13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-13, with 1,442 holding rows worth $6,890,767,000.
- Accession
- 0001279891-20-000007
- Filer
- CIK 1279891
- Filed
- 2020-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 1,442 entries on the cover page, a total value of $6,890,767,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,890,767,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 826,300 | $212,978,000 | thousands by filing date | call |
| INVESCO QQQ TR | 46090E103 | COM | 1,082,000 | $206,012,000 | thousands by filing date | put |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 50,463,000 | $178,217,000 | thousands by filing date | principal |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 29,391,000 | $168,451,000 | thousands by filing date | principal |
| COUPA SOFTWARE INC | 22266LAB2 | NOTE 0.375% 1/1 | 52,663,000 | $165,635,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,256,500 | $143,818,000 | thousands by filing date | call |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 52,511,000 | $136,774,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 89,141,000 | $136,310,000 | thousands by filing date | principal |
| SEA LTD | 81141RAB6 | CONV BD US | 55,987,000 | $129,967,000 | thousands by filing date | principal |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 63,410,000 | $120,673,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 448,700 | $115,652,000 | thousands by filing date | put |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 81,335,000 | $113,346,000 | thousands by filing date | principal |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 76,691,000 | $109,274,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 935,200 | $107,042,000 | thousands by filing date | put |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 85,516,000 | $86,461,000 | thousands by filing date | principal |
| MONGODB INC | 60937PAB2 | NOTE | 41,170,000 | $84,708,000 | thousands by filing date | principal |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 70,814,000 | $83,904,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,651,900 | $78,696,000 | thousands by filing date | put |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 776,923 | $73,863,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 65,136,000 | $69,662,000 | thousands by filing date | principal |
| ALTERYX INC | 02156BAB9 | CONV BD US | 27,606,000 | $61,451,000 | thousands by filing date | principal |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 23,345,000 | $59,699,000 | thousands by filing date | principal |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 39,753,000 | $59,137,000 | thousands by filing date | principal |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 25,351,000 | $58,587,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 40,200,000 | $57,553,000 | thousands by filing date | principal |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 341,200 | $56,287,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 68,865,000 | $55,984,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 62,850,000 | $53,331,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 46,641,000 | $52,837,000 | thousands by filing date | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,151,900 | $52,388,000 | thousands by filing date | put |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 63,545,000 | $51,085,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 41,980,000 | $51,035,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,054,700 | $50,245,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 59,707,000 | $48,016,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 39,227,000 | $46,564,000 | thousands by filing date | principal |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 40,730,000 | $45,625,000 | thousands by filing date | principal |
| SEA LTD | 81141R100 | SPONSORD ADS | 1,021,000 | $45,240,000 | thousands by filing date | put |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 63,183,000 | $44,339,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 24,811,000 | $43,066,000 | thousands by filing date | principal |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 466,752 | $42,856,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 2,316,900 | $41,240,000 | thousands by filing date | put |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 31,677,000 | $40,030,000 | thousands by filing date | principal |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 30,553,000 | $39,867,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 27,176,000 | $39,821,000 | thousands by filing date | principal |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 40,746,000 | $38,880,000 | thousands by filing date | principal |
| INVESCO QQQ TR | 46090E103 | COM | 203,600 | $38,765,000 | thousands by filing date | call |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 45,015,000 | $38,389,000 | thousands by filing date | principal |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 231,000 | $38,108,000 | thousands by filing date | call |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 13,875,000 | $37,738,000 | thousands by filing date | principal |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 26,770,000 | $36,546,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 33,392,000 | $34,855,000 | thousands by filing date | principal |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 42,262,000 | $34,171,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 64,200 | $33,640,000 | thousands by filing date | put |
| REALPAGE INC | 75606NAB5 | NOTE | 23,519,000 | $32,150,000 | thousands by filing date | principal |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 32,648,000 | $32,038,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 34,014,000 | $31,082,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 663,500 | $30,686,000 | thousands by filing date | put |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 29,383,000 | $30,447,000 | thousands by filing date | principal |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 323,373 | $30,261,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 28,666,000 | $29,956,000 | thousands by filing date | principal |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 200,000 | $29,610,000 | thousands by filing date | call |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 21,059,000 | $28,653,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 1,030,500 | $28,472,000 | thousands by filing date | put |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 29,443,000 | $28,357,000 | thousands by filing date | principal |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 706,900 | $25,469,000 | thousands by filing date | put |
| RENEWABLE ENERGY GROUP INC | 75972AAC7 | BOND | 12,752,000 | $25,281,000 | thousands by filing date | principal |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 200,000 | $24,092,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 28,041,000 | $23,723,000 | thousands by filing date | principal |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 24,100,000 | $23,717,000 | thousands by filing date | principal |
| Broadcom Inc. | 11135F101 | COM | 99,806 | $23,664,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 23,184,000 | $23,539,000 | thousands by filing date | principal |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 18,250,000 | $23,476,000 | thousands by filing date | principal |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 218,551 | $23,194,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 17,468,000 | $22,926,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,079,400 | $21,577,000 | thousands by filing date | put |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 920,400 | $21,555,000 | thousands by filing date | put |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 19,454,000 | $21,156,000 | thousands by filing date | principal |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 22,811,000 | $20,633,000 | thousands by filing date | principal |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 28,425,000 | $20,262,000 | thousands by filing date | principal |
| FORTIVE CORP | 34959J207 | PREFERRED | 27,660 | $20,245,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 26,180,000 | $20,208,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 21,139,000 | $20,191,000 | thousands by filing date | principal |
| MAGNACHIP SEMICONDUCTOR SA | 55932XAB0 | NOTE 5.000% 3/0 | 14,401,000 | $20,082,000 | thousands by filing date | principal |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 3,891,340 | $19,495,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 23,906,000 | $19,460,000 | thousands by filing date | principal |
| VOCERA COMMUNICATIONS INC | 92857FAB3 | NOTE 1.500% 5/1 | 19,450,000 | $19,253,000 | thousands by filing date | principal |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 24,000,000 | $18,532,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 22,114,000 | $18,483,000 | thousands by filing date | principal |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 492,900 | $17,754,000 | thousands by filing date | put |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 20,422,000 | $17,616,000 | thousands by filing date | principal |
| HARMONIC INC | 413160AB8 | NOTE 4.000%12/0 | 14,675,000 | $17,184,000 | thousands by filing date | principal |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 20,905,000 | $17,104,000 | thousands by filing date | principal |
| MOMO INC | 60879B107 | ADR | 783,400 | $16,991,000 | thousands by filing date | put |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 21,127,000 | $16,354,000 | thousands by filing date | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 18,749,000 | $16,287,000 | thousands by filing date | principal |
| TELADOC HEALTH INC | 87918AAC9 | NOTE 1.375% 5/1 | 5,500,000 | $15,999,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 598,800 | $15,598,000 | thousands by filing date | put |
| Uber Technologies | 90353T100 | COM | 542,800 | $15,154,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 484,800 | $15,033,000 | thousands by filing date | call |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 11,114 | $14,377,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 1,362,612 | $14,034,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 259,700 | $13,878,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 15,500,000 | $13,751,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 447,700 | $13,632,000 | thousands by filing date | call |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 297,617 | $13,405,000 | thousands by filing date | |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 16,875,000 | $13,325,000 | thousands by filing date | principal |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 8,000,000 | $13,259,000 | thousands by filing date | principal |
| INFINERA CORP | 45667GAC7 | BOND | 15,351,000 | $12,870,000 | thousands by filing date | principal |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 231,350 | $12,705,000 | thousands by filing date | |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 10,133,000 | $12,698,000 | thousands by filing date | principal |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 164,000 | $12,639,000 | thousands by filing date | put |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 14,693,000 | $12,542,000 | thousands by filing date | principal |
| GAIN CAP HLDGS INC | 36268WAF7 | NOTE 5.000% 8/1 | 12,833,000 | $12,448,000 | thousands by filing date | principal |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 1,219,832 | $12,344,000 | thousands by filing date | |
| PERFICIENT INC | 71375UAB7 | NOTE 2.375% 9/1 | 12,750,000 | $12,198,000 | thousands by filing date | principal |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 5,679,000 | $12,153,000 | thousands by filing date | principal |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 284,291 | $12,117,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 240,845 | $11,904,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 1,177,138 | $11,736,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 448,100 | $11,673,000 | thousands by filing date | call |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 158,225 | $11,564,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 12,000,000 | $11,541,000 | thousands by filing date | principal |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 1,116,420 | $11,487,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 7,000,000 | $10,955,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 651,800 | $10,787,000 | thousands by filing date | put |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 201,900 | $10,753,000 | thousands by filing date | put |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 154,436 | $10,430,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 1,018,203 | $10,192,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 3,633,100 | $10,100,000 | thousands by filing date | put |
| WILLSCOT CORP | 971375126 | COM | 992,518 | $10,054,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 350,700 | $9,689,000 | thousands by filing date | call |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 204,389 | $9,442,000 | thousands by filing date | |
| NIO INC | 62914VAB2 | NOTE 4.500% 2/0 | 18,150,000 | $9,369,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 346,779 | $9,033,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 529,500 | $8,763,000 | thousands by filing date | call |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 818,383 | $8,691,000 | thousands by filing date | |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 9,029,000 | $8,273,000 | thousands by filing date | principal |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 59,014 | $7,997,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 268,300 | $7,992,000 | thousands by filing date | call |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 790,061 | $7,940,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 2,079,437 | $7,922,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC | 233253202 | UNIT 99/99/9999 | 805,609 | $7,919,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 44,667 | $7,910,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 188,859 | $7,868,000 | thousands by filing date | |
| SCVX CORP U | G79448109 | COM | 770,001 | $7,676,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 193,858 | $7,644,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 175,332 | $7,624,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 527,800 | $7,610,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 466,800 | $7,440,000 | thousands by filing date | call |
| LGL SYS ACQUISITION CORP | 50201G205 | UNIT 10/24/2024 | 730,624 | $7,357,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 9,705,000 | $7,307,000 | thousands by filing date | principal |
| SC HEALTH CORP | G78516203 | COM CL A | 726,734 | $7,303,000 | thousands by filing date | |
| INOTEK PHARMACEUTICALS CORP | 45780VAB8 | NOTE 5.750% 8/0 | 7,500,000 | $7,298,000 | thousands by filing date | principal |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 125,400 | $7,269,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 240,700 | $7,018,000 | thousands by filing date | put |
| NEBULA ACQUISITION CORP | 629076100 | COM CLASS A | 690,990 | $7,013,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 349,800 | $6,975,000 | thousands by filing date | put |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 236,848 | $6,946,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513125 | UNIT 99/99/9999 | 700,000 | $6,902,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 111,572 | $6,889,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 109,100 | $6,868,000 | thousands by filing date | put |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 176,903 | $6,835,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 675,887 | $6,833,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 307,213 | $6,810,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 7,642,000 | $6,756,000 | thousands by filing date | principal |
| Cisco Systems,Inc. | 17275R102 | COM | 171,000 | $6,722,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAA2 | NOTE 1.500%11/0 | 2,126,000 | $6,720,000 | thousands by filing date | principal |
| SENSEONICS HLDGS INC | 81727UAA3 | NOTE 5.250% 2/0 | 8,450,000 | $6,716,000 | thousands by filing date | principal |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 12,250,000 | $6,497,000 | thousands by filing date | principal |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 652,943 | $6,496,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 6,220,000 | $6,430,000 | thousands by filing date | principal |
| STAG INDUSTRIAL INC | 85254J102 | COM | 284,350 | $6,403,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773HAB8 | NOTE | 4,190,000 | $6,279,000 | thousands by filing date | principal |
| TIFFANY & CO NEW | 886547108 | COM | 48,426 | $6,271,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 91,037 | $6,186,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 579,987 | $6,101,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 3,400,000 | $6,098,000 | thousands by filing date | principal |
| Waste Management, Inc. | 94106L109 | COM | 64,747 | $5,992,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 591,878 | $5,989,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 850,457 | $5,944,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 108,267 | $5,939,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 55,000 | $5,856,000 | thousands by filing date | |
| ACT II GLOBAL ACQUISITIO-A | G0080J104 | CL A SHS | 593,156 | $5,854,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 649,100 | $5,828,000 | thousands by filing date | put |
| STORE CAP CORP | 862121100 | COM | 318,671 | $5,774,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 5,997,000 | $5,664,000 | thousands by filing date | principal |
| AIR PRODS & CHEMS INC | 009158106 | COM | 28,000 | $5,589,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 4,378 | $5,548,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 45,300 | $5,538,000 | thousands by filing date | put |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 76,300 | $5,508,000 | thousands by filing date | put |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 167,937 | $5,508,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 6,188,000 | $5,495,000 | thousands by filing date | principal |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 612,507 | $5,488,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 50,000 | $5,387,000 | thousands by filing date | put |
| Collier Creek Holdings | G22707106 | COM | 524,094 | $5,361,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 199,421 | $5,344,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 56,401 | $5,337,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 147,411 | $5,330,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 67,060 | $5,315,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 1,027,981 | $5,314,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 425,073 | $5,266,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 325,607 | $5,248,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 85,000 | $5,196,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 99,000 | $5,185,000 | thousands by filing date | put |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 6,380,000 | $5,180,000 | thousands by filing date | principal |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 525,000 | $5,129,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 185,606 | $5,128,000 | thousands by filing date | |
| RH | 74967X103 | COM | 50,000 | $5,023,000 | thousands by filing date | put |
| APHRIA INC | 03765K104 | COM | 1,623,400 | $4,967,000 | thousands by filing date | put |
| PRECIGEN INC | 46122TAA0 | NOTE 3.500% 7/0 | 9,000,000 | $4,897,000 | thousands by filing date | principal |
| BP PLC SPONSORED ADR | 055622104 | ADR | 200,000 | $4,878,000 | thousands by filing date | call |
| WABCO HLDGS INC | 92927K102 | COM | 36,025 | $4,865,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 347,512 | $4,833,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 266,208 | $4,823,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 52,182 | $4,786,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 752,075 | $4,775,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 51,800 | $4,640,000 | thousands by filing date | put |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 914,485 | $4,636,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 178,282 | $4,612,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 4,823,000 | $4,586,000 | thousands by filing date | principal |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 305,574 | $4,577,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 994,802 | $4,536,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 1,148,000 | $4,534,000 | thousands by filing date | put |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 36,754 | $4,458,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 76,800 | $4,444,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 132,337 | $4,397,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CORP SHS CL A | G3165V109 | COM | 430,729 | $4,384,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282WAA8 | NOTE 4.000%11/1 | 3,300,000 | $4,364,000 | thousands by filing date | principal |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 75,187 | $4,358,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 73,100 | $4,280,000 | thousands by filing date | call |
| CIIG MERGER CORP | 12559C202 | UNIT 12/31/2026 | 435,734 | $4,270,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 5,022,000 | $4,238,000 | thousands by filing date | principal |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 169,059 | $4,226,000 | thousands by filing date | |
| RH | 74967X103 | COM | 41,775 | $4,197,000 | thousands by filing date | |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 4,500,000 | $4,157,000 | thousands by filing date | principal |
| HEALTHCARE MERGER CORP | 42227L201 | UNIT 12/17/2021 | 397,363 | $4,092,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 622,819 | $4,067,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 408,006 | $4,055,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 69,672 | $4,041,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 385,000 | $3,984,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896104 | COM CL A | 399,935 | $3,959,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 113,964 | $3,949,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 1,331,721 | $3,928,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 126,300 | $3,916,000 | thousands by filing date | put |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 12,000,000 | $3,914,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 613,300 | $3,900,000 | thousands by filing date | put |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 161,089 | $3,885,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 4,000,000 | $3,857,000 | thousands by filing date | principal |
| SPRINT CORP | 85207U105 | COM SER 1 | 441,468 | $3,805,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823UAB8 | NOTE 5.000% 3/1 | 5,000,000 | $3,758,000 | thousands by filing date | principal |
| ALLIANZGI ARTIFICIAL INTELLI | 01883M101 | COM | 234,440 | $3,751,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 28,488 | $3,727,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 783,077 | $3,711,000 | thousands by filing date | |
| COLLIER CREEK HOLDINGS | G22707122 | UNIT 99/99/9999 | 361,342 | $3,689,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 3,246,155 | $3,668,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 4,710,000 | $3,651,000 | thousands by filing date | principal |
| SYNAPTICS INC | 87157DAD1 | NOTE 0.500% 6/1 | 3,500,000 | $3,642,000 | thousands by filing date | principal |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 4,026,000 | $3,627,000 | thousands by filing date | principal |
| URBAN EDGE PPTYS | 91704F104 | COM | 411,593 | $3,626,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 150,000 | $3,517,000 | thousands by filing date | put |
| TILRAY INC | 88688T100 | COM CL 2 | 510,300 | $3,510,000 | thousands by filing date | put |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 25,100 | $3,507,000 | thousands by filing date | put |
| Lincoln National Corporat | 524901105 | COM | 70,600 | $3,448,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 237,789 | $3,431,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 65,646 | $3,430,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 38,268 | $3,402,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 350,000 | $3,402,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 907,580 | $3,358,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 446,937 | $3,334,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 368,529 | $3,331,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,800 | $3,255,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 320,317 | $3,248,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 329,731 | $3,247,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 853,416 | $3,242,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 181,486 | $3,232,000 | thousands by filing date | |
| GSV CAP CORP | 36191JAC5 | NOTE 4.750% 3/2 | 3,400,000 | $3,229,000 | thousands by filing date | principal |
| PROPTECH ACQUISITION CORP | 74349F200 | UNIT 10/01/2026 | 324,872 | $3,229,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 476,888 | $3,223,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 57,974 | $3,212,000 | thousands by filing date | |
| ProShares UltraPro Sht | 74347G408 | ETF | 163,302 | $3,177,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 467,145 | $3,171,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 510,494 | $3,165,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 357,800 | $3,152,000 | thousands by filing date | put |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 4,000,000 | $3,090,000 | thousands by filing date | principal |
| HEXCEL CORP NEW | 428291108 | COM | 82,866 | $3,081,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 45,059 | $3,048,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 12,500 | $3,007,000 | thousands by filing date | put |
| FLYING EAGLE ACQUISITION COR | 34407Y202 | UNIT 99/99/9999 | 299,900 | $2,990,000 | thousands by filing date | |
| ACT II GLOBAL ACQUISITION CO | G0080J112 | UNIT 04/30/2026 | 281,200 | $2,977,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 53,353 | $2,944,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D124 | UNIT 12/31/2026 | 300,000 | $2,940,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 271,216 | $2,885,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 176,098 | $2,880,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 353,539 | $2,874,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 255,100 | $2,859,000 | thousands by filing date | put |
| GORES METROPOULOS INC | 382872109 | COM CL A | 281,416 | $2,859,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 78,300 | $2,820,000 | thousands by filing date | call |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 309,224 | $2,801,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 29,551 | $2,760,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C203 | UNIT 03/01/2027 | 275,000 | $2,750,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L102 | COM CL A | 280,000 | $2,744,000 | thousands by filing date | |
| ProShares UltraPro Sht | 74347G408 | ETF | 140,700 | $2,738,000 | thousands by filing date | call |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 18,000 | $2,719,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 169,787 | $2,706,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 154,091 | $2,627,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 341,808 | $2,618,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 36,000 | $2,617,000 | thousands by filing date | put |
| PYXUS INTL INC | 74737V106 | COM | 838,800 | $2,608,000 | thousands by filing date | put |
| PEGASYSTEMS INC COM | 705573103 | Stock | 36,600 | $2,607,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 2,078 | $2,600,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 17,061 | $2,574,000 | thousands by filing date | |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 2,500,000 | $2,536,000 | thousands by filing date | principal |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 255,659 | $2,505,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L200 | UNIT 10/31/2026 | 247,700 | $2,501,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G205 | UNIT 99/99/9999 | 241,620 | $2,498,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 89,300 | $2,495,000 | thousands by filing date | put |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 78,248 | $2,490,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 3,600,000 | $2,488,000 | thousands by filing date | principal |
| iShares MSCI Japan ETF | 46434G822 | SHS | 50,000 | $2,469,000 | thousands by filing date | put |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 243,733 | $2,405,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 52,700 | $2,396,000 | thousands by filing date | call |
| FORTIVE CORP COM | 34959J108 | Stock | 43,400 | $2,395,000 | thousands by filing date | call |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 217,958 | $2,380,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 16,174 | $2,380,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 235,203 | $2,375,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,523,748 | $2,361,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 258,800 | $2,347,000 | thousands by filing date | put |
| DIAMONDPEAK HLDGS COR | 25280H100 | COM CL A | 222,157 | $2,310,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 21,990 | $2,297,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 10,429 | $2,296,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 47,000 | $2,256,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F129 | 6% PFD CNV SR A | 600,934 | $2,218,000 | thousands by filing date | |
| ACCELERATE DIAGNOSTICS INC | 00430HAB8 | NOTE 2.500% 3/1 | 4,000,000 | $2,193,000 | thousands by filing date | principal |
| APHRIA INC | 03765K104 | COM | 714,731 | $2,187,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884203 | UNIT 99/99/9999 | 219,334 | $2,182,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 77,896 | $2,176,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 43,030 | $2,169,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 425,992 | $2,155,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A107 | SHS CL A | 215,350 | $2,119,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 1,500,000 | $2,116,000 | thousands by filing date | principal |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 61,076 | $2,082,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 108,900 | $2,082,000 | thousands by filing date | put |
| TRI CONTL CORP | 895436103 | COM | 99,220 | $2,074,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 57,400 | $2,061,000 | thousands by filing date | put |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 359,964 | $2,055,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 76,550 | $2,050,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 30,318 | $2,036,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 18,000 | $2,033,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 208,708 | $2,024,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 105,600 | $2,000,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 43,200 | $1,998,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 123,900 | $1,974,000 | thousands by filing date | put |
| FINSERV ACQUISITION CORP | 318085206 | UNIT 12/31/2026 | 194,626 | $1,961,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 83,838 | $1,955,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 5,200 | $1,952,000 | thousands by filing date | put |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 19,500 | $1,950,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 11,613 | $1,937,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 124,800 | $1,924,000 | thousands by filing date | put |
| FORTIVE CORP COM | 34959J108 | Stock | 34,700 | $1,915,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 7,014 | $1,915,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N206 | UNIT 04/30/2025 | 175,000 | $1,914,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 41,800 | $1,900,000 | thousands by filing date | put |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 186,209 | $1,880,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 44,792 | $1,875,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 679,016 | $1,874,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 281,040 | $1,871,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 182,617 | $1,855,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 188,647 | $1,846,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 64,400 | $1,845,000 | thousands by filing date | put |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 153,519 | $1,843,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 10,000 | $1,836,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 166,234 | $1,835,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 189,998 | $1,833,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 109,736 | $1,831,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 172,400 | $1,830,000 | thousands by filing date | put |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 21,668 | $1,804,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 61,651 | $1,786,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 21,232 | $1,776,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 119,865 | $1,775,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 43,300 | $1,763,000 | thousands by filing date | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 84,500 | $1,759,000 | thousands by filing date | put |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 559,871 | $1,752,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 318,771 | $1,750,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 53,500 | $1,743,000 | thousands by filing date | |
| INTERPRIVATE ACQUISITION COR | 46064A202 | UNIT 10/29/2024 | 175,000 | $1,730,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 175,100 | $1,721,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 339,848 | $1,712,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 173,500 | $1,708,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 179,726 | $1,675,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 18,800 | $1,671,000 | thousands by filing date | put |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 316,120 | $1,656,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 499,585 | $1,648,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 106,737 | $1,639,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 228,708 | $1,639,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 14,081 | $1,631,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 9,844 | $1,623,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 124,335 | $1,592,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 261,636 | $1,582,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 44,996 | $1,581,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C124 | UNIT 99/99/9999 | 160,000 | $1,568,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 244,713 | $1,556,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 12,283 | $1,552,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 152,628 | $1,550,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 90,000 | $1,546,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 242,100 | $1,527,000 | thousands by filing date | put |
| XYLEM INC COM | 98419M100 | Stock | 23,385 | $1,523,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 65,800 | $1,520,000 | thousands by filing date | put |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 1,000,000 | $1,518,000 | thousands by filing date | principal |
| GAMING & LEISURE P COM | 36467J108 | REIT | 54,698 | $1,515,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 357,627 | $1,502,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 47,239 | $1,492,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L209 | UNIT 03/04/2024 | 153,824 | $1,492,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 118,797 | $1,487,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 99,184 | $1,477,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 156,600 | $1,475,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 15,000 | $1,467,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 235,200 | $1,453,000 | thousands by filing date | put |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 140,227 | $1,442,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 528,730 | $1,438,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 225,437 | $1,433,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 231,909 | $1,433,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 96,810 | $1,430,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 118,834 | $1,421,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 97,360 | $1,401,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 245,119 | $1,380,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 141,829 | $1,375,000 | thousands by filing date | |
| PROPTECH ACQUISITION CORP | 74349F101 | COM CL A | 142,345 | $1,375,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 3,040,200 | $1,368,000 | thousands by filing date | put |
| WESTROCK CO | 96145D105 | COM | 48,364 | $1,366,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y205 | UNIT 11/22/2024 | 136,425 | $1,349,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 140,200 | $1,345,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 110,110 | $1,342,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 15,000 | $1,342,000 | thousands by filing date | put |
| Honeywell Technologies | 438516106 | COM | 10,000 | $1,337,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 5,383 | $1,337,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 54,400 | $1,336,000 | thousands by filing date | put |
| COUSINSPPTYSINC | 222795502 | STOK | 45,628 | $1,335,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 13,944 | $1,330,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 40,100 | $1,327,000 | thousands by filing date | put |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 176,928 | $1,318,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 1,250 | $1,318,000 | thousands by filing date | |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 1,500,000 | $1,318,000 | thousands by filing date | principal |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 56,700 | $1,316,000 | thousands by filing date | call |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 20,500 | $1,312,000 | thousands by filing date | put |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 69,356 | $1,307,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 95,264 | $1,290,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 184,402 | $1,288,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 593,029 | $1,280,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C203 | UNIT 99/99/9999 | 124,042 | $1,276,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 31,023 | $1,272,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 28,000 | $1,267,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 156,300 | $1,258,000 | thousands by filing date | |
| GREENROSE HOLDING CO INC/THE | 395392202 | COM | 129,300 | $1,254,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 21,453 | $1,233,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 211,436 | $1,232,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 48,075 | $1,219,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 247,037 | $1,210,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 656,944 | $1,202,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 15,160 | $1,201,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867307 | UNIT 03/31/2024 | 115,778 | $1,201,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 49,320 | $1,197,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 105,324 | $1,192,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 395,954 | $1,191,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 80,692 | $1,184,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 50,500 | $1,180,000 | thousands by filing date | put |
| NNN REIT INC COM | 637417106 | REIT | 36,630 | $1,179,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 85,100 | $1,179,000 | thousands by filing date | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 56,200 | $1,170,000 | thousands by filing date | call |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 534,064 | $1,169,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G205 | UNIT 11/13/2026 | 115,100 | $1,169,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 119,181 | $1,167,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 20,000 | $1,160,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 14,300 | $1,153,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 200,100 | $1,152,000 | thousands by filing date | put |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 203,300 | $1,152,000 | thousands by filing date | put |
| Danaher Corporation | 235851102 | COM | 8,300 | $1,148,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 70,800 | $1,118,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 177,164 | $1,117,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 99,031 | $1,114,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 6,533 | $1,109,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 262,600 | $1,084,000 | thousands by filing date | put |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 342,027 | $1,080,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 77,509 | $1,077,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 43,855 | $1,077,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253HAB7 | NOTE 4.500% 7/0 | 1,100,000 | $1,073,000 | thousands by filing date | principal |
| KOSMOS ENERGY LTD | 500688106 | COM | 1,195,611 | $1,070,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP I | 83406B101 | COM CL A | 108,250 | $1,061,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 13,070 | $1,049,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 103,517 | $1,046,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 244,636 | $1,044,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 197,032 | $1,044,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 65,667 | $1,027,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 49,100 | $1,027,000 | thousands by filing date | put |
| TAILORED BRANDS INC | 87403A107 | COM | 588,403 | $1,023,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A309 | UNIT 12/01/2023 | 100,000 | $1,023,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 102,218 | $1,021,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U207 | UNIT 03/31/2021 | 100,200 | $1,014,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO COM | 80821R109 | Stock | 100,000 | $1,011,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 26,300 | $1,010,000 | thousands by filing date | put |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 302,347 | $1,006,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-20-000007 | this filing | 2020-05-13 | acceptance time not in the bulk data set |