13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-11, with 4,388 holding rows worth $516,961,563,000.
- Accession
- 0001390777-21-000072
- Filer
- CIK 1390777
- Filed
- 2021-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 24,048 entries on the cover page, a total value of $516,961,563,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $516,961,563,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerHardman Johnston Global Advisors LLC028-05210
- reports for this filerMANAGED ASSET PORTFOLIOS, LLC028-16090
- reports for this filerMawer Investment Management Ltd.028-14623
- reports for this filerUNITED SERVICES AUTOMOBILE ASSOCIATION028-05810
- reports for this filerCENTERSQUARE INVESTMENT MANAGEMENT LLC028-18741
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerNeuberger Berman Group LLC028-13573
- included managerBNY Mellon Trust of Delaware 028-17542
- included managerMellon Investments Corporation 028-02900
- included managerBNY Mellon Investment Adviser, Inc. 028-00127
- included managerNewton Investment Management Limited 028-04797
- included managerBNY Mellon Securities Corporation 028-18785
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-17544
- included managerLockwood Advisors, Inc. 028-11769
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerEAM Investors, LLC 028-14070
- included managerGeneva Capital Management LLC 028-03935
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerBoston Partners Global Investors, Inc. 028-12484
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerBNY Mellon Investment Management Cayman Ltd. 028-17546
- included managerChanning Capital Management 028-11090
- included managerMoody Aldrich Partners LLC 028-04634
- included managerRedwood Investments, LLC 028-12234
- included managerNationwide Fund Advisors 028-05161
- included managerAlaska Permanent Fund Corporation 028-20231
- included managerHeartland Advisors, Inc. 028-04131
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DZS INC | 268211109 | COMMON STOCK | 42,115 | $874,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 40,735 | $870,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 127,447 | $869,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 87,638 | $867,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 30,254 | $866,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 500,000 | $866,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 3,170 | $865,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 30,701 | $864,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 117,489 | $864,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 301,076 | $858,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 48,991 | $858,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 56,057 | $856,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 182,567 | $854,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 83,270 | $853,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 47,380 | $850,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 32,738 | $850,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 500,000 | $847,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 108,292 | $846,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 119,245 | $845,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 136,806 | $843,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 38,001 | $843,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 498,633 | $843,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 83,828 | $842,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 90,473 | $840,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 21,932 | $840,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 60,655 | $835,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 54,250 | $835,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 103,158 | $831,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 250,821 | $830,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 82,900 | $830,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 43,440 | $829,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 55,024 | $829,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 20,427 | $827,000 | thousands by filing date | |
| ON24 INC | 68339B104 | COM | 23,256 | $825,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 23,871 | $817,000 | thousands by filing date | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 600,000 | $817,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 47,939 | $815,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 700,000 | $813,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 23,150 | $811,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 81,473 | $810,000 | thousands by filing date | |
| TREACE MED CONCEPTS INC | 89455T109 | COM | 25,865 | $808,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 150,811 | $808,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 225,955 | $807,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 482,955 | $807,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 93,550 | $805,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 46,509 | $803,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 800,000 | $802,000 | thousands by filing date | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 29,137 | $801,000 | thousands by filing date | |
| VINE ENERGY INC CL A | 92735P103 | Stock | 51,262 | $800,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 750,000 | $800,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 38,382 | $797,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 700,000 | $796,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 70,984 | $793,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 20,743 | $791,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 32,243 | $790,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 10,420 | $787,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 114,711 | $786,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 11,594 | $786,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 19,736 | $784,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 349,791 | $780,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 79,417 | $777,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 195,181 | $777,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 10,782 | $776,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 233,874 | $776,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 8,198 | $775,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 107,971 | $772,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 94,604 | $771,000 | thousands by filing date | |
| PROMETHEUS BIOSCIENCES INC | 74349U108 | COM | 31,404 | $771,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 62,825 | $771,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 25,832 | $770,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 56,859 | $770,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 90,241 | $768,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 60,121 | $767,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 700,000 | $762,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 120,926 | $760,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 88,263 | $760,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 700,000 | $759,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 11,614 | $755,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 76,733 | $755,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088VAB8 | NOTE 0.500% 4/1 | 500,000 | $754,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 38,464 | $753,000 | thousands by filing date | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 450,000 | $752,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 37,938 | $750,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W302 | COM NEW CL A | 26,495 | $750,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 26,687 | $737,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 24,330 | $737,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 134,751 | $736,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 5,616 | $734,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 9,272 | $728,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 239,992 | $727,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 16,277 | $725,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W609 | FLEX BD LEAD ETF | 28,749 | $724,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 54,343 | $723,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 48,168 | $723,000 | thousands by filing date | |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 46,619 | $721,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 22,841 | $718,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 107,433 | $715,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 45,736 | $713,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 237,735 | $711,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 96,518 | $709,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 59,432 | $709,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 53,176 | $708,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 863,083 | $708,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 52,904 | $707,000 | thousands by filing date | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 500,000 | $707,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 650,000 | $707,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 200,000 | $706,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 117,376 | $705,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 500,000 | $705,000 | thousands by filing date | |
| MARQETA INC | 57142B104 | CLASS A COM | 25,046 | $703,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 148,850 | $703,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 700,000 | $698,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 102,268 | $695,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 43,075 | $695,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 40,913 | $694,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 104,208 | $693,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 39,527 | $693,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 34,337 | $691,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 39,041 | $690,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 11,234 | $690,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 49,937 | $690,000 | thousands by filing date | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 28,636 | $689,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 650,000 | $688,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 4,702 | $687,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 500,000 | $686,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 62,240 | $685,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 170,835 | $682,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 550,000 | $673,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 21,677 | $672,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 167,491 | $672,000 | thousands by filing date | |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 310,000 | $672,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 63,972 | $670,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 94,076 | $668,000 | thousands by filing date | |
| DESIGN THERAPEUTICS INC | 25056L103 | COM | 33,497 | $666,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 75,577 | $663,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 168,752 | $663,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 200,000 | $662,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 259,321 | $661,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 99,186 | $660,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 84,691 | $659,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 6,100 | $659,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 3,266 | $658,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 21,627 | $658,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 18,168 | $658,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 29,758 | $650,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 23,452 | $650,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 17,301 | $649,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 38,075 | $645,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 46,389 | $644,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 57,228 | $643,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 172,643 | $642,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 450,000 | $640,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 28,124 | $639,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 9,408 | $638,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 12,663 | $635,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 12,502 | $635,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 83,044 | $634,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 33,963 | $633,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 12,312 | $632,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 36,338 | $631,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 38,309 | $629,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 11,849 | $627,000 | thousands by filing date | |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 500,000 | $626,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 21,883 | $625,000 | thousands by filing date | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 21,573 | $625,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 42,346 | $625,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 15,766 | $623,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 36,546 | $623,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 52,765 | $623,000 | thousands by filing date | |
| ZYNGA INC | 98986TAB4 | NOTE 0.250% 6/0 | 450,000 | $622,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 500,000 | $619,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 108,030 | $619,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 350,000 | $618,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 57,759 | $617,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 39,721 | $613,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 220,000 | $612,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 10,235 | $611,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 6,400 | $611,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 112,194 | $609,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 32,907 | $609,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 37,155 | $609,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430123 | MARKETBETA US EQ | 10,150 | $608,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 60,406 | $608,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 128,058 | $608,000 | thousands by filing date | |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 28,473 | $607,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 8,979 | $606,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 31,657 | $602,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 163,683 | $599,000 | thousands by filing date | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 500,000 | $599,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 26,409 | $597,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 16,076 | $597,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 3,732 | $595,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 34,074 | $594,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 175,758 | $593,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q107 | COM CL A | 48,596 | $592,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 21,642 | $585,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 110,333 | $584,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 16,008 | $583,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 500,000 | $583,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 33,861 | $582,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 31,404 | $582,000 | thousands by filing date | |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 43,779 | $582,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 232,474 | $578,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 500,000 | $578,000 | thousands by filing date | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 23,448 | $575,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 500,000 | $575,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 300,000 | $572,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 97,461 | $570,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 500,000 | $568,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 17,838 | $566,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 25,110 | $565,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 91,090 | $564,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 24,497 | $563,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 23,660 | $561,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 500,000 | $559,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 500,000 | $558,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 45,200 | $556,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 16,799 | $556,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 13,300 | $555,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 45,494 | $554,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269GAB3 | BOND | 500,000 | $554,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 108,515 | $553,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 85,079 | $553,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 81,903 | $552,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 500,000 | $550,000 | thousands by filing date | |
| FOGHORN THERAPEUTICS INC | 344174107 | COMMON STOCK | 51,419 | $549,000 | thousands by filing date | |
| KBR INC | 48242WAB2 | BOND | 350,000 | $549,000 | thousands by filing date | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 71,800 | $548,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 73,988 | $548,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 500,000 | $546,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 500,000 | $546,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 32,858 | $543,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 20,911 | $543,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 58,929 | $542,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 63,930 | $542,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 58,607 | $537,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 65,173 | $537,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 207,532 | $535,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 22,412 | $534,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 92,481 | $533,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 51,825 | $533,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 28,547 | $533,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 19,065 | $532,000 | thousands by filing date | |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 58,951 | $530,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 481,547 | $530,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 14,551 | $528,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 62,383 | $527,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 41,687 | $524,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 450,000 | $523,000 | thousands by filing date | |
| NUVASIVE INC | 670704AL9 | BOND | 500,000 | $523,000 | thousands by filing date | |
| FTC SOLAR INC | 30320C103 | COM | 39,174 | $522,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 26,053 | $522,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,979 | $519,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 8,554 | $519,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 11,692 | $518,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 47,058 | $518,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 50,252 | $518,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 21,174 | $517,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 34,374 | $517,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 121,045 | $515,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 367,400 | $514,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 44,697 | $513,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379AA9 | NOTE | 500,000 | $511,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 18,806 | $507,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 5,818 | $505,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 7,698 | $505,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 35,586 | $505,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 61,873 | $505,000 | thousands by filing date | |
| IMMUNOCORE HLDGS PLC ADS | 45258D105 | ADR | 12,896 | $504,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 500,000 | $504,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 15,267 | $500,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 26,838 | $500,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 58,456 | $500,000 | thousands by filing date | |
| TELUS INTL CDA INC | 87975H100 | SUB VTG SHS | 16,059 | $500,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 18,712 | $499,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 21,783 | $496,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 47,410 | $495,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 26,056 | $495,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 500,000 | $494,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 5,054 | $489,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 25,687 | $488,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 15,882 | $488,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 12,226 | $486,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 38,757 | $486,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 350,000 | $486,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 10,232 | $485,000 | thousands by filing date | |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 9,314 | $485,000 | thousands by filing date | |
| WILLIAMS INDUSTRIAL SERVICES | 96951A104 | COMMON STOCK | 82,941 | $484,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 7,225 | $482,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 13,894 | $482,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 31,982 | $481,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 146,813 | $480,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 500,000 | $478,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 42,203 | $476,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 9,150 | $474,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 1,034 | $470,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 43,074 | $469,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 4,264 | $468,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 53,841 | $467,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 125,729 | $466,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 46,508 | $466,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430362 | ACCESS INFLATI | 7,996 | $462,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 500,000 | $462,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 85,321 | $460,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 115,723 | $459,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 16,708 | $459,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,389 | $457,000 | thousands by filing date | |
| POSHMARK INC | 73739W104 | COM CL A | 9,581 | $457,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 4,372 | $456,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 6,199 | $456,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 97,165 | $456,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 400,000 | $454,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 172,254 | $454,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 2,829 | $453,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 500,000 | $453,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 28,125 | $452,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 36,245 | $451,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 350,000 | $451,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 36,910 | $450,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 36,836 | $449,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 10,271 | $448,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 400,000 | $448,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 12,210 | $447,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 34,686 | $446,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 34,763 | $444,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 400,000 | $444,000 | thousands by filing date | |
| INTERDIGITAL INC | 45867GAB7 | BOND | 400,000 | $444,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 25,688 | $443,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 12,860 | $443,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 85,375 | $438,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 28,565 | $437,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 10,706 | $437,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 208,864 | $437,000 | thousands by filing date | |
| GUESS INC | 401617AD7 | BOND | 350,000 | $436,000 | thousands by filing date | |
| FATHOM HOLDINGS | 31189V109 | COM | 13,246 | $435,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 11,557 | $434,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 12,741 | $433,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 82,127 | $433,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,100 | $429,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 4,700 | $428,000 | thousands by filing date | |
| GULFPORT ENERGY CORP COMMON SHARES | 402635502 | Stock | 6,530 | $422,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 500,000 | $422,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 15,399 | $420,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 7,841 | $419,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 91,232 | $419,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 43,477 | $419,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 87,210 | $418,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 27,739 | $416,000 | thousands by filing date | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X103 | COM CL A | 43,565 | $415,000 | thousands by filing date | |
| LEE ENTERPRISES INC | 523768406 | COM | 14,667 | $415,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 20,197 | $414,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 39,403 | $413,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 2,596 | $412,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 4,125 | $412,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 34,220 | $412,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 400,000 | $412,000 | thousands by filing date | |
| THRYV HLDGS INC | 886029206 | COM NEW | 11,475 | $410,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 14,427 | $410,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 7,949 | $408,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 5,875 | $407,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 70,625 | $406,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 54,671 | $406,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 23,428 | $405,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 25,411 | $405,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 62,555 | $404,000 | thousands by filing date | |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 11,256 | $402,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 15,325 | $402,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 50,793 | $402,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 54,761 | $399,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 27,218 | $399,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 400,000 | $399,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 18,029 | $398,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 67,041 | $398,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 8,049 | $397,000 | thousands by filing date | |
| BIODESIX INC | 09075X108 | COM | 30,065 | $397,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 22,845 | $397,000 | thousands by filing date | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 400,000 | $396,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 87,842 | $395,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 13,233 | $395,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 50,378 | $394,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 17,924 | $392,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 53,766 | $392,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 109,708 | $392,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 16,308 | $391,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 16,158 | $391,000 | thousands by filing date | |
| LANTERN PHARMA INC | 51654W101 | COM | 26,765 | $391,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 4,469 | $390,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 7,649 | $390,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 9,074 | $387,000 | thousands by filing date | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 22,213 | $387,000 | thousands by filing date | |
| F-STAR THERAPEUTICS INC | 30315R107 | COM | 45,062 | $387,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 12,005 | $384,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 7,138 | $380,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 53,307 | $380,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 4,259 | $378,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 17,488 | $377,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 91,256 | $377,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 41,862 | $377,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 23,230 | $376,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 50,528 | $376,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 2,025 | $374,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 32,998 | $373,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 3,756 | $373,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 5,229 | $371,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 16,744 | $371,000 | thousands by filing date | |
| SONIDA SENIOR LIVING INC | 140475203 | COMMON STOCK | 7,485 | $371,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 5,911 | $370,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 23,414 | $368,000 | thousands by filing date | |
| BICYCLE THERAPEUTICS PLC-ADR | 088786108 | SPONSORED ADS | 12,120 | $368,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 5,813 | $364,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 197,232 | $361,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 91,847 | $359,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 11,467 | $357,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 12,384 | $355,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 58,818 | $352,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 420,207 | $350,000 | thousands by filing date | |
| TUFIN SOFTWARE TECHNOLOGIS L | M8893U102 | SHS | 38,356 | $350,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 22,579 | $348,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 350,000 | $347,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 10,154 | $344,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 350,000 | $343,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 7,296 | $341,000 | thousands by filing date | |
| THE REALREAL INC | 88339PAB7 | NOTE 3.000% 6/1 | 250,000 | $341,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 13,158 | $339,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 7,021 | $337,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 11,096 | $337,000 | thousands by filing date | |
| THREDUP INC CLASS A | 88556E102 | COMMON STOCK | 11,552 | $336,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 51,326 | $333,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 250,000 | $332,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 34,339 | $332,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 60,477 | $331,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 1,935 | $330,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 12,810 | $330,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 22,242 | $330,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 5,005 | $329,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 15,515 | $327,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 14,880 | $326,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 53,851 | $326,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 75,309 | $326,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 8,370 | $325,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 3,780 | $324,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 6,420 | $322,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 17,911 | $322,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 194,171 | $322,000 | thousands by filing date | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 15,530 | $321,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 13,563 | $320,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 2,122 | $319,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 200,000 | $319,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 5,068 | $318,000 | thousands by filing date | |
| ACV AUCTIONS INC | 00091G104 | COM CL A | 12,411 | $318,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 11,640 | $315,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 8,274 | $314,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 6,245 | $314,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 10,604 | $313,000 | thousands by filing date | |
| JOANN INC | 47768J101 | COM | 19,786 | $312,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 53,099 | $312,000 | thousands by filing date | |
| BIOVENTUS INC | 09075A108 | COM CL A | 17,518 | $308,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 13,105 | $308,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 250,000 | $308,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 7,091 | $307,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 300,000 | $307,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 71,283 | $306,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 5,445 | $305,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 4,057 | $305,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 4,426 | $303,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 16,987 | $303,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 22,943 | $302,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 61,584 | $301,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 52,088 | $301,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 700 | $300,000 | thousands by filing date | put |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 6,664 | $300,000 | thousands by filing date | |
| NEXIMMUNE INC | 65344D109 | COM | 18,240 | $298,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,932 | $297,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 13,207 | $297,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 2,343 | $291,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 4,469 | $291,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 19,538 | $291,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 27,047 | $290,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 9,043 | $289,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 300,000 | $288,000 | thousands by filing date | |
| TERNS PHARMACEUTICALS INC COM | 880881107 | Stock | 23,286 | $286,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 7,800 | $286,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 53,497 | $286,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 25,566 | $286,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 68,517 | $283,000 | thousands by filing date | |
| ALTERYX INC | 02156BAF0 | BOND | 300,000 | $283,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 31,444 | $279,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 37,114 | $277,000 | thousands by filing date | |
| LAVA THERAPEUTICS NV | N51517105 | SHS | 25,288 | $275,000 | thousands by filing date | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 11,499 | $274,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 10,315 | $274,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 96,630 | $274,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 15,201 | $272,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 44,587 | $271,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 23,186 | $269,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 2,021 | $268,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 68,580 | $267,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 3,628 | $266,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 7,153 | $266,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 32,939 | $266,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-21-000072 | this filing | 2021-08-11 | acceptance time not in the bulk data set |