13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 1,351 holding rows worth $8,612,643,000.
- Accession
- 0001279891-20-000004
- Filer
- CIK 1279891
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 1,351 entries on the cover page, a total value of $8,612,643,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,612,643,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 2,800 | $167,000 | thousands by filing date | put |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 207,225 | $165,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 39,400 | $163,000 | thousands by filing date | put |
| BLOCK INC CL A | 852234103 | Stock | 2,600 | $162,000 | thousands by filing date | call |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,432 | $160,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 7,520 | $160,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 11,293 | $160,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 9,761 | $157,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 7,726 | $156,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F110 | *W EXP 06/12/202 | 67,754 | $156,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,242 | $155,000 | thousands by filing date | |
| US ECOLOGY INC | 91734M111 | WTS | 13,364 | $155,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 17,300 | $154,000 | thousands by filing date | call |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 19,600 | $152,000 | thousands by filing date | call |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 3,800 | $152,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 12,500 | $152,000 | thousands by filing date | put |
| DUKE REALTY CORP | 264411505 | COM NEW | 4,382 | $151,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 10,000 | $151,000 | thousands by filing date | call |
| CNH INDL N V SHS | N20944109 | Stock | 13,063 | $143,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 7,075 | $141,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 6,000 | $141,000 | thousands by filing date | put |
| Fgl Holdings Wt Exp | g3402m110 | WT | 92,136 | $141,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 3,851 | $139,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 6,600 | $139,000 | thousands by filing date | put |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 21,700 | $139,000 | thousands by filing date | put |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 2,005 | $138,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 4,100 | $138,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 2,822 | $135,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 8,489 | $134,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 11,476 | $132,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G114 | *W EXP 07/02/202 | 93,337 | $132,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A206 | UNIT 05/24/2026 | 12,800 | $132,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 1,000 | $131,000 | thousands by filing date | call |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 10,513 | $131,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 9,880 | $130,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 847 | $129,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 1,000 | $125,000 | thousands by filing date | put |
| American Tower Corporation | 03027X100 | COM | 543 | $124,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 2,300 | $123,000 | thousands by filing date | call |
| SANDERSON FARMS | 800013104 | COM | 700 | $123,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 758 | $122,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 2,606 | $121,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 8,419 | $120,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 2,744 | $118,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 5,256 | $117,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 6,500 | $117,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 6,800 | $116,000 | thousands by filing date | put |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 14,601 | $115,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 30,000 | $113,000 | thousands by filing date | put |
| TREMONT MTG TR | 894789106 | COM | 22,905 | $113,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CORP | 80821R208 | UNIT EX 123123 | 10,800 | $113,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A115 | *W EXP 02/28/202 | 100,000 | $113,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 8,711 | $112,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 2,366 | $112,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 248,102 | $111,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 13,430 | $109,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 43,908 | $109,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 8,789 | $109,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 7,115 | $109,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 1,800 | $108,000 | thousands by filing date | put |
| PEABODY ENGR CORP | 704551100 | COM | 11,943 | $108,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M129 | UNIT 10/12/2023 | 10,000 | $108,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 13,178 | $107,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 6,381 | $106,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 9,705 | $105,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 11,570 | $105,000 | thousands by filing date | |
| DEACW US 30 Jun 26 C11.5 (Diamond Eagle Acquisitio | 25258L117 | W EXP 06/30/202 | 44,255 | $105,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 6,213 | $104,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 8,836 | $104,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 110,000 | $104,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 50 | $102,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 6,054 | $102,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,076 | $101,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E877 | DLY JR GOLD 3X | 10,400 | $101,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 681 | $100,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 690 | $100,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 882 | $100,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,101 | $100,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 310 | $100,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 948 | $100,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 3,727 | $100,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 1,011 | $100,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 863 | $100,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 626 | $100,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 4,645 | $100,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 14,055 | $100,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,148 | $99,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 412 | $99,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 504 | $99,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 1,636 | $99,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 943 | $99,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 26,413 | $99,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 936 | $99,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 893 | $99,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,069 | $99,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 4,227 | $99,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 395 | $99,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 2,748 | $99,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 988 | $99,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 657 | $99,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 2,604 | $99,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 1,952 | $99,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 6,732 | $99,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 2,440 | $99,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 5,481 | $99,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 96,501 | $99,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 12,500 | $99,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 452 | $98,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 826 | $98,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,200 | $98,000 | thousands by filing date | call |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 224 | $98,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 634 | $98,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 2,761 | $98,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 5,590 | $98,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 770 | $98,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 1,940 | $98,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 2,100 | $98,000 | thousands by filing date | put |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 117,500 | $98,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 2,495 | $97,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 12,213 | $97,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 81 | $96,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 8,163 | $94,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 142,500 | $94,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 2,899 | $93,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 95,200 | $93,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,000 | $92,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 5,100 | $92,000 | thousands by filing date | put |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 377 | $90,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 2,500 | $90,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 9,428 | $90,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 9,656 | $89,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 3,093 | $89,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867117 | *W EXP 03/31/202 | 75,000 | $89,000 | thousands by filing date | |
| ACTTW US 30 Apr 24 C11.5 (Act II Global Acquisitio | G0080J120 | W EXP 04/30/202 | 89,600 | $89,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M120 | RIGHT 10/29/2020 | 231,240 | $88,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,310 | $85,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 3,453 | $85,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 7,276 | $85,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 16,183 | $84,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 5,898 | $83,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 3,265 | $80,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 395 | $79,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U112 | *W EXP 04/09/202 | 176,744 | $79,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 720 | $78,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 59,800 | $77,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 1,312 | $75,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L114 | *W EXP 08/02/202 | 187,800 | $75,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 19,900 | $74,000 | thousands by filing date | call |
| GORES METROPOULOS INC | 382872117 | *W EXP 01/28/202 | 50,000 | $74,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 2,000 | $72,000 | thousands by filing date | put |
| CDK GLOBAL INC | 12508E101 | COM | 1,300 | $71,000 | thousands by filing date | put |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 2,972 | $69,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 7,155 | $69,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 676 | $68,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 765 | $67,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P114 | *W EXP 99/99/999 | 75,000 | $67,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 13,100 | $66,000 | thousands by filing date | put |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 10,500 | $65,000 | thousands by filing date | put |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 8,247 | $65,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 1,700 | $64,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W101 | COM | 38,200 | $64,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 5,114 | $63,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 37,032 | $62,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 3,000 | $62,000 | thousands by filing date | put |
| Elevance Health, Inc. | 036752103 | COM | 201 | $60,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 104 | $60,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 400 | $60,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 18,400 | $60,000 | thousands by filing date | put |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 2,500 | $60,000 | thousands by filing date | put |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 87,800 | $59,000 | thousands by filing date | call |
| CARE COM INC | 141633107 | COM | 3,970 | $59,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 14,432 | $57,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 5,042 | $56,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 2,574 | $55,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 3,636 | $55,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B115 | *W EXP 12/20/202 | 74,700 | $55,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 900 | $54,000 | thousands by filing date | call |
| HEALTHCARE | 42225P501 | CL A NEW | 1,771 | $53,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 2,698 | $52,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 500 | $50,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 21,832 | $50,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 1,400 | $50,000 | thousands by filing date | call |
| CHEGG INC | 163092109 | COM | 1,300 | $49,000 | thousands by filing date | put |
| TORTOISE ACQUISITION CORP | 89154L118 | W EXP 03/04/202 | 103,872 | $48,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 1,000 | $46,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 41,800 | $46,000 | thousands by filing date | call |
| SEACOR HOLDINGS INC | 811904101 | COM | 1,036 | $44,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 153,375 | $44,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 7,657 | $43,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 1,800 | $42,000 | thousands by filing date | put |
| ServiceNow,Inc. | 81762P102 | COM | 147 | $41,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 675 | $39,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 4,878 | $39,000 | thousands by filing date | |
| RANPAK HLDGS CORP | 75321W111 | *W EXP 06/03/202 | 36,785 | $39,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 1,153 | $38,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 2,000 | $38,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 3,951 | $38,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 2,900 | $37,000 | thousands by filing date | put |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 2,329 | $37,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 260 | $36,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X111 | W EXP 12/31/202 | 99,900 | $36,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO | 80821R117 | W EXP 12/31/202 | 90,100 | $34,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X204 | UNIT 05/09/2026 | 3,363 | $34,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M111 | *W EXP 10/20/202 | 78,000 | $34,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 500 | $32,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 36,041 | $32,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R125 | WARR | 27,469 | $32,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,038 | $31,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 250 | $31,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 1,647 | $31,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 2,459 | $31,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 14,500 | $31,000 | thousands by filing date | |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 57,749 | $31,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 900 | $31,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 42,700 | $31,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR | 74317H113 | *W EXP 04/30/202 | 210,000 | $31,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 232 | $30,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 900 | $30,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 5,000 | $30,000 | thousands by filing date | call |
| CALAMP CORP | 128126109 | COMMON STOCK | 3,200 | $30,000 | thousands by filing date | put |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 4,545 | $30,000 | thousands by filing date | |
| SC HEALTH CORP | G78516401 | *W EXP 99/99/999 | 31,250 | $30,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,590 | $29,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 1,905 | $29,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 3,781 | $28,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950137 | RIGHT 02/20/2020 | 115,198 | $28,000 | thousands by filing date | |
| BOXWOOD MERGER CORP | 10319T119 | W EXP 11/26/202 | 45,096 | $27,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 174 | $26,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 39,024 | $26,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 6,300 | $25,000 | thousands by filing date | put |
| FELLAZO INC RT | G3362K146 | WARRANT AND RIGH | 150,000 | $25,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 500 | $24,000 | thousands by filing date | put |
| STELLUS CAP INVT CORP | 858568108 | COM | 1,731 | $24,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,665 | $23,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 46,200 | $23,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 1,700 | $22,000 | thousands by filing date | put |
| OSPREY TECHNLGY AQUISTION CO | 68839R120 | *W EXP 10/30/202 | 25,000 | $22,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 7,715 | $22,000 | thousands by filing date | |
| GRAF INDL CORP | 384278115 | Stock | 50,000 | $21,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR | 74317H121 | RIGHT 04/30/2026 | 123,826 | $21,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 96 | $20,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 710 | $20,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 30,700 | $20,000 | thousands by filing date | put |
| ARYA SCIENCES ACQUISITION CO | G3165V125 | *W EXP 10/10/202 | 11,951 | $20,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896112 | *W EXP 07/18/202 | 10,297 | $19,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 17,500 | $18,000 | thousands by filing date | call |
| OAKTREE ACQUISITION CORP | G67145113 | *W EXP 99/99/999 | 19,196 | $18,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R130 | RIGHT 07/17/2023 | 75,000 | $18,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 79 | $17,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 6,199 | $17,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 500 | $17,000 | thousands by filing date | put |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 1,066 | $17,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 400 | $17,000 | thousands by filing date | put |
| CONTURA ENERGY INC | 21241B100 | COM | 1,929 | $17,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 90,000 | $16,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884112 | *W EXP 06/20/202 | 18,125 | $16,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER COR | 05586Y114 | *W EXP 04/08/202 | 20,200 | $16,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,700 | $15,000 | thousands by filing date | put |
| ENVESTNET INC | 29404K106 | COM | 229 | $15,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 1,097 | $15,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 5,000 | $15,000 | thousands by filing date | call |
| TEAM INC | 878155100 | COM | 1,000 | $15,000 | thousands by filing date | put |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 15,000 | $15,000 | thousands by filing date | principal |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 49,800 | $15,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K118 | *W EXP 06/01/202 | 20,000 | $15,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145121 | UNIT 99/99/9999 | 1,550 | $15,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 3,866 | $14,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 81 | $14,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 71,400 | $14,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 93,753 | $14,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K106 | *W EXP 03/14/202 | 91,815 | $14,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950129 | *W EXP 02/20/202 | 234,400 | $14,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 28,815 | $13,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 200 | $12,000 | thousands by filing date | put |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 511 | $11,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 11,100 | $11,000 | thousands by filing date | put |
| CHASERG TECHNLGY ACQUISITN C | 16166A111 | W EXP 04/10/202 | 5,000 | $11,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 937 | $10,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 525 | $10,000 | thousands by filing date | |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 105,349 | $10,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 6,336 | $9,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 3,500 | $9,000 | thousands by filing date | put |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 1,128 | $9,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 114,200 | $9,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 2,000 | $8,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 500 | $8,000 | thousands by filing date | put |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 540 | $8,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 16,300 | $8,000 | thousands by filing date | |
| AKAZOO SA | L0164E116 | *W EXP 09/11/202 | 16,527 | $8,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 25,000 | $8,000 | thousands by filing date | |
| CHASERG TECHNLGY ACQUISITN C | 16166A202 | UNIT 09/30/2023 | 700 | $8,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 150 | $7,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 88 | $7,000 | thousands by filing date | |
| BIOMX INC | 09090D111 | *W EXP 10/28/202 | 16,066 | $7,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R122 | W EXP 06/21/202 | 20,000 | $7,000 | thousands by filing date | |
| FELLAZO INC WT EXP 051526 | G3362K120 | WARRANT AND RIGH | 150,000 | $7,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 518 | $6,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 600 | $6,000 | thousands by filing date | put |
| WTS/ALLEGRO MERGER CORP EXP01/06/25 | 01749N111 | WARR | 34,000 | $6,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 2,172 | $6,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 62 | $5,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 175 | $5,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 200 | $5,000 | thousands by filing date | call |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 251 | $5,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS CORP | 284849114 | W EXP 08/03/202 | 18,444 | $5,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 3,269 | $5,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 17,301 | $5,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372116 | *W EXP 07/31/202 | 60,000 | $5,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q114 | *W EXP 11/20/202 | 1,971 | $5,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 500 | $4,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 321 | $4,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 6,600 | $4,000 | thousands by filing date | put |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 36,181 | $4,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A118 | *W EXP 01/31/202 | 11,277 | $4,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 72,445 | $4,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 7,333 | $4,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 200 | $3,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 100 | $3,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 3,000 | $3,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 35,389 | $3,000 | thousands by filing date | |
| WEALTHBRIDGE ACQUISITION LTD | G4887W128 | W EXP 01/31/202 | 40,000 | $3,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 6 | $2,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 39 | $2,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 29 | $2,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,900 | $2,000 | thousands by filing date | put |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 2,947 | $2,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 100 | $2,000 | thousands by filing date | |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 10,000 | $2,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 10,000 | $2,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 227 | $2,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 19 | $1,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 63 | $1,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 200 | $1,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 800 | $1,000 | thousands by filing date | put |
| JUNIPER INDL HLDGS INC | 48205G114 | *W EXP 11/13/202 | 2,400 | $1,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELIXIS INC COM | 30161Q104 | Stock | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APACHE CORP | 037411105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYLAN NV | N59465109 | SHS EURO | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 292 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVAXIS INC | 007624307 | COM | 119 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 109 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWLINK GENETICS CORP | 651511107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHUNWARE INC | 71948P100 | COMMON | 555 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHUNWARE INC | 71948P118 | *W EXP 12/26/202 | 3,563 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 36,147 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 2,587 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-20-000004 | this filing | 2020-02-14 | acceptance time not in the bulk data set |