13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-06, with 4,095 holding rows worth $301,787,472,000.
- Accession
- 0001390777-20-000051
- Filer
- CIK 1390777
- Filed
- 2020-05-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 23,151 entries on the cover page, a total value of $301,787,472,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $301,787,472,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerHardman Johnston Global Advisors LLC028-05210
- reports for this filerMANAGED ASSET PORTFOLIOS, LLC028-16090
- reports for this filerMawer Investment Management Ltd.028-14623
- reports for this filerUNITED SERVICES AUTOMOBILE ASSOCIATION028-05810
- included managerBNY Mellon Trust of Delaware 028-17542
- included managerMellon Investments Corporation 028-02900
- included managerBNY Mellon Investment Adviser, Inc. 028-00127
- included managerNewton Investment Management Limited 028-04797
- included managerBNY Mellon Securities Corporation 028-18785
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-17544
- included managerCenterSquare Investment Management, LLC 028-18741
- included managerLockwood Advisors, Inc. 028-11769
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerBoston Partners Global Investors, Inc. 028-12484
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerBNY Mellon Investment Management Cayman Ltd. 028-17546
- included managerChanning Capital Management 028-11090
- included managerMoody Aldrich Partners LLC 028-04634
- included managerRedwood Investments, LLC 028-12234
- included managerNationwide Fund Advisors 028-05161
- included managerAlaska Permanent Fund Corporation 028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 81,451 | $2,205,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 105,600 | $2,191,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 178,564 | $2,187,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 141,801 | $2,183,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 333,858 | $2,170,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 84,026 | $2,169,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 132,551 | $2,167,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 332,141 | $2,160,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 35,196 | $2,154,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 1,759,483 | $2,146,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 325,352 | $2,138,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 2,175,000 | $2,137,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 23,984 | $2,132,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 181,933 | $2,116,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 172,966 | $2,115,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 187,375 | $2,114,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 162,193 | $2,110,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 162,603 | $2,099,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 108,014 | $2,092,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 22,194 | $2,088,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 175,618 | $2,081,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 136,716 | $2,076,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 37,208 | $2,072,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 149,244 | $2,071,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 40,013 | $2,067,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 188,941 | $2,064,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 16,165 | $2,047,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 20,845 | $2,044,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 245,707 | $2,039,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 97,325 | $2,037,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 831,436 | $2,037,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 127,879 | $2,036,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 111,177 | $2,035,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 613,723 | $2,020,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 158,940 | $2,018,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 123,198 | $2,016,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 2,300,000 | $2,016,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 260,476 | $2,016,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 77,576 | $2,010,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 55,047 | $2,009,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 161,048 | $2,008,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 2,100,000 | $2,007,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 91,006 | $2,003,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 115,684 | $1,999,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 132,189 | $1,992,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 131,195 | $1,991,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 122,381 | $1,987,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 77,558 | $1,986,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 107,424 | $1,974,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 89,234 | $1,971,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 544,207 | $1,970,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 149,971 | $1,959,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 230,834 | $1,952,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 1,989,994 | $1,951,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 2,250,000 | $1,946,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 1,136,211 | $1,943,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 16,000 | $1,941,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 510,473 | $1,940,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 140,846 | $1,932,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 87,729 | $1,930,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 95,603 | $1,924,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 32,578 | $1,922,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 490,205 | $1,922,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 61,165 | $1,922,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 37,847 | $1,920,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 682 | $1,918,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 129,287 | $1,918,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 333,394 | $1,916,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 189,031 | $1,915,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 384,411 | $1,914,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 48,086 | $1,911,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 165,447 | $1,911,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 181,616 | $1,910,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 70,428 | $1,901,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 420,863 | $1,894,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 79,173 | $1,893,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 14,841 | $1,891,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 357,501 | $1,885,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 93,837 | $1,876,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 279,045 | $1,875,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 133,885 | $1,865,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 115,493 | $1,865,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 76,039 | $1,862,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 435,584 | $1,855,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 66,302 | $1,853,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 217,692 | $1,853,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 331,829 | $1,850,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 90,528 | $1,849,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 70,408 | $1,848,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 49,852 | $1,848,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 72,381 | $1,840,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 35,250 | $1,839,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 150,930 | $1,837,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 102,300 | $1,836,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 85,564 | $1,828,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 198,861 | $1,824,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 180,246 | $1,815,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 720,265 | $1,814,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 138,712 | $1,811,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 39,575 | $1,808,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 95,692 | $1,806,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 91,554 | $1,805,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 43,625 | $1,801,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 162,645 | $1,800,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 283,142 | $1,800,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 311,454 | $1,800,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 177,457 | $1,799,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 84,656 | $1,794,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 93,977 | $1,792,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 45,028 | $1,785,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 351,687 | $1,783,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 194,335 | $1,782,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 175,381 | $1,780,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 126,111 | $1,778,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 165,570 | $1,773,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 4,541,423 | $1,772,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 115,830 | $1,763,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 31,187 | $1,762,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 94,860 | $1,762,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 614,972 | $1,759,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 49,248 | $1,758,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 178,350 | $1,747,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 177,355 | $1,745,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 183,514 | $1,742,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 800,000 | $1,742,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 1,000,000 | $1,735,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 43,723 | $1,732,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 132,016 | $1,729,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 294,148 | $1,726,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 113,191 | $1,721,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 1,600,000 | $1,721,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 2,150,000 | $1,719,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 122,980 | $1,716,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 58,366 | $1,698,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 304,005 | $1,688,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 73,082 | $1,684,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 79,392 | $1,684,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 319,526 | $1,678,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 113,088 | $1,672,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 139,922 | $1,659,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 107,771 | $1,658,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 232,435 | $1,655,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 105,921 | $1,653,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 447,817 | $1,652,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 427,802 | $1,647,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 31,602 | $1,643,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 91,649 | $1,637,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 226,333 | $1,637,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 192,388 | $1,635,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 105,067 | $1,635,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 42,738 | $1,634,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 340,039 | $1,632,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 950,000 | $1,629,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 26,579 | $1,627,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 38,630 | $1,615,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 65,541 | $1,609,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 449,301 | $1,609,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 50,366 | $1,607,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 72,150 | $1,605,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 271,533 | $1,605,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 94,404 | $1,601,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 79,324 | $1,600,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 787,459 | $1,599,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 82,467 | $1,596,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 99,926 | $1,591,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 28,359 | $1,588,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 245,440 | $1,586,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 14,668 | $1,583,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 160,382 | $1,578,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 36,529 | $1,575,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 113,043 | $1,574,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 1,609,000 | $1,572,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 18,262 | $1,566,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 21,778 | $1,558,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 723,317 | $1,555,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 204,742 | $1,554,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 255,638 | $1,552,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 1,500,000 | $1,548,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 288,721 | $1,544,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 447,577 | $1,539,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 10,591 | $1,538,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 168,539 | $1,535,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 1,850,000 | $1,532,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 274,631 | $1,532,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 77,407 | $1,529,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 102,122 | $1,528,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 56,420 | $1,524,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 180,971 | $1,520,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 75,687 | $1,519,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 172,266 | $1,517,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 53,197 | $1,514,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 69,893 | $1,511,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 33,142 | $1,510,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 742,424 | $1,508,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 23,541 | $1,504,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 417,712 | $1,504,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 241,848 | $1,501,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 44,838 | $1,499,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 195,231 | $1,498,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 817,223 | $1,495,000 | thousands by filing date | |
| FIRST CHOICE BANCORP | 31948P104 | COM | 99,552 | $1,495,000 | thousands by filing date | |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 550,000 | $1,494,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 149,828 | $1,491,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 139,901 | $1,490,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 143,868 | $1,489,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 43,744 | $1,487,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 1,650,000 | $1,485,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 629,369 | $1,485,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 7,010 | $1,484,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 107,867 | $1,482,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 104,665 | $1,478,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 39,356 | $1,476,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 315,168 | $1,475,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 133,726 | $1,473,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 314,001 | $1,472,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 24,092 | $1,469,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 93,566 | $1,466,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 54,504 | $1,463,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 1,500,000 | $1,456,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 1,802,000 | $1,456,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 746,265 | $1,455,000 | thousands by filing date | |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 1,400,000 | $1,455,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 54,667 | $1,454,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 10,498 | $1,447,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 1,600,000 | $1,443,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 170,597 | $1,440,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 365,019 | $1,438,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 509,563 | $1,437,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 140,666 | $1,433,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 21,336 | $1,430,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 131,922 | $1,428,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 69,700 | $1,425,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 877,909 | $1,422,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 47,569 | $1,418,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 142,108 | $1,416,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 112,350 | $1,415,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 185,491 | $1,415,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 9,409 | $1,414,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 39,267 | $1,413,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 121,845 | $1,407,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 434,752 | $1,405,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 803,200 | $1,397,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 144,463 | $1,395,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 1,400,000 | $1,395,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 54,887 | $1,394,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 548,478 | $1,393,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 205,831 | $1,392,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 266,194 | $1,391,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 37,618 | $1,389,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 157,900 | $1,387,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 88,979 | $1,383,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 242,679 | $1,380,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 1,605,000 | $1,380,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 28,561 | $1,379,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 669,115 | $1,379,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 33,919 | $1,379,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 105,679 | $1,378,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 803,645 | $1,366,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 115,720 | $1,366,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 44,858 | $1,366,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 1,707,000 | $1,366,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 47,151 | $1,364,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 131,126 | $1,360,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 505,553 | $1,360,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 55,698 | $1,360,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 208,561 | $1,360,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 1,500,000 | $1,355,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 309,667 | $1,353,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 294,865 | $1,344,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 1,500,000 | $1,337,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 1,466,409 | $1,337,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 37,115 | $1,336,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 309,658 | $1,334,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 1,200,000 | $1,333,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 188,106 | $1,332,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 136,351 | $1,328,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 161,411 | $1,327,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 32,985 | $1,324,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 253,101 | $1,324,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 1,417,920 | $1,322,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 57,384 | $1,320,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 37,953 | $1,318,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 47,739 | $1,318,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 213,635 | $1,316,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 305,222 | $1,312,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 57,262 | $1,311,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 81,300 | $1,309,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,358,440 | $1,302,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 650,638 | $1,301,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 68,604 | $1,299,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 29,915 | $1,294,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 136,559 | $1,294,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 1,355,000 | $1,290,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 84,211 | $1,289,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 67,906 | $1,289,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 108,406 | $1,287,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 1,059,000 | $1,287,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 225,804 | $1,285,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 211,355 | $1,284,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 2,883,403 | $1,283,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 159,348 | $1,282,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 42,657 | $1,279,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 493,823 | $1,279,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 7,357,853 | $1,271,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 170,073 | $1,269,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 1,500,000 | $1,269,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 196,146 | $1,265,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 147,752 | $1,259,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 1,200,000 | $1,259,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 28,504 | $1,258,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 177,494 | $1,256,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 171,277 | $1,256,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 1,300,000 | $1,255,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 29,153 | $1,253,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 51,584 | $1,253,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 61,059 | $1,252,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 3,572,150 | $1,251,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 1,352,000 | $1,251,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 76,239 | $1,250,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 82,933 | $1,248,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 329,153 | $1,247,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 153,991 | $1,244,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 1,250,000 | $1,244,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 177,332 | $1,242,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 39,989 | $1,240,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 179,122 | $1,238,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 71,800 | $1,238,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 58,443 | $1,233,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 86,965 | $1,230,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 158,974 | $1,229,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 1,000,000 | $1,227,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 347,350 | $1,226,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 87,267 | $1,224,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 227,055 | $1,223,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 3,393,457 | $1,222,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 465,452 | $1,219,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 52,699 | $1,219,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 1,400,000 | $1,219,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 122,415 | $1,216,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 208,299 | $1,212,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 199,530 | $1,211,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 105,471 | $1,210,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 1,200,000 | $1,209,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 71,890 | $1,201,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 400,029 | $1,200,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 395,688 | $1,199,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 218,729 | $1,196,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 165,326 | $1,190,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 313,266 | $1,190,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 118,586 | $1,190,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 222,767 | $1,188,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 8,184 | $1,187,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 150,485 | $1,186,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 23,786 | $1,185,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 34,783 | $1,180,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 138,660 | $1,180,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 100,514 | $1,180,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 169,245 | $1,179,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 85,608 | $1,178,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 55,069 | $1,176,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 83,806 | $1,172,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 657,550 | $1,170,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 1,200,000 | $1,170,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 94,148 | $1,168,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 205,550 | $1,166,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 113,271 | $1,166,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 41,614 | $1,164,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 84,429 | $1,163,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 145,905 | $1,160,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 1,295,863 | $1,160,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 50,537 | $1,159,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 1,200,000 | $1,158,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 70,425 | $1,156,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 471,119 | $1,154,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 54,713 | $1,153,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 178,977 | $1,152,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 1,150,000 | $1,148,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 382,246 | $1,147,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 22,462 | $1,146,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 217,916 | $1,143,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 40,417 | $1,139,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 195,019 | $1,137,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 24,202 | $1,136,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 1,254,283 | $1,136,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 761,189 | $1,134,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 144,054 | $1,134,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 82,681 | $1,129,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 1,300,000 | $1,129,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 223,509 | $1,120,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 31,302 | $1,118,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 134,910 | $1,118,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 73,454 | $1,118,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 46,082 | $1,118,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 1,250,000 | $1,118,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 1,107,000 | $1,115,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 49,854 | $1,115,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 19,107 | $1,111,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 44,651 | $1,110,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 32,416 | $1,108,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 1,000,000 | $1,108,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 49,309 | $1,107,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 201,497 | $1,106,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 37,347 | $1,105,000 | thousands by filing date | |
| SPLUNK INC | 848637AD6 | BOND | 1,000,000 | $1,105,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 111,703 | $1,105,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 422,576 | $1,103,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 10,041 | $1,102,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739CAB8 | NOTE 1.000%10/0 | 1,250,000 | $1,100,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 1,100,000 | $1,099,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 124,665 | $1,099,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 20,134 | $1,098,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 150,124 | $1,097,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 8,558 | $1,096,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 1,300,000 | $1,095,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 156,421 | $1,093,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 175,252 | $1,092,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 83,244 | $1,091,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 35,883 | $1,085,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 856 | $1,084,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 148,746 | $1,078,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 105,008 | $1,076,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 688,933 | $1,075,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 260,134 | $1,072,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 48,458 | $1,071,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 40,809 | $1,071,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 7,453 | $1,069,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 46,934 | $1,069,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 170,437 | $1,069,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 87,808 | $1,068,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 41,230 | $1,066,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 108,223 | $1,065,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 47,850 | $1,064,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 119,293 | $1,062,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 17,545 | $1,061,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 48,720 | $1,061,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 336,471 | $1,060,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 39,260 | $1,060,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 88,733 | $1,059,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,304,000 | $1,059,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 74,419 | $1,056,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 1,000,000 | $1,055,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 18,691 | $1,050,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 5,683,547 | $1,049,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 551,557 | $1,048,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 42,743 | $1,048,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 1,000,000 | $1,045,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 93,277 | $1,044,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 64,218 | $1,043,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 1,160,352 | $1,042,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 5,602 | $1,041,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 103,370 | $1,041,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 1,250,000 | $1,041,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 68,532 | $1,040,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 217,326 | $1,039,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 193,537 | $1,037,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 400,000 | $1,036,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 73,126 | $1,034,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 185,612 | $1,034,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 60,816 | $1,032,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 2,712,081 | $1,030,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 302,450 | $1,029,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 311,673 | $1,029,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 98,427 | $1,028,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 246,131 | $1,026,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 264,189 | $1,025,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 442,916 | $1,023,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 13,835 | $1,022,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 94,019 | $1,020,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 82,295 | $1,015,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 127,623 | $1,015,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 1,150,000 | $1,010,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 429,200 | $1,008,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 3,008,158 | $1,007,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 36,502 | $1,005,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 120,755 | $1,005,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 68,517 | $1,004,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 1,300,000 | $1,001,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 108,878 | $999,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 838,962 | $998,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 1,304,000 | $998,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 900,000 | $997,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 133,265 | $997,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 125,500 | $996,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 700,000 | $996,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 1,400,000 | $996,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 241,259 | $994,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 209,007 | $993,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 40,167 | $992,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 73,391 | $990,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 55,200 | $988,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 185,868 | $988,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 38,233 | $987,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 50,838 | $983,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 1,000,000 | $983,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 950,000 | $978,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 89,883 | $977,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 191,055 | $977,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 700,000 | $977,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 61,117 | $976,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 1,106,000 | $976,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-20-000051 | this filing | 2020-05-06 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-21-000088 | added | 2021-10-08 | acceptance time not in the bulk data set |