13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-06, with 4,095 holding rows worth $301,787,472,000.
- Accession
- 0001390777-20-000051
- Filer
- CIK 1390777
- Filed
- 2020-05-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 23,151 entries on the cover page, a total value of $301,787,472,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $301,787,472,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerHardman Johnston Global Advisors LLC028-05210
- reports for this filerMANAGED ASSET PORTFOLIOS, LLC028-16090
- reports for this filerMawer Investment Management Ltd.028-14623
- reports for this filerUNITED SERVICES AUTOMOBILE ASSOCIATION028-05810
- included managerBNY Mellon Trust of Delaware 028-17542
- included managerMellon Investments Corporation 028-02900
- included managerBNY Mellon Investment Adviser, Inc. 028-00127
- included managerNewton Investment Management Limited 028-04797
- included managerBNY Mellon Securities Corporation 028-18785
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-17544
- included managerCenterSquare Investment Management, LLC 028-18741
- included managerLockwood Advisors, Inc. 028-11769
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerBoston Partners Global Investors, Inc. 028-12484
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerBNY Mellon Investment Management Cayman Ltd. 028-17546
- included managerChanning Capital Management 028-11090
- included managerMoody Aldrich Partners LLC 028-04634
- included managerRedwood Investments, LLC 028-12234
- included managerNationwide Fund Advisors 028-05161
- included managerAlaska Permanent Fund Corporation 028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 14,723 | $379,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 300,000 | $379,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 120,384 | $379,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 78,079 | $378,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 35,640 | $376,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 49,253 | $376,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 136,569 | $375,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 29,153 | $373,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 412,301 | $372,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 15,049 | $372,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 7,825 | $371,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 46,064 | $371,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 250,000 | $371,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 81,289 | $370,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 91,719 | $370,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 118,938 | $369,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 35,513 | $369,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 42,826 | $369,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 16,990 | $368,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 214,997 | $368,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 27,505 | $367,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 5,830 | $367,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 20,001 | $367,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 41,258 | $366,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 494,150 | $365,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 109,155 | $364,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,906 | $360,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 268,095 | $359,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 57,699 | $356,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 473,625 | $355,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 300,000 | $352,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 127,608 | $352,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 134,840 | $349,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 6,987 | $348,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 31,827 | $348,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 55,320 | $345,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 53,028 | $345,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 31,526 | $344,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 5,741 | $343,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 64,357 | $343,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 127,994 | $343,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 167,862 | $343,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 36,925 | $342,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 77,966 | $341,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 81,943 | $341,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 52,865 | $340,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 410,485 | $340,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 21,935 | $340,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 15,782 | $340,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 29,828 | $339,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 33,925 | $338,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 20,462 | $337,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,490 | $336,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 341,248 | $335,000 | thousands by filing date | |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 400,000 | $335,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 730,326 | $335,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 201,922 | $333,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 217,620 | $333,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 19,734 | $331,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 300,000 | $331,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 11,007 | $329,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 29,991 | $329,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 18,490 | $327,000 | thousands by filing date | |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 500,000 | $327,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 85,489 | $327,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 276,307 | $326,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 126,565 | $325,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 63,877 | $325,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 33,343 | $325,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 5,667 | $324,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 89,887 | $322,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 41,475 | $321,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 77,705 | $320,000 | thousands by filing date | |
| RH | 74967XAA1 | BOND | 400,000 | $320,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 6,776 | $318,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 49,639 | $318,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 140,142 | $318,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 179,537 | $316,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 25,000 | $314,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 17,644 | $314,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 36,068 | $312,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 6,729 | $311,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 107,851 | $311,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 4,930 | $309,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 203,325 | $309,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 3,962 | $308,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 69,027 | $308,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 50,090 | $307,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 14,616 | $307,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 72,545 | $304,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 43,437 | $303,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 132,722 | $303,000 | thousands by filing date | |
| COASTAL FINL CORP WA | 19046P209 | COM NEW | 28,581 | $300,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 235 | $300,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 25,801 | $300,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 133,915 | $300,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 25,356 | $299,000 | thousands by filing date | |
| RAPID7 INC | 753422AB0 | NOTE | 250,000 | $299,000 | thousands by filing date | |
| SITIME CORP COM | 82982T106 | Stock | 13,686 | $298,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 594,942 | $298,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 150,143 | $298,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 269,638 | $297,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 3,514 | $296,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 250,000 | $296,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 160,232 | $296,000 | thousands by filing date | |
| STANDARD AVB FINANCIAL CORP | 85303b100 | COM | 14,034 | $296,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 28,854 | $295,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 124,568 | $294,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 747,099 | $294,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 3,139 | $293,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 19,318 | $293,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 39,985 | $292,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 78,515 | $292,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 13,294 | $291,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 167,462 | $290,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 300,000 | $289,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 195,139 | $288,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 6,419 | $287,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 6,650 | $287,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 36,974 | $287,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,921 | $286,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 12,239 | $286,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 509,906 | $285,000 | thousands by filing date | |
| HOOKIPA PHARMA INC | 43906K100 | COM | 34,385 | $284,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 350,000 | $283,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 35,401 | $281,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 34,132 | $281,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 250,000 | $281,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 34,451 | $280,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 11,231 | $279,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 5,653 | $278,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 11,770 | $278,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 121,911 | $278,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 46,608 | $277,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 4,613 | $277,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 11,681 | $275,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 189,549 | $275,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 22,525 | $275,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 2,936 | $274,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 232,586 | $274,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 8,384 | $274,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 5,831 | $273,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 196,376 | $273,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 17,557 | $270,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 187,503 | $270,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 23,241 | $270,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 2,666 | $269,000 | thousands by filing date | |
| CAPITAL BANCORP INC MD | 139737100 | COMMON STOCK | 21,425 | $269,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 35,069 | $268,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 122,435 | $268,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 177,077 | $267,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 25,884 | $266,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 632,174 | $266,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 145,570 | $265,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,188 | $264,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 67,395 | $262,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 20,909 | $261,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 407,208 | $261,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 98,288 | $261,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 6,015 | $260,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 21,649 | $260,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 5,205 | $259,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 610,776 | $259,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 22,775 | $259,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 161,437 | $255,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 96,153 | $255,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 9,044 | $254,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 952,507 | $250,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 15,001 | $248,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 80,424 | $248,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 5,715 | $247,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 246,211 | $246,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 9,737 | $246,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 223,167 | $245,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 131,192 | $244,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 10,785 | $243,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 63,455 | $243,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 200,000 | $243,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 27,672 | $242,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 300,000 | $242,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 3,000 | $241,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 11,000 | $240,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 17,128 | $240,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 29,851 | $240,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 375,120 | $238,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,128 | $237,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 168,381 | $236,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 22,660 | $236,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 58,508 | $235,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R841 | WBI BULBEAR TR | 13,945 | $234,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 262,521 | $233,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 30,270 | $232,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 55,992 | $231,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 79,913 | $231,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 8,095 | $230,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 11,912 | $230,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 115,195 | $229,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 4,450 | $228,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 25,270 | $228,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 217,783 | $227,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,040 | $227,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 30,041 | $227,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 31,580 | $226,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 114,390 | $224,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,338 | $223,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 6,842 | $223,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 15,816 | $223,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 1,177,751 | $223,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 23,704 | $223,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 4,783 | $221,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 77,247 | $221,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 54,085 | $220,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 13,941 | $220,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 116,290 | $220,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1,417 | $219,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 5,081 | $218,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 20,710 | $218,000 | thousands by filing date | |
| ARBOR RLTY TR INC | 038923AF5 | NOTE 5.250% 7/0 | 500,000 | $218,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 258,000 | $218,000 | thousands by filing date | |
| AKAZOO SA COM NPV | L0164E108 | COMMON STOCK | 77,500 | $217,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 240,311 | $216,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 98,813 | $216,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 6,875 | $215,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 125,159 | $215,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 34,719 | $214,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,471 | $211,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 5,016 | $210,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 22,506 | $207,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 52,562 | $207,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 33,283 | $206,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 175,745 | $206,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 43,452 | $205,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 282,787 | $205,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 58,551 | $204,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 5,098 | $202,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 70,718 | $201,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 117,254 | $199,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 83,523 | $199,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 53,025 | $199,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 13,025 | $198,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 18,597 | $196,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 36,936 | $196,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 99,976 | $195,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 260,258 | $195,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 26,165 | $194,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 13,575 | $193,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 412,273 | $193,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 185,287 | $192,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 68,050 | $191,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 81,484 | $191,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 272,304 | $190,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 76,637 | $190,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 120,222 | $190,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 11,781 | $188,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 11,338 | $187,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 327,801 | $187,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 99,151 | $187,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 220,169 | $186,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 87,543 | $185,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 45,040 | $184,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R833 | WBI BULBEAR TR | 11,372 | $184,000 | thousands by filing date | |
| NEON THERAPEUTICS INC | 64050Y100 | COM | 69,630 | $184,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 32,243 | $183,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 73,381 | $183,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 46,424 | $182,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 11,901 | $180,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 43,069 | $180,000 | thousands by filing date | |
| SHARPSPRING INC | 820054104 | COM | 29,755 | $180,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 123,076 | $179,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 18,811 | $179,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 30,146 | $176,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 33,881 | $176,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 195,422 | $175,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 61,261 | $175,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 142,413 | $175,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 171,434 | $175,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 183,409 | $174,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 11,070 | $174,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 145,319 | $173,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 120,932 | $173,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 14,297 | $172,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 11,046 | $171,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 10,865 | $171,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 448,958 | $170,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 82,271 | $170,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 108,141 | $168,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 10,000 | $167,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 67,843 | $167,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 16,474 | $166,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 78,099 | $166,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 66,794 | $165,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 22,390 | $162,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 11,857 | $161,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 21,404 | $161,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 247,803 | $161,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 11,961 | $160,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 82,672 | $157,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 41,343 | $156,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 21,051 | $154,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 27,261 | $154,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 34,001 | $154,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 30,909 | $153,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 80,486 | $152,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 50,598 | $151,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 513,031 | $151,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 28,411 | $150,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 51,200 | $149,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 19,429 | $149,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 15,359 | $147,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 69,805 | $147,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 24,466 | $146,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 48,716 | $144,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 58,102 | $144,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 140,029 | $143,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 27,388 | $143,000 | thousands by filing date | |
| SOLITON INC | 834251100 | COM | 17,560 | $142,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 28,715 | $139,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 43,910 | $139,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 209,735 | $138,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 15,814 | $137,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 117,515 | $137,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 42,410 | $136,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 41,251 | $136,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 68,651 | $134,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 11,116 | $133,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 10,966 | $131,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 10,806 | $131,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 67,825 | $130,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 18,840 | $130,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 137,836 | $128,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 308,451 | $127,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 197,598 | $124,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 90,125 | $123,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 15,850 | $122,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 42,393 | $122,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 19,729 | $122,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 83,800 | $122,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 199,526 | $120,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 10,001 | $116,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 108,231 | $113,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 25,900 | $113,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 37,621 | $112,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 25,997 | $111,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 11,596 | $111,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 19,867 | $109,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 19,698 | $109,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 13,506 | $108,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 30,851 | $108,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 25,744 | $108,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 35,261 | $106,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 13,322 | $106,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 20,852 | $103,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 55,855 | $103,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 55,962 | $101,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 65,250 | $101,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 31,912 | $100,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 15,409 | $100,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 26,194 | $100,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 57,497 | $100,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 66,689 | $100,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 56,942 | $99,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 79,771 | $99,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 229,643 | $99,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 3,500 | $98,000 | thousands by filing date | call |
| CO-DIAGNOSTICS INC | 189763105 | COM | 12,864 | $98,000 | thousands by filing date | |
| BEYOND AIR INC | 08862L103 | COM | 12,272 | $98,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 19,736 | $97,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 22,633 | $97,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 434,522 | $97,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 19,221 | $96,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 13,398 | $95,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 12,942 | $94,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 28,375 | $91,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 14,648 | $90,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 47,536 | $90,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 41,181 | $89,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 36,869 | $88,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 107,743 | $88,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 11,419 | $86,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 26,202 | $86,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 26,097 | $86,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 42,218 | $85,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 19,383 | $84,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 42,397 | $84,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 468,246 | $83,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 24,256 | $83,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 60,669 | $83,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 55,464 | $83,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 26,746 | $83,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 80,271 | $83,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 59,124 | $82,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 26,366 | $82,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 18,593 | $81,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 324,598 | $81,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 10,292 | $80,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 28,791 | $80,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 53,812 | $80,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 47,883 | $79,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 43,223 | $79,000 | thousands by filing date | |
| SUTTER ROCK CAP CORP | 86944Q100 | COM | 13,476 | $79,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 14,490 | $79,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 13,303 | $77,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 101,375 | $75,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 14,515 | $74,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 41,708 | $74,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 20,214 | $74,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 22,501 | $74,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 21,644 | $74,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 56,459 | $74,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 157,213 | $74,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 54,021 | $74,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 17,148 | $73,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 21,606 | $73,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 29,137 | $73,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 103,014 | $72,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 11,453 | $71,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 22,330 | $71,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 13,072 | $70,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 46,843 | $70,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 10,058 | $69,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 85,454 | $69,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 18,819 | $67,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 11,074 | $67,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 35,952 | $67,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 543,589 | $66,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 52,275 | $66,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 26,783 | $66,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 74,270 | $65,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 39,459 | $65,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 64,620 | $65,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 21,463 | $64,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 68,348 | $64,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 15,902 | $64,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 39,381 | $63,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 84,382 | $63,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 14,655 | $63,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 15,452 | $63,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 13,479 | $63,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 47,501 | $63,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 33,732 | $63,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 28,110 | $62,000 | thousands by filing date | |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 10,787 | $61,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 108,773 | $61,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 34,449 | $60,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 24,808 | $60,000 | thousands by filing date | |
| Roadrunner Transportation Systems Inc | 76973Q204 | USD | 23,522 | $60,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 335,760 | $60,000 | thousands by filing date | |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 42,707 | $59,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 22,140 | $58,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 30,984 | $58,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 69,505 | $58,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 222,270 | $58,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 22,656 | $57,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 19,865 | $57,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 33,092 | $57,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 61,157 | $57,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 17,621 | $56,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 45,005 | $55,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 25,812 | $54,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 28,173 | $53,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 105,570 | $53,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 16,254 | $52,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 17,252 | $52,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 15,758 | $52,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 11,788 | $52,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 22,227 | $51,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 21,162 | $50,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 11,583 | $50,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 45,827 | $50,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 18,830 | $49,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 50,783 | $49,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 31,607 | $49,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 46,571 | $49,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 12,562 | $48,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 10,066 | $48,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 62,928 | $48,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 16,775 | $48,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 12,031 | $47,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 45,950 | $47,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 10,449 | $47,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 17,734 | $46,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 63,681 | $45,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 12,771 | $44,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 11,367 | $44,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 39,322 | $44,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 137,500 | $43,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 21,479 | $43,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 45,139 | $42,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 30,059 | $41,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 52,290 | $41,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 28,468 | $41,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 72,265 | $41,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 15,615 | $40,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 193,284 | $40,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 48,963 | $39,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 37,084 | $39,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 23,596 | $39,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 23,886 | $39,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 31,370 | $39,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 93,712 | $39,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-20-000051 | this filing | 2020-05-06 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-21-000088 | added | 2021-10-08 | acceptance time not in the bulk data set |