13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 4,110 holding rows worth $405,144,352,000.
- Accession
- 0001390777-20-000091
- Filer
- CIK 1390777
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 23,248 entries on the cover page, a total value of $405,144,352,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $405,144,352,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerHardman Johnston Global Advisors LLC028-05210
- reports for this filerMANAGED ASSET PORTFOLIOS, LLC028-16090
- reports for this filerMawer Investment Management Ltd.028-14623
- reports for this filerUNITED SERVICES AUTOMOBILE ASSOCIATION028-05810
- reports for this filerCENTERSQUARE INVESTMENT MANAGEMENT LLC028-18741
- reports for this filerFAYEZ SAROFIM & CO028-10991
- included managerBNY Mellon Trust of Delaware 028-17542
- included managerMellon Investments Corporation 028-02900
- included managerBNY Mellon Investment Adviser, Inc. 028-00127
- included managerNewton Investment Management Limited 028-04797
- included managerBNY Mellon Securities Corporation 028-18785
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-17544
- included managerLockwood Advisors, Inc. 028-11769
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerEAM Investors, LLC 028-14070
- included managerGeneva Capital Management, LTD 028-03935
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerBoston Partners Global Investors, Inc. 028-12484
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerBNY Mellon Investment Management Cayman Ltd. 028-17546
- included managerChanning Capital Management 028-11090
- included managerMoody Aldrich Partners LLC 028-04634
- included managerRedwood Investments, LLC 028-12234
- included managerNationwide Fund Advisors 028-05161
- included managerAlaska Permanent Fund Corporation 028-20231
- included managerHeartland Advisors, Inc. 028-04131
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 1,500,000 | $2,734,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 90,450 | $2,711,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 55,194 | $2,709,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 15,696 | $2,703,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 124,688 | $2,702,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 14,784 | $2,701,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 33,459 | $2,698,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 62,789 | $2,694,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 11,481 | $2,693,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 62,415 | $2,687,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 45,039 | $2,675,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 319,037 | $2,664,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 48,458 | $2,658,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 296,734 | $2,650,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 35,694 | $2,635,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 143,006 | $2,627,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 300,621 | $2,621,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 668,359 | $2,620,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 57,045 | $2,619,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 53,015 | $2,618,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 125,062 | $2,609,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 75,709 | $2,609,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 2,300,000 | $2,596,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 375,000 | $2,592,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 72,250 | $2,582,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 2,000,000 | $2,580,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 77,006 | $2,579,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 311,866 | $2,573,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 346,081 | $2,554,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 318,170 | $2,545,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 1,000,000 | $2,535,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 118,489 | $2,531,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 227,493 | $2,530,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 215,012 | $2,525,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 77,514 | $2,519,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 200,102 | $2,503,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 726,434 | $2,496,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 99,160 | $2,487,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 321,163 | $2,482,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 1,900,000 | $2,480,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 2,490,000 | $2,466,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 159,199 | $2,465,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 341,999 | $2,459,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 222,431 | $2,458,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 232,208 | $2,442,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 47,891 | $2,433,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 300,911 | $2,432,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 810,233 | $2,431,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 171,464 | $2,428,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 700,000 | $2,428,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 98,586 | $2,427,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 277,574 | $2,426,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 151,547 | $2,421,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 218,107 | $2,421,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 2,992,639 | $2,414,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 1,517,322 | $2,413,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 55,597 | $2,410,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 394,338 | $2,408,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 59,454 | $2,399,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 96,111 | $2,398,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 43,846 | $2,395,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 153,104 | $2,395,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 92,181 | $2,381,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 100,672 | $2,376,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 17,926 | $2,374,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 54,307 | $2,370,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 234,397 | $2,369,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 36,901 | $2,366,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 63,133 | $2,365,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 83,983 | $2,365,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 46,772 | $2,363,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 99,373 | $2,357,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 158,817 | $2,352,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 56,823 | $2,346,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 227,213 | $2,345,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 422,181 | $2,339,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 582,993 | $2,332,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 53,610 | $2,330,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 924,108 | $2,328,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 57,358 | $2,323,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 44,123 | $2,314,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 143,493 | $2,310,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 103,516 | $2,310,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 54,657 | $2,307,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 181,124 | $2,304,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 46,194 | $2,303,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 98,879 | $2,297,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 87,308 | $2,293,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 161,678 | $2,290,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 139,268 | $2,290,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 113,925 | $2,287,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 124,955 | $2,286,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 1,166,514 | $2,286,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 12,678 | $2,284,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 350,812 | $2,280,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 234,136 | $2,275,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 168,981 | $2,272,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 114,766 | $2,262,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 32,815 | $2,261,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 179,797 | $2,259,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 174,943 | $2,249,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 77,357 | $2,240,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 1,600,000 | $2,230,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 8,333 | $2,229,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 197,880 | $2,226,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 42,112 | $2,223,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 781 | $2,216,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 42,919 | $2,212,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 194,957 | $2,210,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 27,640 | $2,207,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 334,338 | $2,205,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 171,516 | $2,201,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 865,842 | $2,199,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 125,849 | $2,193,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 107,201 | $2,187,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 26,245 | $2,186,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 70,928 | $2,184,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 121,191 | $2,183,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 106,180 | $2,182,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 2,156,000 | $2,170,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 187,510 | $2,167,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 120,022 | $2,166,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 136,635 | $2,164,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 1,400,000 | $2,159,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 6,984 | $2,158,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 369,653 | $2,155,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 125,588 | $2,153,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 105,806 | $2,143,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 163,019 | $2,138,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,100,000 | $2,135,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 158,789 | $2,123,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 73,174 | $2,122,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 67,422 | $2,116,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 9,812 | $2,108,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 100,453 | $2,107,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 76,477 | $2,106,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 127,924 | $2,093,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 2,100,000 | $2,091,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 148,323 | $2,085,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 70,106 | $2,078,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 78,714 | $2,073,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 75,651 | $2,073,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 140,663 | $2,072,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 115,927 | $2,072,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 190,827 | $2,071,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 176,970 | $2,068,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 102,227 | $2,064,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 34,660 | $2,059,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 125,546 | $2,052,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 452,102 | $2,048,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 29,642 | $2,046,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 124,694 | $2,029,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 81,098 | $2,026,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 101,363 | $2,025,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 79,997 | $2,025,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 404,738 | $2,023,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 203,160 | $2,019,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 117,316 | $2,019,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 373,728 | $2,018,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 82,391 | $2,012,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 232,167 | $2,007,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 42,434 | $2,000,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 109,718 | $2,000,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 162,941 | $1,998,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 109,787 | $1,998,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 65,208 | $1,994,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 151,273 | $1,991,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 66,094 | $1,987,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 54,254 | $1,984,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 68,906 | $1,981,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 173,679 | $1,980,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 265,134 | $1,978,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 149,284 | $1,977,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 1,134,573 | $1,974,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 51,804 | $1,969,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 23,540 | $1,966,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 614,263 | $1,966,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 251,386 | $1,965,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 300,000 | $1,962,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 2,009,391 | $1,960,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 152,353 | $1,956,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 130,094 | $1,954,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 86,190 | $1,953,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 37,672 | $1,947,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 301,646 | $1,946,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 1,400,000 | $1,944,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 147,173 | $1,942,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 88,555 | $1,939,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 110,674 | $1,936,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 17,357 | $1,929,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 241,597 | $1,928,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 187,971 | $1,928,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 54,508 | $1,927,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 65,189 | $1,927,000 | thousands by filing date | |
| ALTABANCORP | 021347109 | COM | 95,650 | $1,925,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 114,407 | $1,921,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 150,725 | $1,920,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 226,559 | $1,917,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 62,569 | $1,914,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 26,682 | $1,899,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 148,916 | $1,899,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 39,564 | $1,884,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 51,031 | $1,884,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 28,598 | $1,880,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 121,982 | $1,879,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 92,638 | $1,876,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 1,300,000 | $1,863,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 31,684 | $1,860,000 | thousands by filing date | |
| NCINO INC | 63947U107 | COM | 23,350 | $1,860,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 228,977 | $1,860,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 169,970 | $1,856,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 74,488 | $1,849,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 94,454 | $1,847,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 304,279 | $1,844,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 161,770 | $1,836,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 288,648 | $1,830,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 195,256 | $1,830,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 2,820,926 | $1,826,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 164,567 | $1,826,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 312,036 | $1,816,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 27,620 | $1,814,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 71,105 | $1,813,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 418,758 | $1,809,000 | thousands by filing date | |
| VIELA BIO INC. | 926613100 | Common Stock | 64,313 | $1,806,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 660,639 | $1,804,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 349,451 | $1,803,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 32,057 | $1,802,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 29,834 | $1,801,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 46,142 | $1,799,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 100,097 | $1,797,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 127,001 | $1,794,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 19,080 | $1,790,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 47,352 | $1,789,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 23,406 | $1,787,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 246,630 | $1,786,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 33,583 | $1,786,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 129,542 | $1,782,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 141,614 | $1,779,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 499,600 | $1,778,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 58,817 | $1,776,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 58,605 | $1,772,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 86,723 | $1,770,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 53,012 | $1,769,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 1,500,000 | $1,769,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 102,960 | $1,767,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 190,951 | $1,764,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 169,323 | $1,763,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 319,282 | $1,757,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 21,907 | $1,749,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 646,924 | $1,747,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 1,338,611 | $1,740,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 32,213 | $1,738,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 96,373 | $1,722,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 284,324 | $1,721,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 61,658 | $1,721,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 91,540 | $1,720,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 1,800,000 | $1,719,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 1,600,000 | $1,704,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 80,679 | $1,700,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 692,418 | $1,689,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 588,333 | $1,683,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 156,988 | $1,681,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 222,644 | $1,675,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 111,315 | $1,675,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 143,653 | $1,671,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 1,650,000 | $1,667,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 1,670,000 | $1,667,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 261,588 | $1,666,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 1,500,000 | $1,666,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 114,758 | $1,662,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 40,934 | $1,660,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 56,611 | $1,659,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 113,434 | $1,658,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 627,241 | $1,655,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 667,054 | $1,654,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 48,145 | $1,646,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 215,844 | $1,645,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 130,010 | $1,645,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 1,800,000 | $1,644,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 48,954 | $1,639,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,817,221 | $1,639,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 269,997 | $1,636,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 161,460 | $1,634,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 85,064 | $1,634,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 115,985 | $1,632,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 265,677 | $1,631,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 39,344 | $1,629,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 331,598 | $1,628,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 89,290 | $1,621,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 11,191 | $1,620,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 365,548 | $1,619,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 140,215 | $1,619,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 674,131 | $1,618,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 43,932 | $1,610,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 333,896 | $1,610,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 193,340 | $1,609,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 42,500 | $1,608,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 27,868 | $1,601,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 46,062 | $1,601,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 30,430 | $1,596,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 1,500,000 | $1,596,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 81,258 | $1,593,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 130,397 | $1,589,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 11,783 | $1,586,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 739,894 | $1,584,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 335,995 | $1,583,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 234,517 | $1,583,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 77,676 | $1,579,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 139,025 | $1,577,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 97,022 | $1,576,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 1,050,000 | $1,576,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 406,045 | $1,571,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 9,602 | $1,569,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 239,829 | $1,566,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 679,682 | $1,564,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 105,730 | $1,559,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 135,288 | $1,557,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 15,270 | $1,556,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 179,116 | $1,556,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 226,232 | $1,555,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 136,963 | $1,555,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 117,312 | $1,553,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 64,516 | $1,552,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 1,350,000 | $1,551,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 88,565 | $1,550,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 50,464 | $1,549,000 | thousands by filing date | |
| LEMONADEINC | 52567D107 | STOK | 31,130 | $1,548,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 50,470 | $1,547,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 65,649 | $1,543,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 62,013 | $1,542,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 292,797 | $1,537,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 30,626 | $1,535,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 486,929 | $1,533,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 34,778 | $1,531,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 85,840 | $1,531,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 5,830 | $1,531,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 438,454 | $1,530,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 27,659 | $1,529,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 1,500,000 | $1,529,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 103,559 | $1,528,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 15,315 | $1,527,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 90,161 | $1,526,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 384,911 | $1,525,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 179,410 | $1,525,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 186,287 | $1,520,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 243,112 | $1,519,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 1,000,000 | $1,516,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 67,672 | $1,511,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 102,726 | $1,510,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 352,758 | $1,509,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 246,491 | $1,506,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 148,931 | $1,502,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 41,973 | $1,501,000 | thousands by filing date | |
| UTZ BRANDS INC COM CL A | 918090101 | Stock | 83,772 | $1,500,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 51,572 | $1,500,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 47,049 | $1,499,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 1,006 | $1,496,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 61,735 | $1,496,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T305 | CMN | 22,741 | $1,492,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 425,940 | $1,491,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 71,246 | $1,491,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 64,978 | $1,490,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 148,682 | $1,485,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 27,543 | $1,484,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 82,712 | $1,484,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 68,462 | $1,483,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 179,288 | $1,480,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 83,624 | $1,479,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 8,039 | $1,479,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 36,042 | $1,478,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 798,492 | $1,478,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 176,826 | $1,476,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 413,788 | $1,470,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 142,612 | $1,461,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 129,934 | $1,459,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 63,352 | $1,458,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 1,000,000 | $1,457,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 578,026 | $1,450,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 52,704 | $1,449,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 172,224 | $1,448,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 1,000,000 | $1,446,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 105,766 | $1,444,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 190,747 | $1,444,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 53,141 | $1,442,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 910,333 | $1,438,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 48,223 | $1,436,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 179,749 | $1,433,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 96,034 | $1,428,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 187,500 | $1,426,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 43,335 | $1,426,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 252,680 | $1,426,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 47,415 | $1,425,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 133,378 | $1,424,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 43,565 | $1,421,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 70,731 | $1,416,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 127,315 | $1,415,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 23,107 | $1,413,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 74,112 | $1,413,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 79,684 | $1,411,000 | thousands by filing date | |
| DUCK CREEK TECHNOLOGIES INC | 264120106 | SHS | 30,989 | $1,408,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 131,429 | $1,401,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 92,374 | $1,400,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 36,002 | $1,400,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 64,410 | $1,400,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 57,309 | $1,398,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 90,954 | $1,393,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 28,584 | $1,392,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 29,886 | $1,392,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 24,728 | $1,390,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 23,500 | $1,388,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 128,579 | $1,386,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 1,300,000 | $1,386,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 710,068 | $1,385,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 184,324 | $1,383,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 1,150,000 | $1,383,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 104,931 | $1,381,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 95,350 | $1,379,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 1,300,000 | $1,378,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 103,085 | $1,376,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 149,876 | $1,370,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 139,040 | $1,370,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 6,031 | $1,368,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 121,147 | $1,367,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 430,510 | $1,365,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 237,001 | $1,360,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 50,178 | $1,357,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 99,664 | $1,354,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 85,046 | $1,353,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 50,355 | $1,351,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 1,400,000 | $1,350,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 10,750 | $1,346,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 41,765 | $1,344,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 254,536 | $1,341,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 88,058 | $1,339,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 57,329 | $1,339,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 111,347 | $1,336,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 110,181 | $1,330,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 317,280 | $1,330,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 20,887 | $1,329,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 107,551 | $1,328,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 174,867 | $1,325,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 50,691 | $1,322,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 9,299 | $1,320,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 2,501,515 | $1,319,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 14,570 | $1,318,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 197,884 | $1,318,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 129,352 | $1,317,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 61,496 | $1,315,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 239,773 | $1,314,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 45,379 | $1,313,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 46,635 | $1,313,000 | thousands by filing date | |
| CARPARTS COM INC | 14427M107 | COM | 120,978 | $1,308,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 49,251 | $1,302,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 91,020 | $1,301,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 49,060 | $1,298,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 1,350,000 | $1,298,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 74,563 | $1,296,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 18,681 | $1,291,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 61,297 | $1,288,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 1,000,000 | $1,288,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 66,091 | $1,285,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 63,452 | $1,284,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 712,454 | $1,282,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 31,589 | $1,282,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 70,588 | $1,281,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 1,000,000 | $1,280,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,315,125 | $1,279,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 430,333 | $1,278,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 270,426 | $1,274,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 38,985 | $1,274,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 1,400,000 | $1,274,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 49,679 | $1,273,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 144,089 | $1,273,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 55,331 | $1,272,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 341,136 | $1,272,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 62,094 | $1,271,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 6,741 | $1,269,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 76,120 | $1,269,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 741,617 | $1,268,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 526,970 | $1,264,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 93,053 | $1,264,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 49,502 | $1,261,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 47,394 | $1,260,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 47,848 | $1,255,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 1,200,000 | $1,253,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 158,583 | $1,251,000 | thousands by filing date | |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 700,000 | $1,250,000 | thousands by filing date | |
| JAMF HLDG CORP COM | 47074L105 | Stock | 33,219 | $1,249,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 116,508 | $1,247,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 700,000 | $1,242,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 323,064 | $1,241,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 659,907 | $1,240,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 177,485 | $1,231,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 75,813 | $1,226,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 87,679 | $1,224,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 93,669 | $1,222,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 43,034 | $1,222,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 243,601 | $1,221,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 29,717 | $1,219,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 84,786 | $1,218,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-20-000091 | this filing | 2020-11-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-21-000090 | added | 2021-10-08 | acceptance time not in the bulk data set |