13F-HR/A filed by Bank of New York Mellon Corp
Bank of New York Mellon Corp filed this 13F-HR/A for the quarter ended 2013-09-30, filed 2013-11-14, with 4,057 holding rows worth $335,139,297,000.
- Accession
- 0001390777-13-000093
- Filer
- CIK 1390777
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, amendment of type new holdings, 22,775 entries on the cover page, a total value of $335,139,297,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $335,139,297,000 with VALUE read as thousands by filing date, 13F file number 028-12592. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- reports for this filerGCIC Ltd.028-11685
- reports for this filerJOHNSTON ASSET MANAGEMENT CORP028-05210
- reports for this filerWHV Investment Management, Inc.028-01204
- included managerThe Boston Company Asset Management, LLC 028-00242
- included managerBNY Mellon Trust of Delaware
- included managerMellon Capital Management Corporation 028-02900
- included managerThe Dreyfus Corporation 028-00127
- included managerNewton Capital Management Limited
- included managerNewton Investment Management Limited 028-04797
- included managerStandish Mellon Asset Management Company LLC 028-04303
- included managerThe Bank of New York Mellon Trust Company, NA 028-11850
- included managerThe Bank of New York Mellon 028-02009
- included managerBNY Mellon, NA 028-00620
- included managerWalter Scott & Partners Limited
- included managerCenterSquare Investment Management, Inc. 028-05577
- included managerLockwood Advisors, Inc. 028-11769
- included managerBNY Mellon Service Kapitalanlage-Gesellschaft mbH
- included managerAmerican Beacon Advisors, Inc. 028-14511
- included managerCupps Capital Management, LLC 028-12766
- included managerEAM Investors, LLC 028-14070
- included managerFayez Sarofim & Co. 028-10991
- included managerGeneva Capital Management, LTD 028-03935
- included managerHamon Asian Advisors Limited 028-13658
- included managerIridian Asset Management, LLC 028-06008
- included managerKayne Anderson Rudnick Investment Management, LLC 028-05792
- included managerKing Investment Advisors, Inc. 028-01717
- included managerLombardia Capital Partners, LLC 028-03157
- included managerNeuberger Berman Management, LLC 028-13574
- included managerNicholas Investment Partners, L.P. 028-12426
- included managerRiverbridge Partners, LLC 028-05655
- included managerRobeco Investment Management, Inc. 028-12484
- included managerThompson, Siegel & Walmsley, LLC 028-04041
- included managerVulcan Value Partners, LLC 028-15045
- included managerWalthausen & Co., LLC 028-13672
- included managerMeriten Investment Management GmbH
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 28,800 | $518,000 | thousands by filing date | |
| MERIDIAN INTERSTAT BANCORP I | 58964Q104 | COM | 23,742 | $517,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 3,838 | $514,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 19,903 | $511,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 14,199 | $511,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 6,481 | $510,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 108,285 | $510,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 62,670 | $509,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 306,166 | $506,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 8,986 | $504,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 215,553 | $504,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 126,801 | $504,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 48,680 | $502,000 | thousands by filing date | |
| Hologic | 436440AA9 | CONV | 500,000 | $502,000 | thousands by filing date | |
| DORAL FINL CORP COM | 25811P852 | COM | 26,057 | $498,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 203,001 | $497,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 81,317 | $496,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 164,937 | $496,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 39,379 | $494,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 41,563 | $493,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 500,000 | $493,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 27,268 | $491,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 15,500 | $489,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 9,651 | $484,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 233,636 | $482,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 209,196 | $482,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 244,477 | $482,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 60,657 | $481,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 15,765 | $479,000 | thousands by filing date | |
| ROMA FINANCIAL CORP | 77581P109 | COM | 25,649 | $477,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 42,397 | $476,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 55,631 | $475,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 43,143 | $473,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 26,835 | $471,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 17,454 | $470,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 105,023 | $470,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 42,629 | $466,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 35,497 | $462,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 11,140 | $461,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 9,609 | $461,000 | thousands by filing date | |
| SOLTA MED INC | 83438K103 | COM | 222,537 | $461,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 350,000 | $460,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 4,393 | $455,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 172,292 | $455,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 56,558 | $450,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 63,565 | $450,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 145,953 | $450,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 236,234 | $449,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 19,562 | $445,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 82,926 | $440,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,400 | $439,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 48,553 | $439,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 3,536 | $439,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 64,847 | $439,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 52,527 | $435,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 217,422 | $435,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 15,151 | $434,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 14,482 | $433,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 53,361 | $433,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 161,650 | $429,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 7,775 | $428,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 27,867 | $428,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 24,611 | $427,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 79,254 | $426,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 13,197 | $423,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 57,549 | $422,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 7,160 | $420,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 16,527 | $420,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 333,448 | $417,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 55,980 | $415,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 44,343 | $411,000 | thousands by filing date | |
| AEROFLEX HOLDING CORP | 007767106 | COMMON STOCK | 58,164 | $410,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 65,638 | $410,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 63,985 | $409,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 68,332 | $405,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 6,180 | $403,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 42,973 | $402,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 27,506 | $402,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 15,181 | $402,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 18,130 | $401,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387AF5 | NOTE 1.500%12/1 | 400,000 | $400,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 33,156 | $397,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 22,570 | $397,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 340,886 | $395,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 25,800 | $395,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 189,845 | $395,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 66,452 | $392,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 61,970 | $392,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 2,649 | $390,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 137,966 | $389,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 15,625 | $386,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 29,467 | $386,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 5,619 | $385,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 29,337 | $385,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 148,482 | $382,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 75,308 | $379,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 21,835 | $379,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 9,798 | $377,000 | thousands by filing date | |
| ARRIS GROUP INC 2.000 | 04269QAC4 | NOTE | 350,000 | $377,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 7,180 | $376,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 4,625 | $373,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 9,808 | $373,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 33,100 | $373,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 8,823 | $371,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 32,626 | $371,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP/THE | 320771108 | COM | 452,599 | $371,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 6,224 | $368,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 53,379 | $367,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 231,068 | $367,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 20,306 | $367,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 103,529 | $361,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 14,651 | $360,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 39,401 | $359,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 10,171 | $353,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 11,463 | $351,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 7,075 | $350,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 55,184 | $349,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 59,623 | $349,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 363,052 | $347,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 16,036 | $345,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 9,681 | $345,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 385,966 | $344,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 6,743 | $343,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 147,192 | $341,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 4,366 | $340,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 9,922 | $339,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 13,508 | $338,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 22,077 | $333,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 27,462 | $333,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 23,893 | $333,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 45,884 | $333,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 33,538 | $332,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 84,206 | $331,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 13,385 | $330,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 13,384 | $330,000 | thousands by filing date | |
| NASB FINANCIAL INC | 628968109 | COM | 12,037 | $330,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 5,408 | $328,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 17,111 | $328,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 7,438 | $324,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 8,099 | $322,000 | thousands by filing date | |
| SIMPLICITY BANCORP INC | 828867101 | COM | 20,568 | $320,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 32,288 | $319,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 18,119 | $317,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 16,358 | $315,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 20,016 | $315,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 20,910 | $314,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 27,511 | $314,000 | thousands by filing date | |
| CFS BANCORP INC | 12525D102 | COM | 28,213 | $313,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 56,501 | $312,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 42,545 | $310,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 14,175 | $310,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 101,363 | $309,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 11,427 | $305,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 119,709 | $304,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 16,051 | $303,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 17,395 | $303,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 57,558 | $303,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 16,175 | $301,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 26,811 | $301,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 102,809 | $301,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 20,000 | $300,000 | thousands by filing date | call |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 43,595 | $298,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 98,865 | $297,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 7,976 | $297,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 5,901 | $297,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 116,372 | $297,000 | thousands by filing date | |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 109,152 | $295,000 | thousands by filing date | |
| PROSHARES ULTRA RUSS2000 VAL | 74347R479 | PSHS | 6,000 | $294,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 29,183 | $293,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 19,303 | $291,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 54,258 | $290,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 114,455 | $288,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 146,718 | $286,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 24,336 | $286,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 10,708 | $284,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 11,663 | $284,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 6,701 | $284,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 35,766 | $282,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 18,990 | $282,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 5,977 | $281,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 79,140 | $279,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 52,501 | $278,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 2,913 | $274,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 23,763 | $274,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 89,386 | $271,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 114,951 | $266,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 17,609 | $265,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 7,755 | $263,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 69,576 | $262,000 | thousands by filing date | |
| NORDION INC | 65563c105 | COM | 30,150 | $260,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 5,995 | $259,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 20,539 | $259,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 42,674 | $258,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 18,883 | $258,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 15,951 | $257,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 14,205 | $256,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,550 | $255,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 4,026 | $254,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 21,081 | $254,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 17,149 | $254,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 25,375 | $251,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 124,440 | $251,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 5,000 | $250,000 | thousands by filing date | call |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 12,614 | $249,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 409,426 | $248,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 41,000 | $248,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 12,398 | $246,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 14,162 | $246,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 13,349 | $246,000 | thousands by filing date | |
| WATERSTONE FINANCIAL INC | 941888109 | COM | 24,098 | $245,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 9,486 | $244,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 20,363 | $243,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 3,230 | $243,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 55,618 | $243,000 | thousands by filing date | |
| PULASKI FINANCIAL CORP | 745548107 | COM | 23,595 | $243,000 | thousands by filing date | |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 61,626 | $241,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 18,956 | $240,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 51,856 | $240,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 15,352 | $240,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 6,237 | $239,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 5,000 | $239,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 7,064 | $238,000 | thousands by filing date | |
| CRIMSON EXPLORATION INC | 22662K207 | COM NEW | 79,169 | $238,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 18,609 | $238,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 18,488 | $238,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 6,824 | $236,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 9,655 | $236,000 | thousands by filing date | |
| JTH HLDG INC | 46637N103 | CL A | 12,398 | $235,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 91,560 | $235,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 48,027 | $235,000 | thousands by filing date | |
| CORNERSTONE THERAPEUTICS INC | 21924P103 | COM | 24,761 | $234,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 8,120 | $232,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 11,901 | $232,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 23,148 | $230,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 119,976 | $228,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 61,008 | $228,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 44,087 | $226,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 20,303 | $226,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,106 | $225,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 8,075 | $225,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 13,667 | $224,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 48,482 | $223,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 22,228 | $223,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 17,827 | $222,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 17,168 | $222,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 12,764 | $221,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 169,291 | $220,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 66,337 | $219,000 | thousands by filing date | |
| CACHE INC | 127150308 | COM | 36,377 | $217,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 51,200 | $216,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 2,300 | $216,000 | thousands by filing date | |
| VANTAGESOUTH BANCSHARES INC | 92209W105 | COM | 40,578 | $215,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 5,581 | $214,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 35,409 | $214,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 15,061 | $214,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 42,901 | $213,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 9,902 | $213,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 14,631 | $212,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 18,659 | $211,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 30,115 | $210,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 4,390 | $205,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 10,709 | $205,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 1,571 | $205,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 4,266 | $204,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 13,080 | $204,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 179,383 | $204,000 | thousands by filing date | |
| USEC INC | 90333E207 | COMMON | 19,301 | $203,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 17,051 | $201,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,000 | $200,000 | thousands by filing date | call |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 10,636 | $200,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 16,716 | $200,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 22,922 | $200,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 250,516 | $200,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 33,414 | $200,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 30,394 | $199,000 | thousands by filing date | |
| AMBIT BIOSCIENCES CORP | 02318X100 | COM | 12,600 | $195,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 27,225 | $195,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 36,390 | $194,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 14,425 | $193,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 13,948 | $192,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 15,357 | $191,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 10,363 | $191,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 15,963 | $191,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 13,832 | $189,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 25,771 | $189,000 | thousands by filing date | |
| RICK'S CABARET INTL INC | 765641303 | COM | 16,047 | $189,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 21,481 | $188,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 13,913 | $186,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 28,528 | $184,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 15,945 | $182,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 38,726 | $182,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 11,645 | $181,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 14,534 | $180,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 14,454 | $177,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 12,853 | $177,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 10,415 | $176,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 26,681 | $175,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 27,001 | $173,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 15,778 | $173,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 64,341 | $173,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 98,008 | $173,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 65,308 | $172,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 13,000 | $170,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 15,404 | $169,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 12,834 | $168,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 118,397 | $167,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 80,714 | $166,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 63,562 | $165,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 17,425 | $165,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 24,443 | $164,000 | thousands by filing date | |
| DYNAMICS RESEARCH CORP | 268057106 | COM | 21,588 | $164,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 11,302 | $164,000 | thousands by filing date | |
| PALMETTO BANCSHARES INC | 697062206 | COM | 12,587 | $164,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 115,897 | $162,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 59,639 | $162,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 13,785 | $159,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 10,300 | $159,000 | thousands by filing date | |
| PRIMUS TELECOMMUNICATIONS GR | 741929301 | COM | 46,761 | $159,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 11,809 | $158,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 11,169 | $158,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 11,870 | $156,000 | thousands by filing date | |
| PMC COMMERCIAL TRUST | 693434102 | SH B | 17,571 | $156,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 85,364 | $153,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 13,000 | $152,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 12,260 | $151,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 30,459 | $151,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 11,005 | $151,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 21,473 | $151,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 16,508 | $150,000 | thousands by filing date | |
| BERKSHIRE BANCORP INC | 084597202 | COMMON STOCK | 18,728 | $150,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 54,595 | $149,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 24,208 | $149,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 15,371 | $148,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 21,090 | $148,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 27,254 | $147,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 12,488 | $146,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 174,317 | $146,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 41,554 | $146,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 69,517 | $146,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 35,599 | $144,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 20,494 | $143,000 | thousands by filing date | |
| HARRIS INTERACTIVE INC | 414549105 | COM | 71,359 | $143,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 22,960 | $142,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 11,575 | $142,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 11,445 | $141,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 10,000 | $141,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 13,429 | $139,000 | thousands by filing date | |
| CELSION CORPORATION | 15117N305 | COM NEW | 120,525 | $139,000 | thousands by filing date | |
| LCA-VISION INC | 501803308 | COM | 38,638 | $139,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 58,886 | $138,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 27,017 | $138,000 | thousands by filing date | |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 16,187 | $138,000 | thousands by filing date | |
| IKANOS COMMUNICATIONS INC | 45173E105 | COM | 110,783 | $137,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 18,069 | $136,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 56,864 | $136,000 | thousands by filing date | |
| DOLAN CO/THE | 25659P402 | COM | 59,421 | $134,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 12,433 | $133,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 21,211 | $133,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 11,545 | $131,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 25,100 | $131,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 19,000 | $129,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 49,550 | $129,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 60,372 | $129,000 | thousands by filing date | |
| NUVEEN PA PREMIUM INC MUNI 2 | 67061F101 | COM | 10,441 | $128,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 17,675 | $127,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 27,446 | $125,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 20,602 | $124,000 | thousands by filing date | |
| LAKES GAMING INC COM | 51206P109 | COM | 29,881 | $124,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 13,372 | $124,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 10,617 | $123,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 10,401 | $122,000 | thousands by filing date | |
| VIDEO DISPLAY CORP | 926555103 | COM | 34,698 | $122,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 29,001 | $120,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 10,938 | $120,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 26,074 | $119,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 16,664 | $119,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 21,877 | $119,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 45,989 | $119,000 | thousands by filing date | |
| L+L ENERGY INC | 50162D100 | COM | 94,394 | $119,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 37,377 | $118,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 21,677 | $118,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 13,116 | $118,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 28,766 | $118,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 156,262 | $116,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 10,729 | $116,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 11,435 | $115,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 58,463 | $114,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 47,112 | $113,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 15,341 | $112,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 26,379 | $112,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 50,426 | $112,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 65,665 | $112,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 18,334 | $112,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 55,483 | $111,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 22,178 | $110,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 19,243 | $109,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 51,766 | $109,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 14,500 | $109,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 59,593 | $108,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 25,349 | $108,000 | thousands by filing date | |
| OFFICIAL PMTS HLDGS INC | 67623R106 | COM | 12,930 | $108,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 23,001 | $107,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 45,730 | $107,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 26,335 | $106,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954206 | COM | 23,685 | $105,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 12,500 | $104,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 52,409 | $104,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 20,803 | $104,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 34,368 | $103,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 77,202 | $103,000 | thousands by filing date | |
| NUPATHE INC | 67059M100 | COM | 42,146 | $102,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 12,346 | $101,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 36,409 | $101,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 12,215 | $101,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 20,301 | $100,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 61,108 | $100,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 76,280 | $99,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 21,945 | $99,000 | thousands by filing date | |
| AMBASSADORS GROUP INC | 023177108 | COM | 28,697 | $99,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 50,262 | $99,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 15,594 | $99,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 11,065 | $98,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 29,710 | $96,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 16,571 | $96,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 14,107 | $95,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 38,874 | $94,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 11,403 | $93,000 | thousands by filing date | |
| THERAGENICS CORP | 883375107 | COM | 42,716 | $93,000 | thousands by filing date | |
| FIRST FED BNCSHS OF ARKANSAS | 32020F303 | COM | 10,049 | $93,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 23,001 | $92,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 43,196 | $91,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 2,000 | $90,000 | thousands by filing date | call |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 17,221 | $90,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 2,000 | $90,000 | thousands by filing date | call |
| HUDSON GLOBAL INC | 443787106 | COM | 27,879 | $90,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 37,629 | $90,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 34,028 | $89,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 27,385 | $88,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 10,956 | $87,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 14,932 | $84,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 13,529 | $82,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 12,853 | $81,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 11,183 | $81,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 11,196 | $80,000 | thousands by filing date | |
| PDI INC | 69329V100 | COM | 16,554 | $80,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 17,419 | $79,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 17,380 | $78,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 27,012 | $77,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 36,960 | $77,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 14,562 | $77,000 | thousands by filing date | |
| PERFUMANIA HOLDINGS INC | 71376C100 | COM | 16,019 | $77,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 17,879 | $76,000 | thousands by filing date | |
| KIPS BAY MEDICAL INC | 49726K105 | COM | 87,830 | $75,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 10,158 | $73,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 27,059 | $72,000 | thousands by filing date | |
| LEARNING TREE INTERNATIONAL | 522015106 | COM | 18,289 | $72,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 12,449 | $71,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 10,583 | $71,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 2,000 | $68,000 | thousands by filing date | call |
| WHITING USA TRUST I | 966389108 | TR U | 15,023 | $68,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 49,116 | $67,000 | thousands by filing date | |
| GOLDEN ENTERPRISES | 381010107 | COM | 17,014 | $67,000 | thousands by filing date | |
| INTERPHASE CORP | 460593106 | COM | 14,484 | $66,000 | thousands by filing date | |
| CINEDIGM DIGITAL CINEMA - A | 172407108 | COM | 43,374 | $65,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 15,997 | $65,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 11,157 | $64,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 34,038 | $64,000 | thousands by filing date | |
| BSD MEDICAL CORP | 055662100 | COM | 45,884 | $63,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 15,188 | $63,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 20,366 | $62,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 11,789 | $62,000 | thousands by filing date | |
| WELLS-GARDNER ELECTRONICS | 949765101 | COM | 36,181 | $62,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 13,861 | $61,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 12,395 | $61,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 20,243 | $61,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 48,528 | $61,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 82,911 | $61,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 13,795 | $59,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 21,560 | $59,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 54,916 | $59,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 11,049 | $58,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 16,305 | $58,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 11,056 | $58,000 | thousands by filing date | |
| COMSTOCK HOLDING COMPANIES | 205684103 | CL A | 31,909 | $58,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 14,876 | $55,000 | thousands by filing date | |
| SYNTROLEUM CORP | 871630208 | COM | 11,724 | $54,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 16,988 | $53,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 14,471 | $53,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 25,459 | $52,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 27,732 | $52,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 28,265 | $52,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 48,715 | $50,000 | thousands by filing date | |
| COBRA ELECTRONICS CORP | 191042100 | COM | 17,676 | $49,000 | thousands by filing date | |
| VERENIUM CORP | 92340P209 | COM | 12,297 | $49,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 24,270 | $47,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 15,215 | $47,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 48,758 | $46,000 | thousands by filing date | |
| COLDWATER CREEK INC | 193068202 | COM | 26,226 | $45,000 | thousands by filing date | |
| GSE HOLDING INC | 36191X100 | COM | 21,521 | $45,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 56,750 | $45,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001390777-13-000092 | superseded | 2013-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-13-000093 | this filing | 2013-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-15-000120 | added | 2015-08-28 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001390777-16-000215 | added | 2016-04-01 | acceptance time not in the bulk data set |