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Disclosery

13F-HR filed by Bank of New York Mellon Corp

Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-24, with 4,342 holding rows worth $454,998,984,540.

Accession
0001390777-23-000089
Filer
CIK 1390777
Filed
2023-10-24
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2023

A combination report, 29,214 entries on the cover page, a total value of $454,998,984,540 stated on the cover page (in dollars after the unit check, H1), rows summing to $454,998,984,540 with VALUE read as dollars as filed, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.

Other managers

  • reports for this filerCENTERSQUARE INVESTMENT MANAGEMENT LLC028-18741
  • reports for this filerFAYEZ SAROFIM & CO028-10991
  • reports for this filerNeuberger Berman Group LLC028-13573
  • included managerBNY Mellon Trust of Delaware 028-17542
  • included managerMellon Investments Corporation 028-02900
  • included managerBNY Mellon Investment Adviser, Inc. 028-00127
  • included managerNewton Investment Management Limited 028-04797
  • included managerBNY Mellon Securities Corporation 028-18785
  • included managerThe Bank of New York Mellon 028-02009
  • included managerBNY Mellon, NA 028-00620
  • included managerWalter Scott & Partners Limited 028-17544
  • included managerBNY Mellon Advisors, Inc. 028-11769
  • included managerAmerican Beacon Advisors, Inc. 028-14511
  • included managerEAM Investors, LLC 028-14070
  • included managerGeneva Capital Management LLC 028-03935
  • included managerNicholas Investment Partners, L.P. 028-12426
  • included managerBoston Partners 028-12484
  • included managerGranite Investment Partners, LLC 028-14862
  • included managerRice Hall James & Associates, LLC 028-10467
  • included managerChanning Capital Management 028-11090
  • included managerMoody Aldrich Partners LLC 028-04634
  • included managerInsight North America LLC 028-21789
  • included managerRedwood Investments, LLC 028-12234
  • included managerNationwide Fund Advisors 028-05161
  • included managerAlaska Permanent Fund Corporation 028-20231
  • included managerBNY Mellon Investor Solutions, LLC 028-22390
  • included managerHeartland Advisors, Inc. 028-04131
  • included managerBNY Mellon ETF Investment Adviser, LLC 028-23321
  • included managerNewton Investment Management North America, LLC 028-21404
  • included managerAlcentra Limited 028-21788
  • included managerDenali Advisors, LLC 028-10130

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
FIDELITY DD BANCORP INC31609R100COMMON STOCK30,392$1,379,779dollars as filed
INVESCO EXCH TRADED FD TR II46138E206CALIF AMT MUN58,744$1,378,729dollars as filed
AMC ENTMT HLDGS INC00165C302CL A NEW171,747$1,372,258dollars as filed
CASTLE BIOSCIENCES INC14843C105COMMON STOCK81,141$1,370,472dollars as filed
FIRST WATCH RESTAURANT GROUP33748L101COM79,149$1,368,481dollars as filed
GREENE COUNTY BANCORP INC394357107COMMON STOCK56,836$1,366,906dollars as filed
Trinseo PLCG9059U107Common Stock164,594$1,344,731dollars as filed
Avantis Emerging Markets Equity ETF025072604SHS25,414$1,341,604dollars as filed
THOUGHTWORKS HOLDING INC88546E105COM328,102$1,338,656dollars as filed
NURIX THERAPEUTICS INC67080M103COMMON STOCK170,286$1,338,448dollars as filed
CONSUMER PORTFOLIO SERVICES210502100COMMON STOCK146,933$1,332,682dollars as filed
FLEXSHARES TR33939L795STOXX GLOBR INF27,444$1,329,181dollars as filed
LUXFER HOLDINGS PLCG5698W116COMMON STOCK101,781$1,328,242dollars as filed
SOUTHWEST AIRLS CO844741BG2NOTE 1.250% 5/01,320,000$1,323,076dollars as filed
PENNANT GROUP INC70805E109COM118,711$1,321,253dollars as filed
GENELUX CORP36870H103COMMON STOCK53,938$1,320,930dollars as filed
ATLANTA BRAVES HLDGS INC047726104COM SER A33,809$1,320,921dollars as filed
CIVISTA BANCSHARES INC178867107COMMON STOCK84,954$1,316,780dollars as filed
BASSETT FURNITURE INDS INC COM070203104Stock89,881$1,316,755dollars as filed
MARINUS PHARMACEUTICALS INC56854Q200COM NEW163,404$1,315,403dollars as filed
ORIX CORP SPONSORED ADR686330101ADR14,007$1,314,977dollars as filed
PRIMIS FINANCIAL CORP74167B109COMMON STOCK161,064$1,312,672dollars as filed
APPLIED DIGITAL CORP COM NEW038169207Stock210,157$1,311,379dollars as filed
VIZIO HOLDING CORP92858V101COMMON STOCK240,839$1,302,939dollars as filed
PIMCO ETF TR72201R866INTER MUN BD ACT25,953$1,299,470dollars as filed
CAREDX INC14167L103COM185,008$1,295,056dollars as filed
PGIM ETF TR69344A107PGIM ULTRA SH BD26,149$1,294,122dollars as filed
WILLDAN GROUP INC96924N100COM63,251$1,292,218dollars as filed
VERA BRADLEY INC92335C106COM194,830$1,287,827dollars as filed
RICHARDSON ELEC LTD763165107COMMON STOCK117,740$1,286,900dollars as filed
ATLAS ENERGY SOLUTIONS INC04930R107COM57,602$1,280,492dollars as filed
APOGEE THERAPEUTICS INC COM03770N101Stock59,660$1,270,758dollars as filed
TARSUS PHARMACEUTICALS INC87650L103COMMON STOCK71,452$1,269,702dollars as filed
CARIBOU BIOSCIENCES INC COM142038108Stock264,243$1,263,081dollars as filed
ARCUTIS BIOTHERAPEUTICS INC03969K108COM237,779$1,262,606dollars as filed
AIRBNB INC CLASS A009066AB7CLASS A1,430,000$1,261,632dollars as filed
NANO X IMAGING LTDM70700105ORD SHS192,146$1,260,478dollars as filed
NUVEEN NEW YORK AMT QLT MUNI670656107COM133,044$1,257,262dollars as filed
MICROVISION INC DEL594960304COM NEW574,000$1,257,059dollars as filed
BOSTON OMAHA CORP CL A101044105COMMON STOCK76,439$1,252,836dollars as filed
NEW YORK LIFE INVTS ACTIVE E45409F843MACK MU INSD ETF54,803$1,252,256dollars as filed
BLUEBIRD BIO INC09609G100COM411,466$1,250,857dollars as filed
METHANEX CORP COM59151K108Stock27,730$1,249,249dollars as filed
EHEALTH INC28238P109COM168,660$1,248,084dollars as filed
ANAPTYSBIO INC032724106COM69,405$1,246,514dollars as filed
SOMALOGIC INC83444K105COM518,638$1,239,545dollars as filed
FIRST TR EXCHANGE-TRADED FD337345102SHS8,478$1,231,582dollars as filed
IHEARTMEDIA INC CLASS A45174J509COMMON STOCK389,719$1,231,512dollars as filed
Merrimack Pharmaceuticals Inc590328209Common / Ordinary Stock99,703$1,229,338dollars as filed
ISHARES INC MSCI EURZONE ETF464286608MSCI EURZONE ETF28,907$1,221,005dollars as filed
ISHARES TR46436E767COM35,192$1,219,747dollars as filed
BLACKROCK MUN INCOME TR09248F109SH BEN INT137,431$1,219,017dollars as filed
PAYSAFE LIMITEDG6964L206SHS100,914$1,209,956dollars as filed
EOS ENERGY ENTERPRISES INC COM CL A29415C101Stock561,530$1,207,289dollars as filed
ENCORE ENERGY CORP COM NEW29259W700Stock370,296$1,207,165dollars as filed
ENANTA PHARMACEUTICALS INC29251M106COM107,955$1,205,857dollars as filed
BROOKFIELD BUSINESS CO FCLASS A11259V106CL A EXC SUB VTG66,674$1,205,473dollars as filed
NETEASE COM INC SPONSORED ADS64110W102ADR12,001$1,202,048dollars as filed
SPDR MSCI ACWI EX-US ETF78463X848COM48,208$1,199,902dollars as filed
BLACKROCK MUNIHOLDINGS FD IN09253N104COM116,203$1,198,051dollars as filed
DIMENSIONAL ETF TRUST25434V401US EQUI MARK ETF25,658$1,194,398dollars as filed
ALDEYRA THERAPEUTICS INC01438T106COM177,363$1,184,785dollars as filed
FORUM ENERGY TECHNOLOGIES IN34984V209COMMON STOCK49,202$1,181,831dollars as filed
RACKSPACE TECHNOLOGY INC750102105COM502,602$1,181,114dollars as filed
TRUBRIDGE INC205306103COM74,096$1,181,090dollars as filed
RAYONIER ADVANCED MATLS INC75508B104COM333,501$1,180,594dollars as filed
ISHARES MSCI TURKEY ETF464286715ETF30,519$1,176,821dollars as filed
SUPER GROUP SGHC LIMITEDG8588X103ORD SHS318,448$1,175,073dollars as filed
LLOYDS BANKING GROUP PLC SPONSORED ADR539439109ADR551,338$1,174,349dollars as filed
TUTOR PERINI CORP901109108COM149,669$1,171,908dollars as filed
LUCKY STRIKE ENTERTAINMENT C10258P102CL A COM121,436$1,168,215dollars as filed
SPDR INDEX SHS FDS78463X756S&P EMKTSC ETF21,763$1,163,861dollars as filed
FUNKO INC CLASS A361008105COMMON STOCK151,786$1,161,164dollars as filed
CARTER BANKSHARES INC146103106COMMON STOCK92,039$1,153,249dollars as filed
LANDSEA HOMES CORP51509P103COM128,206$1,152,572dollars as filed
FIRST BUSINESS FINANCIAL SER319390100COMMON STOCK38,232$1,147,351dollars as filed
ENFUSION INC292812104CL A127,164$1,140,661dollars as filed
ANIKA THERAPEUTICS INC035255108COM61,098$1,138,256dollars as filed
FARO TECHNOLOGIES INC311642102COM74,718$1,137,955dollars as filed
PLAYAGS INC72814N104COM174,487$1,137,656dollars as filed
ISHARES INC464286665MSCI PAC JP ETF28,584$1,137,053dollars as filed
CATO CORP NEW149205106CL A148,401$1,136,751dollars as filed
OLEMA PHARMACEUTICALS INC68062P106COM91,807$1,133,817dollars as filed
CHINDATA GROUP HLDGS LTD16955F107ADS136,160$1,130,128dollars as filed
iShares U.S. Aerospace & Defense ETF464288760SHS10,647$1,128,283dollars as filed
CERUS CORP157085101COM692,664$1,122,116dollars as filed
CANTALOUPE INC138103106COM179,438$1,121,488dollars as filed
ISHARES TR464288729GLOB INDSTRL ETF9,924$1,121,460dollars as filed
EVGO INC30052F100CL A COM330,856$1,118,293dollars as filed
LINCOLN EDL SVCS CORP533535100COM131,825$1,113,922dollars as filed
ISHARES CORE S&P U.S. GROWTH ETF464287671ETF11,726$1,111,996dollars as filed
SILVERCREST ASSET MANAGEME A828359109COMMON STOCK70,060$1,111,857dollars as filed
LIBERTY LATIN AMERICA LTD53069QAB5BOND1,170,000$1,111,500dollars as filed
ORCHID IS CAP INC68571X301COM NEW130,273$1,108,618dollars as filed
ONITY GROUP INC675746606COMMON STOCK42,815$1,108,052dollars as filed
PARKE BANCORP INC700885106COMMON STOCK67,986$1,107,496dollars as filed
ENLIVEN THERAPEUTICS INC COM29337E102Stock80,759$1,103,168dollars as filed
TIMBERLAND BANCORP INC887098101COMMON STOCK40,648$1,101,560dollars as filed
PRIME MEDICINE INC74168J101COM115,389$1,100,810dollars as filed
LIQUIDIA CORPORATION COM NEW53635D202Stock173,588$1,100,548dollars as filed
LIBERTY LATIN AMERICA LTDG9001E102COM CL A134,590$1,098,255dollars as filed
ENERGY TRANSFER L P29273V100COM UT LTD PTN77,753$1,090,868dollars as filed
MECHANICS BANCORP A43785V102COMMON STOCK139,770$1,088,809dollars as filed
DISTRIBUTION SOLUTIONS GRP I520776105COM41,791$1,086,560dollars as filed
THREDUP INC CLASS A88556E102COMMON STOCK270,783$1,085,840dollars as filed
DASEKE INC23753F107COM211,151$1,083,204dollars as filed
VANDA PHARMACEUTICALS INC921659108COM249,569$1,078,139dollars as filed
GOODRX HLDGS INC38246G108COM CL A189,560$1,067,221dollars as filed
WEIBO CORP SPONSORED ADR948596101ADR85,058$1,066,627dollars as filed
TILLYS INC886885102CL A131,314$1,066,272dollars as filed
TEEKAY CORPORATIONY8564W103COM172,801$1,066,182dollars as filed
NEWTEKONE INC652526203COM NEW72,151$1,064,224dollars as filed
ALTUS POWER INC02217A102COM CL A202,360$1,062,391dollars as filed
ALPINE IMMUNE SCIENCES INC02083G100COM92,723$1,061,678dollars as filed
MAXCYTE INC57777K106COM339,374$1,058,846dollars as filed
BAYCOM CORP07272M107COMMON STOCK55,106$1,058,586dollars as filed
ENTRADA THERAPEUTICS INC COM29384C108Stock66,953$1,057,858dollars as filed
HALLADOR ENERGY COMPANY40609P105COM73,351$1,057,717dollars as filed
Goldman Sachs Access Treasury 0-1 Year ETF381430529SHS10,553$1,056,484dollars as filed
FIVE STAR BANCORP33830T103COMMON STOCK52,627$1,055,698dollars as filed
OLIN CORP680665205COM PAR $121,100$1,054,578dollars as filedput
ROCKY BRANDS INC774515100COMMON STOCK71,642$1,053,139dollars as filed
GREENLIGHT CAPITAL RE LTD AG4095J109COMMON STOCK97,766$1,050,007dollars as filed
SUMMIT FINL GROUP INC86606G101COM46,448$1,046,945dollars as filed
INVESTORS TITLE CO461804106COMMON STOCK7,011$1,038,217dollars as filed
SOUNDHOUND AI INC CLASS A COM836100107Stock514,311$1,033,766dollars as filed
BLACKROCK MUN TARGET TERM TR09257P105COM SHS BEN IN53,144$1,031,533dollars as filed
SKYWATER TECHNOLOGY INC COM83089J108Stock170,746$1,027,892dollars as filed
PHX MINERALS INC CL A69291A100Stock281,146$1,023,370dollars as filed
ISHARES TR46429B606MSCI POLAND ETF59,755$1,022,410dollars as filed
WAVE LIFE SCIENCES LTD SHSY95308105Stock177,524$1,020,764dollars as filed
DAKTRONICS INC234264109COM114,181$1,018,495dollars as filed
GEVO INC374396406COM PAR855,191$1,017,677dollars as filed
SEACOR MARINE HLDGS INC COM78413P101Stock73,305$1,017,473dollars as filed
AMPLIFY ETF TR032108409CWP ENHANCED DIV29,291$1,017,287dollars as filed
POSTAL REALTY TRUST INC73757R102CL A75,230$1,015,607dollars as filed
GENCOR INDUSTRIES INC368678108COMMON STOCK71,714$1,013,317dollars as filed
RGC RESOURCES INC74955L103COMMON STOCK58,371$1,009,818dollars as filed
SAREPTA THERAPEUTICS INC803607AD2NOTE 1.250% 9/1900,000$1,009,323dollars as filed
SUPERIOR GROUP OF COS INC868358102COMMON STOCK129,454$1,007,156dollars as filed
GOLUB CAP BDC INC38173M102COM68,644$1,007,002dollars as filed
EL POLLO LOCO HOLDINGS INC268603107COMMON STOCK112,258$1,004,706dollars as filed
GOLD FIELDS LTD SPONSORED ADR38059T106ADR92,309$1,002,478dollars as filed
ORANGE COUNTY BANCORP INC68417L107COMMON STOCK23,208$1,001,889dollars as filed
BABCOCK & WILCOX ENTERPRISES05614L209COM237,707$1,000,746dollars as filed
Vanguard FTSE Pacific ETF922042866SHS14,948$999,697dollars as filed
EAGLE PHARMACEUTICALS INC269796108COM63,229$997,122dollars as filed
NORTHEAST CMNTY BANCORP INC664121100COM67,485$996,082dollars as filed
UNITY BANCORP INC913290102COMMON STOCK42,425$994,023dollars as filed
SHARECARE INC81948W104COM1,056,516$993,547dollars as filed
GRAHAM CORP384556106COM59,836$993,278dollars as filed
SAVARA INC805111101COM261,435$988,224dollars as filed
EGAIN CORP28225C806COM NEW161,070$987,358dollars as filed
PHATHOM PHARMACEUTICALS INC71722W107COMMON STOCK95,065$985,824dollars as filed
ALLOGENE THERAPEUTICS INC019770106COM310,814$985,281dollars as filed
MFS MUNICIPAL INCOME TRUST552738106SH BEN INT216,396$984,601dollars as filed
COLONY BANKCORP19623P101COMMON STOCK98,451$984,017dollars as filed
AST SPACEMOBILE INC COM CL A00217D100Stock258,898$983,812dollars as filed
OLAPLEX HLDGS INC679369108COM502,667$980,200dollars as filed
OFFICE PPTYS INCOME TR67623C109COM SHS BEN INT238,920$979,571dollars as filed
ZEVRA THERAPEUTICS INC COM NEW488445206Stock202,773$977,365dollars as filed
LAMAR ADVERTISING CO CL A512816109REIT11,700$976,599dollars as filedput
HARVARD BIOSCIENCE INC416906105COM227,002$976,109dollars as filed
SELECT SECTOR SPDR TR81369Y100SBI MATERIALS12,399$973,928dollars as filed
CENTURY CASINOS INC156492100COM189,831$973,833dollars as filed
SOLID POWER INC CLASS A COM83422N105Stock482,057$973,755dollars as filed
LYELL IMMUNOPHARMA INC55083R104COM661,561$972,495dollars as filed
LEGACY HOUSING CORP52472M101COMMON STOCK50,071$971,878dollars as filed
SOUTHERN FIRST BANCSHARES842873101COMMON STOCK35,954$968,592dollars as filed
ACNB CORP000868109COMMON STOCK30,627$968,117dollars as filed
BIOMEA FUSION INC09077A106CMN70,336$967,824dollars as filed
Schwab U.S. Broad Market ETF808524102SHS19,414$967,805dollars as filed
WISDOMTREE TR97717X131INTL QULTY DIV30,223$967,729dollars as filed
PLUMAS BANCORP729273102COMMON STOCK28,312$966,580dollars as filed
NUVEI CORPORATION67079A102SUB VTG SHS64,418$966,267dollars as filed
ATEA PHARMACEUTICALS INC04683R106COMMON STOCK321,408$964,224dollars as filed
PROSHARES TR74348A467S&P 500 DV ARIST10,879$963,356dollars as filed
ZSCALER INC98980GAB8NOTE 0.125% 7/0800,000$962,920dollars as filed
iShares Short Treasury Bond ETF464288679SHS8,711$962,291dollars as filed
UNIVERSAL TECHNICAL INST INC913915104COM114,654$960,800dollars as filed
OVID THERAPEUTICS INC690469101COMMON STOCK250,080$960,307dollars as filed
OVERSEAS SHIPHOLDING GROUP I69036R863CL A NEW218,726$960,207dollars as filed
UNISYS CORP909214306COMMON STOCK277,806$958,432dollars as filed
AMERICAN WELL CORP03044L105CL A818,729$957,913dollars as filed
STITCH FIX INC860897107COM CL A277,589$957,682dollars as filed
SOLO BRANDS INC83425V104COM CL A187,710$957,321dollars as filed
HURCO CO447324104COM42,600$955,524dollars as filed
CAVAGROUPINC148929102STOK31,067$951,582dollars as filed
SPDR SERIES TRUST78464A672ST INTER ETF34,531$950,643dollars as filed
WISDOMTREE TR97717X578EM EX ST-OWNED35,631$950,288dollars as filed
ISHARES MICRO-CAP ETF464288869ETF9,478$948,720dollars as filed
FTAI INFRASTRUCTURE INC35953C106COMMON STOCK294,067$946,896dollars as filed
ISHARES TR CORE S&P 500 ETF464287200SHS2,200$944,746dollars as filedput
PROVIDENT BANCORP INC74383L105COM NEW97,441$944,202dollars as filed
BANK7 CORP06652N107COMMON STOCK41,942$944,114dollars as filed
NATURES SUNSHINE PRODS INC639027101COMMON STOCK56,968$943,953dollars as filed
ACELYRIN INC00445A100COM92,701$942,769dollars as filed
VERMILION ENERGY INC COM923725105Stock64,432$942,000dollars as filed
ARDAGH METAL PACKAGING S AL02235106SHS298,229$933,459dollars as filed
MACROGENICS INC556099109COM198,847$926,628dollars as filed
CORECARD CORPORATION45816D100COM46,247$924,940dollars as filed
EYEPOINT INC COM NEW30233G209Stock115,690$924,363dollars as filed
BURKE HERBERT FINL SVCS CORP12135Y108COM19,865$923,036dollars as filed
LIVEPERSON, INC.538146101COM237,258$922,934dollars as filed
SCULPTOR CAP MGMT811246107COM CL A79,290$919,765dollars as filed
Arbutus Biopharma Corp03879J100Common Shares, without par value451,467$916,478dollars as filed
STRATUS PPTYS INC863167201COM NEW33,337$913,434dollars as filed
MAXEON SOLAR TECHNOLOGIES LTY58473102SHS78,657$911,635dollars as filed
VERTEX ENERGY INC92534K107COM204,815$911,426dollars as filed
FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS33738R845ETF30,226$908,008dollars as filed
SUTRO BIOPHARMA INC869367102COM261,451$907,235dollars as filed
BILL HOLDINGS INC090043AB6NOTE 12/0900,000$905,076dollars as filed
BANKWELL FINL GROUP INC06654A103COM37,097$900,344dollars as filed
ARHAUS INC04035M102COMMON STOCK96,696$899,273dollars as filed
NERDWALLET INC CL A64082B102COMMON STOCK101,127$899,019dollars as filed
ISHARES INC464286285JP MRGN EM HI BD26,402$898,714dollars as filed
KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF500767736ETF43,679$898,040dollars as filed
WISDOMTREE TR97717W877GLB HIGH DIV FD19,768$896,302dollars as filed
EASTMAN KODAK CO277461406COM NEW212,441$894,378dollars as filed
RED VIOLET INC75704L104COMMON STOCK44,691$894,267dollars as filed
ISHARES TR46429B408CMN35,759$890,750dollars as filed
LIMBACH HLDGS INC53263P105COM28,047$889,931dollars as filed
TUSIMPLE HLDGS INC90089L108CL A570,205$889,519dollars as filed
SES AI CORPORATION78397Q109CL A COM391,393$888,463dollars as filed
PETROLEO BRASILEIRO S A71654V408SPONSORED ADR59,081$885,627dollars as filed
ZYMEWORKS INC98985Y108COM139,415$883,890dollars as filed
XOMA ROYALTY CORPORATION98419J206COMMON STOCK62,659$882,864dollars as filed
RED RIVER BANCSHARES INC75686R202COMMON STOCK19,172$881,134dollars as filed
SPDR S&P Homebuilders ETF78464A888SHS11,504$880,895dollars as filed
GRANITE PT MTG TR INC38741L107COM STK180,464$880,666dollars as filed
CULLINAN THERAPEUTICS INC230031106COM97,159$879,288dollars as filed
GLOBAL X FDS37954Y673US INFR DEV ETF28,856$876,658dollars as filed
KARYOPHARM THERAPEUTICS INC48576U106COM653,650$875,892dollars as filed
IMMUNITYBIO INC45256X103COM518,227$875,803dollars as filed
SCHOLAR ROCK HLDG CORP80706P103COM123,183$874,599dollars as filed
UNITY SOFTWARE INC91332UAB7NOTE 11/11,100,000$874,159dollars as filed
ALTSHARES TRUST02210T108MERGER ARBITRAGE33,301$874,151dollars as filed
J P MORGAN EXCHANGE TRADED F46641Q225BETA CDA ETF NEW15,020$873,389dollars as filed
RUSH STREET INTERACTIVE INC782011100COM188,864$872,552dollars as filed
PROSHARES TR74347R107PSHS ULT S&P 50016,331$871,769dollars as filed
CONCRETE PUMPING HOLDINGS IN206704108COMMON STOCK101,213$868,408dollars as filed
LIVE NATION ENTERTAINMENT IN538034AU3NOTE 2.000% 2/1850,000$868,148dollars as filed
FLEXSHARES TR33939L308MSTAR EMKT FAC18,075$866,695dollars as filed
FARMERS MERCHANTS BANCO OH30779N105COMMON STOCK49,402$866,017dollars as filed
MIDDLEFIELD BANC CORP596304204COM NEW34,050$865,210dollars as filed
EXACT SCIENCES CORP30063PAC9NOTE 0.375% 3/01,000,000$863,260dollars as filed
23ANDME HOLDING CO90138Q108CLASS A COM879,899$860,277dollars as filed
NUVEEN QUALITY MUNCP INCOME67066V101COM84,817$860,047dollars as filed
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EVERSPIN TECHNOLOGIES INC30041T104COMMON STOCK87,209$857,264dollars as filed
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NCL CORP LTD62886HBD2BOND1,000,000$830,000dollars as filed
James Hardie Industries PLC47030M106Depositary Receipt31,564$828,236dollars as filed
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NEXTDOOR HOLDINGS INC65345M108COM CL A447,176$813,861dollars as filed
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CITY OFFICE REIT INC178587101COM188,224$799,954dollars as filed
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BAKKT HOLDINGS INC05759B107COM678,355$793,676dollars as filed
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ENVIVA INC29415B103COM105,775$790,140dollars as filed
JOHN MARSHALL BANCORP INC47805L101COMMON STOCK44,227$789,452dollars as filed
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VALUE LINE INC920437100COMMON STOCK17,950$784,774dollars as filed
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KODIAK GAS SVCS INC50012A108COM43,687$781,124dollars as filed
NERDY INC64081V109CL A COM210,466$778,724dollars as filed
BRAEMAR HOTELS RESORTS INC10482B101REIT280,947$778,222dollars as filed
FIRST TR EXCHANGE TRADED FD33738R860NASDAQ BK ETF37,613$777,470dollars as filed
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HUMACYTE INC44486Q103COM264,408$774,716dollars as filed
I-80 GOLD CORP44955L106COM504,310$771,594dollars as filed
MEIRAGTX HOLDINGS PLCG59665102COMMON STOCK156,589$768,853dollars as filed
XERIS BIOPHARMA HOLDINGS INC98422E103COM412,943$768,074dollars as filed
INTERCONTINENTAL HOTELS GROUP SPONSORED ADS45857P806ADR10,263$767,187dollars as filed
CLOUDFLARE INC18915MAC1NOTE 8/1900,000$766,971dollars as filed
SPDR SERIES TRUST78468R739ST NUVE TERM ETF16,585$766,740dollars as filed
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PMV PHARMACEUTICALS INC69353Y103COM124,490$764,369dollars as filed
LUNA INNOVATIONS INC550351100COM130,296$763,538dollars as filed
SERES THERAPEUTICS INC81750R102COM320,758$763,404dollars as filed
SPDR Portfolio S&P 1500 Composite Stock Market ETF78464A805SHS14,505$761,346dollars as filed
ARC DOCUMENT SOLUTIONS INC00191G103COM238,924$759,778dollars as filed
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ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS00215W100ADR100,464$755,492dollars as filed
BEONE MEDICINES LTD SPONSORED ADS07725L102ADR4,196$754,645dollars as filed
OCULAR THERAPEUTIX INC67576A100COM240,310$754,574dollars as filed
BOWMAN CONSULTING GROUP LTD103002101COM26,917$754,484dollars as filed
MICROVAST HOLDINGS INC COM59516C106Stock398,114$752,435dollars as filed
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KLX ENERGY SERVICES HOLDINGS48253L205COM NEW63,422$751,547dollars as filed
CAPITAL BANCORP INC MD139737100COMMON STOCK39,059$747,207dollars as filed
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CLARUS CORP NEW18270P109COM98,520$744,808dollars as filed
CORE MOLDING TECHNOLOGIES IN218683100COMMON STOCK26,108$743,817dollars as filed
ACCURAY INC DEL004397105COM270,982$737,070dollars as filed
NOMURA HLDGS INC SPONSORED ADR65535H208ADR183,257$736,693dollars as filed
INSPIRED ENTERTAINMENT INC45782N108COMMON STOCK61,562$736,281dollars as filed
PANGAEA LOGISTICS SOLUTIONSG6891L105COMMON STOCK125,158$735,928dollars as filed
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CARPARTS COM INC14427M107COM178,048$733,557dollars as filed
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BRIDGEWATER BANCSHARES INC108621103COMMON STOCK76,086$721,295dollars as filed
DUTCH BROS INC26701L100CL A30,973$720,123dollars as filed
MAGIC SOFTWARE ENTERPRISES LTD ORD559166103Stock63,649$718,597dollars as filed
TREDEGAR CORP894650100COM132,605$717,390dollars as filed
JAKKS PAC INC47012E403COM NEW38,579$717,183dollars as filed
JAZZ INVESTMENTS I LTD472145AF8NOTE 2.000% 6/1700,000$716,688dollars as filed
EXPENSIFY INC30219Q106COM CL A220,490$716,593dollars as filed
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH03938L203ADR28,624$716,470dollars as filed
BGSF INC05601C105COM74,433$715,302dollars as filed
ICOSAVAX INC45114M109COM91,963$712,714dollars as filed
TILE SHOP HLDGS INC88677Q109COMMON STOCK129,669$711,881dollars as filed
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AKAMAI TECHNOLOGIES INC00971TAJ0NOTE 0.125% 5/0600,000$709,044dollars as filed
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ON24 INC68339B104COM111,328$704,707dollars as filed
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EXSCIENTIA PLC30223G102ADS155,097$701,038dollars as filed
MONGODB INC60937PAD8NOTE 0.250% 1/1400,000$700,856dollars as filed
ENERPLUS CORP292766102COM39,683$699,614dollars as filed
GARRETT MOTION INC366505105COM88,757$699,405dollars as filed
DHI GROUP INC23331S100COM228,320$698,659dollars as filed
ISHARES TR46436E759COM12,177$695,178dollars as filed
ORIC PHARMACEUTICALS INC68622P109COM114,650$693,633dollars as filed
PRINCETON BANCORP INC74179A107COMMON STOCK23,913$693,251dollars as filed
1 800 FLOWERS COM INC68243Q106CL A98,971$692,797dollars as filed
NUVATION BIO INC COM CL A67080N101Stock516,604$692,249dollars as filed
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Vanguard Consumer Staples ETF92204A207SHS3,776$689,781dollars as filed
Lifetime Brands Inc53222Q103COM122,484$689,585dollars as filed
BUTTERFLY NETWORK INC124155102COM CL A584,338$689,518dollars as filed
Star Hldgs Shs Ben Int85512G106Common Stock55,046$689,176dollars as filed
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COOPER STANDARD HOLDING21676P103COMMON STOCK51,315$688,647dollars as filed
AMES NATIONAL CORP031001100COMMON STOCK41,332$685,702dollars as filed
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HAMILTON BEACH BRAND A40701T104COMMON STOCK55,099$683,780dollars as filed
PACER FDS TR69374H857US SMALL CAP CAS16,383$683,168dollars as filed
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GOLDMAN SACHS ETF TR381430602ACTIVEBETA US12,220$682,494dollars as filed
CITIZENS FINANCIAL SERVICES174615104COMMON STOCK14,237$682,246dollars as filed
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INVESCO ADVANTAGE MUN INCOME46132E103SH BEN INT91,398$677,261dollars as filed
DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF233051283ETF15,706$675,675dollars as filed
AXOGEN INC05463X106COM135,090$675,450dollars as filed
2U INC90214J101COM272,392$672,810dollars as filed
ANGEL OAK MORTGAGE REIT INC COM03464Y108REIT78,778$671,976dollars as filed
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DEXCOM INC252131AK3NOTE 0.250%11/1700,000$661,535dollars as filed
Dropbox Inc26210CAC8Convertible bond700,000$661,010dollars as filed
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SOUNDTHINKING INC82536T107COM36,523$653,762dollars as filed
RIMINI STR INC DEL76674Q107COM297,133$653,693dollars as filed
BLINK CHARGING CO09354A100COM213,144$652,221dollars as filed
Y-mAbs Therapeutics Inc984241109Common Stock119,605$651,848dollars as filed
TERNS PHARMACEUTICALS INC COM880881107Stock129,024$648,991dollars as filed
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PRECIGEN INC74017N105COM455,238$646,437dollars as filed
SPDR SERIES TRUST78468R804ST STR R1K LOWV4,835$645,628dollars as filed
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ISHARES TR464287754US INDUSTRIALS6,332$638,877dollars as filed
SAFE BULKERS INCY7388L103COMMON STOCK196,981$638,218dollars as filed
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TRUECAR INC89785L107COM307,015$635,521dollars as filed
LENDINGTREE INC52603B107COM40,985$635,268dollars as filed
HIREQUEST INC433535101COMMON STOCK41,151$634,964dollars as filed
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MICROCHIP TECHNOLOGY INC.595017AU8NOTE 0.125%11/1600,000$632,520dollars as filed
AKAMAI TECHNOLOGIES INC00971TAL5NOTE 0.375% 9/0600,000$626,784dollars as filed
SELECTA BIOSCIENCES INC816212104COM590,984$626,443dollars as filed
ABSOLUTE SHS TR00400R700WBI BBR YLD 300028,380$626,364dollars as filed
DANIMER SCIENTIFIC INC236272100COM CL A302,415$625,999dollars as filed
ELDORADO GOLD CORP NEW COM284902509Stock70,132$624,876dollars as filed
908 DEVICES INC COM65443P102Stock93,775$624,542dollars as filed
PAYMENTUS HOLDINGS INC70439P108COM CL A37,493$622,384dollars as filed
RCM TECHNOLOGIES INC749360400COMMON STOCK31,712$619,653dollars as filed
RANGER ENERGY SERVICES CL A75282U104COMMON STOCK43,619$618,517dollars as filed
AKOYA BIOSCIENCES INC COM00974H104Stock132,834$617,678dollars as filed
TOWNSQUARE MEDIA INC892231101CL A70,802$617,394dollars as filed
HYLIION HOLDINGS CORP449109107COMMON STOCK522,369$616,396dollars as filed
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FREEDOM HOLDING CORP356390104COM7,258$614,825dollars as filed
OKTA INC679295AF2NOTE 0.375% 6/1700,000$612,710dollars as filed
DRAFTKINGS INC NEW26142RAB0CNV800,000$609,752dollars as filed
MAMMOTH ENERGY SERVICES INC56155L108COM131,158$608,573dollars as filed
RED ROBIN GOURMET BURGERS IN75689M101COM75,689$608,536dollars as filed
ETSY INC29786AAN6NOTE 0.250% 6/1800,000$607,360dollars as filed
GENERATION BIO CO37148K100COM159,536$604,642dollars as filed
FULL TRUCK ALLIANCE CO LTD SPONSORED ADS35969L108ADR85,844$604,342dollars as filed
RIGEL PHARMACEUTICALS INC766559603COMMON STOCK558,062$602,707dollars as filed
FIRST FINANCIAL NORTHWEST IN32022K102COM47,372$602,570dollars as filed
BIG LOTS INC089302103COM117,569$600,775dollars as filed
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COMPASS PATHWAYS PLC20451W101SPONSORED ADS80,734$597,432dollars as filed
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POST HLDGS INC737446AT1NOTE 2.500% 8/1600,000$595,488dollars as filed
SUMMIT THERAPEUTICS INC86627T108COM318,330$595,277dollars as filed
INOZYME PHARMA INC45790W108COM141,141$592,792dollars as filed
OMEROS CORP682143102COM202,722$591,947dollars as filed
SPLUNK INC848637AD6BOND550,000$591,916dollars as filed
Vanguard Materials ETF92204A801SHS3,430$591,783dollars as filed
VODAFONE GROUP PLC SPONSORED ADR92857W308ADR62,344$591,025dollars as filed
TEADS HLDG CO69002R103COM121,358$591,014dollars as filed
Vanguard Communication Services ETF92204A884SHS5,604$589,506dollars as filed
VERITONE INC92347M100COM228,265$588,924dollars as filed
ProKidney CorpG7S53R104Common Stock127,956$586,039dollars as filed
MEDIAALPHA INC58450V104CL A70,635$583,446dollars as filed
TYLER TEX INDPT SCH DIST902252AB1NOTE 0.250% 3/1600,000$582,618dollars as filed
EVERQUOTE INC30041R108COM CL A80,541$582,308dollars as filed
SPDR INDEX SHS FDS78463X871ST INTL CAP ETF19,972$581,992dollars as filed
GRINDR INC39854F101COM101,162$581,682dollars as filed
ENPHASE ENERGY INC29355AAK3NOTE 3/0698,000$578,768dollars as filed
TYRA BIOSCIENCES INC90240B106COMMON STOCK41,870$576,550dollars as filed
QUANTUM SI INC74765K105COM CL A346,956$575,947dollars as filed
CONFLUENT INC20717MAB9NOTE 1/1700,000$573,461dollars as filed
PIMCO MUN INCOME FD III72201A103COM88,456$572,308dollars as filed
GROWGENERATION CORP39986L109COM195,871$571,943dollars as filed
GOLDMAN SACHS ACTIVEBETA WORLD EQUITY ETF38149W739ETF14,272$570,452dollars as filed
KB FINL GROUP INC SPONSORED ADR48241A105ADR13,863$569,911dollars as filed
CRAWFORD COMPANY CL A224633206COMMON STOCK60,836$568,204dollars as filed
POTBELLY CORP73754Y100COM72,822$568,011dollars as filed
CHIMERIX INC COM16934W106Stock591,697$567,910dollars as filed
ISHARES TR464287762US HLTHCARE ETF2,088$563,809dollars as filed
RESERVOIR MEDIA INC76119X105COMMON STOCK92,341$563,280dollars as filed
VANGUARD MORNINGSTAR MEGA CAP VALUE ETF921910840ETF5,542$561,956dollars as filed
SEMLER SCIENTIFIC INC81684M104COM22,115$561,058dollars as filed
CORMEDIX INC COM21900C308Stock151,566$560,794dollars as filed
MIDDLEBY CORP596278AB7NOTE 1.000% 9/0500,000$560,625dollars as filed
ATS CORPORATION00217Y104COM13,123$559,303dollars as filed
CODORUS VY BANCORP INC192025104COM29,986$558,941dollars as filed
GLOBAL X FDS37954Y483NASDAQ 100 COVER33,278$558,064dollars as filed
ALNYLAM PHARMACEUTICALS INC02043QAB3NOTE 1.000% 9/1600,000$557,274dollars as filed
ESS TECH INC26916J106COMMON STOCK295,776$556,059dollars as filed
STERLING BANCORP INC85917W102COM95,163$555,752dollars as filed
FRONTIER GROUP HLDGS INC COM35909R108Stock114,586$554,596dollars as filed
ATOMERA INC04965B100COMMON STOCK88,290$552,696dollars as filed
BRIGHTCOVE INC10921T101COM167,600$551,404dollars as filed
OPORTUN FINANCIAL CORP68376D104COMMON STOCK76,347$551,225dollars as filed
APOLLO GLOBAL MGMT INC03769M304CMN10,000$551,000dollars as filed
PDS BIOTECHNOLOGY CORP70465T107COM108,826$549,571dollars as filed
PELAGOS INS CAP LTDG3398L118COM37,168$545,626dollars as filed
AMBRX BIOPHARMA, INC. SPONSORED ADR02290A102COM47,433$545,480dollars as filed
FIRST COMMUNITY CORP319835104COMMON STOCK31,496$543,930dollars as filed

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001390777-23-000089this filing2023-10-24acceptance time not in the bulk data set