13F-HR/A filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR/A for the quarter ended 2013-09-30, filed 2013-11-14, with 4,057 holding rows worth $335,139,297,000.
- Accession
- 0001390777-13-000093
- Filer
- CIK 1390777
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, amendment of type new holdings, 22,775 entries on the cover page, a total value of $335,139,297,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $335,139,297,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- reports for this filerGCIC Ltd.028-11685
- reports for this filerJOHNSTON ASSET MANAGEMENT CORP028-05210
- reports for this filerWHV Investment Management, Inc.028-01204
- included managerThe Boston Company Asset Management, LLC 028-00242
- included managerBNY Mellon Trust of Delaware
- included managerMellon Capital Management Corporation 028-02900
- included managerThe Dreyfus Corporation 028-00127
- included managerNewton Capital Management Limited
- included managerNewton Investment Management Limited 028-04797
- included managerStandish Mellon Asset Management Company LLC 028-04303
- included managerThe Bank of New York Mellon Trust Company, NA 028-11850
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited
- included managerCenterSquare Investment Management, Inc. 028-05577
- included managerLockwood Advisors, Inc. 028-11769
- included managerBNY Mellon Service Kapitalanlage-Gesellschaft mbH
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerCupps Capital Management, LLC 028-12766
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerHamon Asian Advisors Limited 028-13658
- included managerIridian Asset Management, LLC 028-06008
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerKing Investment Advisors, Inc. 028-01717
- included managerLombardia Capital Partners, LLC 028-03157
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerRiverbridge Partners, LLC 028-05655
- included managerRobeco Investment Management, Inc. 028-12484
- included managerThompson, Siegel & Walmsley, LLC 028-04041
- included managerVulcan Value Partners, LLC 028-15045
- included managerWalthausen & Co., LLC 028-13672
- included managerMeriten Investment Management GmbH
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AXOGEN INC | 05463X106 | COM | 10,001 | $44,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 12,845 | $44,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 15,957 | $43,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 13,093 | $42,000 | thousands by filing date | |
| DOUBLE EAGLE PETE CO | 258570209 | COM PAR $0.10 | 13,465 | $41,000 | thousands by filing date | |
| BTU INTERNATIONAL INC | 056032105 | COM | 12,549 | $41,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 28,584 | $41,000 | thousands by filing date | |
| HASTINGS ENTERTAINMENT INC | 418365102 | COM | 16,031 | $41,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 32,986 | $40,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 17,800 | $39,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 26,300 | $38,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 15,160 | $38,000 | thousands by filing date | |
| UROPLASTY INC | 917277204 | COM NEW | 11,652 | $38,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 24,666 | $38,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 42,442 | $38,000 | thousands by filing date | |
| ORBIT INTERNATIONAL CORP | 685559304 | COM | 11,250 | $38,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 15,693 | $38,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 12,154 | $38,000 | thousands by filing date | |
| NEWTEK BUSINESS SERVICES INC | 652526104 | COMMON STOCK | 12,278 | $36,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 36,937 | $36,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 12,474 | $36,000 | thousands by filing date | |
| ARRHYTHMIA RESH TECHNOLOGY I | 042698308 | COM PAR $0.01 | 12,985 | $35,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 17,524 | $35,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 13,405 | $35,000 | thousands by filing date | |
| PERFORMANCE TECHNOLOGIES INC | 71376K102 | COM | 12,095 | $35,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 18,547 | $34,000 | thousands by filing date | |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 12,511 | $34,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 69,313 | $33,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 14,433 | $33,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 10,931 | $32,000 | thousands by filing date | |
| BOOKS-A-MILLION INC | 098570104 | COM | 13,451 | $32,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 11,827 | $30,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 16,954 | $29,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 16,154 | $29,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 15,845 | $28,000 | thousands by filing date | |
| ASCENT SOLAR TECHNOLOGIES | 043635101 | COM | 32,084 | $28,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 12,938 | $28,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 10,366 | $28,000 | thousands by filing date | |
| VELTI PLC ST HELIER | G93285107 | SHS | 72,400 | $26,000 | thousands by filing date | |
| KID BRANDS, INC. COM | 49375T100 | COM | 16,095 | $24,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 17,566 | $23,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 20,182 | $23,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 13,319 | $22,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 10,522 | $21,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 11,125 | $19,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 10,419 | $18,000 | thousands by filing date | |
| Brigus Gold Corp | 109490102 | COM | 29,000 | $17,000 | thousands by filing date | |
| THERMOGENESIS CORP | 883623308 | COM | 14,934 | $16,000 | thousands by filing date | |
| VISION-SCIENCES INC | 927912105 | COM | 16,837 | $16,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 10,751 | $15,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 11,032 | $14,000 | thousands by filing date | |
| ENTERTAINMENT GAMING ASIA IN | 29383V206 | COM | 11,628 | $14,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 10,908 | $12,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 18,729 | $10,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 19,033 | $9,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 10,720 | $8,000 | thousands by filing date | |
| HAUPPAUGE DIGITAL INC | 419131107 | COM | 19,090 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-13-000092 | superseded | 2013-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-13-000093 | this filing | 2013-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-15-000120 | added | 2015-08-28 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-16-000215 | added | 2016-04-01 | acceptance time not in the bulk data set |