13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-11, with 4,388 holding rows worth $516,961,563,000.
- Accession
- 0001390777-21-000072
- Filer
- CIK 1390777
- Filed
- 2021-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 24,048 entries on the cover page, a total value of $516,961,563,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $516,961,563,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerHardman Johnston Global Advisors LLC028-05210
- reports for this filerMANAGED ASSET PORTFOLIOS, LLC028-16090
- reports for this filerMawer Investment Management Ltd.028-14623
- reports for this filerUNITED SERVICES AUTOMOBILE ASSOCIATION028-05810
- reports for this filerCENTERSQUARE INVESTMENT MANAGEMENT LLC028-18741
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerNeuberger Berman Group LLC028-13573
- included managerBNY Mellon Trust of Delaware 028-17542
- included managerMellon Investments Corporation 028-02900
- included managerBNY Mellon Investment Adviser, Inc. 028-00127
- included managerNewton Investment Management Limited 028-04797
- included managerBNY Mellon Securities Corporation 028-18785
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-17544
- included managerLockwood Advisors, Inc. 028-11769
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerEAM Investors, LLC 028-14070
- included managerGeneva Capital Management LLC 028-03935
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerBoston Partners Global Investors, Inc. 028-12484
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerBNY Mellon Investment Management Cayman Ltd. 028-17546
- included managerChanning Capital Management 028-11090
- included managerMoody Aldrich Partners LLC 028-04634
- included managerRedwood Investments, LLC 028-12234
- included managerNationwide Fund Advisors 028-05161
- included managerAlaska Permanent Fund Corporation 028-20231
- included managerHeartland Advisors, Inc. 028-04131
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,001 | $265,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 7,387 | $264,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 40,610 | $264,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 5,388 | $263,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 40,276 | $262,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 40,996 | $262,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 250,000 | $262,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 9,448 | $261,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 6,451 | $260,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 3,968 | $260,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 66,792 | $260,000 | thousands by filing date | |
| MYOMO INC | 62857J201 | COM NEW | 23,957 | $259,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 7,720 | $258,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 3,469 | $257,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 3,200 | $256,000 | thousands by filing date | |
| AKOYA BIOSCIENCES INC COM | 00974H104 | Stock | 13,238 | $256,000 | thousands by filing date | |
| IKENA ONCOLOGY INC | 45175G108 | COM | 18,073 | $254,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 31,572 | $252,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 11,003 | $252,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 12,474 | $252,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 5,806 | $252,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 30,084 | $252,000 | thousands by filing date | |
| FIVE STAR BANCORP | 33830T103 | COMMON STOCK | 10,353 | $250,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 4,153 | $250,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 28,859 | $248,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 12,489 | $247,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 4,225 | $247,000 | thousands by filing date | |
| AERSALE CORPORATION | 00810F106 | COM | 19,746 | $247,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 17,549 | $247,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 33,924 | $247,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 29,090 | $247,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 13,163 | $246,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 250,000 | $246,000 | thousands by filing date | |
| TALARIS THERAPEUTICS INC | 87410C104 | COM | 16,779 | $246,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 5,205 | $245,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 4,129 | $244,000 | thousands by filing date | |
| ERO COPPER CORP COM | 296006109 | Stock | 11,572 | $243,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 25,741 | $242,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 8,811 | $240,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 12,852 | $240,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 24,802 | $240,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,345 | $239,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 4,230 | $237,000 | thousands by filing date | |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 19,352 | $237,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085106 | CL A | 20,636 | $237,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 10,274 | $235,000 | thousands by filing date | |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 27,310 | $235,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 5,000 | $234,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 10,399 | $232,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 21,462 | $232,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 3,746 | $230,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 18,414 | $230,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 16,054 | $229,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 3,276 | $228,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 8,795 | $228,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 97,947 | $227,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,585 | $226,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 20,332 | $226,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 8,012 | $224,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 11,459 | $224,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 175,000 | $224,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 3,240 | $223,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 2,883 | $223,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 180,000 | $223,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 7,740 | $223,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,010 | $222,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 8,578 | $222,000 | thousands by filing date | |
| BIOMEA FUSION INC | 09077A106 | CMN | 14,249 | $222,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 614 | $221,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092782 | VLU FACTOR ETF | 4,594 | $221,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 8,504 | $221,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 35,741 | $221,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 11,463 | $220,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 6,461 | $220,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 13,035 | $220,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1,201 | $219,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W500 | INNOV LEADE ETF | 7,554 | $218,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 20,040 | $218,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 5,221 | $217,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 2,858 | $216,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 45,828 | $215,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 20,473 | $215,000 | thousands by filing date | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 15,325 | $215,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 10,000 | $213,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 200,000 | $213,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 19,446 | $212,000 | thousands by filing date | |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 3,141 | $211,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 34,643 | $211,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 3,091 | $210,000 | thousands by filing date | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 13,447 | $209,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 24,990 | $208,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 5,853 | $208,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 2,526 | $207,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2,070 | $206,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 57,025 | $206,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 6,200 | $206,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 3,060 | $205,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 4,217 | $205,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 46,784 | $205,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 19,868 | $204,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 43,057 | $204,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 4,511 | $202,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 25,275 | $199,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,500 | $197,000 | thousands by filing date | put |
| PFSWEB INC | 717098206 | COM | 26,505 | $196,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 62,655 | $195,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 15,015 | $194,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 28,284 | $194,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 21,058 | $194,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 10,438 | $193,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 139,386 | $192,000 | thousands by filing date | |
| ADASINA SOCIAL JUSTICE ALL CAP GLOBAL ETF | 886364876 | UIT EXCHANGE TRADED | 11,025 | $190,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 71,533 | $188,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 18,973 | $187,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 11,769 | $186,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 200,000 | $185,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 14,170 | $183,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 45,224 | $182,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 17,220 | $181,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 16,798 | $181,000 | thousands by filing date | |
| POLISHED COM INC | 28252C109 | CMN | 46,953 | $181,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 18,056 | $180,000 | thousands by filing date | |
| SENSEI BIOTHERAPEUTICS INC | 81728A108 | COM | 18,431 | $180,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 20,253 | $179,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 27,387 | $178,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 43,611 | $177,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 43,572 | $175,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 17,907 | $174,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 77,687 | $174,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 37,604 | $171,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 38,284 | $170,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 36,393 | $169,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 15,532 | $168,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 43,302 | $168,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 40,268 | $166,000 | thousands by filing date | |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 14,029 | $162,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 11,487 | $161,000 | thousands by filing date | |
| GOSSAMER BIO INC | 38341PAA0 | NOTE 5.000% 6/0 | 200,000 | $161,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 10,084 | $159,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 15,961 | $159,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 23,324 | $158,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 16,180 | $156,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 12,014 | $156,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 47,287 | $154,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 14,244 | $154,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 110,204 | $154,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 51,948 | $154,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 11,040 | $153,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 97,894 | $153,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 47,239 | $152,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 10,803 | $150,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 36,733 | $149,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 40,042 | $149,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 12,482 | $147,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 11,825 | $145,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 50,028 | $145,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 27,152 | $143,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 10,791 | $143,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 10,338 | $143,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 12,627 | $143,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 60,720 | $142,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 29,936 | $142,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 11,374 | $140,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,500 | $138,000 | thousands by filing date | put |
| RENEO PHARMACEUTICALS INC | 75974E103 | COM | 14,837 | $138,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 28,693 | $137,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 78,802 | $136,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 108,514 | $136,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 20,584 | $136,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 54,538 | $136,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 11,613 | $136,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 16,097 | $135,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 11,289 | $134,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 16,902 | $134,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 10,024 | $133,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 54,529 | $133,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 12,142 | $132,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 36,899 | $132,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 28,084 | $132,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 169,460 | $131,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 55,593 | $129,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 49,265 | $128,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 30,116 | $125,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 15,610 | $124,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 27,559 | $123,000 | thousands by filing date | |
| SENESTECH INC | 81720R208 | COM NEW | 76,633 | $123,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 13,395 | $120,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 14,213 | $119,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 15,421 | $118,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 34,808 | $118,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 24,542 | $118,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 16,189 | $117,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 98,009 | $117,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 21,221 | $117,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 37,658 | $117,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 15,050 | $116,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 38,353 | $115,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L203 | COM NEW | 48,430 | $114,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 11,963 | $113,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 11,850 | $113,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 36,048 | $112,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 7,730 | $110,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 13,174 | $110,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 16,394 | $110,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 30,403 | $110,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 14,684 | $109,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 70,752 | $108,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 60,664 | $108,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 10,470 | $107,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 10,988 | $107,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 36,943 | $106,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 10,605 | $104,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 19,657 | $104,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 31,655 | $103,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 29,503 | $103,000 | thousands by filing date | |
| ARTELO BIOSCIENCES INC | 04301G201 | COM NEW | 86,603 | $103,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 39,319 | $102,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 22,830 | $102,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 10,195 | $100,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 29,984 | $100,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 14,211 | $99,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 20,704 | $98,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 14,596 | $98,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 59,750 | $96,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 19,448 | $96,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 10,219 | $95,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 27,231 | $95,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 26,626 | $94,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 19,103 | $93,000 | thousands by filing date | |
| INPIXON | 45790J800 | COM | 80,103 | $93,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 15,059 | $92,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 14,301 | $92,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 13,105 | $92,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 19,347 | $92,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 31,185 | $92,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 30,608 | $92,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 15,462 | $92,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 84,002 | $92,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 22,996 | $90,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 63,675 | $90,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 10,295 | $89,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 19,508 | $88,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 29,254 | $87,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 27,308 | $87,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 43,824 | $87,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 10,217 | $86,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 11,601 | $84,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 45,107 | $84,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 24,382 | $83,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 16,843 | $83,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 13,275 | $82,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 22,304 | $80,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 99,229 | $80,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 15,919 | $80,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 27,391 | $79,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 18,961 | $77,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 18,040 | $77,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 10,493 | $77,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 30,954 | $76,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 19,751 | $76,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 19,666 | $76,000 | thousands by filing date | |
| NUWELLIS INC | 67113Y108 | COM | 17,980 | $76,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 29,255 | $75,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 10,573 | $74,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 23,080 | $74,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 22,358 | $74,000 | thousands by filing date | |
| SCWORX CORP COM | 78396V109 | Stock | 42,639 | $74,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 17,640 | $74,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 10,000 | $73,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 19,112 | $72,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 56,021 | $72,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 16,335 | $72,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 30,757 | $71,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 23,219 | $71,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 16,589 | $71,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 20,849 | $70,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 46,445 | $70,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 10,356 | $69,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 51,667 | $69,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 43,342 | $67,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 21,361 | $67,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 14,062 | $67,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 26,332 | $66,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 10,057 | $66,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 12,331 | $66,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 13,941 | $65,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 13,976 | $65,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 25,818 | $65,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 15,285 | $65,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 31,072 | $65,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 29,637 | $64,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 25,757 | $64,000 | thousands by filing date | |
| Benitec Biopharma, Inc. | 08205P100 | common | 14,932 | $63,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 16,773 | $62,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 101,252 | $62,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 26,664 | $62,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 14,276 | $62,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 11,190 | $61,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 15,899 | $61,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 36,974 | $61,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 10,821 | $60,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 14,467 | $60,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 25,000 | $60,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 15,446 | $60,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 20,500 | $59,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 13,466 | $59,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 14,217 | $58,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 11,377 | $57,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 60,367 | $57,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 16,543 | $56,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 19,843 | $56,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 45,904 | $56,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 44,522 | $56,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 36,436 | $56,000 | thousands by filing date | |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 29,138 | $56,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 27,439 | $55,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 1,202 | $54,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 17,054 | $54,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 21,251 | $54,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 25,268 | $54,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 17,849 | $53,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 23,305 | $52,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 12,478 | $51,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 12,854 | $51,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C409 | COM | 32,019 | $51,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 44,159 | $51,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 11,069 | $50,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 14,039 | $50,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 10,930 | $49,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 10,856 | $48,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 26,613 | $48,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 42,270 | $48,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 34,681 | $48,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 18,432 | $47,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 34,182 | $47,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 13,773 | $46,000 | thousands by filing date | |
| LUMENT FINANCE TRUST INC | 55025L108 | COM | 10,742 | $45,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 18,394 | $44,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 15,757 | $44,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 20,851 | $44,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 34,026 | $44,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 23,695 | $43,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 20,748 | $43,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 14,484 | $43,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 10,923 | $43,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 17,839 | $43,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 10,604 | $42,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 14,811 | $41,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 18,238 | $41,000 | thousands by filing date | |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 31,589 | $41,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 11,689 | $40,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 15,397 | $40,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W501 | COM | 13,056 | $39,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 16,305 | $38,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 10,446 | $38,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 26,044 | $38,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 18,879 | $38,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 35,506 | $38,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 13,588 | $37,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 32,629 | $37,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 12,078 | $36,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 15,446 | $36,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 10,000 | $36,000 | thousands by filing date | |
| AIKIDO PHARMA INC | 008875106 | COM | 37,377 | $36,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 11,245 | $34,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 28,609 | $34,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 11,133 | $32,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 15,295 | $32,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 26,301 | $31,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 27,817 | $31,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 10,100 | $29,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 11,380 | $29,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 32,203 | $29,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 14,713 | $29,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 21,178 | $29,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 12,317 | $28,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 21,457 | $27,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 23,724 | $25,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 10,526 | $24,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 11,939 | $24,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 16,742 | $24,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 11,767 | $21,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 13,875 | $19,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 14,685 | $18,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 10,388 | $16,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 16,001 | $16,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 13,706 | $15,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 10,146 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-21-000072 | this filing | 2021-08-11 | acceptance time not in the bulk data set |