13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-06, with 4,095 holding rows worth $301,787,472,000.
- Accession
- 0001390777-20-000051
- Filer
- CIK 1390777
- Filed
- 2020-05-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 23,151 entries on the cover page, a total value of $301,787,472,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $301,787,472,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerHardman Johnston Global Advisors LLC028-05210
- reports for this filerMANAGED ASSET PORTFOLIOS, LLC028-16090
- reports for this filerMawer Investment Management Ltd.028-14623
- reports for this filerUNITED SERVICES AUTOMOBILE ASSOCIATION028-05810
- included managerBNY Mellon Trust of Delaware 028-17542
- included managerMellon Investments Corporation 028-02900
- included managerBNY Mellon Investment Adviser, Inc. 028-00127
- included managerNewton Investment Management Limited 028-04797
- included managerBNY Mellon Securities Corporation 028-18785
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-17544
- included managerCenterSquare Investment Management, LLC 028-18741
- included managerLockwood Advisors, Inc. 028-11769
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerBoston Partners Global Investors, Inc. 028-12484
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerBNY Mellon Investment Management Cayman Ltd. 028-17546
- included managerChanning Capital Management 028-11090
- included managerMoody Aldrich Partners LLC 028-04634
- included managerRedwood Investments, LLC 028-12234
- included managerNationwide Fund Advisors 028-05161
- included managerAlaska Permanent Fund Corporation 028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BENEFITFOCUS INC | 08180D106 | COM | 109,426 | $975,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 99,807 | $973,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 72,062 | $973,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 226,249 | $973,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 1,304,000 | $973,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 299,242 | $972,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 1,325,000 | $969,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 39,033 | $968,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 308,961 | $967,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 29,497 | $964,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 39,185 | $962,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 168,178 | $961,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 38,856 | $958,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 50,811 | $957,000 | thousands by filing date | |
| BENEFYTT TECHNOLOGIES INC | 08182C106 | COM CL A | 42,774 | $957,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 159,131 | $955,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 200,342 | $954,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 650,000 | $954,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 214,963 | $954,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 61,440 | $953,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 38,063 | $952,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 21,145 | $951,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 4,164 | $951,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 1,000,000 | $951,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 39,384 | $950,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 379,500 | $949,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 172,688 | $946,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 71,912 | $943,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 37,402 | $943,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 1,000,000 | $942,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 46,979 | $941,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 233,654 | $941,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 1,000,000 | $938,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 34,789 | $937,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 20,619 | $935,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 15,587 | $934,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 45,750 | $931,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 32,787 | $930,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 7,038 | $927,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 165,263 | $927,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 55,723 | $927,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 1,007,000 | $924,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 130,249 | $923,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 950,000 | $922,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 99,832 | $916,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 105,619 | $916,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 506,461 | $916,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 11,695 | $915,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 38,973 | $913,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 68,728 | $913,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 142,005 | $908,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 67,711 | $907,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 82,622 | $906,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 66,863 | $905,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 1,105,000 | $901,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 900,052 | $901,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 30,997 | $900,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 91,956 | $899,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 54,754 | $898,000 | thousands by filing date | |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 1,050,000 | $898,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 47,744 | $897,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 17,914 | $896,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 575,814 | $893,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 762,850 | $893,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 100,858 | $892,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 184,334 | $892,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 68,905 | $889,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 1,006,000 | $882,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 11,551 | $880,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 124,558 | $878,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 266,487 | $877,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 25,629 | $875,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 36,468 | $873,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,313,149 | $871,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 322,492 | $870,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 358,815 | $869,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 77,811 | $869,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 31,368 | $868,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 900,000 | $868,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 63,451 | $866,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 117,237 | $865,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 83,575 | $865,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 50,812 | $863,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 48,196 | $860,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 23,428 | $859,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 39,068 | $856,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 89,211 | $848,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 31,612 | $844,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 46,001 | $842,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 7,567 | $840,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 39,662 | $840,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 27,063 | $840,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 900,000 | $837,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 32,799 | $836,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 58,445 | $836,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 800,000 | $835,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 1,241,617 | $833,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 850,000 | $833,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 107,077 | $833,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 419,990 | $830,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 192,339 | $829,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 113,170 | $826,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 258,001 | $826,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 112,279 | $823,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 900,000 | $820,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 155,251 | $819,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 150,828 | $818,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 75,133 | $816,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 87,039 | $815,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 1,141,013 | $814,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 296,881 | $814,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 26,630 | $813,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 1,804,000 | $812,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 49,735 | $809,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 6,614 | $806,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 155,963 | $805,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 24,753 | $801,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 27,599 | $798,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 59,369 | $798,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 150,658 | $798,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 48,191 | $797,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 1,004,000 | $794,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 24,049 | $793,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 86,717 | $792,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 50,805 | $790,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 215,700 | $789,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 29,775 | $789,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 35,703 | $789,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 32,384 | $788,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 92,996 | $787,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 325,348 | $784,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 388,134 | $784,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 1,006,000 | $783,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 23,621 | $782,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 47,364 | $782,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 34,736 | $780,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 1,000,000 | $780,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 78,125 | $779,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 186,485 | $777,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 10,759 | $777,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 7,017 | $774,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 63,925 | $774,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 8,032 | $773,000 | thousands by filing date | |
| ASTRANA HEALTH INC | 03763A207 | COM NEW | 59,778 | $772,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 28,080 | $772,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 14,901 | $771,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 28,847 | $771,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 186,466 | $770,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 8,346 | $769,000 | thousands by filing date | |
| VIELA BIO INC. | 926613100 | Common Stock | 20,173 | $767,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 72,404 | $765,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 82,600 | $762,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 30,447 | $760,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 1,100,000 | $760,000 | thousands by filing date | |
| GNC Holdings | 36191GAB3 | CONV BOND | 800,000 | $760,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 412,097 | $758,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 73,840 | $757,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 38,787 | $756,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 194,262 | $752,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 35,861 | $750,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 700,000 | $749,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 48,222 | $747,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 101,149 | $745,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 66,773 | $745,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 48,767 | $743,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 29,077 | $743,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 269,876 | $742,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 65,609 | $739,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 163,246 | $738,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 18,470 | $737,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 2,837,717 | $737,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 24,917 | $735,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 123,251 | $733,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 44,744 | $733,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 6,236 | $732,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 47,924 | $731,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 65,531 | $731,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 850,000 | $731,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AP4 | NOTE 2.000% 2/0 | 605,000 | $731,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 61,088 | $730,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 22,338 | $729,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 113,934 | $729,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 264,474 | $728,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 250,000 | $727,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 38,592 | $726,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 16,097 | $725,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 83,398 | $725,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 68,871 | $723,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 26,484 | $720,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 24,084 | $718,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 159,938 | $718,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 9,259 | $717,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 65,378 | $717,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 30,765 | $715,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 228,468 | $710,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 67,787 | $709,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 754,000 | $709,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 34,886 | $707,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 9,055 | $706,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 21,465 | $704,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 20,072 | $703,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 161,283 | $697,000 | thousands by filing date | |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 850,000 | $697,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 59,641 | $696,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 132,420 | $695,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 125,250 | $695,000 | thousands by filing date | |
| SEA LTD | 81141RAB6 | CONV BD US | 300,000 | $695,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 750,000 | $694,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 219,176 | $693,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 235,046 | $693,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 900,000 | $693,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 35,517 | $692,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 27,507 | $692,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 95,297 | $692,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 116,764 | $692,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 55,853 | $691,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 149,777 | $690,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 13,308 | $684,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 56,216 | $679,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 58,156 | $678,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 5,443 | $676,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 30,000 | $676,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 800,000 | $673,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 19,617 | $672,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 238,142 | $672,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 50,676 | $671,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 21,742 | $669,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 44,821 | $668,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 55,151 | $666,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 59,975 | $664,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 1,000,000 | $663,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 500,000 | $661,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 80,678 | $659,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 269,110 | $656,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 49,154 | $655,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 39,458 | $655,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 124,128 | $647,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 137,871 | $644,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 15,286 | $642,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 39,125 | $642,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 1,143,857 | $642,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 700,000 | $641,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 4,636 | $640,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 31,300 | $640,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 60,637 | $639,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 44,274 | $639,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 97,184 | $635,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 26,962 | $635,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 150,542 | $634,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 66,690 | $631,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 66,120 | $630,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 100,046 | $621,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 123,150 | $619,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 51,308 | $618,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 91,492 | $615,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 113,032 | $613,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 123,332 | $610,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 99,671 | $601,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 76,196 | $600,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 128,277 | $599,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 99,037 | $597,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 54,877 | $596,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 705,000 | $596,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 73,455 | $596,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 30,020 | $595,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 57,462 | $594,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 62,300 | $593,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 159,430 | $593,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 45,363 | $591,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 850,000 | $591,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 83,583 | $590,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 26,238 | $590,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 71,908 | $588,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 82,522 | $588,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 2,993 | $586,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 550,835 | $584,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 25,366 | $584,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 266,783 | $584,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 131,171 | $583,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923AH1 | NOTE 5.250% 7/0 | 500,000 | $583,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 79,271 | $582,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 10,281 | $582,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 27,456 | $582,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 13,152 | $581,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 500,000 | $581,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 750,000 | $578,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 19,267 | $577,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 17,406 | $577,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 83,635 | $577,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 51,922 | $576,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 227,114 | $575,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 700,000 | $574,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 77,963 | $572,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 900,000 | $569,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 67,542 | $567,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 52,543 | $566,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 31,209 | $565,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 9,524 | $563,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 87,808 | $563,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 35,629 | $563,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 545,213 | $562,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 18,549 | $562,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 20,779 | $560,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 411,329 | $560,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 32,711 | $559,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 193,654 | $558,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 74,814 | $558,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 27,783 | $554,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 550,000 | $553,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 83,286 | $552,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 102,667 | $551,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 37,716 | $551,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 700,000 | $548,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 300,000 | $548,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 42,795 | $547,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 44,460 | $547,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 559,000 | $546,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 16,076 | $540,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 42,414 | $540,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 17,162 | $538,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 103,808 | $538,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 21,447 | $537,000 | thousands by filing date | |
| JPMorgan BetaBuilders Europe ETF | 46641Q720 | Exchange Traded Fund | 28,022 | $537,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 156,382 | $537,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 2,678,858 | $536,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 650,000 | $536,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 19,351 | $531,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 117,565 | $531,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 102,792 | $530,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 36,032 | $529,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 36,035 | $529,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 11,632 | $529,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 84,724 | $528,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 35,676 | $528,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 125,197 | $527,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 350,000 | $526,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 142,380 | $525,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 131,070 | $525,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 55,567 | $524,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 248,982 | $524,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 36,435 | $522,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 61,663 | $522,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 76,783 | $522,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 29,513 | $521,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 342,738 | $517,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 43,611 | $517,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 227,608 | $517,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 33,293 | $516,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 149,668 | $516,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 86,844 | $516,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 334,817 | $516,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 266,945 | $515,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,730 | $513,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 114,024 | $512,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 39,964 | $512,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 39,749 | $511,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 13,723 | $511,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 16,241 | $511,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 47,981 | $510,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 59,723 | $510,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 93,070 | $508,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 281,076 | $507,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 5,006 | $506,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 103,403 | $506,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 76,613 | $506,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 160,062 | $505,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 240,392 | $505,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 233,806 | $505,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 84,890 | $505,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 9,696 | $498,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 18,476 | $498,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 14,970 | $496,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 38,843 | $496,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 233,057 | $494,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 153,842 | $494,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 529,271 | $494,000 | thousands by filing date | |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 250,000 | $489,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 190,567 | $487,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 69,820 | $486,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 211,943 | $485,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 63,367 | $484,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 130,748 | $483,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 22,341 | $483,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 237,907 | $483,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 59,560 | $481,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367PAB6 | NOTE 2.000% 6/1 | 500,000 | $481,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 207,553 | $480,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 156,758 | $480,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 9,812 | $480,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 55,085 | $480,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 69,207 | $480,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 82,082 | $478,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 75,011 | $477,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 156,468 | $477,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 15,450 | $475,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 419,773 | $475,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 67,755 | $473,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 39,844 | $473,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 715,707 | $472,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 450,000 | $470,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 175,037 | $469,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 8,588 | $468,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 123,516 | $467,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,456,352 | $466,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 80,212 | $465,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 18,819 | $464,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 149,994 | $464,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 25,200 | $463,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 70,032 | $463,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 34,003 | $462,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 225,574 | $462,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 7,860 | $461,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 72,207 | $461,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 17,782 | $459,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 36,623 | $458,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 7,554 | $457,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 44,791 | $456,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 76,372 | $456,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 500,000 | $456,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 205,080 | $455,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 16,931 | $454,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 4,194 | $454,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 10,725 | $453,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 269,484 | $453,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 4,887 | $452,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 439,096 | $452,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 475,054 | $451,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 170,714 | $451,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 146,847 | $450,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 95,581 | $450,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 31,436 | $449,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 278,928 | $449,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 350,000 | $448,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 33,901 | $446,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 409,000 | $446,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 122,166 | $443,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 500,000 | $443,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 95,106 | $443,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 60,619 | $440,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 7,080 | $439,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 134,173 | $438,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 104,967 | $438,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 21,506 | $438,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 193,951 | $436,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 113,528 | $434,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 29,319 | $430,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 6,076 | $429,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 5,572 | $429,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 84,727 | $429,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 4,701 | $429,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 57,929 | $428,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 29,809 | $428,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 90,745 | $428,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 99,424 | $425,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 7,370 | $425,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 32,018 | $424,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 279,560 | $422,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 96,404 | $420,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 300,000 | $420,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 283,137 | $419,000 | thousands by filing date | |
| OIL STS INTL INC | 678026AH8 | NOTE 1.500% 2/1 | 500,000 | $419,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 119,383 | $418,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 90,357 | $416,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 23,129 | $416,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 18,729 | $414,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 108,042 | $413,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 35,877 | $413,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 723,238 | $409,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 114,622 | $409,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 300,000 | $408,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 95,562 | $407,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 509,383 | $407,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 50,240 | $406,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 13,262 | $406,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 60,970 | $405,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 18,050 | $405,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 22,421 | $403,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 34,456 | $403,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 25,537 | $402,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 500,000 | $401,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 400,000 | $400,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 111,172 | $399,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 33,303 | $398,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 400,000 | $396,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 3,129 | $395,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 62,706 | $394,000 | thousands by filing date | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 35,743 | $391,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 21,908 | $391,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 38,932 | $389,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 15,303 | $389,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,500 | $387,000 | thousands by filing date | call |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 97,124 | $387,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 52,315 | $387,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 3,014 | $386,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 86,270 | $386,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 67,877 | $384,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 7,278 | $383,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 42,204 | $382,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 25,022 | $381,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 104,544 | $381,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-20-000051 | this filing | 2020-05-06 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-21-000088 | added | 2021-10-08 | acceptance time not in the bulk data set |