13F-HR filed by Realta Investment Advisors
Realta Investment Advisors filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-18, with 1,677 holding rows worth $368,418,000.
- Accession
- 0001398344-19-018090
- Filer
- CIK 1776792
- Filed
- 2019-10-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 24,253 entries on the cover page, a total value of $368,418,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $368,344,000 with VALUE read as thousands by filing date, 13F file number 028-19535. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 55 | $2,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 22 | $2,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 200 | $2,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 250 | $2,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 12 | $2,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 57 | $2,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 68 | $2,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 76 | $2,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 60 | $2,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 96 | $2,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 6 | $2,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 19 | $2,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 22 | $2,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 200 | $2,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 96 | $2,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 40 | $2,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 101 | $2,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 133 | $2,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 67 | $2,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 158 | $2,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 197 | $2,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 41 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 287 | $2,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 900 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 60 | $2,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 34 | $2,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 56 | $2,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 50 | $2,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 89 | $2,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 245 | $2,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 200 | $2,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 700 | $2,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 500 | $2,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 2,000 | $2,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 3 | $1,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 5 | $1,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 12 | $1,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 200 | $1,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 24 | $1,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 11 | $1,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 22 | $1,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 56 | $1,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 13 | $1,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 25 | $1,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 22 | $1,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 12 | $1,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 6 | $1,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 50 | $1,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 179 | $1,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 7 | $1,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 15 | $1,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 71 | $1,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 60 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 11 | $1,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 14 | $1,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 39 | $1,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 110 | $1,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 87 | $1,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 85 | $1,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 10 | $1,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 66 | $1,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 17 | $1,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 20 | $1,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 30 | $1,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 20 | $1,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 19 | $1,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 18 | $1,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 54 | $1,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 46 | $1,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 25 | $1,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 43 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 9 | $1,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 200 | $1,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 25 | $1,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 31 | $1,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 800 | $1,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 451 | $1,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 175 | $1,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 106 | $1,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 125 | $1,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 10 | $1,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 18 | $1,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 189 | $1,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 34 | $1,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 26 | $1,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 100 | $1,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 96 | $1,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 300 | $1,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 179 | $1,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 200 | $1,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 111 | $1,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 450 | $1,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 211 | $1,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 300 | $1,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 200 | $1,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 900 | $1,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD MALVERN FDS | 922020805 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TREX CO INC | 89531P105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MKS INC. COM | 55306N104 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNX RES CORP COM | 12653C108 | Stock | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CMB.TECH NV SHS | B38564108 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CINTAS CORP COM | 172908105 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HERC HLDGS INC COM | 42704L104 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POOL CORP COM | 73278L105 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| THOR INDS INC | 885160101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCR VOYIX CORPORATION | 62886E108 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| V2X INC | 92242T101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNO FINL GROUP INC | 12621E103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROWN FORMAN CORP | 115637100 | CL A | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GAMESTOP CORP | 36467W109 | CL A | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATRICK INDS INC | 703343103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDUENT INC | 206787103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIOT PLATFORMS INC | 767292105 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETMED EXPRESS INC | 716382106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANOS MED INC | 05350V106 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S CONCRETE INC | 90333L201 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CANTEL MEDICAL CORP | 138098108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDS END INC | 51509F105 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 183 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 193 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 267 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONNELLEY R R & SONS CO | 257867200 | COM | 374 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE CORP PLC | G65431101 | SHS USD | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 188 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERPLUS CORP | 292766102 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN MED INC | 88830X819 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REALPAGE INC | 75606N109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SYNACOR INC | 871561106 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENDO INTL PLC | G30401106 | SHS | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIM IMMUNOTECH INC | 00901B105 | COM | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 260 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL LTD | G7998G106 | COM | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERMITAGE OFFSHORE SERVICE L | G4511M108 | SHS | 167 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 334 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OUTLOOK THERAPEUTICS INC | 69012T115 | *W EXP 02/18/202 | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEURALSTEM INC | 64127R500 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-19-018090 | this filing | 2019-10-18 | acceptance time not in the bulk data set |