13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 4,310 holding rows worth $361,306,462,000.
- Accession
- 0001390777-18-000086
- Filer
- CIK 1390777
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 25,539 entries on the cover page, a total value of $361,306,462,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $361,306,462,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer1832 Asset Management L.P.028-11685
- reports for this filerHardman Johnston Global Advisors LLC028-05210
- reports for this filerMANAGED ASSET PORTFOLIOS, LLC028-16090
- reports for this filerMawer Investment Management Ltd.028-14623
- reports for this filerABERDEEN ASSET MANAGEMENT PLC/UK028-04701
- included managerBNY Mellon Trust of Delaware 028-17542
- included managerBNY Mellon Asset Management North America Corporation 028-02900
- included managerThe Dreyfus Corporation 028-00127
- included managerNewton Investment Management (North America) Limited 028-17543
- included managerNewton Investment Management Limited 028-04797
- included managerMBSC Securities Corporation 028-12592
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-17544
- included managerCenterSquare Investment Management, LLC 028-18741
- included managerLockwood Advisors, Inc. 028-11769
- included managerInsight Investment Management (Global) Limited 028-12592
- included managerBNY Mellon Service Kapitalanlage-Gesellschaft mbH 028-17545
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerRobeco Investment Management, Inc. 028-12484
- included managerThompson, Siegel & Walmsley, LLC 028-04041
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerSirios Capital Management, L.P. 028-05369
- included managerBNY Mellon Capital Markets 028-12592
- included managerBNY Mellon Investment Management Cayman Ltd. 028-17546
- included managerChanning Capital Management 028-11090
- included managerMoody Aldrich Partners LLC 028-04634
- included managerCramer Rosenthal McGlynn, LLC 028-02028
- included managerRamius Advisors LLC 028-10674
- included managerKnights of Columbus Asset Advisors LLC 028-17560
- included managerRedwood Investments, LLC 028-12234
- included managerDalton Investments LLC 028-12151
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 86,418 | $1,448,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 76,049 | $1,447,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 200,710 | $1,446,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 33,783 | $1,442,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 73,626 | $1,440,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 91,023 | $1,438,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 91,747 | $1,436,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 46,529 | $1,435,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 47,249 | $1,435,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 117,161 | $1,435,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 241,757 | $1,434,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 109,912 | $1,431,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 38,205 | $1,431,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 20,561 | $1,427,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 61,579 | $1,426,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 25,450 | $1,425,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 192,391 | $1,417,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 150,852 | $1,409,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 130,759 | $1,406,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 22,321 | $1,403,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 10,813 | $1,402,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 228,081 | $1,399,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 107,360 | $1,396,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 27,330 | $1,395,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 22,100 | $1,394,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 43,503 | $1,394,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 40,147 | $1,386,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 245,068 | $1,385,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 9,949 | $1,384,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 98,848 | $1,381,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 55,200 | $1,380,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 22,112 | $1,378,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 25,464 | $1,376,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 42,308 | $1,365,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 23,893 | $1,361,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 17,526 | $1,359,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 73,778 | $1,357,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 26,942 | $1,356,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 185,195 | $1,356,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 74,001 | $1,356,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 30,395 | $1,353,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 112,925 | $1,350,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 39,642 | $1,349,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 53,001 | $1,346,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 121,516 | $1,345,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 76,117 | $1,344,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 963,000 | $1,344,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 97,546 | $1,337,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 233,812 | $1,333,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 97,925 | $1,330,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 194,638 | $1,327,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 54,332 | $1,326,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 26,841 | $1,323,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 45,594 | $1,318,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 43,027 | $1,317,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 360,634 | $1,317,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 147,885 | $1,316,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 301,838 | $1,313,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 1,323,000 | $1,309,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 224,608 | $1,307,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 70,354 | $1,304,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 127,868 | $1,298,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 35,040 | $1,297,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 45,565 | $1,294,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 30,590 | $1,294,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 143,777 | $1,289,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 126,055 | $1,289,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 1,057,000 | $1,288,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 219,009 | $1,286,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 109,533 | $1,283,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 50,954 | $1,282,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 1,300,000 | $1,280,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 408,041 | $1,277,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 234,349 | $1,275,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 64,860 | $1,274,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 175,823 | $1,274,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 516,477 | $1,270,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 174,535 | $1,270,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 77,296 | $1,267,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 539,012 | $1,267,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 1,314,000 | $1,266,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 127,034 | $1,264,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 708,000 | $1,264,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 110,321 | $1,263,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 7,035 | $1,262,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 81,167 | $1,262,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 48,937 | $1,260,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 44,799 | $1,260,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 34,397 | $1,259,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 25,662 | $1,258,000 | thousands by filing date | |
| DHT HOLDINGS INC | 23335SAB2 | DEBT 4.50010/0 | 1,300,000 | $1,257,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 183,157 | $1,254,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 74,128 | $1,252,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 328,717 | $1,252,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 13,307 | $1,250,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 277,155 | $1,250,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 43,759 | $1,247,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 46,916 | $1,246,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 320,905 | $1,239,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 563,131 | $1,239,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 76,741 | $1,236,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 556,358 | $1,235,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 177,410 | $1,233,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 60,077 | $1,232,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 39,687 | $1,230,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 236,123 | $1,230,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 172,360 | $1,224,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 69,843 | $1,216,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 56,339 | $1,208,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 39,660 | $1,205,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 75,380 | $1,205,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 219,631 | $1,203,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 41,780 | $1,199,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 33,070 | $1,199,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 74,898 | $1,198,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 16,425 | $1,197,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 10,321 | $1,197,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 279,715 | $1,195,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 96,239 | $1,193,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 46,024 | $1,192,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 39,083 | $1,191,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 398,527 | $1,191,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 1,200,000 | $1,190,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 36,842 | $1,189,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 716,964 | $1,183,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 105,444 | $1,181,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 23,679 | $1,180,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 72,450 | $1,179,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 165,905 | $1,177,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 243,798 | $1,165,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 69,762 | $1,162,000 | thousands by filing date | |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 1,250,000 | $1,162,000 | thousands by filing date | |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 750,000 | $1,162,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 261,807 | $1,160,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 78,966 | $1,157,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 189,756 | $1,157,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 165,009 | $1,147,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 11,617 | $1,147,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 1,250,000 | $1,143,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 45,072 | $1,140,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 77,077 | $1,136,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 49,573 | $1,133,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 38,008 | $1,132,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 24,976 | $1,130,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 217,126 | $1,129,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 93,751 | $1,129,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 1,200,000 | $1,129,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 83,453 | $1,126,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 138,150 | $1,126,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 295,512 | $1,117,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 1,100,000 | $1,116,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 53,612 | $1,116,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 54,190 | $1,115,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 33,221 | $1,114,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 74,588 | $1,113,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 55,306 | $1,109,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 31,108 | $1,109,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 1,000,000 | $1,107,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 754,000 | $1,106,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 76,621 | $1,106,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 1,100,000 | $1,106,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 60,970 | $1,103,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 1,100,000 | $1,103,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 133,570 | $1,098,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 98,700 | $1,098,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 43,303 | $1,098,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 33,748 | $1,095,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 770,180 | $1,093,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 80,183 | $1,090,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 138,770 | $1,089,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 47,471 | $1,088,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 48,640 | $1,087,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 8,417 | $1,085,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 47,282 | $1,082,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 124,236 | $1,081,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 143,417 | $1,077,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 42,214 | $1,077,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 192,488 | $1,076,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 85,025 | $1,076,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 115,743 | $1,074,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 78,303 | $1,072,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 56,841 | $1,064,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 230,767 | $1,062,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 73,800 | $1,052,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 575,124 | $1,052,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 58,310 | $1,050,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 8,489 | $1,048,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 47,273 | $1,048,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 21,288 | $1,045,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 54,908 | $1,043,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 35,014 | $1,043,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 210,959 | $1,043,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 54,594 | $1,039,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 850,000 | $1,039,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 95,082 | $1,036,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 211,103 | $1,034,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 68,214 | $1,034,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 23,750 | $1,033,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 42,157 | $1,031,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 52,314 | $1,030,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 507,000 | $1,028,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 124,941 | $1,027,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 1,000,000 | $1,025,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 55,437 | $1,024,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 38,360 | $1,024,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 1,019,000 | $1,018,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 99,237 | $1,018,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 44,705 | $1,017,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 128,711 | $1,016,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 19,212 | $1,015,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 47,681 | $1,009,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 1,015,000 | $1,009,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 296,548 | $1,008,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 67,246 | $1,008,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 33,499 | $1,008,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 49,114 | $1,007,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 87,824 | $1,007,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 38,006 | $1,006,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 58,975 | $1,003,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 161,139 | $999,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 18,974 | $998,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 92,686 | $997,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 392,272 | $996,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 1,000,000 | $996,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 21,778 | $995,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 950,000 | $992,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 15,300 | $990,000 | thousands by filing date | call |
| FOGO DE CHAO INC | 344177100 | COM | 62,758 | $989,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 10,080 | $986,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 10,112 | $986,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 72,660 | $986,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 27,030 | $985,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 100,461 | $983,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 20,718 | $978,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 109,917 | $978,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 60,821 | $976,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 206,822 | $970,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 30,776 | $968,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 1,000,000 | $967,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 8,193 | $965,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 602,291 | $964,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 33,165 | $963,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 70,687 | $962,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 5,864 | $961,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 193,384 | $959,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 73,100 | $958,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 65,250 | $957,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 51,335 | $955,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 900,000 | $952,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 173,134 | $947,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 1,009,000 | $943,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 114,600 | $940,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 850,000 | $932,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 850,000 | $932,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 68,597 | $930,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 36,750 | $928,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 31,476 | $925,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 900,000 | $925,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 17,295 | $923,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 3,957 | $920,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 800,000 | $919,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 428,213 | $916,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 3,992 | $913,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 20,362 | $913,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 50,511 | $913,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 83,664 | $912,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 600,000 | $912,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 80,958 | $911,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 99,844 | $909,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 32,012 | $908,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 36,424 | $907,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 800,000 | $907,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 27,172 | $905,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 13,776 | $904,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 35,306 | $904,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 1,000,000 | $904,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 124,484 | $903,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 25,515 | $900,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 850,000 | $900,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 38,191 | $899,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 437,191 | $897,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 47,255 | $891,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 70,236 | $889,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 30,310 | $887,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 1,005,000 | $886,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 44,707 | $886,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 129,279 | $885,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 75,485 | $879,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 41,100 | $878,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 476,933 | $878,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367PAB6 | NOTE 2.000% 6/1 | 1,050,000 | $877,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 105,172 | $873,000 | thousands by filing date | |
| FNB Bancorp | 302515101 | Common | 23,726 | $873,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 32,912 | $867,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 137,639 | $867,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 170,962 | $863,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 69,231 | $863,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 40,218 | $859,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 72,886 | $857,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAA9 | NOTE 0.375% 9/0 | 900,000 | $857,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 11,665 | $854,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 136,688 | $853,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 18,350 | $853,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 35,616 | $853,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 77,374 | $852,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 35,115 | $848,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 7,479 | $836,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 10,397 | $836,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 82,319 | $834,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 210,905 | $833,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 14,048 | $830,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 99,978 | $830,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 750,000 | $829,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 16,289 | $827,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 100,955 | $823,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 44,087 | $820,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 46,582 | $818,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 24,290 | $818,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 69,860 | $817,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 71,195 | $815,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 707,000 | $815,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 800,000 | $812,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 231,822 | $811,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 27,178 | $811,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 82,459 | $807,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,000,000 | $806,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 4,800 | $805,000 | thousands by filing date | call |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 78,391 | $805,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 6,307 | $804,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 61,130 | $804,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 900,000 | $802,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 108,171 | $801,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 29,393 | $800,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 750,000 | $800,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 19,073 | $799,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 30,982 | $799,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 108,616 | $798,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 151,060 | $795,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 217,079 | $790,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 44,280 | $789,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 13,817 | $782,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 30,249 | $782,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 19,352 | $782,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 80,836 | $782,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 539,117 | $776,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 87,899 | $775,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 750,000 | $772,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 34,887 | $771,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 57,592 | $768,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923AB4 | NOTE 5.375%11/1 | 750,000 | $767,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 750,000 | $764,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 56,423 | $763,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 654,000 | $762,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 88,163 | $762,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 93,347 | $761,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 34,618 | $761,000 | thousands by filing date | |
| Armo Biosciences Inc | 04225U104 | COM | 20,322 | $761,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 800,000 | $761,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 64,959 | $760,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 119,614 | $760,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 105,822 | $760,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 750,000 | $759,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 58,043 | $759,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 250,000 | $756,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 750,000 | $756,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 41,150 | $755,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 95,054 | $754,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 24,543 | $753,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 25,000 | $750,000 | thousands by filing date | call |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 25,860 | $744,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 90,125 | $743,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 69,059 | $742,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 45,028 | $741,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 6,160 | $741,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 240,638 | $738,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 619,063 | $736,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 83,203 | $732,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 376,417 | $730,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 25,883 | $729,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 9,851 | $728,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 76,103 | $727,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 43,183 | $726,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 800,000 | $726,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 79,192 | $724,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 18,338 | $723,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 24,316 | $723,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 52,716 | $722,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 84,821 | $721,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 28,360 | $720,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 24,064 | $719,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 12,661 | $719,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 8,589 | $718,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 109,440 | $718,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 95,701 | $717,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 23,294 | $715,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 89,344 | $715,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 54,355 | $714,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 52,802 | $714,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 500,000 | $713,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 49,515 | $713,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 8,100 | $712,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 41,897 | $708,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 20,103 | $708,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 22,749 | $707,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 69,179 | $707,000 | thousands by filing date | |
| ARBOR RLTY TR INC | 038923AA6 | NOTE 6.50010/0 | 650,000 | $707,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 19,386 | $705,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 40,546 | $702,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 19,324 | $702,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 29,676 | $700,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 171,756 | $700,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 550,000 | $698,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 37,082 | $693,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 121,323 | $692,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 44,946 | $690,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 13,826 | $687,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 26,431 | $687,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 31,248 | $686,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 17,732 | $686,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 76,239 | $686,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 24,853 | $685,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 750,000 | $684,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 69,235 | $683,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 76,528 | $683,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 92,993 | $682,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 45,677 | $682,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 18,164 | $682,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 80,316 | $681,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 116,905 | $681,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 16,206 | $680,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 9,923 | $676,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 29,040 | $676,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 657,000 | $675,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 750,000 | $673,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 51,587 | $670,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 104,094 | $669,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 26,061 | $666,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 122,940 | $664,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 40,994 | $663,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 46,480 | $661,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 51,231 | $661,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 15,451 | $658,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 88,126 | $656,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 10,259 | $654,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 107,910 | $653,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 31,435 | $653,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 104,466 | $652,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 535,000 | $651,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 13,341 | $648,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 27,905 | $645,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 51,018 | $645,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 45,899 | $644,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 13,113 | $644,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 51,829 | $643,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 213,635 | $641,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 145,437 | $641,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 20,575 | $640,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 24,127 | $640,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 79,426 | $639,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 500,000 | $636,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 42,246 | $634,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 500,000 | $632,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 53,180 | $630,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 5,557 | $627,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 57,507 | $627,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 4,938 | $626,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 186,268 | $626,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 9,927 | $625,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 126,302 | $625,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 68,451 | $625,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 27,397 | $625,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 11,630 | $622,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BT9 | NOTE 3.720% 3/1 | 600,000 | $622,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 57,617 | $620,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 63,541 | $620,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 620,000 | $620,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 16,639 | $619,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 223,882 | $617,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 9,919 | $613,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 16,695 | $613,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 11,034 | $612,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 59,762 | $612,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 225,435 | $611,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 76,720 | $609,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 83,600 | $607,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 331,882 | $607,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 12,110 | $606,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 43,865 | $602,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 20,589 | $602,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 31,989 | $601,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 16,226 | $600,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 11,852 | $599,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 11,408 | $599,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 23,768 | $599,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 67,671 | $599,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 57,851 | $598,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 71,975 | $598,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 13,401 | $597,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 32,943 | $594,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 19,635 | $593,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-18-000086 | this filing | 2018-05-15 | acceptance time not in the bulk data set |