13F-HR filed by Realta Investment Advisors
Realta Investment Advisors filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-18, with 1,677 holding rows worth $368,418,000.
- Accession
- 0001398344-19-018090
- Filer
- CIK 1776792
- Filed
- 2019-10-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 24,253 entries on the cover page, a total value of $368,418,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $368,344,000 with VALUE read as thousands by filing date, 13F file number 028-19535. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 1,026 | $101,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 3,726 | $101,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1,546 | $99,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 1,485 | $99,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 4,912 | $98,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 998 | $97,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,740 | $97,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 3,496 | $97,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 3,135 | $97,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 6,242 | $97,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 500 | $96,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 439 | $96,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 4,750 | $96,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 20,042 | $96,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 3,056 | $95,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 1,219 | $95,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 2,511 | $94,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 7,904 | $93,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 1,635 | $92,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 1,087 | $92,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 5,423 | $92,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 2,110 | $91,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 1,015 | $90,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 2,445 | $90,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 557 | $89,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 400 | $88,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 3,939 | $88,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 3,562 | $88,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 5,120 | $88,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 6,723 | $88,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 4,994 | $87,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 1,995 | $87,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 525 | $87,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 1,455 | $86,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 4,000 | $86,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 662 | $86,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 1,580 | $85,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 3,510 | $85,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 6,617 | $84,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,040 | $83,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 3,670 | $83,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 1,400 | $83,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 420 | $82,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 305 | $81,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 3,079 | $81,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 542 | $81,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 1,643 | $81,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 5,678 | $81,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 4,050 | $81,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 796 | $80,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 544 | $80,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 650 | $80,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 3,634 | $80,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 1,189 | $80,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 4,402 | $80,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 1,468 | $79,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 146 | $78,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 261 | $78,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 4,403 | $77,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 2,657 | $77,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 479 | $77,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 513 | $76,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 603 | $76,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 800 | $75,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 339 | $75,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 3,471 | $74,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 8,141 | $74,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 658 | $73,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 3,988 | $73,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 1,384 | $73,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,300 | $73,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 16,247 | $73,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 1,233 | $73,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - OCTOBER | 45782C771 | ETF | 2,940 | $73,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 654 | $72,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 6,386 | $72,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 2,100 | $72,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 2,851 | $71,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 764 | $71,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 1,545 | $71,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 7,000 | $70,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 688 | $70,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 419 | $70,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 7,183 | $70,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,342 | $70,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 5,708 | $70,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 2,090 | $70,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 1,186 | $69,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 1,488 | $69,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 4,000 | $68,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 4,180 | $68,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 1,184 | $68,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 1,349 | $68,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 5,594 | $68,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 727 | $68,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 934 | $67,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 4,202 | $67,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,414 | $66,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,919 | $66,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 4,653 | $66,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 608 | $65,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,532 | $65,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 265 | $65,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 531 | $65,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 1,825 | $65,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 768 | $65,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255708 | COM PAR | 203,250 | $65,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 1,000 | $64,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 3,230 | $64,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 11,590 | $64,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 620 | $63,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 209 | $63,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 1,184 | $63,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 300 | $63,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 4,232 | $63,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 635 | $62,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 2,756 | $62,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 2,611 | $62,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 1,989 | $61,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 4,042 | $61,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 1,024 | $61,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 3,002 | $61,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 582 | $60,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 1,855 | $60,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 1,189 | $60,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 1,335 | $60,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 1,796 | $60,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 10,037 | $60,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 5,785 | $60,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 648 | $59,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 4,054 | $59,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 3,275 | $59,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 334 | $58,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 337 | $58,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 579 | $58,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 800 | $58,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 522 | $58,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 671 | $57,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 238 | $57,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 10,739 | $57,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 2,850 | $57,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 612 | $56,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 4,000 | $56,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 5,273 | $56,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 4,200 | $56,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 1,129 | $55,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 3,350 | $55,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 1,040 | $55,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 340 | $54,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 1,670 | $54,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 2,931 | $54,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 800 | $54,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 2,987 | $54,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 400 | $54,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 2,352 | $54,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 373 | $53,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 887 | $53,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 824 | $53,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 378 | $53,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 300 | $53,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 1,330 | $53,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 475 | $52,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 3,900 | $52,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 1,615 | $52,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 3,735 | $52,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 3,400 | $51,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 233 | $51,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 1,250 | $51,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 1,795 | $51,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 3,477 | $50,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 1,629 | $50,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,755 | $50,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 3,000 | $50,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 2,061 | $50,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 450 | $50,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 5,391 | $50,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 479 | $49,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 200 | $49,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 751 | $49,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 3,412 | $49,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 830 | $49,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 330 | $49,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 2,875 | $49,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 3,060 | $48,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 3,628 | $48,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 728 | $48,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 1,470 | $48,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 545 | $48,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 2,470 | $48,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 366 | $47,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 526 | $47,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 531 | $47,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 742 | $47,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 500 | $47,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 169 | $47,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 502 | $47,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 845 | $47,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,700 | $47,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 170 | $46,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 1,583 | $46,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 5,068 | $46,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 2,523 | $46,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 822 | $46,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 299 | $45,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 1,004 | $45,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 1,250 | $45,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 477 | $44,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 1,163 | $44,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 728 | $44,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 904 | $44,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 185 | $44,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 442 | $44,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 698 | $44,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 2,680 | $44,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 1,689 | $44,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 10,550 | $44,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 850 | $43,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 1,076 | $43,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 340 | $42,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 2,470 | $42,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 1,139 | $42,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 507 | $42,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 921 | $42,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 7,296 | $42,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 3,137 | $41,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 1,217 | $41,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 2,365 | $41,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 510 | $40,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 778 | $40,000 | thousands by filing date | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 1,250 | $40,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 180 | $39,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 426 | $39,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 766 | $39,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 4,248 | $39,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 400 | $39,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 1,116 | $39,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 896 | $39,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 1,030 | $39,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 666 | $38,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 514 | $38,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 331 | $38,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 1,022 | $38,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 375 | $38,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 669 | $38,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 2,100 | $38,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 2,490 | $38,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 504 | $37,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 492 | $37,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 450 | $37,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 385 | $37,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 479 | $37,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 2,081 | $37,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 700 | $37,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 775 | $37,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 1,200 | $36,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 485 | $36,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 719 | $36,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 440 | $36,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 807 | $36,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 2,890 | $36,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 1,362 | $36,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 1,175 | $36,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,000 | $36,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 526 | $36,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 1,878 | $35,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 150 | $35,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 698 | $35,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 3,148 | $35,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 390 | $34,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 210 | $34,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 2,399 | $34,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 300 | $34,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 587 | $34,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 855 | $34,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 7,944 | $34,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 1,478 | $34,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 825 | $33,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 1,090 | $33,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 150 | $33,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 4,844 | $33,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 1,100 | $33,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 1,518 | $33,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 434 | $32,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 898 | $32,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 1,064 | $32,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 282 | $32,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 122 | $32,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 807 | $32,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 800 | $32,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 359 | $32,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 195 | $31,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 2,053 | $31,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 634 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 510 | $31,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 83 | $30,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 600 | $30,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 198 | $30,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 825 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 206 | $30,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 1,837 | $30,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 204 | $30,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 961 | $30,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 949 | $30,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 538 | $30,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 1,294 | $30,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 726 | $30,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 777 | $30,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 480 | $30,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 260 | $29,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 203 | $29,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 145 | $29,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 1,295 | $29,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 485 | $29,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 700 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 450 | $29,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 3,000 | $29,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 310 | $29,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 409 | $29,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 300 | $29,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 281 | $28,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 1,055 | $28,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 529 | $28,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 115 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 238 | $28,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1,100 | $28,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 307 | $28,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 311 | $27,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 1,139 | $27,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 228 | $27,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 384 | $27,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 284 | $27,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 2,030 | $27,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 1,167 | $27,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 371 | $27,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 903 | $27,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 1,050 | $27,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 397 | $26,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 24 | $26,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 725 | $26,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 156 | $26,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 551 | $26,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 639 | $26,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 3,250 | $26,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 708 | $26,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 432 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 215 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 571 | $26,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 25,000 | $26,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 230 | $25,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 3,100 | $25,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 280 | $25,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 262 | $25,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,305 | $25,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 500 | $25,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 1,300 | $25,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 200 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 289 | $25,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 2,157 | $25,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 1,135 | $25,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 642 | $25,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 1,355 | $24,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 575 | $24,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 300 | $24,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 260 | $24,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 219 | $24,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 207 | $24,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 2,600 | $24,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 350 | $24,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 480 | $24,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 1,550 | $24,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 1,500 | $24,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 904 | $24,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 795 | $23,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 2,028 | $23,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 900 | $23,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 178 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 585 | $23,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 3,024 | $23,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 468 | $23,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 1,500 | $23,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 903 | $23,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 5,000 | $23,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 900 | $23,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 427 | $22,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 150 | $22,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 180 | $22,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 116 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 384 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 420 | $22,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 227 | $22,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 634 | $22,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 171 | $22,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 2,461 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 426 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 400 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 320 | $22,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 2,200 | $22,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 156 | $21,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 399 | $21,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 783 | $21,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 450 | $21,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 108 | $21,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 351 | $21,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 305 | $21,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 589 | $21,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 410 | $21,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 500 | $21,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 449 | $21,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 658 | $21,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 2,997 | $21,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 2,600 | $21,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 380 | $21,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 1,000 | $21,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 875 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 342 | $21,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 1,700 | $21,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 1,024 | $21,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 201 | $20,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 302 | $20,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 593 | $20,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 100 | $20,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 362 | $20,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 319 | $20,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 1,456 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 694 | $20,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,500 | $20,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 925 | $20,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 208 | $19,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 411 | $19,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 400 | $19,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 790 | $19,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 299 | $19,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 704 | $19,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 1,283 | $19,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 500 | $19,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 195 | $19,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 3,526 | $19,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 148 | $19,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 7,150 | $19,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 481 | $19,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 687 | $19,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 108 | $18,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,100 | $18,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 244 | $18,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 409 | $18,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 348 | $18,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 47 | $18,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 430 | $18,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 969 | $18,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 900 | $18,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 1,148 | $18,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 303 | $18,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 685 | $18,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 3,232 | $18,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 250 | $18,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 455 | $18,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 708 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 100 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 100 | $18,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,183 | $18,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 2,000 | $18,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,024 | $18,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 670 | $18,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 1,000 | $17,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 80 | $17,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 200 | $17,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 200 | $17,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 1,000 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 380 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 480 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 700 | $17,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 1,000 | $17,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 500 | $17,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 600 | $17,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 434 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 1,430 | $17,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 272 | $16,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 434 | $16,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 128 | $16,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 845 | $16,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 104 | $16,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 160 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 100 | $16,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 558 | $16,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 862 | $16,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 848 | $16,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 173 | $16,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 558 | $16,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 2,000 | $16,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1,000 | $16,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 700 | $16,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 750 | $16,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 300 | $15,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 13 | $15,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 390 | $15,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 597 | $15,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 100 | $15,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 240 | $15,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 275 | $15,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 1,540 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-19-018090 | this filing | 2019-10-18 | acceptance time not in the bulk data set |