13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-13, with 1,442 holding rows worth $6,890,767,000.
- Accession
- 0001279891-20-000007
- Filer
- CIK 1279891
- Filed
- 2020-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 1,442 entries on the cover page, a total value of $6,890,767,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,890,767,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,290 | $123,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 100,000 | $122,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 16,400 | $122,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 2,070 | $122,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,126 | $121,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 28,835 | $121,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 23,000 | $121,000 | thousands by filing date | put |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 225,411 | $121,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 2,263 | $120,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 65,039 | $120,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 2,822 | $119,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 5,946 | $118,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G114 | *W EXP 11/30/202 | 125,201 | $118,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 11,399 | $117,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 5,000 | $116,000 | thousands by filing date | call |
| PDC ENERGY INC | 69327R101 | COM | 18,800 | $116,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,225 | $115,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 6,184 | $114,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 688 | $113,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 609 | $113,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 617,300 | $113,000 | thousands by filing date | put |
| FOX CORP CL A COM | 35137L105 | Stock | 4,780 | $112,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 5,000 | $112,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 1,900 | $112,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 8,302 | $111,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B107 | SHS | 9,107 | $111,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884112 | *W EXP 06/20/202 | 118,125 | $111,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CORP | 80821R208 | UNIT EX 123123 | 10,800 | $111,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 17,988 | $110,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,600 | $109,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 5,875 | $108,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L119 | *W EXP 10/31/202 | 102,570 | $107,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 1,800 | $106,000 | thousands by filing date | put |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 8,733 | $105,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 8,435 | $105,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 1,000 | $104,000 | thousands by filing date | call |
| LENDINGTREE INC | 52603B107 | COM | 566 | $103,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 3,341 | $103,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 162,425 | $103,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 942 | $102,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 30,764 | $102,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P114 | *W EXP 99/99/999 | 200,000 | $102,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S124 | UNIT 99/99/9999 | 10,055 | $102,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 6,036 | $100,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 7,437 | $100,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 49,931 | $100,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 732 | $99,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 16,059 | $99,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X113 | *W EXP 05/09/202 | 248,500 | $99,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 2,785 | $97,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 361 | $97,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 104,200 | $97,000 | thousands by filing date | put |
| High Templar Tech Limit | 747798106 | COM | 53,200 | $95,000 | thousands by filing date | put |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 919 | $94,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 1,000 | $94,000 | thousands by filing date | call |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 159,849 | $94,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 4,500 | $93,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 160 | $93,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 4,793 | $93,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 4,931 | $93,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L110 | *W EXP 12/17/202 | 100,000 | $93,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 7,400 | $92,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 5,470 | $92,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 5,256 | $92,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 40,881 | $92,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 17,931 | $92,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 7,385 | $91,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 161,086 | $91,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 50,511 | $90,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 7,700 | $89,000 | thousands by filing date | put |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 131,800 | $88,000 | thousands by filing date | call |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 71,941 | $87,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 2,851 | $87,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 6,927 | $87,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 10,133 | $86,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 6,622 | $86,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 52,273 | $86,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867117 | *W EXP 03/31/202 | 88,467 | $86,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 1,800 | $85,000 | thousands by filing date | put |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 14,018 | $85,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 9,910 | $85,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 5,751 | $85,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,104 | $84,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 6,435 | $84,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 92,850 | $83,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 31,818 | $83,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 1,977 | $82,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 10,234 | $82,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 37,096 | $81,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 6,727 | $81,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 135,000 | $81,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 4,900 | $80,000 | thousands by filing date | put |
| HOLLYFRONTIER CORP | 436106108 | COM | 3,293 | $80,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 15,200 | $80,000 | thousands by filing date | put |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 7,200 | $79,000 | thousands by filing date | put |
| COTERRA ENERGY INC COM | 127097103 | Stock | 4,608 | $79,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 5,986 | $79,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N202 | UNIT 05/11/2023 | 5,619 | $78,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 872 | $77,000 | thousands by filing date | |
| AKERNA CORP | 00973W110 | WTS | 221,113 | $77,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,465 | $76,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,891 | $75,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 2,249 | $75,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 4,416 | $75,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 4,678 | $75,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M120 | RIGHT 10/29/2020 | 192,582 | $75,000 | thousands by filing date | |
| DEACW US 30 Jun 26 C11.5 (Diamond Eagle Acquisitio | 25258L117 | W EXP 06/30/202 | 26,364 | $75,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 1,176 | $74,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 8,996 | $74,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 10,310 | $74,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 5,197 | $74,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 6,788 | $73,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 1,400 | $73,000 | thousands by filing date | put |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 8,649 | $72,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 8,512 | $72,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 975 | $71,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 688 | $71,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 7,556 | $71,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 5,047 | $71,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 9,774 | $70,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 27,588 | $70,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 606 | $69,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 30,100 | $68,000 | thousands by filing date | put |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 672 | $68,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 1,481 | $68,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 9,759 | $68,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 6,953 | $67,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 1,009 | $66,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 3,291 | $66,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 1,600 | $66,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 10,300 | $66,000 | thousands by filing date | put |
| HEICO CORP NEW COM | 422806109 | Stock | 878 | $65,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 33,200 | $64,000 | thousands by filing date | put |
| CRESCENT ACQUISITION CORP WT EXP 03/07/24 | 22564L113 | Warrants | 76,000 | $64,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 248,102 | $64,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 8,956 | $63,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 5,000 | $62,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 125,932 | $62,000 | thousands by filing date | |
| ACTTW US 30 Apr 24 C11.5 (Act II Global Acquisitio | G0080J120 | W EXP 04/30/202 | 89,300 | $62,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,813 | $59,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 50,000 | $59,000 | thousands by filing date | |
| US ECOLOGY INC | 91734M111 | WTS | 13,364 | $58,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,851 | $57,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 80,500 | $57,000 | thousands by filing date | put |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 4,273 | $57,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 63,078 | $57,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 29,000 | $57,000 | thousands by filing date | principal |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 6,150 | $55,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 4,000 | $55,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 389 | $55,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 10,925 | $55,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 4,150 | $54,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 1,507 | $54,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 347 | $54,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 1,889 | $53,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 485 | $53,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 5,120 | $53,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 1,751 | $53,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 5,471 | $53,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K118 | *W EXP 06/01/202 | 76,666 | $53,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 246 | $52,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 818 | $52,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 2,100 | $52,000 | thousands by filing date | put |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 3,641 | $51,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 3,478 | $51,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 252 | $50,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 3,131 | $50,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 11,300 | $50,000 | thousands by filing date | put |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 5,626 | $49,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 145 | $48,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 25,651 | $48,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 5,907 | $48,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 12,372 | $48,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 22,905 | $48,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 5,724 | $47,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 500 | $47,000 | thousands by filing date | put |
| BLACKROCK MUN BD TR | 09249H104 | COM | 3,324 | $47,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 22,410 | $47,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 2,938 | $46,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q117 | *W EXP 05/15/202 | 62,500 | $46,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 821 | $45,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 600 | $45,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 500 | $45,000 | thousands by filing date | put |
| ACCENDRA HEALTH INC | 690732102 | COM | 5,000 | $45,000 | thousands by filing date | put |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 5,601 | $45,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N111 | *W EXP 05/11/202 | 23,333 | $45,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A119 | *W EXP 12/01/202 | 75,000 | $45,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 4,995 | $44,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 367 | $44,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 2,290 | $44,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 13,100 | $44,000 | thousands by filing date | put |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 5,264 | $43,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 5,100 | $42,000 | thousands by filing date | put |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 12,289 | $42,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 100,000 | $42,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G114 | *W EXP 11/13/202 | 75,489 | $42,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 4,845 | $42,000 | thousands by filing date | |
| RANPAK HLDGS CORP | 75321W111 | *W EXP 06/03/202 | 36,785 | $42,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 2,500 | $41,000 | thousands by filing date | put |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 25,900 | $40,000 | thousands by filing date | put |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 153,623 | $40,000 | thousands by filing date | |
| GLORY STAR NEW MED GP HLDG L | G39973105 | SHS | 9,719 | $40,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 3,200 | $39,000 | thousands by filing date | put |
| ENOVIS CORP | 194014106 | COMMON STOCK | 2,000 | $39,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 270 | $38,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 500 | $38,000 | thousands by filing date | put |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 418 | $38,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 3,125 | $38,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 3,208 | $38,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 6,112 | $38,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 504 | $36,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 298 | $36,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 3,375 | $36,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 2,726 | $36,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 1,526 | $36,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 4,300 | $36,000 | thousands by filing date | put |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 3,493 | $35,000 | thousands by filing date | |
| AMPLITUDE HLTHCRE AQUSTIN CO | 03212A113 | *W EXP 12/01/202 | 55,000 | $35,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 375 | $34,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 16,900 | $34,000 | thousands by filing date | put |
| SILVER SPIKE ACQUISITION COR | G8136L114 | *W EXP 08/02/202 | 87,800 | $34,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC | 02128L114 | *W EXP 02/14/202 | 37,879 | $34,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 156 | $33,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 4,061 | $33,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 626 | $32,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 1,225 | $32,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872117 | *W EXP 01/28/202 | 25,000 | $32,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430119 | *W EXP 11/26/202 | 44,996 | $32,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 2,520 | $31,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 1,058 | $31,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 2,978 | $31,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 10,000 | $31,000 | thousands by filing date | put |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 2,378 | $31,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 31,500 | $31,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 42,788 | $30,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 3,700 | $30,000 | thousands by filing date | put |
| TAPESTRY INC COM | 876030107 | Stock | 2,298 | $29,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 824 | $29,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 14,400 | $29,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 206 | $29,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 4,719 | $29,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L118 | W EXP 03/04/202 | 103,872 | $29,000 | thousands by filing date | |
| SC HEALTH CORP | G78516401 | *W EXP 99/99/999 | 31,250 | $29,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R401 | UNIT 10/30/2024 | 3,000 | $29,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 2,625 | $28,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 2,194 | $28,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 400 | $28,000 | thousands by filing date | |
| VERTIV HOLDINGS LLC | 92537N116 | *W EXP 06/12/202 | 15,682 | $28,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 203,292 | $28,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 1,200 | $27,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 911 | $26,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 791 | $26,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,000 | $26,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 5,198 | $26,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 2,069 | $26,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896112 | *W EXP 07/18/202 | 18,104 | $26,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 54,895 | $26,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 250 | $25,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 2,583 | $25,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 3,700 | $25,000 | thousands by filing date | put |
| UNION ACQUISITION CORP II | G9402Q126 | *W EXP 04/01/202 | 100,000 | $25,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 270 | $24,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 1,800 | $24,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 1,800 | $24,000 | thousands by filing date | put |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,000 | $24,000 | thousands by filing date | put |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 5,099 | $24,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR | 74317H121 | RIGHT 04/30/2026 | 123,826 | $24,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 80 | $23,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 880 | $23,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 12,500 | $23,000 | thousands by filing date | put |
| ANSYS INC COM | 03662Q105 | COM | 99 | $23,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 1,400 | $23,000 | thousands by filing date | put |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 43,800 | $23,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 781 | $22,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 2,000 | $22,000 | thousands by filing date | put |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 1,240 | $22,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 161 | $22,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 33,661 | $22,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 6,000 | $22,000 | thousands by filing date | put |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 2,449 | $21,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 197 | $21,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 900 | $21,000 | thousands by filing date | put |
| ARYA SCIENCES ACQUISITION CO | G3165V125 | *W EXP 10/10/202 | 11,951 | $21,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 1,935 | $20,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 1,691 | $20,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 2,098 | $20,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 22,297 | $20,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 2,263 | $19,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 3,200 | $19,000 | thousands by filing date | put |
| JUST ENERGY GROUP INC | 48213W101 | COM | 38,200 | $19,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO | 80821R117 | W EXP 12/31/202 | 90,100 | $19,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145113 | *W EXP 99/99/999 | 19,196 | $19,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP INC | 83406B119 | *W EXP 10/01/202 | 34,975 | $19,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 2,000 | $18,000 | thousands by filing date | |
| CHEER HLDG INC | G39973113 | *W EXP 02/13/202 | 234,400 | $18,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 4,500 | $18,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G117 | *W EXP 03/05/202 | 9,670 | $18,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 574 | $17,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 2,515 | $17,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 517 | $17,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 5,100 | $17,000 | thousands by filing date | put |
| CIT GROUP INC COM NEW | 125581801 | Stock | 1,000 | $17,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 920 | $16,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 1,519 | $16,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 87,032 | $16,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 108 | $15,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 149 | $15,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 2,700 | $15,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,665 | $15,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 1,120 | $15,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 59,800 | $15,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145121 | UNIT 99/99/9999 | 1,550 | $15,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K106 | *W EXP 03/14/202 | 113,395 | $15,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 900 | $14,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 1,388 | $14,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 52 | $14,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 2,275 | $14,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 4,900 | $14,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 1,118 | $14,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 93,753 | $14,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 710 | $13,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 561 | $13,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 36,700 | $13,000 | thousands by filing date | |
| PAE INC | 69290Y117 | *W EXP 09/11/202 | 9,074 | $13,000 | thousands by filing date | |
| PROPTECH ACQUISITION CORP | 74349F119 | *W EXP 05/26/202 | 17,875 | $12,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 1,000 | $11,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 14,800 | $11,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 19,850 | $11,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 81 | $10,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 2,000 | $10,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 1,000 | $10,000 | thousands by filing date | put |
| WARRIOR MET COAL INC | 93627C101 | COM | 1,000 | $10,000 | thousands by filing date | call |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 8,056 | $10,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 400 | $10,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 400 | $10,000 | thousands by filing date | put |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 15,700 | $10,000 | thousands by filing date | put |
| BIOMX INC | 09090D111 | *W EXP 10/28/202 | 17,029 | $10,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q114 | *W EXP 11/20/202 | 7,164 | $10,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR | 74317H113 | *W EXP 04/30/202 | 209,600 | $10,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 1,238 | $9,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 20,266 | $9,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 2,818 | $9,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 57,501 | $9,000 | thousands by filing date | |
| GRAF INDL CORP | 384278115 | Stock | 90,000 | $9,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 443 | $8,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 49,800 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 100 | $7,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 656 | $7,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 532 | $7,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 20,900 | $7,000 | thousands by filing date | call |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 39,748 | $7,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 28,815 | $7,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 114,200 | $7,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 71,400 | $7,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 65,461 | $7,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A118 | *W EXP 01/31/202 | 10,404 | $6,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 72,445 | $6,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372116 | *W EXP 07/31/202 | 60,000 | $6,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R130 | RIGHT 07/17/2023 | 75,000 | $6,000 | thousands by filing date | |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 103,509 | $6,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 700 | $5,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 408 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 100 | $5,000 | thousands by filing date | put |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 25,000 | $5,000 | thousands by filing date | |
| WEALTHBRIDGE ACQUISITION LTD | G4887W128 | W EXP 01/31/202 | 40,000 | $5,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 800 | $4,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 64 | $4,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 181 | $4,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 1,000 | $4,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 543 | $4,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 400 | $4,000 | thousands by filing date | put |
| WTS/ALLEGRO MERGER CORP EXP01/06/25 | 01749N111 | WARR | 84,000 | $4,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 4,463 | $4,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,688 | $4,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 10,000 | $4,000 | thousands by filing date | call |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 45,121 | $4,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 2,500 | $4,000 | thousands by filing date | put |
| ELECTRAMECCANICA VEHS CORP | 284849114 | W EXP 08/03/202 | 14,694 | $4,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 1,929 | $4,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 6,337 | $4,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 90,000 | $4,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 16,300 | $4,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 7,333 | $4,000 | thousands by filing date | |
| AKAZOO SA | L0164E116 | *W EXP 09/11/202 | 14,876 | $4,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 84 | $3,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 14 | $3,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 508 | $3,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 2,000 | $3,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 68 | $3,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 44 | $3,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 15 | $3,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 47 | $3,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 80 | $3,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 17,500 | $3,000 | thousands by filing date | call |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 500 | $3,000 | thousands by filing date | put |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 3,269 | $3,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 342 | $2,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 780 | $2,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 1,000 | $2,000 | thousands by filing date | put |
| PATRICK INDS INC | 703343103 | COM | 100 | $2,000 | thousands by filing date | put |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 379 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 200 | $2,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 11,100 | $2,000 | thousands by filing date | put |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 100 | $2,000 | thousands by filing date | call |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 7,575 | $2,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 300 | $2,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 17,301 | $2,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC WT EXP 122525 | G8708A108 | Stock | 25,000 | $2,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 830 | $2,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 110 | $1,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 100 | $1,000 | thousands by filing date | put |
| DASEKE INC | 23753F107 | COM | 1,369 | $1,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 38 | $1,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 1,734 | $1,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 1,000 | $1,000 | thousands by filing date | put |
| HC2 HLDGS INC | 404139107 | COM | 800 | $1,000 | thousands by filing date | put |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 10,000 | $1,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 10,000 | $1,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R122 | W EXP 06/21/202 | 20,000 | $1,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONGODB INC CL A | 60937P106 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPKO HEALTH INC | 68375N103 | COM | 550 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 1,200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 292 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERDEEN INDIA FD INC | 454089103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVAXIS INC | 007624307 | COM | 119 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALLON PETE CO DEL | 13123X102 | COM | 479 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERB TECHNOLOGY CO INC | 92337U112 | *W EXP 04/09/202 | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHUNWARE INC | 71948P100 | COMMON | 555 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHUNWARE INC | 71948P118 | *W EXP 12/26/202 | 2,163 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PYXUS INTL INC | 74737V106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI GO ANYWHERE TRUST | 36250J109 | MUTUAL FUNDS | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 36,147 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLEGRO MERGER CORP-RTS | 01749N129 | RIGHT 12/31/2023 | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 2,587 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIAMOND EAGLE ACQUISITION CO | 25258L208 | UNIT 06/30/2026 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-20-000007 | this filing | 2020-05-13 | acceptance time not in the bulk data set |