13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-11, with 4,388 holding rows worth $516,961,563,000.
- Accession
- 0001390777-21-000072
- Filer
- CIK 1390777
- Filed
- 2021-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 24,048 entries on the cover page, a total value of $516,961,563,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $516,961,563,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerHardman Johnston Global Advisors LLC028-05210
- reports for this filerMANAGED ASSET PORTFOLIOS, LLC028-16090
- reports for this filerMawer Investment Management Ltd.028-14623
- reports for this filerUNITED SERVICES AUTOMOBILE ASSOCIATION028-05810
- reports for this filerCENTERSQUARE INVESTMENT MANAGEMENT LLC028-18741
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerNeuberger Berman Group LLC028-13573
- included managerBNY Mellon Trust of Delaware 028-17542
- included managerMellon Investments Corporation 028-02900
- included managerBNY Mellon Investment Adviser, Inc. 028-00127
- included managerNewton Investment Management Limited 028-04797
- included managerBNY Mellon Securities Corporation 028-18785
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-17544
- included managerLockwood Advisors, Inc. 028-11769
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerEAM Investors, LLC 028-14070
- included managerGeneva Capital Management LLC 028-03935
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerBoston Partners Global Investors, Inc. 028-12484
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerBNY Mellon Investment Management Cayman Ltd. 028-17546
- included managerChanning Capital Management 028-11090
- included managerMoody Aldrich Partners LLC 028-04634
- included managerRedwood Investments, LLC 028-12234
- included managerNationwide Fund Advisors 028-05161
- included managerAlaska Permanent Fund Corporation 028-20231
- included managerHeartland Advisors, Inc. 028-04131
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARDELYX INC | 039697107 | COM | 255,899 | $1,940,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 289,298 | $1,938,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 134,914 | $1,936,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 94,441 | $1,936,000 | thousands by filing date | |
| ALIGNMENT HEALTHCARE INC COM | 01625V104 | Stock | 82,707 | $1,933,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 163,581 | $1,932,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 132,177 | $1,930,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 37,682 | $1,918,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 109,197 | $1,917,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 1,500,000 | $1,912,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 115,892 | $1,902,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 26,648 | $1,901,000 | thousands by filing date | |
| ANNOVIS BIO INC | 03615A108 | COM | 22,168 | $1,897,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 300,307 | $1,896,000 | thousands by filing date | |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 74,073 | $1,889,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 110,418 | $1,886,000 | thousands by filing date | |
| CI FINL CORP | 125491100 | COM | 102,588 | $1,885,000 | thousands by filing date | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 25,036 | $1,882,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 188,497 | $1,875,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 64,922 | $1,873,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 100,330 | $1,872,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 64,760 | $1,872,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 57,116 | $1,871,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 85,373 | $1,870,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 149,247 | $1,869,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 69,608 | $1,867,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 25,228 | $1,863,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 112,933 | $1,857,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 108,622 | $1,856,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 153,446 | $1,849,000 | thousands by filing date | |
| CANTALOUPE INC | 138103106 | COM | 155,968 | $1,849,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 115,285 | $1,846,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 15,586 | $1,845,000 | thousands by filing date | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 117,989 | $1,845,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 102,627 | $1,841,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 50,542 | $1,838,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 69,047 | $1,837,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 87,715 | $1,835,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 67,758 | $1,833,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 131,359 | $1,831,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 54,372 | $1,830,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 82,487 | $1,823,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 69,149 | $1,823,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 11,940 | $1,822,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 69,374 | $1,822,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 44,489 | $1,822,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 67,405 | $1,819,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 30,760 | $1,818,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 96,220 | $1,815,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 108,920 | $1,813,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 78,933 | $1,812,000 | thousands by filing date | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 56,700 | $1,812,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 23,585 | $1,811,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 38,362 | $1,811,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 185,646 | $1,811,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 152,677 | $1,811,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 419,593 | $1,808,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 59,780 | $1,805,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 69,223 | $1,805,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 55,674 | $1,797,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 224,242 | $1,794,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 72,884 | $1,792,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 181,617 | $1,791,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 7,203 | $1,782,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 33,254 | $1,780,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 390,079 | $1,779,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 966,157 | $1,778,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 9,825 | $1,777,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 52,232 | $1,772,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 149,359 | $1,772,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 83,757 | $1,771,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 46,383 | $1,767,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 135,436 | $1,766,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 55,630 | $1,764,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 79,141 | $1,761,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 121,388 | $1,760,000 | thousands by filing date | |
| DOUBLEVERIFY HLDGS INC COM | 25862V105 | Stock | 41,493 | $1,757,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 88,938 | $1,753,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 68,824 | $1,752,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 54,441 | $1,750,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 51,355 | $1,749,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 300,273 | $1,742,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 52,598 | $1,739,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 25,741 | $1,738,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 173,351 | $1,735,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 36,114 | $1,734,000 | thousands by filing date | |
| CRICUT INC | 22658D100 | COM CL A | 40,687 | $1,733,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 58,928 | $1,733,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 69,721 | $1,730,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 59,290 | $1,727,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 53,692 | $1,727,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 67,710 | $1,727,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 89,987 | $1,726,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 11,986 | $1,724,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 107,531 | $1,723,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 29,444 | $1,721,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 50,819 | $1,720,000 | thousands by filing date | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 87,301 | $1,716,000 | thousands by filing date | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 151,742 | $1,715,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 210,538 | $1,709,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 118,407 | $1,706,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 40,009 | $1,703,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 34,503 | $1,701,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 203,354 | $1,694,000 | thousands by filing date | |
| SEER INC | 81578P106 | COM CL A | 51,610 | $1,692,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 35,155 | $1,692,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 113,835 | $1,691,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 640,438 | $1,691,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 127,517 | $1,688,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 78,410 | $1,682,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 9,632 | $1,682,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 54,246 | $1,681,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 279,656 | $1,680,000 | thousands by filing date | |
| Sun Country Airlines Holding | 866683105 | COM | 45,359 | $1,679,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 155,672 | $1,673,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 51,103 | $1,673,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 552,074 | $1,673,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 24,785 | $1,672,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 197,799 | $1,667,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 134,028 | $1,662,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 71,948 | $1,660,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 94,844 | $1,658,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 117,319 | $1,657,000 | thousands by filing date | |
| COURSERA INC COM | 22266M104 | Stock | 41,853 | $1,655,000 | thousands by filing date | |
| INHIBRX INC | 45720L107 | COM | 60,160 | $1,655,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 70,006 | $1,655,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 29,229 | $1,652,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 47,024 | $1,652,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 34,063 | $1,651,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 78,465 | $1,647,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 262,242 | $1,647,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 51,946 | $1,646,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 134,102 | $1,644,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 18,099 | $1,637,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 48,787 | $1,635,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 38,360 | $1,629,000 | thousands by filing date | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 265,542 | $1,623,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 8,252 | $1,622,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 13,151 | $1,611,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 139,252 | $1,610,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 80,499 | $1,608,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 27,222 | $1,606,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 57,497 | $1,604,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 62,975 | $1,598,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 259,222 | $1,597,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 63,700 | $1,596,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 236,742 | $1,591,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 28,466 | $1,585,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 32,433 | $1,581,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 224,253 | $1,581,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 63,446 | $1,578,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 29,093 | $1,574,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 25,780 | $1,573,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 137,684 | $1,565,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 80,984 | $1,564,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 145,836 | $1,560,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 89,057 | $1,559,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 248,194 | $1,559,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 494,318 | $1,557,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W101 | ACCESS US AGRAT | 31,644 | $1,550,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 42,110 | $1,549,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 123,048 | $1,548,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 47,718 | $1,544,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 21,973 | $1,537,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 18,639 | $1,535,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 8,407 | $1,534,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 102,548 | $1,534,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 27,350 | $1,533,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 1,050,000 | $1,533,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 295,406 | $1,532,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 93,861 | $1,531,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 71,291 | $1,524,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 62,589 | $1,524,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 177,552 | $1,524,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 352,219 | $1,521,000 | thousands by filing date | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 52,288 | $1,516,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 77,991 | $1,507,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 62,615 | $1,504,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 250,161 | $1,499,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 286,626 | $1,497,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 110,560 | $1,496,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 58,130 | $1,491,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 974,195 | $1,491,000 | thousands by filing date | |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 30,000 | $1,490,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 198,842 | $1,490,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 152,068 | $1,489,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 453,151 | $1,486,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 75,073 | $1,482,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 19,503 | $1,480,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 468,935 | $1,477,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 176,341 | $1,467,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 118,343 | $1,463,000 | thousands by filing date | |
| ZENDESK INC | 98936JAD3 | NOTE 0.625% 6/1 | 1,000,000 | $1,463,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 133,003 | $1,460,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 47,810 | $1,458,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 23,051 | $1,457,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 183,064 | $1,457,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 196,405 | $1,454,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 169,384 | $1,454,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 92,376 | $1,449,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 1,027,109 | $1,448,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 81,819 | $1,448,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 10,681 | $1,446,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 332,548 | $1,443,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 49,669 | $1,443,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 32,524 | $1,441,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 38,343 | $1,436,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 62,888 | $1,436,000 | thousands by filing date | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 84,068 | $1,432,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 32,496 | $1,421,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 78,209 | $1,421,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 1,300,000 | $1,417,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 131,643 | $1,409,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 44,747 | $1,408,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 1,000,000 | $1,403,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 27,409 | $1,399,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 60,250 | $1,399,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 69,744 | $1,397,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 1,300,000 | $1,390,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 1,300,000 | $1,390,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 521,808 | $1,388,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 27,495 | $1,385,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 148,914 | $1,384,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 123,510 | $1,384,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 148,573 | $1,383,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 1,000,000 | $1,380,000 | thousands by filing date | |
| OLO INC | 68134L109 | COMMON STOCK | 36,853 | $1,378,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 1,000,000 | $1,376,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 63,376 | $1,372,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 99,172 | $1,371,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 1,400,000 | $1,361,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 65,738 | $1,360,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 53,894 | $1,359,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 15,745 | $1,358,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 78,845 | $1,355,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 55,577 | $1,352,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 26,438 | $1,352,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 78,831 | $1,349,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 130,000 | $1,345,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 127,110 | $1,343,000 | thousands by filing date | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 1,000,000 | $1,339,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 59,734 | $1,336,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 134,851 | $1,328,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 28,623 | $1,326,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 1,250,000 | $1,326,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 10,750 | $1,316,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 162,801 | $1,314,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 129,104 | $1,313,000 | thousands by filing date | |
| BIOATLA INC | 09077B104 | COM | 30,973 | $1,312,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 59,512 | $1,310,000 | thousands by filing date | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 48,326 | $1,305,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 101,154 | $1,301,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 33,566 | $1,300,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 590,000 | $1,300,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 120,074 | $1,300,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 122,868 | $1,299,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 208,986 | $1,298,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 130,268 | $1,297,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 24,150 | $1,295,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 114082100 | COM | 71,743 | $1,292,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 64,705 | $1,291,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 232,588 | $1,291,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 79,448 | $1,283,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 162,070 | $1,277,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 3,775 | $1,277,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 356,933 | $1,277,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 45,146 | $1,275,000 | thousands by filing date | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 700,000 | $1,274,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 1,150,000 | $1,268,000 | thousands by filing date | |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 30,629 | $1,268,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 21,194 | $1,265,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 39,576 | $1,261,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 208,593 | $1,260,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 68,931 | $1,260,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 252,081 | $1,260,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 221,921 | $1,247,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 34,597 | $1,246,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 1,300,000 | $1,243,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 60,434 | $1,240,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 183,279 | $1,239,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 194,496 | $1,232,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 86,396 | $1,231,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 128,274 | $1,226,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 31,663 | $1,224,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 30,723 | $1,223,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 39,544 | $1,222,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 11,518 | $1,221,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 30,178 | $1,219,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 58,950 | $1,218,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 147,672 | $1,218,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 58,508 | $1,216,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 133,112 | $1,215,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 261,992 | $1,211,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 19,201 | $1,209,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 85,581 | $1,207,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 24,952 | $1,203,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 56,672 | $1,202,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 185,093 | $1,200,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 1,100,000 | $1,200,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 159,297 | $1,189,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 170,765 | $1,184,000 | thousands by filing date | |
| INNOVAGE HLDG CORP | 45784A104 | COM | 55,370 | $1,180,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 15,031 | $1,176,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 155,639 | $1,176,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 100,578 | $1,171,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 3,884 | $1,169,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 8,389 | $1,164,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 109,449 | $1,163,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 11,344 | $1,160,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 334,751 | $1,158,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 972,164 | $1,157,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 332,308 | $1,157,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 47,815 | $1,156,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 650,000 | $1,153,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 77,824 | $1,149,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 68,209 | $1,149,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 20,909 | $1,147,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 68,425 | $1,146,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 91,804 | $1,146,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 20,133 | $1,143,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 76,108 | $1,143,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 138,297 | $1,139,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 38,929 | $1,138,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 12,294 | $1,137,000 | thousands by filing date | |
| ONITY GROUP INC | 675746606 | COMMON STOCK | 36,680 | $1,136,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 56,333 | $1,135,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 133,937 | $1,134,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 23,457 | $1,134,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 80,976 | $1,134,000 | thousands by filing date | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 550,000 | $1,134,000 | thousands by filing date | |
| KNOWBE4 INC | 49926T104 | COMMON STOCK | 36,227 | $1,133,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 900,000 | $1,129,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 11,647 | $1,124,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 195,676 | $1,123,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 1,100,000 | $1,122,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 12,058 | $1,116,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 66,248 | $1,115,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 125,171 | $1,115,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 28,661 | $1,115,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 48,967 | $1,115,000 | thousands by filing date | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 98,295 | $1,115,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 273,484 | $1,113,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 122,619 | $1,112,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 49,629 | $1,108,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 241,335 | $1,107,000 | thousands by filing date | |
| INOTIV INC | 45783Q100 | COM | 41,478 | $1,107,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 87,083 | $1,102,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 193,438 | $1,102,000 | thousands by filing date | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 42,956 | $1,101,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 700,000 | $1,099,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 90,238 | $1,099,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 1,100,000 | $1,095,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 67,391 | $1,094,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 59,977 | $1,094,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 158,519 | $1,092,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 17,927 | $1,091,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 109,456 | $1,090,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 381,215 | $1,087,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 400,000 | $1,085,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 21,476 | $1,084,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 118,147 | $1,081,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 10,252 | $1,075,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 157,207 | $1,075,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 257,332 | $1,075,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 39,084 | $1,073,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 1,000,000 | $1,073,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 197,795 | $1,072,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 965,153 | $1,071,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 306,030 | $1,071,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 49,801 | $1,069,000 | thousands by filing date | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 70,856 | $1,069,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 65,174 | $1,067,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 43,439 | $1,065,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 115,142 | $1,063,000 | thousands by filing date | |
| HONEST CO INC | 438333106 | COM | 65,565 | $1,062,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 77,973 | $1,061,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 127,308 | $1,061,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 85,852 | $1,060,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 48,128 | $1,059,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 15,244 | $1,058,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 45,647 | $1,056,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 147,440 | $1,056,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 143,161 | $1,052,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 5,250 | $1,051,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 241,012 | $1,051,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 84,539 | $1,049,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 24,454 | $1,048,000 | thousands by filing date | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 1,000,000 | $1,046,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 77,640 | $1,045,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 117,161 | $1,042,000 | thousands by filing date | |
| Coupa Software | 22266LAF3 | CONV BOND | 900,000 | $1,042,000 | thousands by filing date | |
| BURNING ROCK BIOTECH LTD | 12233L107 | SPONSORED ADS | 35,314 | $1,041,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 75,684 | $1,040,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 19,865 | $1,037,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC | 253393AD4 | NOTE 3.250% 4/1 | 350,000 | $1,037,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 112,768 | $1,035,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 242,405 | $1,035,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 625,000 | $1,033,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 20,101 | $1,030,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 28,950 | $1,030,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 82,470 | $1,030,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 81,995 | $1,026,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 147,401 | $1,026,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 115,739 | $1,026,000 | thousands by filing date | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 117,387 | $1,024,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 175,163 | $1,024,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 78,709 | $1,022,000 | thousands by filing date | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 39,627 | $1,020,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 117,541 | $1,020,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 48,958 | $1,018,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 18,929 | $1,018,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 186,846 | $1,018,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 19,293 | $1,017,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 156,192 | $1,017,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 67,145 | $1,017,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 33,872 | $1,012,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 62,820 | $1,012,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 619,808 | $1,010,000 | thousands by filing date | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 700,000 | $1,009,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 34,365 | $1,007,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 140,160 | $1,007,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 26,284 | $1,006,000 | thousands by filing date | |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 800,000 | $998,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 109,109 | $996,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 61,092 | $996,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 850,000 | $996,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 900,000 | $995,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 81,495 | $993,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 23,737 | $987,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 4,751 | $985,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 43,076 | $985,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 4,021 | $984,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 115,483 | $984,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 186,100 | $981,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 950,000 | $980,000 | thousands by filing date | |
| OLEMA PHARMACEUTICALS INC | 68062P106 | COM | 34,983 | $979,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 57,877 | $979,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 149,108 | $977,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 9,655 | $975,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 196,451 | $974,000 | thousands by filing date | |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 1,000,000 | $974,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 119,258 | $971,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 133,135 | $968,000 | thousands by filing date | |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 14,739 | $967,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 850,000 | $967,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 52,402 | $965,000 | thousands by filing date | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 600,000 | $955,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 54,999 | $952,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 179,289 | $950,000 | thousands by filing date | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 40,723 | $948,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 656,786 | $946,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 900,000 | $945,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 75,305 | $945,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 11,145 | $944,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 52,340 | $943,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 36,160 | $941,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 600,000 | $941,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 92,509 | $940,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 26,812 | $939,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 329,493 | $939,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 84,983 | $938,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 33,084 | $934,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 700,000 | $933,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 72,645 | $931,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 84,063 | $931,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 700,000 | $931,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 66,595 | $930,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 30,031 | $929,000 | thousands by filing date | |
| FORTE BIOSCIENCES INC | 34962G109 | COM | 27,599 | $928,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 175,283 | $927,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 254,599 | $927,000 | thousands by filing date | |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 45,421 | $926,000 | thousands by filing date | |
| ATERIAN INC | 02156U101 | COM | 63,216 | $925,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 700,000 | $924,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 28,388 | $922,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 610,839 | $922,000 | thousands by filing date | |
| FLYWIRE CORPORATION | 302492103 | COM VTG | 25,000 | $919,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 700,000 | $918,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 67,131 | $916,000 | thousands by filing date | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 50,585 | $911,000 | thousands by filing date | |
| GT BIOPHARMA INC | 36254L209 | COM NEW | 58,711 | $910,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 57,851 | $909,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 800,000 | $908,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 850,000 | $900,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 36,127 | $899,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 341,710 | $898,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 13,731 | $896,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 54,119 | $896,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 86,988 | $895,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 850,000 | $892,000 | thousands by filing date | |
| OSCAR HEALTH INC | 687793109 | CL A | 41,451 | $891,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 86,370 | $891,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 61,378 | $885,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 35,256 | $885,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 850,000 | $885,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 30,643 | $883,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 77,125 | $883,000 | thousands by filing date | |
| SQZ BIOTECHNOLOGIES CO | 78472W104 | COM | 61,013 | $881,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 19,571 | $877,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 52,117 | $874,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-21-000072 | this filing | 2021-08-11 | acceptance time not in the bulk data set |