13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 4,110 holding rows worth $405,144,352,000.
- Accession
- 0001390777-20-000091
- Filer
- CIK 1390777
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 23,248 entries on the cover page, a total value of $405,144,352,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $405,144,352,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerHardman Johnston Global Advisors LLC028-05210
- reports for this filerMANAGED ASSET PORTFOLIOS, LLC028-16090
- reports for this filerMawer Investment Management Ltd.028-14623
- reports for this filerUNITED SERVICES AUTOMOBILE ASSOCIATION028-05810
- reports for this filerCENTERSQUARE INVESTMENT MANAGEMENT LLC028-18741
- reports for this filerFAYEZ SAROFIM & CO028-10991
- included managerBNY Mellon Trust of Delaware 028-17542
- included managerMellon Investments Corporation 028-02900
- included managerBNY Mellon Investment Adviser, Inc. 028-00127
- included managerNewton Investment Management Limited 028-04797
- included managerBNY Mellon Securities Corporation 028-18785
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-17544
- included managerLockwood Advisors, Inc. 028-11769
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerEAM Investors, LLC 028-14070
- included managerGeneva Capital Management, LTD 028-03935
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerBoston Partners Global Investors, Inc. 028-12484
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerBNY Mellon Investment Management Cayman Ltd. 028-17546
- included managerChanning Capital Management 028-11090
- included managerMoody Aldrich Partners LLC 028-04634
- included managerRedwood Investments, LLC 028-12234
- included managerNationwide Fund Advisors 028-05161
- included managerAlaska Permanent Fund Corporation 028-20231
- included managerHeartland Advisors, Inc. 028-04131
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Ishares Ibonds Dec | 46434VBK5 | ETF | 48,634 | $1,218,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 139,932 | $1,215,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 1,250,000 | $1,212,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 1,100,000 | $1,211,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 1,000,000 | $1,209,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 181,618 | $1,207,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 63,001 | $1,204,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 106,978 | $1,198,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 56,032 | $1,197,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 1,200,000 | $1,197,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 112,966 | $1,195,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 159,326 | $1,194,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 130,369 | $1,194,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 229,955 | $1,194,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T206 | US MDCP CORE EQT | 18,083 | $1,192,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 47,926 | $1,192,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 1,000,000 | $1,192,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 47,243 | $1,192,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 20,348 | $1,190,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 49,751 | $1,187,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 22,648 | $1,180,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 167,178 | $1,179,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 82,220 | $1,176,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 99,651 | $1,174,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 22,859 | $1,172,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 93,344 | $1,169,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 1,300,000 | $1,169,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 48,376 | $1,168,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 1,150,000 | $1,167,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 765,921 | $1,164,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 45,905 | $1,163,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 93,958 | $1,160,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 719,553 | $1,159,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 55,761 | $1,158,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 27,753 | $1,157,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 225,183 | $1,157,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 87,037 | $1,157,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 277,735 | $1,156,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 117,006 | $1,154,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 218,789 | $1,146,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 26,605 | $1,144,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 30,304 | $1,143,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 62,361 | $1,141,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 12,618 | $1,137,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 81,887 | $1,134,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 156,979 | $1,133,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 21,034 | $1,128,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 37,135 | $1,127,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 25,452 | $1,127,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 59,742 | $1,126,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 224,651 | $1,126,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 66,544 | $1,124,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 37,150 | $1,123,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 74,700 | $1,121,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 184,011 | $1,120,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 8,585 | $1,117,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 113,763 | $1,116,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 1,000,000 | $1,115,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 13,841 | $1,114,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 101,874 | $1,112,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 1,000,000 | $1,112,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 38149W101 | ACCESS US AGRAT | 22,204 | $1,107,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 56,482 | $1,106,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 46,663 | $1,106,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 1,200,000 | $1,105,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 88,448 | $1,103,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 134,487 | $1,103,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 26,328 | $1,102,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 97,149 | $1,102,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 180,655 | $1,100,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 163,633 | $1,098,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739CAB8 | NOTE 1.000%10/0 | 1,250,000 | $1,097,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 42,026 | $1,095,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 46,650 | $1,094,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 167,362 | $1,093,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 75,306 | $1,092,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 33,319 | $1,090,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 349,560 | $1,090,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 51,986 | $1,085,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 162,876 | $1,083,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 185,375 | $1,082,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 34,371 | $1,078,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 191,267 | $1,077,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 737,758 | $1,077,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 63,707 | $1,076,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 85,577 | $1,074,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 151,388 | $1,074,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 65,189 | $1,073,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 1,100,000 | $1,072,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 412,264 | $1,072,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 34,479 | $1,070,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 126,021 | $1,069,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 97,287 | $1,068,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 36,442 | $1,066,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 173,034 | $1,066,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 44,247 | $1,062,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 161,837 | $1,059,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 1,000,000 | $1,059,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 97,184 | $1,058,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 127,493 | $1,058,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 190,776 | $1,057,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 38,647 | $1,057,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 184,120 | $1,056,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 43,996 | $1,052,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 308,084 | $1,051,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 24,000 | $1,051,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 41,099 | $1,042,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 1,250,000 | $1,038,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 53,753 | $1,037,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 1,300,000 | $1,026,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 78,049 | $1,025,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 77,265 | $1,023,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 250,000 | $1,023,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 32,091 | $1,022,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 65,900 | $1,021,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 900,000 | $1,017,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 42,897 | $1,012,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 300,000 | $1,009,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 957,868 | $1,005,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 102,375 | $1,005,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 67,697 | $1,003,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 110,615 | $1,002,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 145,836 | $1,001,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 19,995 | $1,000,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 107,438 | $1,000,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 31,370 | $997,000 | thousands by filing date | |
| SOCIAL CAP HDOSPHIA HLDG CO | G8250T109 | SHS CL A | 52,489 | $997,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 950,000 | $994,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 77,444 | $993,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 20,298 | $989,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 1,000,000 | $989,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 641,998 | $988,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 281,151 | $984,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 8,821 | $983,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 24,357 | $982,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 35,408 | $982,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 13,304 | $978,000 | thousands by filing date | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 27,892 | $974,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 42,584 | $974,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 336,235 | $972,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 850,000 | $972,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 65,069 | $967,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 71,175 | $967,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 217,746 | $967,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 7,959 | $964,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 120,470 | $964,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 144,822 | $962,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 1,000,000 | $961,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 1,000,000 | $959,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 74,903 | $958,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 29,749 | $958,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 100,507 | $957,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 48,227 | $955,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 53,597 | $951,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 46,377 | $951,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 39,640 | $949,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 154,609 | $946,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 89,291 | $945,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 155,189 | $942,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 37,616 | $939,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 10,548 | $939,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 71,534 | $937,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 33,081 | $929,000 | thousands by filing date | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 700,000 | $928,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 85,883 | $928,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 76,775 | $927,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 850,000 | $926,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 412,326 | $924,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 16,493 | $924,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 107,849 | $917,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 93,470 | $916,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948P103 | COM | 20,751 | $915,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 700,000 | $914,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 49,192 | $912,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 5,503 | $911,000 | thousands by filing date | |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 1,050,000 | $908,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 15,745 | $903,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 8,839 | $902,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AF0 | NOTE 0.250% 8/1 | 900,000 | $899,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 64,882 | $898,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 23,729 | $896,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 113,566 | $896,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 306,902 | $896,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 109,688 | $895,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 263,263 | $895,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 75,725 | $895,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 164,017 | $893,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 173,493 | $892,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 117,131 | $891,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 44,772 | $889,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 36,778 | $888,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 133,349 | $888,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 850,000 | $888,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 156,098 | $887,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 31,682 | $887,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 62,424 | $886,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 121,085 | $883,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 218,448 | $883,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 225,653 | $882,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 59,623 | $881,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 47,545 | $875,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 97,633 | $875,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 900,000 | $875,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 44,106 | $873,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 41,963 | $872,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 46,906 | $866,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 11,091 | $865,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 90,961 | $863,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 6,679 | $862,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 15,721 | $862,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 58,511 | $861,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 750,000 | $860,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 71,347 | $852,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 99,460 | $851,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 40,784 | $850,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 245,961 | $849,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 149,813 | $848,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 22,944 | $843,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 202,839 | $842,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 79,370 | $838,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 65,220 | $838,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 3,458 | $837,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 64,144 | $836,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 15,618 | $830,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 117,757 | $830,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 208,082 | $828,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 13,253 | $828,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 36,223 | $828,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 800,000 | $825,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 137,486 | $822,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 28,043 | $821,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 400,000 | $820,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 6,201 | $817,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 63,995 | $817,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 69,524 | $816,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 33,084 | $816,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 218,580 | $816,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 19,096 | $815,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 62,557 | $815,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 5,250 | $813,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 67,528 | $813,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 671,327 | $812,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 81,886 | $811,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 700,000 | $809,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 201,307 | $807,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 125,030 | $807,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 19,182 | $803,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 38,401 | $802,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 800,000 | $802,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 65,018 | $801,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 103,693 | $800,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 49,351 | $800,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 850,000 | $799,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 118,023 | $794,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 131,518 | $793,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 59,168 | $793,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 428,903 | $792,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 21,045 | $791,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 71,572 | $790,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 43,725 | $787,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 95,266 | $787,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 18,978 | $784,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 78,470 | $780,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 85,014 | $775,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 303,522 | $774,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 700,000 | $770,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 347,963 | $769,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 700,000 | $769,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 94,373 | $768,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 300,000 | $768,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 48,008 | $767,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 58,798 | $766,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 86,616 | $764,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 700,000 | $764,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 254,291 | $763,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 173,016 | $760,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 62,339 | $758,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 5,150 | $758,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 750,000 | $757,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 23,176 | $757,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 500,000 | $756,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 150,876 | $755,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 145,522 | $751,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 800,000 | $748,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 49,613 | $747,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 6,737 | $745,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 163,788 | $745,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 26,003 | $745,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 82,460 | $744,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 112,614 | $744,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 45,107 | $744,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 30,357 | $738,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 120,029 | $738,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 160,274 | $738,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 303,590 | $738,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 51,513 | $736,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 18,438 | $734,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 509,266 | $733,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 58,967 | $732,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 85,972 | $730,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 6,030 | $729,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 66,477 | $728,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 550,000 | $728,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 700,000 | $721,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 133,222 | $721,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 54,547 | $720,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 83,254 | $719,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 29,069 | $718,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 50,529 | $714,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 133,018 | $714,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 52,957 | $711,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 198,913 | $710,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 427,867 | $710,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 220,167 | $709,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 67,680 | $708,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 74,260 | $701,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 79,689 | $700,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 18,105 | $699,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N302 | CL A | 52,221 | $699,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 27,389 | $698,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 121,555 | $698,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 236,641 | $698,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 11,227 | $696,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 60,121 | $696,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 8,999 | $694,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 91,409 | $694,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 30,288 | $691,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 28,511 | $686,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 42,610 | $684,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 115,347 | $684,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 7,484 | $683,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 700,000 | $683,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 6,472 | $682,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 22,391 | $678,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 9,665 | $677,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 57,948 | $675,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 124,139 | $673,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 81,056 | $672,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 68,389 | $671,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 30,026 | $668,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 49,708 | $666,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 63,547 | $664,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 165,360 | $663,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 96,576 | $663,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 36,148 | $663,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 13,730 | $661,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 400,000 | $660,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 20,945 | $659,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 42,879 | $658,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 12,308 | $658,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 11,863 | $657,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 35,308 | $656,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 126,799 | $655,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 22,670 | $654,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 278,269 | $654,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 15,161 | $652,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 55,090 | $649,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 32,143 | $648,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 130,810 | $647,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 450,000 | $646,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 20,290 | $645,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 8,189 | $643,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 2,297,593 | $643,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 650,000 | $643,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 69,493 | $642,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 52,417 | $640,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 224,679 | $635,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 9,401 | $634,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 96,292 | $634,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 208,862 | $634,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 186,146 | $633,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 115,937 | $632,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 42,909 | $631,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 39,226 | $628,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 105,017 | $628,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 101,039 | $627,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 102,656 | $627,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 31,987 | $624,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 780,607 | $622,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 98,393 | $622,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 95,001 | $621,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 205,936 | $620,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 61,363 | $617,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 500,000 | $616,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 375,063 | $615,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 170,525 | $614,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 112,062 | $614,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 81,580 | $614,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 4,750 | $613,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 35,416 | $613,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 23,245 | $613,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 600,000 | $612,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 40,484 | $607,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 91,038 | $606,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 21,571 | $605,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 16,250 | $604,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 9,670 | $601,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 17,569 | $601,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 173,164 | $601,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 31,180 | $601,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 32,840 | $598,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 8,719 | $596,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 147,033 | $596,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 5,001 | $594,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 78,528 | $594,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 101,656 | $593,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 138,002 | $592,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 97,511 | $590,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 52,908 | $590,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 228,112 | $589,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 48,069 | $587,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 60,533 | $585,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 82,170 | $582,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 100,207 | $581,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 170,954 | $580,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 521,715 | $579,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 51,838 | $579,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 30,350 | $578,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 29,227 | $578,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 51,526 | $575,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 92,738 | $574,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 575,140 | $573,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 121,553 | $572,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 44,524 | $571,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 21,925 | $570,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 23,017 | $568,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 183,787 | $567,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 77,578 | $567,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 23,716 | $565,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 78,343 | $565,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 22,584 | $564,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 10,252 | $564,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 16,694 | $563,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 144,381 | $563,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 41,723 | $561,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 47,057 | $560,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 400,000 | $560,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 47,630 | $558,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 51,507 | $558,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 42,190 | $555,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 10,094 | $552,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 10,007 | $552,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 400,000 | $551,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 91,267 | $550,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 8,809 | $550,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 34,475 | $550,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 127,337 | $548,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,400 | $545,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 112,582 | $545,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 88,863 | $545,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 500,000 | $543,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 77,856 | $543,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 42,682 | $542,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 106,504 | $541,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 88,407 | $538,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 5,835 | $537,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 113,544 | $534,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941BAB2 | NOTE 0.375% 3/0 | 600,000 | $533,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 316,870 | $532,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 42,079 | $529,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 304,843 | $528,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 30,977 | $527,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 28,487 | $526,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 16,082 | $523,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 50,870 | $523,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 500,000 | $521,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 59,287 | $521,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 18,593 | $520,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 17,460 | $518,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 28,471 | $518,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 36,838 | $518,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 500,000 | $518,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 41,156 | $517,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 250,000 | $517,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 31,379 | $516,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 21,648 | $516,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 32,858 | $515,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 33,180 | $514,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 66,671 | $513,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 251,682 | $513,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 27,009 | $512,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 450,000 | $511,000 | thousands by filing date | |
| ARBOR RLTY TR INC | 038923AF5 | NOTE 5.250% 7/0 | 500,000 | $511,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 49,070 | $510,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 19,385 | $509,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 204,966 | $509,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 4,414 | $508,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 3,050 | $508,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 55,985 | $505,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 36,722 | $502,000 | thousands by filing date | |
| FORTIVE CORP | 34959JAK4 | NOTE 0.875% 2/1 | 500,000 | $502,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 55,772 | $501,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 48,221 | $501,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 56,773 | $500,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 38,826 | $498,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 69,979 | $493,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 272,780 | $492,000 | thousands by filing date | |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 500,000 | $491,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 10,001 | $490,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 28,802 | $488,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-20-000091 | this filing | 2020-11-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-21-000090 | added | 2021-10-08 | acceptance time not in the bulk data set |