13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-13, with 1,442 holding rows worth $6,890,767,000.
- Accession
- 0001279891-20-000007
- Filer
- CIK 1279891
- Filed
- 2020-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 1,442 entries on the cover page, a total value of $6,890,767,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,890,767,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 1,106,600 | $1,002,000 | thousands by filing date | put |
| ASHLAND INC | 044186104 | COM | 20,000 | $1,001,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K209 | UNIT 06/01/2025 | 100,000 | $996,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 115,000 | $994,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 141,114 | $993,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 248,000 | $992,000 | thousands by filing date | put |
| NATURA &CO HLDG S A | 63884N108 | ADR | 100,000 | $984,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 5,200 | $970,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 132,400 | $969,000 | thousands by filing date | put |
| IAC INTERACTIVECORP | 44919P508 | COM | 5,400 | $967,000 | thousands by filing date | put |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 41,077 | $963,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 33,089 | $962,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 5,338 | $956,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 20,000 | $952,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 19,623 | $951,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 25,300 | $949,000 | thousands by filing date | put |
| CHEMOURS CO COM | 163851108 | Stock | 106,823 | $947,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 181,049 | $943,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 27,469 | $942,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 154,835 | $941,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,783 | $934,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 362,994 | $929,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 21,432 | $918,000 | thousands by filing date | |
| INSULET CORP | 45784PAH4 | NOTE 1.375%11/1 | 500,000 | $917,000 | thousands by filing date | principal |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 55,000 | $916,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 183,680 | $914,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641205 | UNIT 99/99/9999 | 90,001 | $910,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 312,000 | $904,000 | thousands by filing date | put |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 80,920 | $902,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 92,299 | $899,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 23,700 | $899,000 | thousands by filing date | put |
| IAA INC | 449253103 | COM | 30,000 | $898,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 52,113 | $897,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 98,746 | $896,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 170,474 | $889,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 231,721 | $887,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 1,300,000 | $886,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 21,032 | $885,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 50,000 | $885,000 | thousands by filing date | put |
| FORTY SEVEN INC | 34983P104 | COM | 9,200 | $877,000 | thousands by filing date | put |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 50,398 | $870,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 98,427 | $867,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 5,000 | $865,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 742,898 | $861,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 22,669 | $850,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 80,400 | $850,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 94,446 | $848,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 212,818 | $840,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 1,700 | $830,000 | thousands by filing date | put |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 34,400 | $829,000 | thousands by filing date | put |
| NORBORD INC | 65548P403 | COM NEW | 70,000 | $828,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 35,000 | $826,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 34,126 | $824,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 158,000 | $823,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 31,427 | $821,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 55,592 | $818,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 75,000 | $818,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 28,000 | $816,000 | thousands by filing date | call |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 45,000 | $815,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 66,524 | $814,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 64,298 | $813,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 52,441 | $812,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 2,216,000 | $797,000 | thousands by filing date | put |
| REVIVA PHARMACEUTCLS HLDGS INC COM | G8708A116 | Stock | 75,000 | $789,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 53,730 | $788,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 67,035 | $786,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 31,900 | $783,000 | thousands by filing date | call |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 111,059 | $782,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 124,610 | $778,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 10,000 | $776,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 51,306 | $775,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R200 | UNIT 01/07/2019 | 75,000 | $772,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 77,499 | $769,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L204 | UNIT 99/99/9999 | 75,000 | $768,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 117,386 | $766,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 57,900 | $752,000 | thousands by filing date | put |
| SEMTECH CORP COM | 816850101 | Stock | 20,000 | $750,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 49,751 | $746,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 69,450 | $745,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 5,100 | $744,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 178,044 | $744,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 6,500 | $734,000 | thousands by filing date | put |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 38,376 | $729,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 75,733 | $729,000 | thousands by filing date | |
| NEWBORN ACQUISITION CORP | G6463T130 | UNIT 99/99/9999 | 75,000 | $727,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 185,100 | $725,000 | thousands by filing date | put |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 107,266 | $724,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N130 | UNIT 05/06/2025 | 69,000 | $724,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 133,300 | $723,000 | thousands by filing date | put |
| GOPRO INC | 38268T103 | CL A | 275,800 | $722,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 17,323 | $720,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 2,194,697 | $720,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 7,000 | $716,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 52,200 | $713,000 | thousands by filing date | call |
| VISTA OUTDOOR INC | 928377100 | COM | 79,891 | $703,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P205 | UNIT 09/01/2024 | 68,216 | $700,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 28,800 | $698,000 | thousands by filing date | call |
| TELADOC HEALTH INC | 87918A105 | COM | 4,500 | $697,000 | thousands by filing date | put |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 50,000 | $692,000 | thousands by filing date | put |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 26,835 | $686,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 2,500 | $682,000 | thousands by filing date | put |
| VEREIT INC | 92339V100 | COM | 139,418 | $681,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 53,820 | $679,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 23,938 | $668,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 60,097 | $668,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 20,600 | $665,000 | thousands by filing date | put |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 20,400 | $665,000 | thousands by filing date | put |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 64,259 | $663,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J110 | W EXP 12/18/202 | 275,622 | $661,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 122,916 | $660,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3165V117 | UNIT 10/04/2023 | 59,920 | $659,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 68,011 | $656,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 30,000 | $650,000 | thousands by filing date | call |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 42,000 | $648,000 | thousands by filing date | put |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 55,967 | $648,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 32,100 | $641,000 | thousands by filing date | put |
| UNITI GROUP INC | 91325V108 | COM | 106,408 | $641,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 59,611 | $638,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 91,883 | $638,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 548,200 | $635,000 | thousands by filing date | put |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 64,860 | $631,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 56,314 | $631,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 35,051 | $630,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 188,129 | $628,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 7,565 | $627,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 6,000 | $624,000 | thousands by filing date | put |
| GIGCAPITAL2 INC | 375036209 | UNIT 02/28/2026 | 60,000 | $618,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872208 | UNIT 99/99/9999 | 59,675 | $616,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 77,474 | $612,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 6,111 | $610,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 57,071 | $606,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 4,910 | $605,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 10,100 | $600,000 | thousands by filing date | put |
| INVITATION HOMES INC COM | 46187W107 | REIT | 28,025 | $598,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 64,623 | $598,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 31,867 | $597,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 78,000 | $592,000 | thousands by filing date | put |
| LIFE STORAGE INC | 53223X107 | COM | 6,236 | $589,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 97,568 | $588,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 52,088 | $587,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 105,300 | $587,000 | thousands by filing date | put |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 341,722 | $587,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 46,317 | $585,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A123 | UNIT 08/01/2024 | 58,000 | $584,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 26,058 | $583,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 7,654 | $582,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896203 | UNIT 99/99/9999 | 54,583 | $582,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 136,493 | $578,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 1,275,000 | $578,000 | thousands by filing date | principal |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 8,000 | $577,000 | thousands by filing date | call |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 706,787 | $569,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542117 | *W EXP 01/17/202 | 407,388 | $568,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 124,319 | $566,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 10,604 | $564,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 97,898 | $561,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 856 | $560,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 87,388 | $557,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 500,000 | $555,000 | thousands by filing date | principal |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 49,601 | $555,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 86,354 | $550,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 298,370 | $546,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 225,472 | $543,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 44,136 | $542,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 28,738 | $540,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 73,120 | $536,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 23,100 | $536,000 | thousands by filing date | put |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 35,618 | $533,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 70,591 | $531,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,570 | $528,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 16,862 | $524,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 35,972 | $518,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 49,954 | $514,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 50,200 | $510,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,000 | $508,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 30,000 | $506,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415116 | UNIT 09/24/2020 | 49,800 | $506,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 71,762 | $505,000 | thousands by filing date | |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 9,165 | $500,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 1,107,311 | $500,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 58,479 | $498,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F201 | UNIT 06/11/2026 | 48,902 | $496,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 8,528 | $494,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 36,767 | $490,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130123 | UNIT 03/01/2024 | 50,000 | $490,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 27,000 | $485,000 | thousands by filing date | put |
| WARRIOR MET COAL INC | 93627C101 | COM | 45,640 | $484,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C103 | COM CL A | 50,000 | $484,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,789 | $483,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 7,500 | $480,000 | thousands by filing date | put |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 50,000 | $480,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 15,000 | $478,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 46,000 | $478,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 73,322 | $477,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 30,224 | $477,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 183,645 | $475,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 187,800 | $473,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 35,242 | $469,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 137,600 | $467,000 | thousands by filing date | put |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 44,611 | $464,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 19,875 | $461,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 50,825 | $460,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 37,054 | $459,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 1,031,300 | $458,000 | thousands by filing date | put |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 533,690 | $455,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 30,054 | $452,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 14,891 | $448,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 10,628 | $447,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 16,985 | $446,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 28,645 | $443,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 11,651 | $442,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 30,500 | $441,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 9,546 | $441,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K100 | COM CL A | 44,500 | $440,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 5,446 | $439,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 47,529 | $435,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 158,455 | $434,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 3,000 | $433,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 18,100 | $430,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 2,000 | $423,000 | thousands by filing date | call |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 84,511 | $423,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 40,000 | $422,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 144,900 | $420,000 | thousands by filing date | call |
| PROFICIENT ALPHA ACQUSTN COR | 74317H204 | UNIT 04/30/2026 | 40,000 | $417,000 | thousands by filing date | |
| VIRGIN GALACTIC HOLDINGS INC | 92766K114 | W EXP 11/25/202 | 55,796 | $417,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 28,128 | $413,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 74,488 | $413,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 4,600 | $412,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 52,854 | $411,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 2,303 | $408,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 81,195 | $406,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T208 | UNIT 99/99/9999 | 39,900 | $406,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 2,227 | $404,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 49,799 | $404,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 24,500 | $404,000 | thousands by filing date | put |
| BEST INC | 08653C106 | SPONSORED ADS | 75,000 | $401,000 | thousands by filing date | put |
| PAE INC | 69290Y109 | COM CL A | 61,897 | $401,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 79,510 | $399,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 40,000 | $399,000 | thousands by filing date | call |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 34,042 | $394,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 45,885 | $394,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H209 | UNIT 99/99/9999 | 40,000 | $394,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 15,600 | $390,000 | thousands by filing date | call |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 3,902 | $389,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 13,900 | $385,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 5,305 | $384,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 15,758 | $383,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 50,891 | $379,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 9,206 | $377,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 358,900 | $376,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 6,966 | $374,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 63,840 | $374,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 64,951 | $372,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 75,874 | $368,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 70,000 | $367,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 700 | $366,000 | thousands by filing date | call |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,427 | $366,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 25,608 | $362,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 40,820 | $356,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 51,800 | $354,000 | thousands by filing date | put |
| CNH INDL N V SHS | N20944109 | Stock | 63,063 | $353,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 25,334 | $353,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 26,197 | $350,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 4,087 | $349,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 40,608 | $348,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 99,935 | $347,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867109 | CL A | 34,500 | $347,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 3,200 | $345,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 20,415 | $345,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 86,900 | $343,000 | thousands by filing date | call |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 36,988 | $342,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 15,308 | $342,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,000 | $341,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 94,711 | $340,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 24,844 | $339,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 19,251 | $338,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 158,963 | $337,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 42,962 | $336,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 11,442 | $334,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 36,191 | $333,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 7,207 | $332,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 5,901 | $331,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 28,383 | $330,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 33,400 | $325,000 | thousands by filing date | call |
| Fgl Holdings Wt Exp | g3402m110 | WT | 130,554 | $323,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 32,700 | $318,000 | thousands by filing date | put |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 15,000 | $318,000 | thousands by filing date | put |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 10,500 | $317,000 | thousands by filing date | call |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 64,572 | $312,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 2,380 | $312,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 117,998 | $312,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 29,400 | $311,000 | thousands by filing date | call |
| ProShares UltraPro Sht | 74347G408 | ETF | 16,000 | $311,000 | thousands by filing date | put |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 42,309 | $310,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 4,580 | $308,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 25,656 | $306,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 12,600 | $305,000 | thousands by filing date | put |
| PYXUS INTL INC | 74737V106 | COM | 98,100 | $305,000 | thousands by filing date | call |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 38,762 | $304,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 7,155 | $301,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 19,300 | $298,000 | thousands by filing date | call |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 66,147 | $297,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 20,000 | $295,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 10,139 | $291,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 44,021 | $291,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 10,000 | $290,000 | thousands by filing date | put |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 22,366 | $289,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,000 | $288,000 | thousands by filing date | call |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 56,600 | $287,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 24,605 | $285,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 3,393 | $284,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 73,422 | $284,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 175,519 | $284,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 6,442 | $283,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 16,900 | $282,000 | thousands by filing date | put |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 18,192 | $281,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 4,993 | $281,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 49,200 | $281,000 | thousands by filing date | put |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 20,997 | $280,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 300,000 | $280,000 | thousands by filing date | principal |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 10,270 | $279,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 41,500 | $278,000 | thousands by filing date | put |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 28,925 | $278,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 23,600 | $277,000 | thousands by filing date | put |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,537 | $276,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 11,800 | $276,000 | thousands by filing date | call |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 12,604 | $270,000 | thousands by filing date | |
| COLLIER CREEK HOLDINGS | G22707114 | *W EXP 99/99/999 | 200,716 | $270,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 83,500 | $269,000 | thousands by filing date | put |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 16,700 | $268,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 230 | $267,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 27,358 | $267,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,300 | $266,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 88,564 | $265,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 27,400 | $265,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 15,865 | $260,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 22,940 | $259,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 46,060 | $257,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 15,899 | $255,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 69,466 | $252,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 39,284 | $252,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR COM | 74317h105 | COM | 25,000 | $252,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 3,349 | $251,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 67,070 | $250,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 19,554 | $248,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 102,976 | $246,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 39,714 | $245,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 18,100 | $244,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 476,957 | $243,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 18,351 | $242,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 54,857 | $242,000 | thousands by filing date | |
| SUTTER ROCK CAP CORP | 86944Q100 | COM | 41,000 | $240,000 | thousands by filing date | put |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 5,900 | $238,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 206,718 | $237,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 10,400 | $236,000 | thousands by filing date | put |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,225 | $235,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 10,100 | $233,000 | thousands by filing date | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,000 | $231,000 | thousands by filing date | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 6,956 | $230,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 6,366 | $229,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 4,024 | $229,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 16,143 | $228,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,921 | $227,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 4,700 | $225,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 11,631 | $222,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 2,756 | $220,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 5,000 | $220,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 103,700 | $219,000 | thousands by filing date | put |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 35,051 | $219,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 6,780 | $218,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 72,087 | $216,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 10,527 | $215,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 64,933 | $215,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 20,155 | $214,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,229 | $213,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,911 | $210,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 1,500 | $209,000 | thousands by filing date | call |
| CSX Corporation | 126408103 | COM | 3,642 | $208,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 14,266 | $208,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1,735 | $207,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 8,539 | $207,000 | thousands by filing date | |
| DIAMOND EAGLE ACQUISITION CO | 25258L109 | COM CL A | 16,822 | $207,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S108 | *W EXP 11/30/202 | 293,915 | $205,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 6,700 | $204,000 | thousands by filing date | put |
| SC HEALTH CORP | G78516302 | UNIT 99/99/9999 | 20,000 | $204,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X204 | UNIT 05/09/2026 | 20,863 | $204,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 3,028 | $202,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 16,066 | $202,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 25,618 | $201,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 25,272 | $201,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 14,800 | $200,000 | thousands by filing date | put |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 11,430 | $200,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 14,743 | $200,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 1,368 | $199,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 28,000 | $198,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q209 | UNIT 03/31/2025 | 20,000 | $197,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 26,505 | $196,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,025 | $193,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 8,248 | $193,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 3,642 | $193,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 95,000 | $191,000 | thousands by filing date | put |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 25,460 | $190,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N115 | *W EXP 04/30/202 | 380,804 | $190,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,458 | $189,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 100,000 | $189,000 | thousands by filing date | put |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 3,223 | $189,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865202 | UNIT 02/01/2023 | 18,791 | $189,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,131 | $188,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 582 | $188,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 3,861 | $188,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,700 | $188,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 11,664 | $187,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,841 | $186,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 4,000 | $186,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,500 | $185,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,500 | $185,000 | thousands by filing date | put |
| ENDO INTL PLC | G30401106 | SHS | 50,100 | $185,000 | thousands by filing date | call |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 24,374 | $182,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 3,762 | $182,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 17,371 | $182,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 30,300 | $182,000 | thousands by filing date | put |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 14,911 | $181,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 2,917 | $180,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 169,213 | $179,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 67,467 | $176,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,893 | $175,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 14,510 | $175,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 17,900 | $175,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,000 | $174,000 | thousands by filing date | put |
| W & T OFFSHORE INC | 92922P106 | COM | 101,900 | $173,000 | thousands by filing date | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 27,900 | $172,000 | thousands by filing date | put |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 8,180 | $171,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 870 | $169,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 4,832 | $169,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 80,873 | $169,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 2,286 | $168,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 12,152 | $168,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 23,402 | $168,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 97,000 | $168,000 | thousands by filing date | call |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 482,602 | $168,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 17,400 | $168,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,740 | $167,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 23,669 | $167,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 250,500 | $167,000 | thousands by filing date | put |
| PHILLIPS 66 COM | 718546104 | Stock | 3,107 | $166,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 5,500 | $166,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 12,009 | $165,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 127,323 | $165,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 14,657 | $164,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 40,000 | $164,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 3,653 | $161,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 1,157 | $161,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 36,953 | $160,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 12,000 | $159,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,882 | $159,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 13,656 | $159,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 22,400 | $158,000 | thousands by filing date | put |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 9,800 | $158,000 | thousands by filing date | put |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 14,680 | $158,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,385 | $157,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 9,800 | $157,000 | thousands by filing date | call |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 11,980 | $156,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 141,900 | $156,000 | thousands by filing date | put |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 38,500 | $154,000 | thousands by filing date | call |
| NIO INC SPON ADS | 62914V106 | ADR | 54,700 | $152,000 | thousands by filing date | call |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,638 | $152,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1,700 | $151,000 | thousands by filing date | call |
| BROADCOM INC | 11135F200 | 8% MCNV PFD SR A | 160 | $150,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 12,633 | $150,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 13,600 | $148,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 3,861 | $147,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 14,185 | $147,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 14,864 | $147,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R120 | *W EXP 10/30/202 | 175,000 | $147,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 8,297 | $146,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 14,700 | $146,000 | thousands by filing date | put |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 10,864 | $146,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 13,764 | $142,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,714 | $138,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,043 | $138,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 8,318 | $138,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 9,855 | $138,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 100,183 | $138,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 762 | $137,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 11,697 | $136,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 2,812 | $135,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 7,139 | $135,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 3,994 | $134,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 772 | $133,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 9,609 | $133,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 17,430 | $133,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 919 | $133,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,540 | $132,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 162,211 | $129,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A206 | UNIT 05/24/2026 | 12,800 | $129,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 2,005 | $128,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 13,462 | $128,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 277,098 | $126,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 2,000 | $125,000 | thousands by filing date | call |
| LEAR CORP COM NEW | 521865204 | Stock | 1,537 | $124,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1,040 | $124,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-20-000007 | this filing | 2020-05-13 | acceptance time not in the bulk data set |