873 | $365,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 5,239 | $361,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 3,270 | $355,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 7,522 | $353,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 30,510 | $353,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 1,035 | $352,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 15,415 | $351,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 12,500 | $351,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 33,800 | $349,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 3,100 | $347,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,091 | $345,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,244 | $344,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 66,000 | $344,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,050 | $343,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 6,350 | $342,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,145 | $341,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 12,848 | $339,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 6,000 | $336,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 8,833 | $335,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,011 | $334,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 22,019 | $333,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 6,560 | $332,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 5,159 | $327,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,000 | $326,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 2,410 | $323,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 514 | $322,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 15,458 | $319,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 19,978 | $316,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 4,728 | $316,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 5,000 | $316,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 4,100 | $316,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,837 | $311,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,818 | $306,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 8,200 | $303,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,164 | $301,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,000 | $300,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 21,800 | $300,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,000 | $299,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 9,615 | $298,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 29,658 | $292,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 7,625 | $290,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 73,700 | $289,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 10,460 | $287,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 8,833 | $283,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 3,575 | $279,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 1,526 | $279,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 5,502 | $275,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 8,604 | $274,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,509 | $273,000 | thousands by filing date | |
| NLS PHARMACEUTICS LTD COM NEW | H57830103 | Stock | 68,000 | $273,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 10,236 | $270,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,909 | $266,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 4,900 | $266,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 6,126 | $266,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 12,000 | $265,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 26,500 | $265,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 46,475 | $264,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,000 | $262,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,749 | $262,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 9,591 | $260,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 9,740 | $259,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,500 | $258,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 12,943 | $257,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 11,000 | $255,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 6,000 | $251,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,173 | $250,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,486 | $250,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 69,568 | $249,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 600 | $247,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 4,900 | $246,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,009 | $245,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 13,000 | $243,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,100 | $242,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 6,031 | $242,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 370 | $240,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 37,081 | $239,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 12,500 | $238,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 1,125 | $235,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 5,951 | $235,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 14,907 | $235,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 1,293 | $232,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,105 | $227,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 32,400 | $227,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 3,000 | $224,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 8,100 | $224,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 12,483 | $224,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 17,539 | $223,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 22,250 | $223,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 2,000 | $222,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 8,163 | $221,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 14,056 | $221,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 7,665 | $220,000 | thousands by filing date | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 9,124 | $219,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X102 | COM | 11,247 | $218,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 840 | $217,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,355 | $216,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 9,280 | $215,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 15,328 | $214,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 10,660 | $214,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 9,181 | $214,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 6,704 | $213,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 13,055 | $212,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,194 | $211,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 6,316 | $211,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 741 | $210,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,400 | $210,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 27,279 | $209,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 2,985 | $209,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 3,876 | $208,000 | thousands by filing date | |
| SEAGEN INC | 81181C104 | COM | 1,500 | $208,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 12,000 | $206,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 3,109 | $205,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 1,804 | $205,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 21,738 | $205,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 7,500 | $204,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,700 | $204,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 6,676 | $204,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 3,231 | $203,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 2,300 | $203,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 11,221 | $202,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,051 | $201,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 21,489 | $195,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 13,543 | $193,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 36,500 | $192,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 15,950 | $191,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 21,000 | $186,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 14,757 | $185,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 26,416 | $185,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 20,267 | $184,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 44,700 | $184,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 2,975 | $182,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 11,758 | $181,000 | thousands by filing date | |
| MEAT TECH 3D LTD | 583435102 | COM | 19,418 | $181,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 4,200 | $179,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 4,050 | $178,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 18,171 | $177,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 10,498 | $174,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 43,000 | $174,000 | thousands by filing date | |
| WIDEPOINT CORP | 967590209 | COMMON | 18,500 | $170,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2,140 | $169,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 4,000 | $166,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 26,000 | $164,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 12,506 | $164,000 | thousands by filing date | |
| POLISHED COM INC | 28252C109 | CMN | 18,751 | $163,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 89,160 | $161,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 15,000 | $159,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 11,945 | $158,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 17,260 | $157,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 24,100 | $152,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 22,000 | $147,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,246 | $145,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 10,050 | $145,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 43,999 | $145,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 16,512 | $145,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 12,363 | $145,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 11,651 | $143,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,425 | $142,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 13,802 | $139,000 | thousands by filing date | |
| RESEARCH SOLUTIONS INC | 761025105 | CMN | 60,000 | $139,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 10,649 | $138,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 27,343 | $138,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 4,090 | $134,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 17,722 | $132,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 14,914 | $128,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 16,000 | $128,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 6,850 | $126,000 | thousands by filing date | |
| AGRIFY CORP | 00853E107 | COM | 10,000 | $125,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 29,200 | $124,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 11,682 | $124,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 12,790 | $123,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 17,313 | $115,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N129 | CL A | 11,300 | $114,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 12,214 | $112,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,094 | $111,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 29,000 | $106,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 20,230 | $102,000 | thousands by filing date | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 22,500 | $101,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 14,297 | $101,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 31,500 | $101,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 2,600 | $99,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1,045 | $99,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 14,728 | $98,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 39,635 | $98,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 10,148 | $96,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 7,100 | $96,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,374 | $95,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 50,000 | $92,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 631 | $89,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 400 | $89,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 14,667 | $89,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 84,572 | $88,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 17,032 | $84,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 21,200 | $83,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 10,000 | $82,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 41,107 | $81,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 25,759 | $79,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 1,915 | $77,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 15,000 | $75,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 620 | $75,000 | thousands by filing date | |
| AMESITE INC | 031094105 | COM | 17,910 | $74,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 445 | $66,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 405 | $65,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 2,025 | $65,000 | thousands by filing date | |
| NLS PHARMACEUTICS LTD | H57830111 | *W EXP 02/02/202 | 68,000 | $65,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 24,667 | $64,000 | thousands by filing date | |
| VG ACQUISITION C | G9446E121 | UNIT | 6,000 | $64,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 10,873 | $63,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 940 | $63,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 700 | $62,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 10,000 | $61,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 32,500 | $61,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 500 | $60,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 10,000 | $60,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 500 | $59,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 230 | $59,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 12,500 | $59,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 32,750 | $59,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 10,537 | $58,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 10,490 | $57,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 10,200 | $55,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 11,242 | $54,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288100 | CL A SHS | 5,000 | $53,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 18,100 | $52,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 23,500 | $52,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 19,467 | $51,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 19,257 | $50,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 320 | $48,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 1,240 | $46,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 2,000 | $45,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 10,000 | $45,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 1,000 | $44,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 13,500 | $44,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 35,000 | $42,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 10,000 | $42,000 | thousands by filing date | |
| SENMIAO TECHNOLOGY LTD | 817225105 | COM | 30,307 | $42,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 388 | $40,000 | thousands by filing date | |
| PROSHARES TR | 74347G309 | ULTRAPRO DOW 30 | 4,000 | $38,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 10,208 | $37,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 10,465 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 500 | $35,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 600 | $35,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 930 | $34,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 500 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 2,500 | $32,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 17,500 | $32,000 | thousands by filing date | |
| SKILLZ INC | 83067L117 | *W EXP 02/26/202 | 4,000 | $31,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 500 | $30,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 20,000 | $29,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 75 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 1,000 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 170 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 303 | $23,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 15,000 | $23,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 144 | $22,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 20,600 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 1,000 | $22,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 519 | $22,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 33,956 | $22,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 34,750 | $22,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 350 | $21,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 1,802 | $21,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 1,000 | $20,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 2,000 | $20,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 273 | $19,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 27,240 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 210 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 100 | $18,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 10,000 | $18,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 320 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 500 | $17,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 506 | $17,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288126 | *W EXP 08/28/202 | 8,000 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 500 | $16,000 | thousands by filing date | |
| VG ACQUISITION CORP | G9446E105 | SHS CL A | 1,500 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-21-010667 | this filing | 2021-05-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-21-011097 | base | 2021-05-20 | acceptance time not in the bulk data set |