13F-HR filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 4,310 holding rows worth $361,306,462,000.
- Accession
- 0001390777-18-000086
- Filer
- CIK 1390777
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 25,539 entries on the cover page, a total value of $361,306,462,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $361,306,462,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer1832 Asset Management L.P.028-11685
- reports for this filerHardman Johnston Global Advisors LLC028-05210
- reports for this filerMANAGED ASSET PORTFOLIOS, LLC028-16090
- reports for this filerMawer Investment Management Ltd.028-14623
- reports for this filerABERDEEN ASSET MANAGEMENT PLC/UK028-04701
- included managerBNY Mellon Trust of Delaware 028-17542
- included managerBNY Mellon Asset Management North America Corporation 028-02900
- included managerThe Dreyfus Corporation 028-00127
- included managerNewton Investment Management (North America) Limited 028-17543
- included managerNewton Investment Management Limited 028-04797
- included managerMBSC Securities Corporation 028-12592
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited 028-17544
- included managerCenterSquare Investment Management, LLC 028-18741
- included managerLockwood Advisors, Inc. 028-11769
- included managerInsight Investment Management (Global) Limited 028-12592
- included managerBNY Mellon Service Kapitalanlage-Gesellschaft mbH 028-17545
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerRobeco Investment Management, Inc. 028-12484
- included managerThompson, Siegel & Walmsley, LLC 028-04041
- included managerWalthausen & Co., LLC 028-13672
- included managerGranite Investment Partners, LLC 028-14862
- included managerRice Hall James & Associates, LLC 028-10467
- included managerSirios Capital Management, L.P. 028-05369
- included managerBNY Mellon Capital Markets 028-12592
- included managerBNY Mellon Investment Management Cayman Ltd. 028-17546
- included managerChanning Capital Management 028-11090
- included managerMoody Aldrich Partners LLC 028-04634
- included managerCramer Rosenthal McGlynn, LLC 028-02028
- included managerRamius Advisors LLC 028-10674
- included managerKnights of Columbus Asset Advisors LLC 028-17560
- included managerRedwood Investments, LLC 028-12234
- included managerDalton Investments LLC 028-12151
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 566,081 | $3,707,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 143,215 | $3,701,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 107,900 | $3,684,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 54,532 | $3,676,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 176,032 | $3,671,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 258,417 | $3,651,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 31,148 | $3,637,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 131,943 | $3,622,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 157,644 | $3,611,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 235,301 | $3,607,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 336,724 | $3,604,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 304,407 | $3,592,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 95,805 | $3,574,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 286,313 | $3,570,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 196,413 | $3,555,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 206,800 | $3,546,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 97,041 | $3,540,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 798,386 | $3,536,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 346,085 | $3,519,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 341,600 | $3,518,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 561,097 | $3,517,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 33,194 | $3,516,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 924,943 | $3,516,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 247,313 | $3,512,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 156,423 | $3,486,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 150,460 | $3,460,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 115,756 | $3,455,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 217,274 | $3,449,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 204,574 | $3,447,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 3,650,000 | $3,440,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 156,490 | $3,432,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 149,839 | $3,420,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 154,342 | $3,412,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 329,851 | $3,403,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 291,881 | $3,400,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 69,037 | $3,393,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 141,189 | $3,389,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 16,407 | $3,389,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 37,942 | $3,382,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 118,377 | $3,382,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 176,967 | $3,378,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 208,634 | $3,368,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 212,856 | $3,337,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 3,150,000 | $3,328,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 125,884 | $3,319,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 196,599 | $3,311,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 39,170 | $3,310,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 2,347,504 | $3,310,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 108,863 | $3,304,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 299,155 | $3,303,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 86,274 | $3,300,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 79,127 | $3,295,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 658,570 | $3,292,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 98,241 | $3,280,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 128,034 | $3,278,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 3,250,000 | $3,246,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 109,274 | $3,235,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 39,650 | $3,225,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 86,201 | $3,210,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 142,932 | $3,202,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 57,304 | $3,195,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 79,632 | $3,194,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,519,603 | $3,191,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 748,715 | $3,182,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 106,532 | $3,180,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 85,749 | $3,167,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 236,036 | $3,165,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 141,185 | $3,164,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 87,281 | $3,163,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 94,055 | $3,160,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 253,371 | $3,155,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 183,110 | $3,150,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 75,625 | $3,146,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 101,361 | $3,142,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 169,268 | $3,138,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 79,888 | $3,138,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 109,842 | $3,133,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 398,287 | $3,131,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 180,761 | $3,127,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 121,398 | $3,127,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 81,660 | $3,127,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 70,476 | $3,124,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 288,820 | $3,105,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 69,186 | $3,103,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 287,130 | $3,101,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 327,562 | $3,099,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 91,188 | $3,096,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 111,764 | $3,091,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 176,531 | $3,090,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 3,048,000 | $3,084,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 381,321 | $3,070,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 133,915 | $3,067,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 3,200,000 | $3,067,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 3,072,000 | $3,047,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 34,259 | $3,032,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 324,007 | $3,029,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 110,275 | $3,027,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 110,544 | $3,026,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 306,650 | $3,024,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 438,116 | $3,017,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 138,817 | $2,999,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 187,859 | $2,997,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 80,297 | $2,989,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 116,689 | $2,987,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 130,535 | $2,983,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 544,154 | $2,981,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 216,483 | $2,977,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 645,717 | $2,971,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 80,902 | $2,968,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 426,881 | $2,966,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 83,689 | $2,963,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 22,234 | $2,957,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 109,041 | $2,955,000 | thousands by filing date | |
| Aceto Corp | 004446AD2 | CONV BOND | 3,425,000 | $2,954,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 131,062 | $2,948,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 181,449 | $2,944,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 79,051 | $2,929,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 93,536 | $2,927,000 | thousands by filing date | |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 2,950,000 | $2,918,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 96,645 | $2,903,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 36,520 | $2,899,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 168,741 | $2,899,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 106,088 | $2,888,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 4,200,371 | $2,887,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 168,414 | $2,877,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 55,806 | $2,875,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 220,000 | $2,871,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 63,473 | $2,859,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 81,855 | $2,858,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 103,003 | $2,856,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 221,930 | $2,841,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 232,356 | $2,835,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 72,952 | $2,834,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 92,672 | $2,831,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 2,825,000 | $2,831,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 54,510 | $2,819,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 289,706 | $2,816,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 504,028 | $2,807,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 111,154 | $2,801,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 58,851 | $2,791,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 95,386 | $2,791,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 47,695 | $2,773,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 246,343 | $2,763,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 60,161 | $2,761,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 72,292 | $2,758,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 273,590 | $2,750,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 94,451 | $2,747,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 42,193 | $2,746,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 1,525,000 | $2,739,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 151,346 | $2,733,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 62,415 | $2,718,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 85,104 | $2,710,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 324,296 | $2,708,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 92,475 | $2,708,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 276,690 | $2,700,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 23,000 | $2,691,000 | thousands by filing date | call |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 49,075 | $2,678,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 755,460 | $2,674,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 88,477 | $2,673,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 30,943 | $2,666,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 17,900 | $2,656,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 2,600,000 | $2,656,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 135,734 | $2,647,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 148,577 | $2,633,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 10,000 | $2,632,000 | thousands by filing date | call |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 128,018 | $2,626,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 2,600,000 | $2,625,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 275,738 | $2,620,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 56,250 | $2,617,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 138,268 | $2,614,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 290,074 | $2,610,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 179,335 | $2,602,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 93,937 | $2,602,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 64,024 | $2,599,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 64,931 | $2,580,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 179,162 | $2,580,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 2,550,000 | $2,578,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 501,831 | $2,575,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 86,262 | $2,569,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 181,178 | $2,569,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 88,076 | $2,564,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 241,145 | $2,559,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 95,970 | $2,557,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 622,205 | $2,557,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 1,018,000 | $2,548,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 604,100 | $2,537,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 63,905 | $2,530,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 2,550,000 | $2,525,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 176,283 | $2,523,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 36,407 | $2,510,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 110,480 | $2,502,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 77,464 | $2,502,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 2,650,000 | $2,500,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 179,198 | $2,491,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 15,177 | $2,488,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 104,524 | $2,478,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 2,550,000 | $2,462,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 92,467 | $2,459,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 70,046 | $2,455,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 78,528 | $2,446,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 237,633 | $2,436,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 619,831 | $2,430,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 217,286 | $2,428,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 81,178 | $2,426,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 39,113 | $2,425,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 125,251 | $2,417,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 163,312 | $2,416,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 204,671 | $2,415,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 24,410 | $2,413,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 150,222 | $2,411,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 158,512 | $2,408,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 87,866 | $2,408,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 201,923 | $2,407,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 55,413 | $2,404,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 301,712 | $2,393,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 170,815 | $2,393,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,500,000 | $2,391,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 20,045 | $2,390,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 87,847 | $2,379,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 114,897 | $2,377,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 71,608 | $2,366,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 491,314 | $2,358,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 398,420 | $2,327,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 626,669 | $2,325,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 1,850,000 | $2,318,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 1,150,000 | $2,318,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 324,348 | $2,317,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 160,113 | $2,313,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 88,753 | $2,312,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 78,649 | $2,308,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 264,783 | $2,304,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 44,599 | $2,298,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 132,186 | $2,296,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 62,953 | $2,295,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 849,148 | $2,293,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 45,367 | $2,289,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 731,023 | $2,281,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 22,838 | $2,276,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 234,213 | $2,270,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 90,322 | $2,267,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 49,675 | $2,267,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 190,657 | $2,260,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 468,811 | $2,251,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 78,676 | $2,246,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 55,834 | $2,245,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 167,107 | $2,243,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 20,136 | $2,229,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 278,891 | $2,226,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 2,300,000 | $2,221,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 2,150,000 | $2,218,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 23,060 | $2,215,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 130,774 | $2,214,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 82,102 | $2,211,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 462,370 | $2,205,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 21,741 | $2,202,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 83,796 | $2,202,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 124,730 | $2,196,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 2,225,000 | $2,192,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 65,788 | $2,190,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 107,290 | $2,188,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 24,902 | $2,184,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 66,833 | $2,179,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 113,763 | $2,172,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 76,428 | $2,166,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 45,137 | $2,165,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 169,819 | $2,162,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 249,640 | $2,154,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 187,450 | $2,149,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 29,364 | $2,148,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 118,524 | $2,145,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 261,842 | $2,142,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 77,261 | $2,138,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 1,800,000 | $2,137,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 190,598 | $2,135,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 111,678 | $2,121,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 160,210 | $2,115,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 76,201 | $2,110,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 55,981 | $2,104,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 19,085 | $2,103,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 53,570 | $2,097,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 194,609 | $2,088,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 637,991 | $2,087,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 177,982 | $2,086,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 256,998 | $2,084,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 53,407 | $2,076,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 290,228 | $2,075,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 97,706 | $2,066,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,119,702 | $2,050,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 33,884 | $2,048,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 73,190 | $2,048,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 142,396 | $2,043,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 433,012 | $2,040,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 36,415 | $2,039,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 116,101 | $2,033,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 493,451 | $2,033,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 87,905 | $2,030,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 36,823 | $2,028,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 155,848 | $2,026,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 81,017 | $2,025,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 139,535 | $2,025,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 151,092 | $2,025,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 94,337 | $2,024,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 552,483 | $2,016,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 78,371 | $2,014,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 304,866 | $2,008,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 128,350 | $2,007,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 417,898 | $2,002,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 194,870 | $2,001,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 74,672 | $1,998,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 245,965 | $1,990,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 266,522 | $1,989,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 57,168 | $1,985,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 50,133 | $1,985,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 71,057 | $1,981,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 185,342 | $1,974,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 170,622 | $1,973,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 232,084 | $1,973,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 129,822 | $1,969,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 118,428 | $1,960,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 41,698 | $1,958,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 40,919 | $1,956,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 176,988 | $1,955,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 41,897 | $1,946,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 293,102 | $1,944,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 49,542 | $1,940,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 83,523 | $1,940,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 130,956 | $1,929,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 42,492 | $1,914,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 98,433 | $1,914,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 173,908 | $1,913,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 711,204 | $1,913,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 200,631 | $1,911,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 2,050,000 | $1,899,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 291,899 | $1,898,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 142,052 | $1,898,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 123,251 | $1,896,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 80,432 | $1,894,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 78,213 | $1,893,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 262,563 | $1,893,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 119,395 | $1,891,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 254,791 | $1,885,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 145,131 | $1,880,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 88,693 | $1,876,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 192,882 | $1,869,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 888,570 | $1,866,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 373,582 | $1,864,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 365,317 | $1,862,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 1,830,000 | $1,859,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 46,442 | $1,854,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 109,282 | $1,853,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 204,173 | $1,848,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 254,418 | $1,845,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 1,800,000 | $1,844,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 77,536 | $1,840,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 42,619 | $1,840,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 75,960 | $1,839,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 75,344 | $1,839,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 19,673 | $1,835,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 485,136 | $1,829,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 26,287 | $1,827,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 1,950,000 | $1,819,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 16,390 | $1,817,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 127,640 | $1,813,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 56,969 | $1,812,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 263,375 | $1,810,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 952,669 | $1,800,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 72,747 | $1,800,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 43,154 | $1,797,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 13,619 | $1,781,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 104,734 | $1,779,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 60,597 | $1,778,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 31,861 | $1,777,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 82,866 | $1,775,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 1,825,000 | $1,775,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 50,240 | $1,773,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 362,553 | $1,773,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 52,861 | $1,772,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 15,865 | $1,771,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 87,020 | $1,770,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 622,658 | $1,768,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 43,046 | $1,758,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 12,881 | $1,754,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 83,514 | $1,752,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 203,827 | $1,748,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 371,035 | $1,747,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 140,811 | $1,739,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 113,578 | $1,737,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 105,743 | $1,736,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 1,750,000 | $1,734,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 89,406 | $1,731,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 61,052 | $1,731,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 50,251 | $1,730,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 69,675 | $1,730,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 165,060 | $1,730,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 91,544 | $1,727,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 152,603 | $1,724,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 72,840 | $1,723,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 109,963 | $1,721,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 260,914 | $1,715,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 183,860 | $1,709,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 57,160 | $1,705,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 1,709,000 | $1,698,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 167,954 | $1,696,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 21,270 | $1,692,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 56,800 | $1,685,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 1,700,000 | $1,685,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 2,379 | $1,678,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 39,524 | $1,677,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 79,479 | $1,676,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 50,561 | $1,674,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 76,126 | $1,674,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 228,059 | $1,669,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 128,506 | $1,669,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 64,984 | $1,665,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 214,722 | $1,662,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 34,838 | $1,661,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 25,345 | $1,650,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 33,105 | $1,650,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 61,300 | $1,649,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 392,614 | $1,649,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 1,250,000 | $1,649,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 77,543 | $1,648,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 377,035 | $1,648,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 23,920 | $1,643,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 105,209 | $1,642,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 84,424 | $1,642,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 271,200 | $1,638,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 102,574 | $1,632,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 13,370 | $1,630,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 49,592 | $1,629,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 72,376 | $1,628,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 10,225 | $1,622,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 1,550,000 | $1,621,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 40,134 | $1,620,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 202,287 | $1,616,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 13,374 | $1,613,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 153,609 | $1,607,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 440,237 | $1,602,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 148,796 | $1,597,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 20,557 | $1,595,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 128,525 | $1,591,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 161,154 | $1,590,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 114,544 | $1,586,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 99,731 | $1,586,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 42,264 | $1,581,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 45,183 | $1,579,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 1,600,000 | $1,571,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 83,539 | $1,570,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 232,671 | $1,570,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 78,834 | $1,568,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 139,181 | $1,568,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 99,660 | $1,566,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 45,623 | $1,564,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 164,457 | $1,564,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 83,299 | $1,562,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 103,049 | $1,561,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 16,816 | $1,553,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 149,584 | $1,550,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 17,192 | $1,545,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 66,111 | $1,544,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 29,710 | $1,542,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 364,478 | $1,541,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 174,442 | $1,541,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 660,261 | $1,539,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 41,287 | $1,537,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 77,235 | $1,535,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 110,141 | $1,525,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 117,064 | $1,522,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 7,383 | $1,520,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 46,074 | $1,520,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 32,737 | $1,519,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 176,014 | $1,517,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 53,855 | $1,516,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 28,766 | $1,514,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 48,063 | $1,511,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 463,000 | $1,509,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 1,500,000 | $1,508,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 16,481 | $1,507,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 63,474 | $1,504,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 1,600,000 | $1,504,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 97,210 | $1,502,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 276,679 | $1,502,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 1,500,000 | $1,501,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 68,953 | $1,499,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 54,440 | $1,497,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 98,186 | $1,497,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 50,499 | $1,490,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 84,710 | $1,486,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 86,439 | $1,482,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 96,250 | $1,482,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 7,401 | $1,479,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 124,285 | $1,477,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 30,605 | $1,470,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 77,649 | $1,470,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 42,496 | $1,468,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 92,763 | $1,464,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 188,564 | $1,461,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 64,323 | $1,458,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 76,412 | $1,453,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 106,620 | $1,450,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-18-000086 | this filing | 2018-05-15 | acceptance time not in the bulk data set |