13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 4,310 holding rows worth $361,306,462,000.
- Accession
- 0001390777-18-000086
- Filer
- CIK 1390777
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 25,539 entries on the cover page, a total value of $361,306,462,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $361,306,462,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer1832 Asset Management L.P.028-11685
- reports for this filerHardman Johnston Global Advisors LLC028-05210
- reports for this filerMANAGED ASSET PORTFOLIOS, LLC028-16090
- reports for this filerMawer Investment Management Ltd.028-14623
- reports for this filerABERDEEN ASSET MANAGEMENT PLC/UK028-04701
- included managerBNY Mellon Trust of Delaware 028-17542
- included managerBNY Mellon Asset Management North America Corporation 028-02900
- included managerThe Dreyfus Corporation 028-00127
- included managerNewton Investment Management (North America) Limited 028-17543
- included managerNewton Investment Management Limited 028-04797
- included managerMBSC Securities Corporation 028-12592
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-17544
- included managerCenterSquare Investment Management, LLC 028-18741
- included managerLockwood Advisors, Inc. 028-11769
- included managerInsight Investment Management (Global) Limited 028-12592
- included managerBNY Mellon Service Kapitalanlage-Gesellschaft mbH 028-17545
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerRobeco Investment Management, Inc. 028-12484
- included managerThompson, Siegel & Walmsley, LLC 028-04041
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerSirios Capital Management, L.P. 028-05369
- included managerBNY Mellon Capital Markets 028-12592
- included managerBNY Mellon Investment Management Cayman Ltd. 028-17546
- included managerChanning Capital Management 028-11090
- included managerMoody Aldrich Partners LLC 028-04634
- included managerCramer Rosenthal McGlynn, LLC 028-02028
- included managerRamius Advisors LLC 028-10674
- included managerKnights of Columbus Asset Advisors LLC 028-17560
- included managerRedwood Investments, LLC 028-12234
- included managerDalton Investments LLC 028-12151
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 21,542 | $593,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 75,013 | $593,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 20,665 | $592,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 9,183 | $591,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 35,419 | $591,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 53,665 | $591,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 87,554 | $590,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 61,790 | $590,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 600,000 | $590,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 22,651 | $588,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 21,720 | $588,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 108,959 | $583,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 28,995 | $582,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 27,064 | $582,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 750,000 | $582,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 104,626 | $581,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 86,093 | $580,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 500,000 | $580,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 500,000 | $580,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 350,000 | $579,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 27,643 | $575,000 | thousands by filing date | |
| COUNTY BANCORP INC | 221907108 | COM | 19,684 | $575,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 750,000 | $574,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 500,000 | $573,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 18,221 | $571,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 493,000 | $571,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 11,005 | $569,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 30,198 | $569,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 237,425 | $568,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 47,120 | $568,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 26,718 | $567,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 66,611 | $566,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 53,642 | $565,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 48,835 | $565,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 15,800 | $563,000 | thousands by filing date | call |
| INTEVAC INC | 461148108 | COM | 81,049 | $559,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 426,318 | $558,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 48,638 | $558,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 9,103 | $557,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 17,891 | $556,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 77,039 | $555,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 47,667 | $555,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 38,183 | $555,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 11,443 | $554,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 34,130 | $554,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 81,953 | $553,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 57,546 | $550,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 21,180 | $550,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 36,114 | $549,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 5,367 | $548,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 400,000 | $546,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 137,266 | $545,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 68,104 | $543,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 14,316 | $542,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 83,018 | $541,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 514,000 | $541,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 17,300 | $540,000 | thousands by filing date | |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 600,000 | $539,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 21,858 | $532,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 33,543 | $531,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 559,000 | $531,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 40,625 | $530,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 411,000 | $530,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 19,228 | $529,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 118,613 | $528,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 145,039 | $528,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 36,024 | $528,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 251,319 | $526,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 28,979 | $526,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 53,731 | $525,000 | thousands by filing date | |
| FOUR SEASONS ED CAYMAN INC SPON ADS | 35101A101 | ADR | 79,015 | $524,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 6,277 | $522,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,637 | $521,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 25,642 | $520,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 95,471 | $519,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 38,643 | $518,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 36,247 | $516,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 61,672 | $513,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 15,651 | $512,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 33,035 | $512,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 500,000 | $511,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 16,469 | $506,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 4,259 | $506,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 55,281 | $506,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 500,000 | $506,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 70,406 | $504,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 34,536 | $504,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 27,784 | $501,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 600,000 | $501,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052WAA2 | NOTE 2.750% 7/0 | 600,000 | $501,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 62,209 | $499,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 21,139 | $499,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 49,893 | $499,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 500,000 | $498,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 12,637 | $497,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 2,709 | $491,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 99,070 | $491,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 3,142 | $490,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 83,788 | $490,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 235,563 | $490,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 107,609 | $489,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 550,000 | $489,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 63,971 | $486,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 43,015 | $486,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 31,345 | $485,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 24,331 | $485,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 19,295 | $485,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 55,401 | $479,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 23,659 | $478,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 52,512 | $478,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 50,422 | $477,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 12,049 | $476,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 54,197 | $474,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 7,600 | $473,000 | thousands by filing date | call |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 23,564 | $472,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 121,231 | $471,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 511,000 | $471,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 121,450 | $470,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 121,733 | $467,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 38,808 | $466,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 105,409 | $466,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 6,713 | $464,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 8,099 | $463,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 177,566 | $463,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 12,943 | $461,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 9,299 | $460,000 | thousands by filing date | |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 500,000 | $459,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 10,690 | $458,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 12,366 | $457,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 400,000 | $457,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 509,000 | $456,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 715,774 | $455,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 99,697 | $454,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 500,000 | $450,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 24,214 | $448,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 406,000 | $446,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 17,481 | $444,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 10,522 | $443,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 8,873 | $442,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 12,527 | $440,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 5,944 | $438,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 200,000 | $438,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 2,073 | $434,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 254,000 | $432,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 13,283 | $431,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 49,966 | $430,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 61,769 | $430,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 12,814 | $429,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 9,538 | $429,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 4,846 | $429,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 218,104 | $426,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 110,603 | $426,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 16,909 | $426,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 38,683 | $424,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 118,975 | $423,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 15,624 | $423,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 15,698 | $422,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 8,815 | $421,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 300,000 | $421,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,895 | $420,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 56,625 | $420,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 18,792 | $419,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 23,445 | $419,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 2,655 | $418,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 23,470 | $417,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 131,220 | $416,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 609,670 | $416,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 74,361 | $413,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 55,875 | $413,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 46,828 | $410,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 124,078 | $409,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 29,951 | $409,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 297,915 | $408,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 66,030 | $406,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 36,922 | $406,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 31,230 | $405,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 10,227 | $404,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 5,961 | $404,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 30,000 | $401,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 10,664 | $400,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 65,538 | $399,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 94,862 | $397,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 41,432 | $397,000 | thousands by filing date | |
| CIENA CORP | 171779AJ0 | NOTE 3.750%10/1 | 300,000 | $397,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 97,977 | $396,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 18,792 | $395,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 10,031 | $394,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 37,147 | $393,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 12,961 | $393,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 24,811 | $392,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 400,000 | $392,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 8,438 | $391,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 25,800 | $390,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 27,360 | $389,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 11,405 | $389,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 34,022 | $389,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 8,603 | $388,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 15,425 | $388,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 9,611 | $387,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 300,000 | $382,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 250,000 | $382,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 37,159 | $379,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 56,588 | $379,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 102,197 | $378,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 4,495 | $377,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 22,631 | $376,000 | thousands by filing date | |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 300,000 | $376,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 9,803 | $375,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 15,351 | $375,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 13,235 | $373,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 30,814 | $373,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 42,600 | $373,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 350,000 | $373,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 361,654 | $372,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 50,794 | $369,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 5,263 | $367,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 176,117 | $367,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 73,941 | $366,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 200,000 | $366,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 165,138 | $364,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 96,286 | $363,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 17,116 | $363,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 93,280 | $362,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 2,580 | $361,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 7,182 | $361,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 16,417 | $361,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 13,705 | $361,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 277 | $357,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 24,471 | $357,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 50,350 | $357,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 171,051 | $357,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 34,377 | $356,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 198,070 | $356,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 43,348 | $355,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 94,243 | $355,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 14,341 | $355,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 250,000 | $354,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 400,000 | $352,000 | thousands by filing date | |
| CHINA ONLINE ED GROUP | 16954L105 | SPONSORED ADR | 36,073 | $351,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 9,095 | $350,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 14,645 | $350,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 118,154 | $350,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 88,760 | $350,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 103,259 | $350,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 300,000 | $350,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 4,696 | $347,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 53,880 | $347,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 66,031 | $346,000 | thousands by filing date | |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 10,578 | $345,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 111,354 | $341,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 52,847 | $339,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 22,110 | $339,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 91,210 | $338,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 9,527 | $338,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 121,656 | $337,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 27,626 | $337,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 72,301 | $336,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 18,574 | $332,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 12,885 | $332,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 7,209 | $330,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 61,496 | $329,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 3,440 | $329,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 6,323 | $328,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 14,989 | $328,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 13,461 | $328,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 34,057 | $327,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 5,609 | $327,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 17,714 | $325,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 220,303 | $324,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 7,388 | $322,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 34,004 | $321,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 13,012 | $319,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 9,753 | $318,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 37,557 | $318,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 12,213 | $318,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 3,032 | $316,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 283,827 | $316,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 44,837 | $316,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 192,736 | $316,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 27,317 | $315,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 20,315 | $313,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 23,132 | $313,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 22,276 | $313,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 48,022 | $313,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 12,542 | $312,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 18,104 | $311,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,600 | $310,000 | thousands by filing date | call |
| OPTINOSE INC | 68404V100 | COM | 15,438 | $309,000 | thousands by filing date | |
| YANDEX N.V. | 98474TAB3 | 1.125% CNV BDS 15/12/18 USD | 300,000 | $306,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 22,912 | $305,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 10,341 | $305,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 59,059 | $305,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 10,813 | $304,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 244,261 | $303,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 2,910 | $302,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 51,890 | $301,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 21,370 | $301,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 70,491 | $298,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 4,667 | $298,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 3,502 | $297,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 43,836 | $297,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 20,082 | $297,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 1,646 | $296,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 12,175 | $295,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 12,071 | $295,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 260,000 | $295,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 14,675 | $291,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 250,000 | $291,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 2,745 | $290,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 33,319 | $290,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 22,036 | $289,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 40,873 | $289,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 67,967 | $288,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 20,848 | $287,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 10,184 | $287,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 11,964 | $286,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 18,268 | $286,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 212,691 | $285,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 8,370 | $284,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 5,001 | $284,000 | thousands by filing date | |
| Arsanis Inc | 042873109 | COM | 12,362 | $283,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 11,339 | $282,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 10,912 | $281,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 7,629 | $280,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 5,298 | $279,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,989 | $277,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 11,402 | $277,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 12,086 | $277,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 14,298 | $276,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 6,943 | $275,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 51,826 | $275,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 36,214 | $273,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 339,158 | $271,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 107,706 | $269,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 56,936 | $268,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 10,462 | $267,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 32,838 | $266,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 7,770 | $265,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 2,898 | $264,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 33,162 | $263,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 112,242 | $263,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 6,060 | $262,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 6,562 | $262,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 250,000 | $261,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 4,184 | $259,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 4,000 | $257,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 149,275 | $254,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 250,000 | $253,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,752 | $252,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 11,866 | $252,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 3,594 | $251,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 250,000 | $250,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 147,640 | $250,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 17,925 | $249,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 27,898 | $249,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 380,559 | $249,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 71,099 | $248,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 11,694 | $248,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 35,342 | $248,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 53,945 | $247,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 218,280 | $247,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 13,636 | $247,000 | thousands by filing date | |
| COLONY NORTHSTAR CR REAL EST | 19626A101 | COM CL A | 13,013 | $247,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 7,912 | $246,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 92,209 | $246,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 18,028 | $246,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 250,000 | $246,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 250,000 | $246,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 2,200 | $245,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 2,816 | $245,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 49,365 | $244,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 4,436 | $242,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 8,162 | $242,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 19,083 | $241,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 49,463 | $240,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,159 | $238,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 3,938 | $238,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 7,831 | $238,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 13,972 | $238,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 41,828 | $238,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,320 | $236,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 25,768 | $236,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 6,463 | $235,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 28,514 | $235,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 10,881 | $234,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 4,664 | $232,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 8,211 | $232,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 8,639 | $231,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 9,749 | $230,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 2,622 | $229,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 3,286 | $228,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 11,909 | $228,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 33,331 | $227,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 13,136 | $227,000 | thousands by filing date | |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 250,000 | $226,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 9,843 | $225,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 8,216 | $225,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 11,448 | $223,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 7,547 | $223,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 200,000 | $223,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 154,306 | $223,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 25,850 | $222,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 15,432 | $222,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 24,301 | $221,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 15,641 | $220,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 3,451 | $220,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 76,014 | $220,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 7,499 | $220,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 4,693 | $219,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 7,593 | $218,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 7,518 | $218,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 143,930 | $218,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 9,751 | $217,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 5,455 | $216,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 7,501 | $213,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 6,095 | $212,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 11,394 | $212,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 252,118 | $212,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 42,170 | $211,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 235,552 | $211,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 11,097 | $208,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 29,506 | $208,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 11,607 | $207,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 195,168 | $205,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 3,271 | $204,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 9,000 | $203,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 1,701 | $203,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 6,219 | $203,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 14,199 | $202,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 74,151 | $202,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 1,578 | $201,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 54,780 | $201,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 66,835 | $199,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 11,214 | $199,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 11,225 | $197,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 49,616 | $193,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 37,162 | $191,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 62,608 | $191,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 115,746 | $191,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 39,886 | $190,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 10,554 | $189,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 13,169 | $189,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 19,378 | $188,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 46,496 | $186,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 11,401 | $185,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 80,900 | $185,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 19,193 | $185,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 26,683 | $185,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 18,534 | $184,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 31,605 | $184,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 15,355 | $180,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 25,388 | $180,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 14,525 | $180,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 14,631 | $178,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 46,479 | $178,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 15,129 | $177,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 83,951 | $177,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 51,926 | $176,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 22,304 | $176,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 13,419 | $174,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 11,707 | $171,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 28,215 | $170,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 46,236 | $170,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 2,400 | $166,000 | thousands by filing date | call |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 24,838 | $166,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 16,976 | $166,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 10,401 | $164,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 25,368 | $164,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 19,101 | $164,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 10,714 | $164,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 13,645 | $162,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 40,523 | $162,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 20,420 | $161,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 46,947 | $161,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 11,818 | $160,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 11,961 | $158,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 43,878 | $158,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 10,729 | $156,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 12,345 | $156,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 20,791 | $156,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 75,001 | $155,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 73,222 | $154,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 140,856 | $154,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 36,880 | $154,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 26,047 | $152,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 20,163 | $152,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 10,288 | $149,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 54,268 | $149,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 30,093 | $147,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 14,920 | $147,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 117,502 | $147,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 12,101 | $146,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 11,884 | $145,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 52,703 | $144,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 23,551 | $144,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 107,800 | $143,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 64,528 | $142,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 20,989 | $142,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 36,697 | $140,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 47,396 | $137,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-18-000086 | this filing | 2018-05-15 | acceptance time not in the bulk data set |