13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 4,110 holding rows worth $405,144,352,000.
- Accession
- 0001390777-20-000091
- Filer
- CIK 1390777
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 23,248 entries on the cover page, a total value of $405,144,352,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $405,144,352,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerHardman Johnston Global Advisors LLC028-05210
- reports for this filerMANAGED ASSET PORTFOLIOS, LLC028-16090
- reports for this filerMawer Investment Management Ltd.028-14623
- reports for this filerUNITED SERVICES AUTOMOBILE ASSOCIATION028-05810
- reports for this filerCENTERSQUARE INVESTMENT MANAGEMENT LLC028-18741
- reports for this filerFAYEZ SAROFIM & CO028-10991
- included managerBNY Mellon Trust of Delaware 028-17542
- included managerMellon Investments Corporation 028-02900
- included managerBNY Mellon Investment Adviser, Inc. 028-00127
- included managerNewton Investment Management Limited 028-04797
- included managerBNY Mellon Securities Corporation 028-18785
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-17544
- included managerLockwood Advisors, Inc. 028-11769
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerEAM Investors, LLC 028-14070
- included managerGeneva Capital Management, LTD 028-03935
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerBoston Partners Global Investors, Inc. 028-12484
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerBNY Mellon Investment Management Cayman Ltd. 028-17546
- included managerChanning Capital Management 028-11090
- included managerMoody Aldrich Partners LLC 028-04634
- included managerRedwood Investments, LLC 028-12234
- included managerNationwide Fund Advisors 028-05161
- included managerAlaska Permanent Fund Corporation 028-20231
- included managerHeartland Advisors, Inc. 028-04131
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GREENLANE HLDGS INC | 395330103 | CL A | 26,949 | $60,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 45,139 | $60,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 10,343 | $59,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 42,446 | $58,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 60,360 | $58,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 13,472 | $57,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 16,073 | $57,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 17,737 | $56,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 37,084 | $56,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 12,956 | $56,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 18,595 | $56,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 49,161 | $56,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 14,925 | $55,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 19,855 | $55,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 19,865 | $54,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 15,058 | $53,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 18,830 | $52,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 13,117 | $52,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 25,812 | $52,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 21,845 | $52,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W203 | COM | 15,437 | $51,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 40,164 | $50,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 14,183 | $50,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 52,067 | $50,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 19,284 | $50,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 15,350 | $49,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 20,567 | $47,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 20,266 | $46,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 21,322 | $45,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 38,592 | $44,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 24,682 | $44,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 16,109 | $43,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 17,051 | $43,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 24,196 | $41,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 48,680 | $41,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 35,789 | $40,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 43,954 | $40,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 25,153 | $40,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 10,441 | $40,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 13,726 | $40,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 18,277 | $39,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 27,357 | $39,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 26,032 | $39,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 31,082 | $39,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 19,039 | $38,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 12,248 | $38,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 28,468 | $38,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 45,007 | $38,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 50,858 | $37,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 14,285 | $36,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 16,797 | $36,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 23,844 | $36,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 13,353 | $36,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 44,684 | $35,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 10,166 | $34,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 27,759 | $34,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 16,229 | $34,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 10,471 | $33,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 11,626 | $33,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 48,441 | $33,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 11,288 | $33,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 15,614 | $33,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 14,901 | $32,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 21,009 | $32,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 46,843 | $32,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 10,556 | $31,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 17,001 | $31,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 12,936 | $30,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 46,843 | $30,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 32,641 | $29,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 29,736 | $29,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 11,410 | $28,000 | thousands by filing date | |
| SENECA BIOPHARMA INC | 81689B103 | COM | 47,346 | $28,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 69,776 | $27,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 12,369 | $27,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 18,700 | $26,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 12,436 | $26,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 16,632 | $26,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 17,488 | $25,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 11,982 | $24,000 | thousands by filing date | |
| HISTOGEN INC | 43358Y103 | COM | 13,750 | $23,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 13,615 | $22,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 16,664 | $22,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 25,800 | $22,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 15,692 | $22,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 23,207 | $22,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 15,623 | $22,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 16,409 | $21,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 15,709 | $19,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 33,147 | $18,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 33,990 | $18,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 73,317 | $17,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 13,312 | $17,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 23,757 | $17,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 10,159 | $14,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 27,182 | $14,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 10,020 | $13,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 21,003 | $13,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 25,200 | $13,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 21,667 | $12,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 42,302 | $11,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 12,471 | $11,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 14,897 | $11,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 38,483 | $11,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 14,940 | $10,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC COM | 40145Q203 | Stock | 40,446 | $8,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 13,645 | $7,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 17,659 | $5,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 10,386 | $4,000 | thousands by filing date | |
| AIR T FDG | 00919P112 | *W EXP 08/30/202 | 10,441 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-20-000091 | this filing | 2020-11-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-21-000090 | added | 2021-10-08 | acceptance time not in the bulk data set |