13F-HR/A filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR/A for the quarter ended 2013-09-30, filed 2015-08-28, with 174 holding rows worth $1,011,412,000.
- Accession
- 0001390777-15-000120
- Filer
- CIK 1390777
- Filed
- 2015-08-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, amendment of type new holdings, 193 entries on the cover page, a total value of $1,011,412,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,011,412,000 with VALUE read as thousands by filing date, 13F file number 028-12592. Its rows are added to the quarter's base report (NEW HOLDINGS). The resolved quarter.
Other managers
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- reports for this filer1832 Asset Management L.P.028-11685
- reports for this filerJOHNSTON ASSET MANAGEMENT CORP028-05210
- reports for this filerWHV Investments, Inc.028-01204
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-12592
- included managerPershing LLC 028-12592
- included managerBNY Mellon Capital Markets, LLC 028-12592
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 3,972,764 | $667,464,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 171,831 | $81,920,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 545,013 | $26,438,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 455,731 | $21,397,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 636,601 | $19,480,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 252,124 | $16,086,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 143,420 | $15,290,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 172,849 | $14,984,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 360,494 | $14,692,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 149,101 | $13,624,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 64 | $10,906,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 105,000 | $8,705,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 194,114 | $8,021,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 252,973 | $6,818,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 123,576 | $5,719,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 231,363 | $5,527,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 276,654 | $5,151,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 126,000 | $4,773,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 77,763 | $3,914,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 194,445 | $3,870,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 114,911 | $3,812,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 57,682 | $3,103,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 19,523 | $3,089,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 157,017 | $2,930,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 62,038 | $2,528,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 32,000 | $2,154,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 62,812 | $2,090,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 34,414 | $1,674,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 56,756 | $1,630,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 38,041 | $1,550,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 17,515 | $1,426,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 40,350 | $1,335,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 20,200 | $1,303,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 14,982 | $1,249,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 17,788 | $1,236,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 18,654 | $1,190,000 | thousands by filing date | call |
| THE ADT CORPORATION | 00101J106 | COM | 28,250 | $1,149,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 82,244 | $1,135,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 70,000 | $1,093,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 27,300 | $982,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 23,657 | $978,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 11,000 | $847,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 12,301 | $785,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 23,414 | $779,000 | thousands by filing date | call |
| HEWLETT PACKARD CO | 428236103 | COM | 34,830 | $731,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 40,019 | $720,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,083 | $695,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 14,551 | $693,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 35,547 | $611,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,360 | $565,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 10,548 | $545,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 10,333 | $534,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 6,000 | $454,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,793 | $439,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 4,820 | $415,000 | thousands by filing date | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,400 | $402,000 | thousands by filing date | call |
| RADIAN GROUP INC COM | 750236101 | Stock | 28,143 | $392,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 11,340 | $384,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 758 | $361,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 7,375 | $346,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 5,000 | $337,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 9,332 | $310,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 6,346 | $308,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 6,811 | $281,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 7,567 | $277,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 7,117 | $260,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 11,040 | $259,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 14,067 | $246,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 3,700 | $239,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 4,748 | $223,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 15,244 | $210,000 | thousands by filing date | put |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 3,484 | $204,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 7,000 | $189,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 10,000 | $169,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 2,600 | $167,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 1,979 | $150,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 1,970 | $149,000 | thousands by filing date | put |
| YAHOO INC | 984332106 | COM | 4,500 | $149,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 8,943 | $148,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 4,096 | $147,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 6,000 | $143,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 4,000 | $135,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 9,696 | $134,000 | thousands by filing date | call |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 1,141 | $123,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 4,500 | $121,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 2,273 | $110,000 | thousands by filing date | call |
| Adobe Inc | 00724F101 | COM | 2,000 | $104,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,103 | $103,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 4,700 | $94,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 3,969 | $91,000 | thousands by filing date | put |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 4,114 | $91,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 700 | $89,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,004 | $87,000 | thousands by filing date | call |
| Eaton Corp. Plc | G29183103 | COM | 1,256 | $86,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 883 | $81,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 4,000 | $80,000 | thousands by filing date | call |
| PepsiCo,Inc. | 713448108 | COM | 1,000 | $80,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 3,300 | $76,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 3,100 | $74,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 1,962 | $74,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 150 | $72,000 | thousands by filing date | put |
| Schlumberger Limited | 806857108 | COM | 800 | $71,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 3,002 | $69,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,375 | $65,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 5,050 | $65,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 1,700 | $65,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 2,510 | $59,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 662 | $55,000 | thousands by filing date | call |
| KLA CORP | 482480100 | COM | 900 | $55,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 977 | $52,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 2,000 | $51,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 500 | $48,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 901 | $48,000 | thousands by filing date | put |
| MEDTRONIC INC | 585055106 | COM | 901 | $48,000 | thousands by filing date | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 300 | $47,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 2,623 | $46,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,250 | $41,000 | thousands by filing date | call |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 700 | $41,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 350 | $40,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,224 | $40,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 456 | $39,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,000 | $36,000 | thousands by filing date | put |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 446 | $35,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 600 | $35,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,000 | $33,000 | thousands by filing date | call |
| WELLPOINT INC | 94973V107 | COM | 400 | $33,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 700 | $32,000 | thousands by filing date | call |
| WALGREEN CO | 931422109 | COM | 600 | $32,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 650 | $30,000 | thousands by filing date | put |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 390 | $28,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 800 | $27,000 | thousands by filing date | put |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 822 | $26,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 500 | $25,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 500 | $25,000 | thousands by filing date | call |
| ALCOA INC | 013817101 | COM | 3,000 | $24,000 | thousands by filing date | put |
| ALCOA INC | 013817101 | COM | 3,000 | $24,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 500 | $23,000 | thousands by filing date | put |
| SINA CORP | G81477104 | ORD | 275 | $22,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 375 | $21,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 450 | $20,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 360 | $19,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 800 | $19,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 600 | $17,000 | thousands by filing date | put |
| GROUPON INC | 399473107 | COMMON STOCK | 1,500 | $17,000 | thousands by filing date | call |
| PepsiCo,Inc. | 713448108 | COM | 200 | $16,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 300 | $14,000 | thousands by filing date | call |
| iShares Russell Midcap ETF | 464287499 | SHS | 95 | $13,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 950 | $13,000 | thousands by filing date | call |
| THE ADT CORPORATION | 00101J106 | COM | 300 | $12,000 | thousands by filing date | call |
| NEWFIELD EXPL CO | 651290108 | COM | 400 | $11,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 200 | $10,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 100 | $9,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 70 | $8,000 | thousands by filing date | call |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 160 | $8,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 200 | $7,000 | thousands by filing date | call |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 330 | $7,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 162 | $6,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 32 | $5,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 78 | $5,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 78 | $5,000 | thousands by filing date | call |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 80 | $4,000 | thousands by filing date | put |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 80 | $4,000 | thousands by filing date | call |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 190 | $4,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 1,014 | $4,000 | thousands by filing date | call |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 157 | $4,000 | thousands by filing date | call |
| Caterpillar Inc. | 149123101 | COM | 35 | $3,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 81 | $2,000 | thousands by filing date | call |
| HEWLETT PACKARD CO | 428236103 | COM | 72 | $2,000 | thousands by filing date | call |
| JOHNSON CONTROLS INT F | 478366107 | COM | 55 | $2,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 9 | $1,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 9 | $1,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 30 | $1,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HEWLETT PACKARD CO | 428236103 | COM | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-13-000092 | superseded | 2013-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-13-000093 | base | 2013-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-15-000120 | this filing | 2015-08-28 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-16-000215 | added | 2016-04-01 | acceptance time not in the bulk data set |