13F-HR filed by Realta Investment Advisors
Realta Investment Advisors filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-18, with 1,677 holding rows worth $368,418,000.
- Accession
- 0001398344-19-018090
- Filer
- CIK 1776792
- Filed
- 2019-10-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 24,253 entries on the cover page, a total value of $368,418,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $368,344,000 with VALUE read as thousands by filing date, 13F file number 028-19535. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 2,000 | $15,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 200 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 537 | $15,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 161 | $15,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 183 | $15,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 604 | $15,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 417 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 330 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 312 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 278 | $15,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 1,000 | $15,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 1,484 | $15,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 2,000 | $15,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 1,500 | $15,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 323 | $14,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 256 | $14,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 96 | $14,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 76 | $14,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 101 | $14,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 100 | $14,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 2,102 | $14,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 226 | $14,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 205 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 605 | $14,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,000 | $14,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 345 | $14,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 296 | $14,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 1,250 | $14,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 231 | $14,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 125 | $14,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 1,353 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 300 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 381 | $14,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 2,952 | $14,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 255 | $14,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 573 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 264 | $14,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y181 | SML CP BULL 2X | 310 | $14,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 282 | $13,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 152 | $13,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 217 | $13,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 242 | $13,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 170 | $13,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 50 | $13,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 1,066 | $13,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 498 | $13,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 159 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 98 | $13,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 590 | $13,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 105 | $13,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 605 | $13,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 283 | $13,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 69 | $13,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 500 | $13,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 546 | $13,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 132 | $12,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 405 | $12,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 300 | $12,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 600 | $12,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 69 | $12,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 150 | $12,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 948 | $12,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 76 | $12,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 200 | $12,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 178 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 350 | $12,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 634 | $12,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 425 | $12,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 217 | $12,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 150 | $12,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 2,000 | $12,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 1,100 | $12,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 180 | $12,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,375 | $12,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 11,700 | $12,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 616 | $12,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,262 | $12,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 8,150 | $12,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 47 | $11,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 387 | $11,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 500 | $11,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 39 | $11,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 96 | $11,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 300 | $11,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 1,000 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 107 | $11,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,016 | $11,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 545 | $11,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 85 | $11,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 226 | $11,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 304 | $11,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 207 | $11,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 131 | $11,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 2,750 | $11,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 196 | $11,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 100 | $11,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 250 | $10,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 93 | $10,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 400 | $10,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 94 | $10,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 258 | $10,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 45 | $10,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 70 | $10,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 191 | $10,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 150 | $10,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 525 | $10,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 513 | $10,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 65 | $10,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 810 | $10,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 240 | $10,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 200 | $10,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 277 | $10,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,667 | $10,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 709 | $10,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 262 | $10,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 810 | $10,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 300 | $10,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 344 | $10,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 5,159 | $10,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 3,000 | $10,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 1,000 | $10,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 228 | $10,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 9,058 | $10,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 320 | $10,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 16 | $9,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 353 | $9,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 343 | $9,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 160 | $9,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 88 | $9,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 195 | $9,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 200 | $9,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 312 | $9,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 190 | $9,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 254 | $9,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 124 | $9,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 783 | $9,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,450 | $9,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 24 | $9,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 187 | $9,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 200 | $9,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 177 | $9,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 446 | $9,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 600 | $9,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 747 | $9,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 150 | $9,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 1,006 | $9,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 552 | $9,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 207 | $9,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 362 | $9,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 592 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 300 | $9,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 3,000 | $9,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 110 | $9,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 6,924 | $9,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 1,208 | $9,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 167 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 400 | $9,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 369 | $9,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 200 | $9,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 355 | $9,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 1,000 | $9,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 169 | $8,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 200 | $8,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 89 | $8,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 32 | $8,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 48 | $8,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 100 | $8,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 197 | $8,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 56 | $8,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 100 | $8,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 147 | $8,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 74 | $8,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 120 | $8,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 152 | $8,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 102 | $8,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 57 | $8,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 61 | $8,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 130 | $8,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 152 | $8,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 799 | $8,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 480 | $8,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 600 | $8,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 325 | $8,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 266 | $8,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 129 | $8,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 150 | $8,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 466 | $8,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 335 | $8,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 305 | $8,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 120 | $8,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 1,530 | $8,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 31 | $8,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 2,100 | $8,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 200 | $8,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 385 | $8,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 445 | $8,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 540 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 438 | $8,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 160 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 160 | $8,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 2,040 | $8,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 9,003 | $8,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 750 | $8,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 4,750 | $8,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 1,805 | $8,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 273 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 415 | $7,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 68 | $7,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 28 | $7,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 57 | $7,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 40 | $7,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 875 | $7,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 175 | $7,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 200 | $7,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 50 | $7,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 129 | $7,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 102 | $7,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 45 | $7,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 46 | $7,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 672 | $7,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 244 | $7,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 209 | $7,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 86 | $7,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 795 | $7,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 30 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 41 | $7,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 675 | $7,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 53 | $7,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 188 | $7,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 70 | $7,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 150 | $7,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 51 | $7,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 137 | $7,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,046 | $7,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 189 | $7,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 186 | $7,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 700 | $7,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 200 | $7,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 251 | $7,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 161 | $7,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 200 | $7,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 327 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 125 | $7,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 250 | $7,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 26,000 | $7,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 2,000 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 400 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 176 | $7,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 5,000 | $7,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 301 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 400 | $7,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 1,500 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 110 | $6,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 89 | $6,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 148 | $6,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 7 | $6,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 116 | $6,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 161 | $6,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 37 | $6,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 72 | $6,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 250 | $6,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 75 | $6,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 78 | $6,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 11 | $6,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 70 | $6,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 405 | $6,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 489 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 30 | $6,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 730 | $6,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 325 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 106 | $6,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 200 | $6,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 100 | $6,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 416 | $6,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 61 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 100 | $6,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 223 | $6,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 128 | $6,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 135 | $6,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 585 | $6,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 94 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 138 | $6,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 1,500 | $6,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 280 | $6,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 48 | $6,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K331 | DAIL MS INDI ETF | 90 | $6,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 300 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 275 | $6,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 200 | $6,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,000 | $6,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 148 | $6,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 816 | $6,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 300 | $6,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 200 | $6,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 3,200 | $6,000 | thousands by filing date | |
| ISHARES TR | 46435G276 | MSCI ARGENTINA | 300 | $6,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 116 | $5,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 15 | $5,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 162 | $5,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 127 | $5,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 147 | $5,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 200 | $5,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 31 | $5,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 1,000 | $5,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 238 | $5,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 18 | $5,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 250 | $5,000 | thousands by filing date | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 1,000 | $5,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 64 | $5,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 434 | $5,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 33 | $5,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 222 | $5,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 249 | $5,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 124 | $5,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 86 | $5,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 163 | $5,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 200 | $5,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 25 | $5,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 239 | $5,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 100 | $5,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 60 | $5,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 60 | $5,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 70 | $5,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 123 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 80 | $5,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 355 | $5,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 389 | $5,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 50 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 177 | $5,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 34 | $5,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 70 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 68 | $5,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 158 | $5,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 77 | $5,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 84 | $5,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 400 | $5,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 67 | $5,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 103 | $5,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 75 | $5,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 51 | $5,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 390 | $5,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 515 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 494 | $5,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 99 | $5,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 296 | $5,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 200 | $5,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 500 | $5,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 342 | $5,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 242 | $5,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 500 | $5,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 173 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 140 | $5,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 250 | $5,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 325 | $5,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 5,000 | $5,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 18 | $4,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 110 | $4,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 29 | $4,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 85 | $4,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 127 | $4,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 57 | $4,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 190 | $4,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 200 | $4,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 25 | $4,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 15 | $4,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 2,500 | $4,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 180 | $4,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 56 | $4,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 192 | $4,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 68 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 148 | $4,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 126 | $4,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 300 | $4,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 1,755 | $4,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 82 | $4,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 282 | $4,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 45 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 150 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 146 | $4,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 625 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 150 | $4,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 50 | $4,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 70 | $4,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 1,925 | $4,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 162 | $4,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 70 | $4,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 48 | $4,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 43 | $4,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 32 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 142 | $4,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 300 | $4,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 75 | $4,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 12 | $4,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 21 | $4,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,000 | $4,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 528 | $4,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 679 | $4,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 2,000 | $4,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 150 | $4,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 41 | $4,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 104 | $4,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 135 | $4,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 265 | $4,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 349 | $4,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 1,000 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 83 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 204 | $4,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 121 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 119 | $4,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 200 | $4,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 200 | $4,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 800 | $4,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 266 | $4,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 250 | $4,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 188 | $4,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 5,000 | $4,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 55 | $3,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 24 | $3,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 37 | $3,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 100 | $3,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 188 | $3,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 43 | $3,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 125 | $3,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 167 | $3,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 150 | $3,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 95 | $3,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 52 | $3,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 55 | $3,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 165 | $3,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 27 | $3,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 9 | $3,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 41 | $3,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 21 | $3,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 65 | $3,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 48 | $3,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 125 | $3,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 40 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 83 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 82 | $3,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 200 | $3,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 50 | $3,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 167 | $3,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 789 | $3,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 101 | $3,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 175 | $3,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 94 | $3,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 163 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 119 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 38 | $3,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 125 | $3,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 325 | $3,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 53 | $3,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 66 | $3,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 300 | $3,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 110 | $3,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 175 | $3,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 50 | $3,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 308 | $3,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 68 | $3,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 327 | $3,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 70 | $3,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 22 | $3,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 151 | $3,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 75 | $3,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 210 | $3,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 94 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 20 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 47 | $3,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 307 | $3,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 452 | $3,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 48 | $3,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 83 | $3,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 2,000 | $3,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 105 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K356 | OIL GAS BL 3X SH | 1,000 | $3,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 250 | $3,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 65 | $2,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 70 | $2,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 30 | $2,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 27 | $2,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 12 | $2,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,000 | $2,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 151 | $2,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 21 | $2,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 10 | $2,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 76 | $2,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 135 | $2,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 33 | $2,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 30 | $2,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 42 | $2,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 59 | $2,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 21 | $2,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 125 | $2,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 78 | $2,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 300 | $2,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 14 | $2,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 130 | $2,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 84 | $2,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 100 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 41 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-19-018090 | this filing | 2019-10-18 | acceptance time not in the bulk data set |