13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-24, with 4,342 holding rows worth $454,998,984,540.
- Accession
- 0001390777-23-000089
- Filer
- CIK 1390777
- Filed
- 2023-10-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A combination report, 29,214 entries on the cover page, a total value of $454,998,984,540 stated on the cover page (in dollars after the unit check, H1), rows summing to $454,998,984,540 with VALUE read as dollars as filed, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerCENTERSQUARE INVESTMENT MANAGEMENT LLC028-18741
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerNeuberger Berman Group LLC028-13573
- included managerBNY Mellon Trust of Delaware 028-17542
- included managerMellon Investments Corporation 028-02900
- included managerBNY Mellon Investment Adviser, Inc. 028-00127
- included managerNewton Investment Management Limited 028-04797
- included managerBNY Mellon Securities Corporation 028-18785
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-17544
- included managerBNY Mellon Advisors, Inc. 028-11769
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerEAM Investors, LLC 028-14070
- included managerGeneva Capital Management LLC 028-03935
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerBoston Partners 028-12484
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerChanning Capital Management 028-11090
- included managerMoody Aldrich Partners LLC 028-04634
- included managerInsight North America LLC 028-21789
- included managerRedwood Investments, LLC 028-12234
- included managerNationwide Fund Advisors 028-05161
- included managerAlaska Permanent Fund Corporation 028-20231
- included managerBNY Mellon Investor Solutions, LLC 028-22390
- included managerHeartland Advisors, Inc. 028-04131
- included managerBNY Mellon ETF Investment Adviser, LLC 028-23321
- included managerNewton Investment Management North America, LLC 028-21404
- included managerAlcentra Limited 028-21788
- included managerDenali Advisors, LLC 028-10130
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 10,145 | $543,777 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 600,000 | $543,336 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 500,783 | $540,846 | dollars as filed | |
| NEXTDECADE CORP | 65342K105 | COM | 105,286 | $539,064 | dollars as filed | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 6,901 | $538,725 | dollars as filed | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 272,452 | $536,731 | dollars as filed | |
| JANUX THERAPEUTICS INC | 47103J105 | COM | 53,049 | $534,734 | dollars as filed | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 24,866 | $533,622 | dollars as filed | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 48,617 | $533,325 | dollars as filed | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 74,856 | $532,975 | dollars as filed | |
| OP BANCORP | 67109R109 | COMMON STOCK | 58,133 | $531,914 | dollars as filed | |
| EVANS BANCORP INC | 29911Q208 | COM | 19,845 | $531,835 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 877,217 | $530,892 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 453,100 | $530,127 | dollars as filed | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 78,533 | $528,527 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 56,416 | $526,929 | dollars as filed | |
| RADWARE LTD | M81873107 | COMMON STOCK | 31,142 | $526,915 | dollars as filed | |
| GLOBAL BUSINESS TRAVEL GROUP COM CL A | 37890B100 | Stock | 95,671 | $526,191 | dollars as filed | |
| TERAWULF INC | 88080T104 | COM | 416,006 | $524,167 | dollars as filed | |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 750,000 | $523,298 | dollars as filed | |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 600,000 | $522,000 | dollars as filed | |
| SNAP INC | 83304AAF3 | NOTE 5/0 | 700,000 | $520,828 | dollars as filed | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 650,000 | $520,572 | dollars as filed | |
| ASTRIA THERAPEUTICS INC COM | 04635X102 | Stock | 69,753 | $520,358 | dollars as filed | |
| TENAYA THERAPEUTICS INC | 87990A106 | COM | 203,764 | $519,599 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 29,817 | $519,409 | dollars as filed | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 474,693 | $517,416 | dollars as filed | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 500,000 | $515,560 | dollars as filed | |
| ERASCA INC COM | 29479A108 | Stock | 261,679 | $515,508 | dollars as filed | |
| LANDS END INC | 51509F105 | COMMON STOCK | 68,713 | $513,286 | dollars as filed | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 3,814 | $512,459 | dollars as filed | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 39,162 | $512,239 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 14,016 | $512,008 | dollars as filed | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 7,563 | $511,893 | dollars as filed | |
| RAMACO RES INC | 75134P501 | COM CL B | 42,815 | $510,783 | dollars as filed | |
| CVRX INC | 126638105 | COMMON STOCK | 33,606 | $509,803 | dollars as filed | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 400,000 | $509,196 | dollars as filed | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 13,705 | $507,071 | dollars as filed | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 23,371 | $503,421 | dollars as filed | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 65,337 | $503,097 | dollars as filed | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 211,297 | $502,887 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 4,999 | $500,557 | dollars as filed | |
| STARWOOD PPTY TR INC | 85571BBA2 | NOTE 6.750% 7/1 | 500,000 | $498,750 | dollars as filed | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 27,457 | $498,344 | dollars as filed | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 54,838 | $497,654 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 335,359 | $496,331 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 11,772 | $495,359 | dollars as filed | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 24,033 | $493,633 | dollars as filed | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 39,882 | $489,353 | dollars as filed | |
| GREENHILL & CO INC COM | 395259104 | Stock | 33,051 | $489,157 | dollars as filed | |
| PONCE FINANCIAL GROUP INC | 732344106 | COMMON STOCK | 62,548 | $489,126 | dollars as filed | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 19,500 | $489,066 | dollars as filed | |
| CAREMAX INC | 14171W103 | COM | 230,583 | $488,836 | dollars as filed | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 55,647 | $488,583 | dollars as filed | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 34,006 | $486,964 | dollars as filed | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 66,071 | $486,285 | dollars as filed | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 101,302 | $486,251 | dollars as filed | |
| SNAP INC | 83304AAH9 | NOTE 0.125% 3/0 | 700,000 | $485,625 | dollars as filed | |
| HF FOODS GROUP INC | 40417F109 | COM | 122,185 | $485,074 | dollars as filed | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 153,249 | $484,267 | dollars as filed | |
| Vanguard Utilities ETF | 92204A876 | SHS | 3,790 | $483,389 | dollars as filed | |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 550,000 | $481,250 | dollars as filed | |
| OPTINOSE INC | 68404V100 | COM | 390,987 | $480,914 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 375,704 | $480,901 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 500,000 | $480,900 | dollars as filed | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 3,121 | $480,121 | dollars as filed | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 600,000 | $479,994 | dollars as filed | |
| INOGEN INC | 45780L104 | COM | 91,675 | $478,542 | dollars as filed | |
| ITERIS INC NEW | 46564T107 | COM | 115,339 | $477,504 | dollars as filed | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 375,756 | $477,210 | dollars as filed | |
| SNAP ONE HOLDINGS CORP | 83303Y105 | COM | 51,442 | $475,324 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 30,100 | $475,279 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 46,621 | $473,199 | dollars as filed | |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 700,000 | $473,053 | dollars as filed | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 78,172 | $472,942 | dollars as filed | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 92,723 | $471,960 | dollars as filed | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 400,000 | $471,428 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 7,748 | $469,372 | dollars as filed | |
| GRITSTONE BIO INC | 39868T105 | COM | 272,783 | $469,186 | dollars as filed | |
| SEER INC | 81578P106 | COM CL A | 212,056 | $468,644 | dollars as filed | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 500,000 | $467,770 | dollars as filed | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 86,887 | $466,583 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 178,907 | $465,158 | dollars as filed | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 500,000 | $463,925 | dollars as filed | |
| MONDEE HOLDINGS INC | 465712107 | COM | 129,917 | $463,804 | dollars as filed | |
| EVE HLDG INC | 29970N104 | COM | 55,929 | $463,655 | dollars as filed | |
| DATA I O CORP | 237690102 | COM | 121,535 | $463,049 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 113,504 | $461,963 | dollars as filed | |
| PENNYMAC CORP | 70932AAF0 | NOTE 5.500% 3/1 | 500,000 | $461,875 | dollars as filed | |
| ALLAKOS INC | 01671P100 | COM | 203,066 | $460,960 | dollars as filed | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,865 | $460,375 | dollars as filed | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 111,587 | $459,738 | dollars as filed | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 76,290 | $458,501 | dollars as filed | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 11,573 | $458,390 | dollars as filed | |
| GRANITE RIDGE RESOURCES INC | 387432107 | COM | 75,079 | $457,982 | dollars as filed | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 10,808 | $457,179 | dollars as filed | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 34,185 | $457,053 | dollars as filed | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 257,886 | $453,878 | dollars as filed | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 62,513 | $452,594 | dollars as filed | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 53,454 | $452,221 | dollars as filed | |
| CODEXIS INC | 192005106 | COM | 238,570 | $450,896 | dollars as filed | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 94,515 | $450,836 | dollars as filed | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 94,055 | $450,523 | dollars as filed | |
| HYPERFINE INC | 44916K106 | Common Stock | 219,582 | $450,144 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 420,000 | $448,921 | dollars as filed | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 45,750 | $448,121 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 172,719 | $447,342 | dollars as filed | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 2,294 | $447,250 | dollars as filed | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 22,388 | $444,402 | dollars as filed | |
| IMMUNEERING CORP | 45254E107 | CLASS A COM | 57,686 | $443,028 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 100,142 | $442,625 | dollars as filed | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 68,588 | $442,392 | dollars as filed | |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 500,000 | $440,980 | dollars as filed | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 4,870 | $438,149 | dollars as filed | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 500,000 | $437,880 | dollars as filed | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 48,824 | $437,461 | dollars as filed | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 57,511 | $437,084 | dollars as filed | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 41,345 | $435,776 | dollars as filed | |
| IGM BIOSCIENCES INC | 449585108 | COM | 52,068 | $434,768 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F763 | FT VEST US EQT | 11,144 | $434,393 | dollars as filed | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 118,895 | $433,966 | dollars as filed | |
| BARK Inc. | 68622E104 | COM | 361,342 | $433,610 | dollars as filed | |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 500,000 | $433,515 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 84,848 | $431,876 | dollars as filed | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 26,478 | $431,592 | dollars as filed | |
| CELCUITY INC | 15102K100 | COM | 47,191 | $431,325 | dollars as filed | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 190,735 | $431,061 | dollars as filed | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 5,525 | $430,705 | dollars as filed | |
| ITRON INC | 465741AN6 | NOTE 3/1 | 500,000 | $430,525 | dollars as filed | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 155,372 | $430,381 | dollars as filed | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 20,400 | $430,033 | dollars as filed | |
| KALTURA INC | 483467106 | COMMON STOCK | 248,569 | $430,024 | dollars as filed | |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 500,000 | $429,685 | dollars as filed | |
| NOVOCURE LTD | 67011XAB9 | NOTE 11/0 | 500,000 | $429,375 | dollars as filed | |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 500,000 | $427,540 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 12,872 | $425,605 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 51,380 | $424,397 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 46,396 | $424,061 | dollars as filed | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 107,254 | $422,580 | dollars as filed | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 197,427 | $422,494 | dollars as filed | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 16,232 | $422,187 | dollars as filed | |
| STRIDE INC | 86333MAA6 | NOTE 1.125% 9/0 | 400,000 | $421,500 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 500,000 | $421,455 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 356,861 | $421,096 | dollars as filed | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 13,803 | $418,919 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 500,000 | $416,590 | dollars as filed | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 40,226 | $415,535 | dollars as filed | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 2,499 | $414,834 | dollars as filed | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 74,049 | $414,675 | dollars as filed | |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 550,000 | $414,568 | dollars as filed | |
| SHARKNINJA INC COM SHS | G8068L108 | Stock | 8,925 | $413,763 | dollars as filed | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 25,287 | $413,703 | dollars as filed | |
| CPI CARD GROUP INC | 12634H200 | COMMON STOCK | 22,084 | $408,996 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 400,000 | $408,416 | dollars as filed | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 39,169 | $405,012 | dollars as filed | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 41,074 | $404,989 | dollars as filed | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 5,421 | $404,534 | dollars as filed | |
| IBEX LTD | G4690M101 | COMMON STOCK | 26,176 | $404,419 | dollars as filed | |
| JOINT CORP | 47973J102 | COM | 44,976 | $404,334 | dollars as filed | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 45,124 | $402,958 | dollars as filed | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 82,848 | $402,640 | dollars as filed | |
| FIRST INTERNET BANCORP | 320557101 | COM | 24,829 | $402,471 | dollars as filed | |
| DAKOTA GOLD CORP | 46655E100 | COM | 155,902 | $402,227 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 190,560 | $402,082 | dollars as filed | |
| FONAR CORP | 344437405 | COM NEW | 26,060 | $401,321 | dollars as filed | |
| ALTERYX INC | 02156BAF0 | BOND | 450,000 | $400,865 | dollars as filed | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 20,376 | $400,194 | dollars as filed | |
| FULL HSE RESORTS INC | 359678109 | COM | 93,580 | $399,587 | dollars as filed | |
| TRAVELZOO | 89421Q205 | CMN | 68,401 | $398,778 | dollars as filed | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 9,553 | $397,319 | dollars as filed | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 400,000 | $397,244 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 170,091 | $396,312 | dollars as filed | |
| CADIZ INC | 127537207 | COM NEW | 119,071 | $394,125 | dollars as filed | |
| TORRID HOLDINGS INC | 89142B107 | COMMON STOCK | 178,039 | $393,467 | dollars as filed | |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 400,000 | $392,800 | dollars as filed | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 51,023 | $392,368 | dollars as filed | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 400,000 | $391,708 | dollars as filed | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 9,556 | $391,418 | dollars as filed | |
| ALTI GLOBAL INC | 02157E106 | COMMON STOCK | 56,073 | $390,268 | dollars as filed | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 53,113 | $389,319 | dollars as filed | |
| FiscalNote Holdings Inc | 337655104 | Common Stock | 186,739 | $388,417 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 107,882 | $387,296 | dollars as filed | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 97,838 | $386,460 | dollars as filed | |
| MINERALYS THERAPEUTICS INC | 603170101 | COM | 40,428 | $384,470 | dollars as filed | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 186,245 | $383,665 | dollars as filed | |
| TINGO GROUP INC | 55328R109 | COM | 373,124 | $382,453 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 325,221 | $380,508 | dollars as filed | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 13,878 | $379,708 | dollars as filed | |
| Afya Ltd-Class A | G01125106 | COM | 24,028 | $379,643 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430388 | ACCESS EMNG MKTS | 9,911 | $379,263 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 5,178 | $378,108 | dollars as filed | |
| LANZATECH GLOBAL INC | 51655R101 | COM | 80,943 | $378,004 | dollars as filed | |
| VELO3D INC | 92259N104 | COM | 242,280 | $377,957 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 134,413 | $376,357 | dollars as filed | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 35,766 | $375,901 | dollars as filed | |
| KARAT PACKAGING INC | 48563L101 | COM | 16,299 | $375,850 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 7,672 | $375,329 | dollars as filed | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 7,826 | $374,777 | dollars as filed | |
| CUTERA INC | 232109108 | COM | 61,934 | $372,843 | dollars as filed | |
| ENERFLEX LTD | 29269R105 | COM | 65,065 | $372,823 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 8,005 | $372,702 | dollars as filed | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 6,243 | $372,525 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 55,299 | $372,162 | dollars as filed | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 27,412 | $371,981 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C305 | COM | 84,192 | $371,287 | dollars as filed | |
| TELA BIO INC | 872381108 | COM | 46,302 | $370,416 | dollars as filed | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 45,102 | $370,289 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 400,000 | $370,116 | dollars as filed | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 21,379 | $369,424 | dollars as filed | |
| THIRD HARMONIC BIO INC | 88427A107 | COM | 57,550 | $367,744 | dollars as filed | |
| ANNEXON INC | 03589W102 | COM | 154,277 | $364,094 | dollars as filed | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 108,022 | $364,034 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 353,395 | $363,997 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 44,209 | $363,837 | dollars as filed | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 78,750 | $363,826 | dollars as filed | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 400,000 | $363,776 | dollars as filed | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 50,264 | $363,405 | dollars as filed | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 26,218 | $363,126 | dollars as filed | |
| WAYFAIR INC | 94419LAP6 | NOTE 3.250% 9/1 | 300,000 | $362,436 | dollars as filed | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 24,871 | $362,122 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 7,650 | $361,770 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 331,323 | $361,142 | dollars as filed | |
| ALLOVIR INC | 019818103 | COM | 167,731 | $360,622 | dollars as filed | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 6,658 | $360,138 | dollars as filed | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 10,100 | $360,056 | dollars as filed | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 25,656 | $359,179 | dollars as filed | |
| EASTERN CO | 276317104 | COM | 19,781 | $359,027 | dollars as filed | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 31,730 | $358,549 | dollars as filed | |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 400,000 | $358,240 | dollars as filed | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 43,119 | $357,888 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 10,571 | $355,708 | dollars as filed | |
| CARISMA THERAPEUTICS INC | 14216R101 | COM | 83,747 | $354,250 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 5,233 | $353,884 | dollars as filed | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 70,732 | $353,660 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 5,296 | $353,020 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 8,340 | $351,934 | dollars as filed | |
| ORCHESTRA BIOMED HOLDINGS IN | 68572M106 | COMMON STOCK | 40,290 | $351,329 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 316,010 | $350,771 | dollars as filed | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 64,289 | $350,375 | dollars as filed | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 46,332 | $347,950 | dollars as filed | |
| EMPIRE PETE CORP | 292034303 | COM | 36,065 | $347,306 | dollars as filed | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 300,000 | $346,572 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 8,011 | $346,155 | dollars as filed | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 7,584 | $345,973 | dollars as filed | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 72,050 | $345,840 | dollars as filed | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 10,938 | $345,650 | dollars as filed | |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 400,000 | $344,732 | dollars as filed | |
| CYTOKINETICS INC | 23282WAC4 | NOTE 3.500% 7/0 | 400,000 | $344,400 | dollars as filed | |
| TPI Composites Inc | 87266J104 | Common Stock | 129,931 | $344,317 | dollars as filed | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 266,836 | $344,218 | dollars as filed | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 13,849 | $343,732 | dollars as filed | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 20,107 | $343,018 | dollars as filed | |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 300,000 | $342,750 | dollars as filed | |
| DLH HLDGS CORP | 23335Q100 | COM | 29,310 | $342,047 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 10,696 | $340,345 | dollars as filed | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 11,844 | $340,212 | dollars as filed | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 350,000 | $340,102 | dollars as filed | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 30,968 | $339,719 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 198,309 | $339,109 | dollars as filed | |
| UNIQURE NV | N90064101 | SHS | 49,745 | $333,789 | dollars as filed | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 121,540 | $331,805 | dollars as filed | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 79,402 | $331,106 | dollars as filed | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 12,353 | $330,510 | dollars as filed | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 24,934 | $330,376 | dollars as filed | |
| Skillsoft Corp. | 83066P200 | Common | 372,267 | $329,978 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 400,000 | $329,968 | dollars as filed | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 400,000 | $329,628 | dollars as filed | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 25,475 | $327,863 | dollars as filed | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 162,940 | $325,880 | dollars as filed | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 10,429 | $324,655 | dollars as filed | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 8,053 | $324,300 | dollars as filed | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 128,022 | $323,896 | dollars as filed | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 40,470 | $322,950 | dollars as filed | |
| ANNOVIS BIO INC | 03615A108 | COM | 33,772 | $320,496 | dollars as filed | |
| CAMBRIA EMERGING SHAREHOLDER YIELD ETF | 132061706 | ETF | 11,147 | $319,705 | dollars as filed | |
| iShares Global 100 ETF | 464287572 | SHS | 4,363 | $319,531 | dollars as filed | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 40,535 | $317,795 | dollars as filed | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 83,924 | $317,232 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 96,597 | $315,873 | dollars as filed | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 63,036 | $315,811 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 62,901 | $315,764 | dollars as filed | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 32,850 | $315,360 | dollars as filed | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 12,702 | $314,624 | dollars as filed | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 263,838 | $313,967 | dollars as filed | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 9,205 | $313,609 | dollars as filed | |
| 5E ADVANCED MATERIALS INC | 33830Q109 | COMMON STOCK | 138,441 | $312,877 | dollars as filed | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 6,576 | $311,896 | dollars as filed | |
| AUDIOCODES LTD | M15342104 | ORD | 30,692 | $310,297 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 4,534 | $307,421 | dollars as filed | |
| RALLYBIO CORP | 75120L100 | COM | 90,687 | $305,615 | dollars as filed | |
| BIOVENTUS INC | 09075A108 | COM CL A | 92,293 | $304,567 | dollars as filed | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 61,775 | $302,700 | dollars as filed | |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 400,000 | $302,348 | dollars as filed | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 350,000 | $302,050 | dollars as filed | |
| ISHARES TR | 464287523 | COM | 637 | $301,978 | dollars as filed | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 46,383 | $301,023 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 501,341 | $300,704 | dollars as filed | |
| BLACKROCK ETF TRUST | 09290C608 | ISHA WORL EX ETF | 7,455 | $300,204 | dollars as filed | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 69,239 | $299,804 | dollars as filed | |
| ARM HOLDINGS PLC | 042068205 | SPONSORED ADS | 5,600 | $299,737 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 10,657 | $297,427 | dollars as filed | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 6,382 | $295,380 | dollars as filed | |
| NOODLES & CO | 65540B105 | COM CL A | 120,048 | $295,318 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 400,000 | $293,076 | dollars as filed | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 134,080 | $292,294 | dollars as filed | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 34,062 | $290,890 | dollars as filed | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 48,499 | $290,509 | dollars as filed | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 47,326 | $290,107 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 300,000 | $290,061 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R108 | BBG COMMD K 1 | 13,399 | $289,290 | dollars as filed | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 60,003 | $289,215 | dollars as filed | |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 200,000 | $288,750 | dollars as filed | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 84,347 | $288,468 | dollars as filed | |
| ALTERYX INC | 02156BAD5 | BOND | 300,000 | $288,132 | dollars as filed | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 16,350 | $287,929 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 31,861 | $286,750 | dollars as filed | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 6,752 | $286,174 | dollars as filed | |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 300,000 | $285,441 | dollars as filed | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 120,792 | $285,069 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 686,783 | $284,602 | dollars as filed | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 97,701 | $283,333 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 300,000 | $282,750 | dollars as filed | |
| EXPAND ENERGY CORPORATION | 165167164 | *W EXP 02/09/202 | 3,544 | $282,492 | dollars as filed | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 34,459 | $281,530 | dollars as filed | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 5,800 | $281,317 | dollars as filed | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 86,053 | $280,533 | dollars as filed | |
| SOLENO THERAPEUTICS INC | 834203309 | COM | 9,487 | $279,962 | dollars as filed | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 39,750 | $279,048 | dollars as filed | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 17,373 | $278,729 | dollars as filed | |
| SCHD | 808524797 | COM | 3,939 | $278,720 | dollars as filed | |
| AIRSCULPT TECHNOLOGIES INC | 009496100 | COMMON STOCK | 40,720 | $278,525 | dollars as filed | |
| ZIFF DAVIS INC | 48123VAE2 | NOTE 1.75% 11/01/2026 | 300,000 | $278,220 | dollars as filed | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 14,685 | $277,693 | dollars as filed | |
| CARA THERAPEUTICS INC | 140755109 | COM | 165,252 | $277,622 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 300,000 | $277,518 | dollars as filed | |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 300,000 | $277,215 | dollars as filed | |
| PROPHASE LABS INC | 74345W108 | COM | 63,396 | $277,040 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 4,941 | $276,526 | dollars as filed | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 5,209 | $276,278 | dollars as filed | |
| TECNOGLASS INC | G87264100 | ORD SHS | 8,366 | $275,730 | dollars as filed | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 165,680 | $275,029 | dollars as filed | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 300,000 | $274,950 | dollars as filed | |
| HIPPO HOLDINGS INC | 433539202 | COMMON STOCK | 34,491 | $274,893 | dollars as filed | |
| MARKETWISE INC | 57064P107 | COM CL A | 171,744 | $274,790 | dollars as filed | |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 300,000 | $274,545 | dollars as filed | |
| iShares U.S. Financials ETF | 464287788 | SHS | 3,667 | $274,161 | dollars as filed | |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 35,963 | $273,858 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 76,007 | $273,624 | dollars as filed | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 800 | $273,140 | dollars as filed | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 51,586 | $272,374 | dollars as filed | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 61,190 | $271,684 | dollars as filed | |
| GPGI INC COM CL A | 20459V105 | Stock | 42,106 | $271,584 | dollars as filed | |
| FTC SOLAR INC | 30320C103 | COM | 212,140 | $271,539 | dollars as filed | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 44,799 | $271,484 | dollars as filed | |
| PARTNERS BANCORP | 70213Q108 | COM | 34,994 | $271,202 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 312,485 | $269,644 | dollars as filed | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 6,483 | $269,154 | dollars as filed | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 4,619 | $268,986 | dollars as filed | |
| KVH INDS INC | 482738101 | COM | 52,618 | $268,349 | dollars as filed | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 35,461 | $267,731 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 300,000 | $267,507 | dollars as filed | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 5,384 | $267,375 | dollars as filed | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 22,431 | $266,928 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 300,000 | $264,858 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 250,000 | $264,813 | dollars as filed | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 97,654 | $263,666 | dollars as filed | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 153,150 | $263,419 | dollars as filed | |
| VIGIL NEUROSCIENCE INC | 92673K108 | COM | 48,488 | $261,350 | dollars as filed | |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 300,000 | $260,493 | dollars as filed | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 11,798 | $259,489 | dollars as filed | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 8,005 | $258,008 | dollars as filed | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 5,336 | $257,998 | dollars as filed | |
| Apple Inc | 037833100 | COM | 1,500 | $256,815 | dollars as filed | put |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,655 | $255,877 | dollars as filed | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 54,761 | $255,734 | dollars as filed | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 9,983 | $255,178 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 5,612 | $254,931 | dollars as filed | |
| LONGBOARD PHARMACEUTICALS IN | 54300N103 | COM | 45,752 | $254,382 | dollars as filed | |
| IDENTIV INC | 45170X205 | COM NEW | 30,117 | $254,187 | dollars as filed | |
| JAMF HLDG CORP | 47074LAB1 | NOTE 0.125% 9/0 | 300,000 | $253,512 | dollars as filed | |
| MEDICINOVA INC | 58468P206 | COM NEW | 119,993 | $250,785 | dollars as filed | |
| UPWORK INC | 91688FAB0 | NOTE 0.250% 8/1 | 300,000 | $249,564 | dollars as filed | |
| INTEVAC INC | 461148108 | COM | 80,155 | $249,282 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 11,686 | $248,201 | dollars as filed | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 63,816 | $247,925 | dollars as filed | |
| NUVECTIS PHARMA INC | 67080T108 | COMMON STOCK | 19,150 | $246,844 | dollars as filed | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 109,538 | $246,461 | dollars as filed | |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 300,000 | $246,441 | dollars as filed | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 9,588 | $245,943 | dollars as filed | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 20,763 | $243,969 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 9,004 | $242,307 | dollars as filed | |
| Proshares Short S&P | 74347B425 | COM | 16,727 | $242,032 | dollars as filed | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 2,082 | $241,491 | dollars as filed | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 18,807 | $241,105 | dollars as filed | |
| TECHTARGET INC | 87874RAD2 | NOTE 12/1 | 300,000 | $240,750 | dollars as filed | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,288 | $240,257 | dollars as filed | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 1,998 | $240,081 | dollars as filed | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,468 | $239,409 | dollars as filed | |
| WHITEHAWK THERAPEUTICS INC | 00032Q104 | CMN | 49,203 | $238,143 | dollars as filed | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 9,356 | $237,920 | dollars as filed | |
| EMERALD HOLDING INC | 29103W104 | COM | 52,609 | $237,792 | dollars as filed | |
| ACRIVON THERAPEUTICS INC | 004890109 | CMN | 24,795 | $237,041 | dollars as filed | |
| CUE BIOPHARMA INC | 22978P106 | COM | 103,012 | $236,927 | dollars as filed | |
| Biote Corp -A | 090683103 | COM | 46,099 | $236,025 | dollars as filed | |
| CLIPPER REALTY INC | 18885T306 | COM | 45,253 | $234,409 | dollars as filed | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 342,324 | $234,286 | dollars as filed | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,575 | $234,150 | dollars as filed | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 47,482 | $231,709 | dollars as filed | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 4,415 | $231,649 | dollars as filed | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 8,420 | $231,551 | dollars as filed | |
| XBIOTECH INC | 98400H102 | COM | 55,693 | $229,455 | dollars as filed | |
| VOR BIOPHARMA INC | 929033108 | COM | 108,209 | $229,403 | dollars as filed | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 27,498 | $229,335 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 375,008 | $227,480 | dollars as filed | |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 250,000 | $226,178 | dollars as filed | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 300,000 | $226,161 | dollars as filed | |
| BIOATLA INC | 09077B104 | COM | 133,004 | $226,107 | dollars as filed | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 200,000 | $225,568 | dollars as filed | |
| Perion Network Ltd | M78673114 | COM | 7,353 | $225,208 | dollars as filed | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,003 | $224,568 | dollars as filed | |
| ZURA BIO LTD | G9TY5A101 | COMMON STOCK | 33,973 | $224,222 | dollars as filed | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 2,187 | $224,169 | dollars as filed | |
| INMUNE BIO INC | 45782T105 | COM | 32,891 | $222,673 | dollars as filed | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 49,172 | $222,258 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 290,455 | $222,169 | dollars as filed | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 6,172 | $219,657 | dollars as filed | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 19,144 | $219,003 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 25,629 | $217,849 | dollars as filed | |
| MAGNITE INC | 55955DAB6 | NOTE 0.250% 3/1 | 250,000 | $216,250 | dollars as filed | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 7,933 | $216,025 | dollars as filed | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 4,677 | $215,613 | dollars as filed | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 28,464 | $214,903 | dollars as filed | |
| PC TEL INC | 69325Q105 | COM | 51,446 | $214,016 | dollars as filed | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 16,320 | $213,627 | dollars as filed | |
| KODIAK SCIENCES INC | 50015M109 | COM | 118,633 | $213,540 | dollars as filed | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 13,100 | $212,549 | dollars as filed | |
| NATIONAL CINEMEDIA INC | 635309206 | COMMON STOCK | 47,175 | $211,816 | dollars as filed | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 3,884 | $211,705 | dollars as filed | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 148,531 | $210,914 | dollars as filed | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 6,907 | $210,125 | dollars as filed | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 10,026 | $210,047 | dollars as filed | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 7,917 | $209,727 | dollars as filed | |
| POLYMET MNG CORP | 731916409 | COM | 100,716 | $209,489 | dollars as filed | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 51,955 | $209,378 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,600 | $209,376 | dollars as filed | put |
| INNOVATE CORP | 45784J105 | COM | 129,142 | $209,210 | dollars as filed | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 5,875 | $208,985 | dollars as filed | |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 300,000 | $208,782 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 250,059 | $208,149 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 816,699 | $207,115 | dollars as filed | |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 200,000 | $206,810 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 164,907 | $204,485 | dollars as filed | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 200,000 | $203,582 | dollars as filed | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 5,818 | $203,065 | dollars as filed | |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 11,190 | $202,986 | dollars as filed | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 1,700 | $202,910 | dollars as filed | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 89,120 | $201,411 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 68,967 | $199,316 | dollars as filed | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 19,061 | $199,188 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 200,000 | $198,582 | dollars as filed | |
| LIFEMD INC | 53216B104 | COM | 31,612 | $197,575 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 62,933 | $196,980 | dollars as filed | |
| GRAPHITE BIO INC | 38870X104 | COM | 79,147 | $196,285 | dollars as filed | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 44,207 | $194,952 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 317,582 | $193,565 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081GAB8 | NOTE 0.750% 8/0 | 200,000 | $192,500 | dollars as filed | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 19,434 | $192,202 | dollars as filed | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 30,775 | $191,113 | dollars as filed | |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 200,000 | $191,100 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 1,500 | $190,680 | dollars as filed | put |
| TRANSPHORM INC | 89386L100 | COM | 85,621 | $190,078 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 24,434 | $189,119 | dollars as filed | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 11,593 | $188,387 | dollars as filed | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 147,057 | $188,233 | dollars as filed | |
| SACHEM CAP CORP | 78590A109 | COM | 53,049 | $187,261 | dollars as filed | |
| CMB.TECH NV SHS | B38564108 | Stock | 11,387 | $187,084 | dollars as filed | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 28,700 | $186,549 | dollars as filed | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 24,615 | $185,720 | dollars as filed | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 10,266 | $185,602 | dollars as filed | |
| VERASTEM INC | 92337C203 | COMMON STOCK | 22,758 | $185,023 | dollars as filed | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 36,638 | $184,289 | dollars as filed | |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 200,000 | $184,058 | dollars as filed | |
| NET POWER INC | 64107A105 | COMMON STOCK | 12,168 | $183,737 | dollars as filed | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 368,666 | $183,301 | dollars as filed | |
| FLOTEK INDUSTRIES INC | 343389409 | COMMON STOCK | 41,359 | $183,220 | dollars as filed | |
| EYENOVIA INC | 30234E104 | COM | 109,905 | $182,442 | dollars as filed | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 200,000 | $181,686 | dollars as filed | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 13,552 | $181,591 | dollars as filed | |
| PAYSIGN INC | 70451A104 | COM | 92,581 | $180,533 | dollars as filed | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 35,392 | $180,501 | dollars as filed | |
| ADICET BIO INC | 007002108 | COM | 131,393 | $180,009 | dollars as filed | |
| BENSON HILL INC | 082490103 | COM | 542,073 | $179,698 | dollars as filed | |
| Zedge Inc | 98923T104 | COM | 81,934 | $179,435 | dollars as filed | |
| BEYOND AIR INC | 08862L103 | COM | 76,796 | $177,399 | dollars as filed | |
| LIVEWIRE GROUP INC | 53838J105 | COMMON STOCK | 25,539 | $176,985 | dollars as filed | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 200,000 | $175,236 | dollars as filed | |
| ULTRALIFE CORP | 903899102 | COM | 17,782 | $173,552 | dollars as filed | |
| VERINT SYSTEMS INC | 92343XAC4 | BOND | 200,000 | $172,246 | dollars as filed | |
| GOHEALTH INC | 38046W204 | CL A NEW | 11,838 | $171,527 | dollars as filed | |
| PAR TECHNOLOGY CORP | 698884AE3 | NOTE 1.500%10/1 | 200,000 | $171,244 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-23-000089 | this filing | 2023-10-24 | acceptance time not in the bulk data set |