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Disclosery

13F-HR filed by Bank of New York Mellon Corp

Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-24, with 4,342 holding rows worth $454,998,984,540.

Accession
0001390777-23-000089
Filer
CIK 1390777
Filed
2023-10-24
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2023

A combination report, 29,214 entries on the cover page, a total value of $454,998,984,540 stated on the cover page (in dollars after the unit check, H1), rows summing to $454,998,984,540 with VALUE read as dollars as filed, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.

Other managers

  • reports for this filerCENTERSQUARE INVESTMENT MANAGEMENT LLC028-18741
  • reports for this filerFAYEZ SAROFIM & CO028-10991
  • reports for this filerNeuberger Berman Group LLC028-13573
  • included managerBNY Mellon Trust of Delaware 028-17542
  • included managerMellon Investments Corporation 028-02900
  • included managerBNY Mellon Investment Adviser, Inc. 028-00127
  • included managerNewton Investment Management Limited 028-04797
  • included managerBNY Mellon Securities Corporation 028-18785
  • included managerThe Bank of New York Mellon 028-02009
  • included managerBNY Mellon, NA 028-00620
  • included managerWalter Scott & Partners Limited 028-17544
  • included managerBNY Mellon Advisors, Inc. 028-11769
  • included managerAmerican Beacon Advisors, Inc. 028-14511
  • included managerEAM Investors, LLC 028-14070
  • included managerGeneva Capital Management LLC 028-03935
  • included managerNicholas Investment Partners, L.P. 028-12426
  • included managerBoston Partners 028-12484
  • included managerGranite Investment Partners, LLC 028-14862
  • included managerRice Hall James & Associates, LLC 028-10467
  • included managerChanning Capital Management 028-11090
  • included managerMoody Aldrich Partners LLC 028-04634
  • included managerInsight North America LLC 028-21789
  • included managerRedwood Investments, LLC 028-12234
  • included managerNationwide Fund Advisors 028-05161
  • included managerAlaska Permanent Fund Corporation 028-20231
  • included managerBNY Mellon Investor Solutions, LLC 028-22390
  • included managerHeartland Advisors, Inc. 028-04131
  • included managerBNY Mellon ETF Investment Adviser, LLC 028-23321
  • included managerNewton Investment Management North America, LLC 028-21404
  • included managerAlcentra Limited 028-21788
  • included managerDenali Advisors, LLC 028-10130

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
ZEVIA PBC98955K104CL A76,691$170,254dollars as filed
EVERBRIDGE INC29978AAE4BOND200,000$170,250dollars as filed
FREIGHTCAR AMER INC357023100COM63,721$170,136dollars as filed
NUVEEN S&P 500 BUY-WRITE INCOM COM6706ER101CEF13,413$169,808dollars as filed
BLOCK INC852234AJ2NOTE 5/0200,000$167,510dollars as filed
VAXXINITY INC CLASS A92244V104COMMON STOCK121,522$166,485dollars as filed
INVESCO PA VALUE MUN INC TR46132K109COM18,571$166,213dollars as filed
Akoustis Technologies Inc00973N102COM220,393$165,934dollars as filed
FIRST SVGS FINL GROUP INC33621E109COM11,222$165,252dollars as filed
AVEANNA HEALTHCARE HLDGS INC05356F105COM138,469$164,778dollars as filed
BILL HOLDINGS INC090043AD2NOTE 4/0200,000$162,648dollars as filed
REVANCE THERAPEUTICS INC761330AB5BOND200,000$162,366dollars as filed
LIVEVOX HOLDING INC53838L100COM48,607$162,348dollars as filed
SWK HLDGS CORP78501P203COM NEW10,228$161,084dollars as filed
PERFICIENT INC71375UAF8BOND200,000$160,500dollars as filed
THESEUS PHARMACEUTICALS INC88369M101COM59,553$160,198dollars as filed
PEPGEN INC COM713317105Stock31,398$159,502dollars as filed
GROUPON INC399473206COM NEW10,389$159,163dollars as filed
LEE ENTERPRISES INC523768406COM14,667$157,084dollars as filed
OMEGA THERAPEUTICS INC68217N105COMMON STOCK72,613$156,119dollars as filed
TELOS CORP MD87969B101COM64,956$155,245dollars as filed
CO-DIAGNOSTICS INC189763105COM145,621$154,359dollars as filed
TUPPERWARE BRANDS CORP899896104COM110,184$154,258dollars as filed
SUPERIOR INDS INTL INC868168105COM50,690$154,096dollars as filed
ASCENT INDUSTRIES CO871565107COM17,338$153,788dollars as filed
ARQ INC00770C101COM86,368$153,735dollars as filed
CENTURY THERAPEUTICS INC15673T100COM76,606$153,212dollars as filed
P3 HEALTH PARTNERS INC744413105COM CL A103,694$152,430dollars as filed
Bridgebio Pharma Inc Note 2.250 percent 2/010806XAD4Convertible200,000$151,772dollars as filed
NGM BIOPHARMACEUTICALS INC62921N105COM139,145$148,886dollars as filed
NKARTA INC65487U108COMMON STOCK107,065$148,820dollars as filed
FEDERATED HERMES PREM MUNI I31423P108COM15,509$148,575dollars as filed
KEY TRONIC CORP493144109COM33,072$147,832dollars as filed
ANGI INC CLASS A00183L102CL A74,020$146,560dollars as filed
MOTORCAR PARTS OF AMERICA IN620071100COMMON STOCK17,961$145,305dollars as filed
DZS INC268211109COMMON STOCK68,655$144,176dollars as filed
FORAFRIC GLOBAL PLCX3R81D102COMMON STOCK12,628$142,571dollars as filed
CUMBERLAND PHARMACEUTICALS I230770109COM75,268$142,256dollars as filed
BLACKROCK MUNIYIELD N Y QUAL09255E102COM15,969$141,488dollars as filed
TERRITORAL BANCORP INC88145X108COMMON STOCK15,559$141,427dollars as filed
SONIM TECHNOLOGIES INC83548F200COM NEW210,165$140,811dollars as filed
GETTY IMAGES HOLDINGS INC374275105CL A COM21,590$140,119dollars as filed
HERITAGE INSURANCE HLDGS INC42727J102COM21,558$139,911dollars as filed
PUMA BIOTECHNOLOGY INC74587V107COMMON STOCK52,923$139,188dollars as filed
CARNIVAL CORP COMMON STOCK143658300Stock10,000$137,200dollars as filedcall
PORCH GROUP INC733245104COM169,536$136,070dollars as filed
BALLARD PWR SYS INC NEW COM058586108Stock36,342$133,376dollars as filed
PRIORITY TECHNOLOGY HOLDINGS74275G107COMMON STOCK40,918$132,575dollars as filed
PRAXIS PRECISION MEDICINES I74006W108COM75,077$128,382dollars as filed
KOPIN CORP500600101COMMON STOCK103,589$126,379dollars as filed
NIAGEN BIOSCIENCE INC171077407COM NEW86,386$126,124dollars as filed
OPAL FUELS INC68347P103CLASS A COM15,237$124,943dollars as filed
URBAN ONE INC91705J105CL A24,344$122,205dollars as filed
UNITED MICROELECTRONICS CORP SPON ADR NEW910873405ADR17,251$121,789dollars as filed
BLACKBERRY LTD COM09228F103Stock25,844$121,725dollars as filed
HIMALAYA SHIPPING LTD ORD SHSG4660A103Stock25,145$121,450dollars as filed
BRIGHT GREEN CORP10920G100COM306,025$121,156dollars as filed
MULLEN AUTOMOTIVE INC62526P307COM263,844$119,786dollars as filed
TALKSPACE INC87427V103COM61,167$119,276dollars as filed
STRATASYS LTDM85548101SHS8,631$117,468dollars as filed
SAGIMET BIOSCIENCES INC A786700104COMMON STOCK13,305$117,084dollars as filed
SYSTEM1 INC87200P109COM94,826$114,739dollars as filed
LANTRONIX INC516548203COMMON STOCK25,301$112,588dollars as filed
SOHO HOUSE & CO INC586001109COM CL A16,207$112,315dollars as filed
VICARIOUS SURGICAL INC92561V109COM188,997$111,640dollars as filed
RELMADA THERAPEUTICS INC75955J402COMMON STOCK36,719$110,157dollars as filed
TABULA RASA HEALTHCARE INC873379101COMMON STOCK10,627$109,564dollars as filed
MCEWEN INC.58039P305COM NEW16,783$109,090dollars as filed
VILLAGE FARMS INTL INC92707Y108COM135,466$108,034dollars as filed
Rent the Runway, Inc.76010Y103COM CL A157,421$107,141dollars as filed
SENSEONICS HLDGS INC81727U105COM176,571$106,631dollars as filed
TWIN DISC INC901476101COMMON STOCK7,654$105,009dollars as filed
ISPIRE TECHNOLOGY INC46501C100CMN11,272$103,139dollars as filed
HEARTBEAM INC42238H108COM47,880$102,942dollars as filed
TELEFONICA BRASIL SA87936R205SPONSORED ADS12,017$102,749dollars as filed
Adverum Biotechnologies, Inc.00773U108Common Stock68,378$102,567dollars as filed
PRELUDE THERAPEUTICS INC74065P101CMN32,882$101,605dollars as filed
NUVEEN FLOATING RATE INCOME67072T108COM12,336$101,278dollars as filed
United Homes Group Inc. CL A91060H108COM17,935$100,436dollars as filed
NEURAXIS INC64134X201COM26,001$98,804dollars as filed
GATOS SILVER INC368036109COM19,016$98,503dollars as filed
Beneficient08178Q101Class A Common Stock, par value $0.00137,833$97,987dollars as filed
CYTOSORBENTS CORP23283X206CMN51,621$97,047dollars as filed
GRIFOLS S A398438408SP ADR REP B NVT10,591$96,804dollars as filed
BLEND LABS INC09352U108CL A70,529$96,625dollars as filed
BIGBEAR AI HLDGS INC COM08975B109Stock63,914$96,510dollars as filed
EQUINOX GOLD CORP29446Y502COM22,801$96,447dollars as filed
OUTLOOK THERAPEUTICS INC69012T206COM434,567$96,040dollars as filed
Microsoft Corp594918104COM300$94,725dollars as filedput
PIMCO NEW YORK MUN FD II72200Y102COM14,654$94,080dollars as filed
FRANKLIN STR PPTYS CORP35471R106COM50,271$93,002dollars as filed
BLACKROCK N Y MUN INCOME TRU09248L106SH BEN INT10,188$92,711dollars as filed
SCYNEXIS INC811292200COM NEW40,557$92,470dollars as filed
LANTERN PHARMA INC51654W101COM26,481$90,300dollars as filed
SOBR SAFE INC833592207COM NEW81,688$89,857dollars as filed
DIAMEDICA THERAPEUTICS INC25253X207COMMON STOCK34,617$89,311dollars as filed
AUGMEDIX INC05105P107COM17,289$89,038dollars as filed
DARIOHEALTH CORP23725P209COM27,082$88,829dollars as filed
HIMAX TECHNOLOGIES INC SPONSORED ADR43289P106ADR15,132$88,373dollars as filed
AMERICAN RES CORP02927U208CL A52,902$88,346dollars as filed
IRIDEX CORP462684101COM34,693$88,120dollars as filed
ORION GROUP HOLDINGS INC68628V308COMMON STOCK16,155$86,591dollars as filed
ASHFORD HOSPITALITY TR INC044103869COM SHS36,172$86,451dollars as filed
Sandstorm Gold Ltd80013R206Common Stock18,103$84,361dollars as filed
ENVELA CORP29402E102COMMON STOCK17,462$82,770dollars as filed
TAYSHA GENE THERAPIES INC877619106COMMON STOCK26,074$82,394dollars as filed
OCEAN BIOMEDICAL ORD67644C104COM21,004$81,915dollars as filed
AKEBIA THERAPEUTICS INC00972D105COMMON STOCK71,830$81,886dollars as filed
FREYR BATTERYL4135L100SHS16,722$81,770dollars as filed
ABSCI CORPORATION00091E109COM61,850$81,642dollars as filed
Atossa Therapeutics Inc04962H506Common Stock110,848$81,640dollars as filed
REDWIRE CORPORATION75776W103COM28,229$81,582dollars as filed
DRAGONFLY ENERGY HOLDINGS CO26145B106COM52,831$81,358dollars as filed
NEURONETICS INC64131A105COM60,039$81,053dollars as filed
TRICON RESIDENTIAL INC89612W102COM NPV10,926$80,855dollars as filed
TABOOLA.COM LTDM8744T106ORD SHS20,504$77,710dollars as filed
IAMGOLD CORP COM450913108Stock36,021$77,445dollars as filed
MARKFORGED HOLDING CORPORATI57064N102COM52,893$76,695dollars as filed
LULUS FASHION LOUNGE HOLDING55003A108COM37,928$76,236dollars as filed
GOSSAMER BIO INC COM38341P102Stock91,246$75,990dollars as filed
CIDARA THERAPEUTICS INC COM NEW171757107Stock80,544$75,889dollars as filed
REKOR SYSTEMS INC759419104COM26,873$75,782dollars as filed
ARLINGTON ASSET INVST CORP041356205CL A NEW17,646$75,523dollars as filed
EMCORE CORP290846203COM154,608$73,516dollars as filed
LEXINFINTECH HLDGS LTD ADR528877103ADR33,206$73,386dollars as filed
AMPRIUS TECHNOLOGIES INC COMMON STOCK03214Q108Stock15,416$73,072dollars as filed
ZOMEDICA CORP COM98980M109Stock436,144$72,880dollars as filed
LYRA THERAPEUTICS INC55234L105COM18,621$72,808dollars as filed
CONNS INC208242107COM18,293$72,258dollars as filed
INDEPENDENCE CONTRACT DRILLI453415606COM23,943$71,829dollars as filed
MICROBOT MED INC59503A204COM NEW51,346$71,370dollars as filed
HARMONY GOLD MINING CO LTD SPONSORED ADR413216300ADR18,842$70,848dollars as filed
TPG MORTGAGE INVESTMENT TRUS001228501REIT12,748$70,750dollars as filed
HELLO GROUP INC ADS423403104ADR10,131$70,718dollars as filed
STEREOTAXIS INC85916J409COMMON STOCK44,593$70,457dollars as filed
AXT INC00246W103COM29,204$70,089dollars as filed
HUDBAY MINERALS INC COM443628102Stock14,317$69,724dollars as filed
SCILEX HOLDING CO80880W106COM48,459$67,843dollars as filed
NATURAL HEALTH TRENDS CORP63888P406COM12,388$65,658dollars as filed
NULL02008G102NULL15,041$64,676dollars as filed
LUMBER LIQUIDATORS HOLDINGS55003T107COMMON STOCK19,974$63,317dollars as filed
DENISON MINES CORP248356107COM38,345$63,269dollars as filed
SOTHERLY HOTELS INC83600C103COM36,916$62,387dollars as filed
FIRST MAJESTIC SILVER CORP32076V103COM11,889$60,991dollars as filed
CITIZENS INC174740100COMMON STOCK20,821$59,338dollars as filed
MAMAS CREATIONS INC COM56146T103Stock13,520$59,080dollars as filed
EMAGIN CORP29076N206COM29,503$58,711dollars as filed
WIPRO LTD SPON ADR 1 SH97651M109ADR12,129$58,702dollars as filed
DERMTECH INC24984K105COM40,470$58,276dollars as filed
LOANDEPOT INC53946R106COM CL A33,860$58,238dollars as filed
TALARIS THERAPEUTICS INC87410C104COM20,689$58,136dollars as filed
OUSTER INC COM NEW68989M202Stock11,408$57,496dollars as filed
OPPFI INC68386H103COMMON STOCK22,559$56,849dollars as filed
AEMETIS INC00770K202COM NEW13,606$56,465dollars as filed
CANOO INC13803R102COM CL A111,857$54,809dollars as filed
ABEONA THERAPEUTICS INC00289Y206COM NEW12,934$54,452dollars as filed
BIOVIE INC09074F207COM15,955$54,406dollars as filed
NEOVOLTA INC640655106CMN21,314$53,072dollars as filed
NEKTAR THERAPEUTICS640268108COM88,259$52,567dollars as filed
NUVEEN CR STRATEGIES INCOME67073D102COM SHS10,295$52,092dollars as filed
INOVIO PHARMACEUTICALS INC45773H201COM NEW131,089$50,994dollars as filed
RIGETTI COMPUTING INC COMMON STOCK76655K103Stock37,874$50,372dollars as filed
ACHIEVE LIFE SCIENCES INC004468500COMMON STOCK11,441$49,196dollars as filed
CIA ENERGETICA DE MINAS GERA204409601SP ADR N-V PFD19,743$47,778dollars as filed
LOOP MEDIA INC54352F206COM95,676$47,551dollars as filed
HERITAGE GLOBAL INC42727E103COM15,155$47,282dollars as filed
Renovaro Inc29350E104Common Stock10,529$47,065dollars as filed
WHEELS UP EXPERIENCE INC96328L205COM CL A22,690$46,969dollars as filed
NEW GOLD INC CDA644535106COM50,725$46,164dollars as filed
TILRAY INC88688T100COM CL 219,093$45,632dollars as filed
GENASYS INC36872P103CMN22,469$45,163dollars as filed
LIVEONE INC53814X102COM47,065$45,004dollars as filed
WM TECHNOLOGY INC92971A109COM *D*33,631$44,393dollars as filed
1Stdibs.Com Inc320551104COM12,180$44,335dollars as filed
GALECTIN THERAPEUTICS INC363225202COMMON STOCK23,080$44,313dollars as filed
INVIVYD INC00534A102COMMON STOCK25,649$43,603dollars as filed
VAXART INC NEW92243A200COM57,391$43,272dollars as filed
HYZON MOTORS INC44951Y102COM CL A34,555$43,194dollars as filed
TEMPLETON GLOBAL INCOME FD880198106COM11,003$42,473dollars as filed
PERSPECTIVE THERAPEUTICS INC46489V104COM154,238$42,215dollars as filed
CNFINANCE HLDGS LTD18979T105SPON ADS11,044$41,746dollars as filed
APYX MEDICAL CORPORATION03837C106COM12,683$40,584dollars as filed
IMMUNIC INC4525EP101COM27,038$39,745dollars as filed
LUMOS PHARMA INC55028X109COM11,858$39,130dollars as filed
GREAT ELM GROUP INC COM NEW39037G109COM NEW18,238$39,029dollars as filed
C4 THERAPEUTICS INC12529R107COM STK20,871$38,820dollars as filed
BIONANO GENOMICS INC09075f305COM12,727$38,563dollars as filed
SURF AIR MOBILITY IN EQUCLASS EQUITY868927104COM23,441$38,209dollars as filed
GLYCOMIMETICS INC38000Q102COM24,875$37,313dollars as filed
NN INC629337106COM19,990$37,181dollars as filed
GENEDX HOLDINGS CORP81663L200COM CL A10,130$36,873dollars as filed
FORTUNA MNG CORP F349915108COM13,532$36,808dollars as filed
INNOVID CORP457679108COMMON STOCK28,677$36,707dollars as filed
Enzo Biochem Inc294100102Common Stock26,217$36,703dollars as filed
AVENUE THERAPEUTICS INC05360L304COMMON51,572$36,461dollars as filed
RAIN ONCOLOGY INC75082Q105COM41,801$36,024dollars as filed
REZOLUTE INC76200L309COMMON STOCK26,988$35,624dollars as filed
OCUGEN INC67577C105COMMON STOCK87,752$35,101dollars as filed
PHARMACYTE BIOTECH INC71715X203COM NEW16,593$34,845dollars as filed
AQUA METALS INC03837J101COM30,609$34,588dollars as filed
RLX TECHNOLOGY INC74969N103SPONSORED ADS22,632$34,174dollars as filed
PERSONALIS INC71535D106COMMON STOCK27,973$33,847dollars as filed
CEL-SCI CORP150837607COM PAR NEW27,036$33,796dollars as filed
ASENSUS SURGICAL INC04367G103COM124,169$33,525dollars as filed
SELLAS LIFE SCIENCES GROUP I81642T209COM NEW20,414$33,479dollars as filed
HONEST CO INC438333106COM26,544$33,445dollars as filed
SPRUCE POWER HOLDING CORP9837FR100COMMON STOCK48,308$32,850dollars as filed
INOTIV INC45783Q100COM10,659$32,830dollars as filed
ATHIRA PHARMA INC04746L104COM16,204$32,732dollars as filed
PYXIS ONCOLOGY INC COMMON STOCK747324101Stock16,132$32,103dollars as filed
SMART SAND INC83191H107COM13,773$31,953dollars as filed
CORVUS PHARMACEUTICALS INC221015100COM21,219$30,980dollars as filed
QUANTUM COMPUTING INC74766W108COM28,659$30,952dollars as filed
META MATERIALS INC59134N104COM144,338$30,586dollars as filed
PROFIRE ENERGY INC74316X101COM10,997$30,572dollars as filed
JASPER THERAPEUTICS INC471871103COM43,593$30,515dollars as filed
GAIA INC NEW36269P104CL A11,060$30,083dollars as filed
PROTARA THERAPEUTICS INC74365U107COM STK17,907$29,905dollars as filed
SMITH MICRO SOFTWARE INC832154207COMMON23,294$28,186dollars as filed
FOCUS UNVL INC34417J104COM14,282$27,707dollars as filed
ESPERION THERAPEUTICS INC NEW COM29664W105Stock27,396$26,848dollars as filed
MILESTONE PHARMACEUTICALS IN59935P209COM NEW29,138$26,807dollars as filed
LIGHTPATH TECHNOLOGIES INC532257805COM CL A18,433$26,727dollars as filed
SOCIETAL CDMO INC75629F109COM56,298$26,404dollars as filed
ATYR PHARMA INC002120202COM NEW16,426$25,953dollars as filed
TECTONIC THERAPEUTIC INC COM05455M100Stock16,788$25,854dollars as filed
CLEARSIDE BIOMEDICAL INC185063104COM29,519$25,679dollars as filed
COGNITION THERAPEUTICS INC19243B102COM17,795$25,625dollars as filed
CLEARSIGN TECHNOLOGIES CORP185064102COM23,263$25,357dollars as filed
G1 THERAPEUTICS INC3621LQ109COM17,607$25,354dollars as filed
HYCROFT MINING HOLDING CORP44862P109COM83,694$24,975dollars as filed
D-WAVE QUANTUM INC26740W109COM25,747$24,843dollars as filed
ADTHEORENT HOLDING COMPANY00739D109COM18,808$24,262dollars as filed
SERA PROGNOSTICS INC81749D107CMN12,997$24,174dollars as filed
DYADIC INTL INC DEL26745T101COM12,574$24,142dollars as filed
POWERFLEET INC73931J109COMMON STOCK11,601$24,014dollars as filed
PIXELWORKS INC72581M305COM NEW20,947$23,670dollars as filed
FG GROUP HOLDINGS INC302462106COMMON14,062$23,624dollars as filed
AWARE INC MASS05453N100CMN16,773$23,147dollars as filed
BERKELEY LTS INC084310101COM23,033$22,989dollars as filed
INTELLICHECK MOBILISA INC45817G201COM NEW10,217$22,988dollars as filed
GT BIOPHARMA INC36254L209COM NEW95,239$22,962dollars as filed
LUMENT FINANCE TRUST INC55025L108COM11,014$22,908dollars as filed
IZEA WORLDWIDE INC46604H204CMN10,507$22,905dollars as filed
TRANSPORTATION & LOGISTI438083107COM19,434$22,738dollars as filed
AQUESTIVE THERAPEUTICS INC COM03843E104Stock14,853$22,725dollars as filed
ICAD INC44934S206COM NEW10,661$22,495dollars as filed
CUE HEALTH INC229790100COM49,267$21,791dollars as filed
KRONOS BIO INC50107A104COM16,618$21,603dollars as filed
SYNCHRONOSS TECHNOLOGIES INC87157B103COM22,304$21,412dollars as filed
ORION ENERGY SYSTEMS INC686275108COM16,215$20,431dollars as filed
THE LION ELECTRIC COMPANY536221104COMMON STOCK10,493$20,042dollars as filed
CARDIFF ONCOLOGY INC14147L108COM14,350$19,946dollars as filed
RESEARCH FRONTIERS INC760911107COM18,393$19,864dollars as filed
KARTOON STUDIOS INC.37229T509CMN13,785$19,299dollars as filed
RITE AID CORP767754872COM42,867$19,205dollars as filed
GAN LTDG3728V109SHS16,160$18,746dollars as filed
LIBERTY TRIPADVISOR HLDGS IN531465102COM SER A38,331$18,743dollars as filed
Veru Inc92536C103Common Stock25,367$18,239dollars as filed
SHATTUCK LABS INC82024L103COMMON STOCK11,873$18,047dollars as filed
HYDROFARMS HLDGS GROUP INC44888K209COM14,599$17,811dollars as filed
VACASA INC91854V107COM38,415$17,713dollars as filed
SmileDirectClub Inc83192H106COM41,678$17,296dollars as filed
COMSCORE INC20564W105COM27,130$16,655dollars as filed
Fluent Co34380C102COM37,107$16,476dollars as filed
GOLD RESOURCE CORP38068T105COMMON STOCK38,132$16,321dollars as filed
MARCHEX INC56624R108CMN11,245$16,305dollars as filed
BARNES & NOBLE ED INC06777U101COM14,703$16,026dollars as filed
QUANTUM CORP747906501COM25,363$15,471dollars as filed
SONENDO INC835431107Common Stocks20,583$15,351dollars as filed
IMPEL PHARMACEUTICALS INC45258K109CMN35,301$15,180dollars as filed
VOLITIONRX LTD928661107COM21,169$14,585dollars as filed
VINTAGE WINE ESTATES INC92747V106COM25,313$14,403dollars as filed
ASSEMBLY BIOSCIENCES INC045396108COM15,866$14,041dollars as filed
SAFEGUARD SCIENTIFICS INC786449207COMMON STOCK13,954$13,954dollars as filed
TASEKO MINES LTD COM876511106Stock10,711$13,604dollars as filed
ZIOPHARM ONCOLOGY INC98973P101COM102,691$13,535dollars as filed
MESA AIR GROUP INC590479135COM NEW15,751$13,530dollars as filed
ONCONETIX INC09610B108COM26,365$13,488dollars as filed
CASA SYS INC14713L102COM15,710$13,314dollars as filed
INSEEGO CORP45782B104COMMON STOCK31,578$13,263dollars as filed
NAUTILUS INC63910B102COMMON STOCK15,429$13,116dollars as filed
COMSTOCK INC205750300COM NEW30,404$12,463dollars as filed
PIERIS PHARMACEUTICALS INC720795103COM39,949$11,905dollars as filed
MATINAS BIOPHARMA HLDGS INC576810105COM90,151$11,720dollars as filed
AIM IMMUNOTECH INC00901B105COM25,268$11,497dollars as filed
CURIOSITYSTREAM INC23130Q107COMMON STOCK16,171$11,470dollars as filed
THE BEACHBODY COMPANY INC073463101COM38,238$11,280dollars as filed
Instil Bio, Inc.45783C101Common Stock25,998$11,127dollars as filed
KULR TECHNOLOGY GROUP INC50125G109COM29,991$10,764dollars as filed
MOVELLA HOLDINGS INC - CLASS A - MVLA62459N105Stock20,002$10,727dollars as filed
DARE BIOSCIENCE INC23666P101COMMON22,947$10,597dollars as filed
ZEROFOX HLDGS INC98955G103COMMON11,918$10,478dollars as filed
PAVMED INC70387R106COM34,885$10,277dollars as filed
OCEAN PWR TECHNOLOGIES I674870506Equity25,818$10,069dollars as filed
TMC THE METALS CO INC87261Y106COMMON STOCK10,000$9,912dollars as filed
XOS INC98423B108COM28,446$9,780dollars as filed
SINGULAR GENOMICS SYSTEMS IN82933R100COM25,543$9,732dollars as filed
SEELOS THERAPEUTICS INC81577F109COM52,850$9,724dollars as filed
AEYE INC008183105COM46,017$9,664dollars as filed
ALZAMEND NEURO INC02262M308COM NEW40,367$9,567dollars as filed
SCIENCE 37 HOLDINGS INC808644108COM22,568$9,027dollars as filed
PASSAGE BIO INC702712100COM13,647$8,980dollars as filed
SUNWORKS INC86803X204COMMON STOCK17,087$8,885dollars as filed
WESTWATER RES INC961684206COM NEW13,151$8,781dollars as filed
PRECISION BIOSCIENCES INC74019P108COM25,382$8,663dollars as filed
REGIS CORP758932107COM12,042$8,466dollars as filed
PLAYBOY INC72814P109COM10,166$8,143dollars as filed
PHUNWARE INC71948P100COMMON45,255$8,096dollars as filed
FORTRESS BIOTECH INC34960Q109COM27,445$7,967dollars as filed
SCORPIUS HOLDINGS INC42237K409COMMON14,596$7,692dollars as filed
MIND TECHNOLOGY INC COM NEW602566101Stock14,713$7,489dollars as filed
VIRNETX HLDG CORP92823T108COM29,268$7,437dollars as filed
AQUABOUNTY TECHNOLOGIES INC03842K200COM NEW29,240$6,988dollars as filed
CALAMP CORP128126109COMMON STOCK17,164$6,961dollars as filed
GENPREX INC372446104COM17,569$6,938dollars as filed
NULL84862C203NULL11,709$6,909dollars as filed
KORE GROUP HLDGS INC50066V107COM NEW11,210$6,782dollars as filed
MYMD PHARMACEUTICALS INC62856X102COMMON11,052$6,543dollars as filed
INNOVIZ TECHNOLOGIES LTDM5R635108SHS3,351$6,534dollars as filed
CELULARITY INC151190105COM29,303$6,508dollars as filed
EIGER BIOPHARMACEUTICALS INC28249U105COM20,640$6,296dollars as filed
SALEM MEDIA GROUP INC CLASS A794093104COM10,294$6,073dollars as filed
FREQUENCY THERAPEUTICS INC35803L108COM15,928$5,893dollars as filed
ATERIAN INC02156U101COM17,567$5,744dollars as filed
ONCTERNAL THERAPEUTICS INC68236P107COM17,600$5,280dollars as filed
ADVENT TECHNOLOGIES HOLDNG I00788A105COM CL A13,275$5,193dollars as filed
Senti Biosciences, Inc.81726A100Common Stock12,369$5,108dollars as filed
BUZZFEED INC CL A NEW12430A102Stock12,160$4,646dollars as filed
AGEAGLE AERIAL SYS INC NEW00848K101COMMON26,780$4,499dollars as filed
ATRECA INC04965G109COM15,156$3,955dollars as filed
GALERA THERAPEUTICS EQUICLASS EQUITY36338D108COMMON STOCK22,020$3,856dollars as filed
POLISHED COM INC28252C109CMN45,353$3,660dollars as filed
CERBERUS CYBER SENTINEL CORP15672X102COM23,190$3,247dollars as filed
NRX PHARMACEUTICALS INC629444100COMMON10,129$2,634dollars as filed
BRAINSTORM CELL THERAPEUTICS10501E201COM11,994$2,400dollars as filed
FAZE HOLDINGS INC31423J102COMMON STOCK13,736$2,277dollars as filed
TRACON PHARMACEUTICALS INC89237H209COM NEW10,259$1,826dollars as filed
RVL PHARMACEUTICALS PLCG6S41R101COM12,078$1,046dollars as filed
COGNYTE SOFTWARE LTDM25133105ORD SHS29$138dollars as filed
CRITEO S A SPONS ADS226718104ADR1$15dollars as filed
NEBIUS GROUP N.V.N97284108SHS CLASS A820,032$0dollars as filedValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001390777-23-000089this filing2023-10-24acceptance time not in the bulk data set