13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 1,351 holding rows worth $8,612,643,000.
- Accession
- 0001279891-20-000004
- Filer
- CIK 1279891
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 1,351 entries on the cover page, a total value of $8,612,643,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,612,643,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPROTT FOCUS TR INC | 85208J109 | COM | 213,726 | $1,573,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 1,223 | $1,568,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 200,000 | $1,560,000 | thousands by filing date | put |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 46,896 | $1,553,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 114,345 | $1,550,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 375,481 | $1,546,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 19,600 | $1,544,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 20,200 | $1,543,000 | thousands by filing date | put |
| NIO INC SPON ADS | 62914V106 | ADR | 382,638 | $1,538,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 50,398 | $1,532,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 32,395 | $1,520,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J127 | UNIT 10/31/2026 | 150,000 | $1,512,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 129,650 | $1,511,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 111,652 | $1,507,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 248,128 | $1,506,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 364,494 | $1,501,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 29,500 | $1,481,000 | thousands by filing date | put |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 15,580 | $1,481,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 157,305 | $1,481,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 200,000 | $1,468,000 | thousands by filing date | put |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 135,645 | $1,466,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 73,681 | $1,459,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 390,100 | $1,455,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 109,134 | $1,450,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 333,622 | $1,434,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253HAB7 | NOTE 4.500% 7/0 | 1,100,000 | $1,432,000 | thousands by filing date | principal |
| JUNIPER INDL HLDGS INC | 48205G205 | UNIT 11/13/2026 | 140,100 | $1,429,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 67,170 | $1,427,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 20,500 | $1,420,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 179,600 | $1,400,000 | thousands by filing date | put |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 52,139 | $1,386,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 205,130 | $1,382,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 321,360 | $1,378,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 57,000 | $1,371,000 | thousands by filing date | put |
| VIASAT INC | 92552V100 | COM | 18,735 | $1,371,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 149,700 | $1,365,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 20,514 | $1,355,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C203 | UNIT 99/99/9999 | 123,842 | $1,351,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 266,376 | $1,350,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 42,100 | $1,349,000 | thousands by filing date | call |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 15,000 | $1,347,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 55,942 | $1,345,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 9,200 | $1,345,000 | thousands by filing date | put |
| EVERI HLDGS INC | 30034T103 | COM | 99,267 | $1,333,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 65,005 | $1,332,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 1,275,000 | $1,331,000 | thousands by filing date | principal |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 59,444 | $1,325,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 84,000 | $1,323,000 | thousands by filing date | put |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 1,300,000 | $1,321,000 | thousands by filing date | principal |
| ENBRIDGE INC COM | 29250N105 | Stock | 33,089 | $1,315,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 20,000 | $1,315,000 | thousands by filing date | put |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 40,000 | $1,308,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 50,000 | $1,298,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 154,311 | $1,297,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 142,345 | $1,296,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 58,821 | $1,291,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 38,465 | $1,290,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 8,000 | $1,289,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q208 | UNIT 05/15/2026 | 125,000 | $1,286,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 23,725 | $1,282,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 333,965 | $1,279,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 54,300 | $1,266,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 137,497 | $1,263,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 125,000 | $1,252,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A102 | SHS | 127,400 | $1,248,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 73,299 | $1,243,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 89,326 | $1,243,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 120,000 | $1,239,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 125,000 | $1,238,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 110,000 | $1,236,000 | thousands by filing date | put |
| INSURANCE ACQUISITION CORP | 457867307 | UNIT 03/31/2024 | 115,778 | $1,227,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 270,682 | $1,226,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 10,000 | $1,222,000 | thousands by filing date | put |
| NIO INC SPON ADS | 62914V106 | ADR | 300,000 | $1,205,000 | thousands by filing date | call |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 117,861 | $1,192,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 49,900 | $1,191,000 | thousands by filing date | put |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 29,500 | $1,186,000 | thousands by filing date | put |
| ENDO INTL PLC | G30401106 | SHS | 252,512 | $1,184,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 271,995 | $1,179,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 8,200 | $1,177,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 83,288 | $1,176,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 19,955 | $1,176,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 95,101 | $1,175,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 250,600 | $1,175,000 | thousands by filing date | put |
| ProShares UltraPro Sht | 74347G408 | ETF | 52,200 | $1,168,000 | thousands by filing date | call |
| KOREA FD INC | 500634209 | COM NEW | 39,076 | $1,165,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 39,623 | $1,164,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 21,641 | $1,164,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 10,855 | $1,159,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 29,381 | $1,155,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 86,300 | $1,143,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 262,972 | $1,141,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 94,251 | $1,138,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 350,429 | $1,131,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 98,624 | $1,126,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 83,300 | $1,108,000 | thousands by filing date | put |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 49,445 | $1,099,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 32,832 | $1,097,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 45,604 | $1,089,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 23,100 | $1,084,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 69,201 | $1,083,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 116,525 | $1,076,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 22,100 | $1,075,000 | thousands by filing date | put |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 33,613 | $1,074,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 81,838 | $1,072,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 61,200 | $1,071,000 | thousands by filing date | put |
| CISION LTD | G1992S109 | SHS | 106,968 | $1,066,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 64,200 | $1,052,000 | thousands by filing date | call |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 40,499 | $1,047,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 35,000 | $1,038,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 10,000 | $1,029,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L204 | UNIT 99/99/9999 | 100,000 | $1,029,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 281,017 | $1,022,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M103 | SHS | 100,000 | $1,022,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402Q118 | UNIT 99/99/9999 | 100,000 | $1,019,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 70,268 | $1,004,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 70,800 | $997,000 | thousands by filing date | put |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 12,000 | $993,000 | thousands by filing date | call |
| CIRCOR INTL INC | 17273K109 | COM | 21,400 | $989,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 48,841 | $986,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 100,000 | $986,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 3,594 | $977,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 339,500 | $977,000 | thousands by filing date | call |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 29,600 | $976,000 | thousands by filing date | call |
| INVITAE CORP | 46185L103 | COM | 60,000 | $967,000 | thousands by filing date | call |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 149,035 | $965,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 113,204 | $963,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 7,565 | $962,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 95,051 | $960,000 | thousands by filing date | |
| ALLIANZGI ARTIFICIAL INTELLI | 01883M101 | COM | 47,280 | $950,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 20,000 | $949,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 990,042 | $946,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 60,543 | $941,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 66,275 | $941,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 20,000 | $941,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 50,000 | $941,000 | thousands by filing date | put |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 50,000 | $941,000 | thousands by filing date | call |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 23,700 | $932,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 68,636 | $930,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 144,400 | $924,000 | thousands by filing date | put |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 97,750 | $922,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G208 | UNIT 09/07/2024 | 83,600 | $919,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S124 | UNIT 99/99/9999 | 87,855 | $918,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 77,310 | $915,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 141,267 | $909,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 143,333 | $908,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A202 | UNIT 04/01/2026 | 90,000 | $908,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 15,671 | $901,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 50,000 | $900,000 | thousands by filing date | put |
| INVESCO LTD SHS | G491BT108 | Stock | 50,000 | $899,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 92,400 | $899,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 15,400 | $897,000 | thousands by filing date | call |
| THL CR SR LN FD | 87244R103 | COM | 58,655 | $889,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 78,132 | $885,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U207 | UNIT 03/31/2021 | 84,504 | $883,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 137,237 | $881,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 41,300 | $879,000 | thousands by filing date | put |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 32,100 | $875,000 | thousands by filing date | put |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 87,192 | $873,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 13,200 | $868,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 6,502 | $867,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 64,809 | $867,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 160,189 | $865,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 20,000 | $858,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 100,056 | $850,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 100,000 | $850,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 52,424 | $849,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 60,695 | $840,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 58,983 | $838,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784114 | UNIT 99/99/9999 | 80,796 | $837,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 77,086 | $826,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 39,168 | $824,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 57,900 | $819,000 | thousands by filing date | put |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 261,123 | $809,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 74,577 | $809,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 39,000 | $805,000 | thousands by filing date | call |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 201,255 | $805,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 56,422 | $789,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 6,787 | $787,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 10,419 | $767,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 85,472 | $764,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 95,453 | $762,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 23,300 | $751,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 59,367 | $748,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 56,057 | $746,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 60,288 | $746,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 61,393 | $741,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 14,100 | $732,000 | thousands by filing date | put |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 69,162 | $732,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 28,614 | $727,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N130 | UNIT 05/06/2025 | 69,000 | $726,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 50,000 | $721,000 | thousands by filing date | call |
| METALLUS INC | 887399103 | COMMON STOCK | 91,600 | $719,000 | thousands by filing date | put |
| MICHAELS COS INC | 59408Q106 | COM | 88,870 | $718,000 | thousands by filing date | |
| GALILEO ACQUISITION CORP | G3770A128 | UNIT 99/99/9999 | 70,000 | $716,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 18,715 | $715,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 52,503 | $711,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 78,664 | $704,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 53,446 | $702,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P205 | UNIT 09/01/2024 | 68,216 | $701,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 36,300 | $699,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 245,000 | $698,000 | thousands by filing date | put |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 42,500 | $696,000 | thousands by filing date | put |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 33,582 | $691,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3165V117 | UNIT 10/04/2023 | 60,000 | $690,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 4,420 | $681,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 65,425 | $681,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 76,945 | $680,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 60,400 | $678,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 65,000 | $677,000 | thousands by filing date | call |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 41,000 | $676,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 9,567 | $675,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 33,804 | $675,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 65,000 | $674,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 27,126 | $663,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 16,500 | $661,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 52,454 | $659,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 110,210 | $659,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 61,386 | $654,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 56,621 | $653,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 5,598 | $650,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 45,904 | $647,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 36,727 | $642,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 29,300 | $640,000 | thousands by filing date | put |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,000 | $638,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872208 | UNIT 99/99/9999 | 60,100 | $638,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 24,152 | $626,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 21,041 | $625,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036209 | UNIT 02/28/2026 | 60,000 | $624,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 60,000 | $624,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 25,000 | $623,000 | thousands by filing date | |
| RH | 74967X103 | COM | 2,897 | $618,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 42,894 | $612,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 72,727 | $611,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 13,880 | $609,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 260,407 | $609,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 46,000 | $609,000 | thousands by filing date | put |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 13,246 | $605,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 36,702 | $605,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 30,071 | $605,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 28,346 | $598,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 11,900 | $597,000 | thousands by filing date | call |
| NETFIN ACQUISITION CORP | G6455A123 | UNIT 08/01/2024 | 58,000 | $591,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 23,716 | $584,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 43,151 | $584,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 30,114 | $582,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 16,489 | $580,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 43,239 | $578,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E133 | DAILY FINL BEAR | 20,880 | $578,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F201 | UNIT 06/12/2023 | 48,796 | $575,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 28,017 | $574,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 28,738 | $573,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896203 | UNIT 99/99/9999 | 52,743 | $573,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 46,860 | $565,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 4,781 | $561,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 40,000 | $560,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 50,000 | $554,000 | thousands by filing date | call |
| VEONEER INC | 92336X109 | COM | 35,400 | $552,000 | thousands by filing date | put |
| IRON MTN INC DEL COM | 46284V101 | REIT | 17,300 | $551,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L209 | UNIT 03/04/2024 | 53,824 | $547,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 30,100 | $546,000 | thousands by filing date | call |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 47,436 | $546,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 25,400 | $544,000 | thousands by filing date | put |
| Union Pacific Corporation | 907818108 | COM | 3,000 | $542,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 64,500 | $541,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 136,100 | $541,000 | thousands by filing date | put |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 42,873 | $539,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 62,807 | $539,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 79,344 | $536,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 34,066 | $536,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 71,613 | $535,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 21,159 | $534,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 162,393 | $534,000 | thousands by filing date | |
| RH | 74967X103 | COM | 2,500 | $533,000 | thousands by filing date | put |
| RITE AID CORP | 767754872 | COM | 34,468 | $533,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 14,476 | $527,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 91,497 | $526,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 34,900 | $525,000 | thousands by filing date | put |
| ANDINA ACQUISITION CORP III | G04415116 | UNIT 09/24/2020 | 49,800 | $525,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 29,852 | $523,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 7,900 | $519,000 | thousands by filing date | put |
| W & T OFFSHORE INC | 92922P106 | COM | 93,300 | $518,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 40,347 | $517,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 55,500 | $516,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 45,477 | $511,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 9,171 | $508,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 132,228 | $507,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,200 | $501,000 | thousands by filing date | call |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 23,901 | $499,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 97,225 | $497,000 | thousands by filing date | |
| FELLAZO ACQ CORP; TNT ACQ DT: 7/25/20; CASH $10.0 | G3362K112 | COM | 50,000 | $497,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 39,774 | $494,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 15,000 | $494,000 | thousands by filing date | put |
| TWILIO INC CL A | 90138F102 | Stock | 5,000 | $491,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 50,146 | $491,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 4,000 | $487,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 20,000 | $481,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 12,230 | $479,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 20,802 | $474,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 13,800 | $473,000 | thousands by filing date | put |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 39,572 | $472,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 23,600 | $472,000 | thousands by filing date | call |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 400 | $472,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 17,300 | $471,000 | thousands by filing date | call |
| Cigna Corporation | 125523100 | COM | 2,303 | $470,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,874 | $470,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 15,691 | $469,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 31,595 | $468,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 31,586 | $466,000 | thousands by filing date | |
| BROOGE ENERGY LTD | G1611B107 | SHS | 52,481 | $463,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 6,000 | $460,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 29,396 | $460,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 14,067 | $453,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 50,000 | $451,000 | thousands by filing date | put |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 40,301 | $449,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 503,700 | $448,000 | thousands by filing date | put |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 89,405 | $443,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 16,800 | $434,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 15,000 | $434,000 | thousands by filing date | put |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 24,461 | $431,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 24,227 | $427,000 | thousands by filing date | |
| GRAF INDUSTRIAL CORP | 384278206 | COM | 40,000 | $426,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 107,400 | $424,000 | thousands by filing date | put |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 7,091 | $424,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 445,905 | $419,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 20,800 | $418,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 144,242 | $418,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 74,900 | $416,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 472,257 | $415,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 100,000 | $414,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 14,343 | $413,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR | 74317H204 | UNIT 04/30/2026 | 40,000 | $412,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 46,800 | $409,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 92,733 | $408,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 7,000 | $407,000 | thousands by filing date | put |
| RMG ACQUISITION CORP | 749641205 | UNIT 99/99/9999 | 40,001 | $406,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 3,085 | $404,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T208 | UNIT 99/99/9999 | 39,900 | $404,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 10,743 | $403,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 4,229 | $402,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 6,624 | $402,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 4,077 | $398,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 7,246 | $396,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 50,000 | $396,000 | thousands by filing date | put |
| ASSURANT INC COM | 04621X108 | Stock | 3,000 | $393,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 13,400 | $392,000 | thousands by filing date | put |
| CREE INC | 225447101 | COM | 8,500 | $392,000 | thousands by filing date | put |
| ProShares UltraPro Sht | 74347G408 | ETF | 17,525 | $392,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 8,912 | $386,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 10,400 | $384,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 31,597 | $383,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 13,501 | $382,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 49,196 | $382,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 63,091 | $380,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 61,800 | $378,000 | thousands by filing date | put |
| B RILEY PRINCIPAL MERGER COR | 05586Y205 | UNIT 99/99/9999 | 35,358 | $371,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 27,871 | $370,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 39,255 | $370,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 12,544 | $367,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 16,459 | $366,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 75,731 | $365,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 32,945 | $362,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 14,600 | $362,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 50,100 | $358,000 | thousands by filing date | call |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 35,861 | $355,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 5,800 | $354,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 25,000 | $354,000 | thousands by filing date | put |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 8,484 | $352,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 39,344 | $352,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 130,000 | $351,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 130,000 | $351,000 | thousands by filing date | put |
| FS KKR CAPITAL CORP | 302635107 | COM | 57,175 | $350,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L119 | *W EXP 10/31/202 | 246,700 | $347,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 44,025 | $343,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 73,122 | $342,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 4,505 | $340,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M118 | *W EXP 10/23/202 | 347,520 | $337,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 3,062 | $334,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 17,200 | $331,000 | thousands by filing date | call |
| ENCANA CORP | 292505104 | COM | 70,400 | $330,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 24,139 | $327,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,981 | $321,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 5,837 | $321,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 15,200 | $321,000 | thousands by filing date | call |
| RINGCENTRAL INC | 76680R206 | CL A | 1,900 | $320,000 | thousands by filing date | put |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 12,900 | $320,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 6,963 | $319,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 46,913 | $317,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 29,061 | $316,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 13,300 | $315,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 107,800 | $312,000 | thousands by filing date | put |
| NUVEEN GA DIVID | 67072B107 | COM | 24,753 | $312,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 15,000 | $311,000 | thousands by filing date | put |
| FINTECH ACQUISITION CORP III | 31811A119 | *W EXP 12/01/202 | 225,000 | $309,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 10,458 | $307,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 8,400 | $304,000 | thousands by filing date | put |
| OMEROS CORP | 682143102 | COM | 21,637 | $304,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 27,055 | $304,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 11,287 | $303,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 14,615 | $302,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 156,253 | $299,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 53,692 | $293,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 13,600 | $291,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,000 | $284,000 | thousands by filing date | call |
| MUELLER INDS INC COM | 624756102 | Stock | 8,904 | $282,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 54,769 | $278,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,200 | $277,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 214,900 | $277,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 7,000 | $273,000 | thousands by filing date | put |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 7,500 | $271,000 | thousands by filing date | put |
| NEWELL BRANDS INC COM | 651229106 | Stock | 14,092 | $270,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 26,144 | $268,000 | thousands by filing date | |
| SUTTER ROCK CAP CORP | 86944Q100 | COM | 41,000 | $268,000 | thousands by filing date | put |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 48,811 | $264,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 34,025 | $264,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 97,400 | $264,000 | thousands by filing date | put |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 7,139 | $263,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 7,500 | $263,000 | thousands by filing date | put |
| DIAMOND EAGLE ACQUISITION CO | 25258L208 | UNIT 06/30/2026 | 22,315 | $262,000 | thousands by filing date | |
| COLLIER CREEK HOLDINGS | G22707114 | *W EXP 99/99/999 | 187,900 | $261,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 20,669 | $260,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 48,871 | $260,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 3,966 | $257,000 | thousands by filing date | |
| TENZING ACQUISITION CORP | G8708A124 | UNIT 08/24/2024 | 25,000 | $257,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 21,136 | $255,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 61,500 | $254,000 | thousands by filing date | call |
| OPEN TEXT CORP COM | 683715106 | Stock | 5,700 | $251,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR COM | 74317h105 | COM | 25,000 | $251,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 53,200 | $250,000 | thousands by filing date | put |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 38,263 | $249,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 11,379 | $246,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 6,339 | $245,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 152,274 | $245,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,046 | $244,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 2,168 | $243,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 50,317 | $243,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 13,859 | $241,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 51,330 | $239,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 50,511 | $237,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 2,500 | $236,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 16,037 | $235,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 50,100 | $234,000 | thousands by filing date | call |
| SLR INVESTMENT CORP | 83413U100 | COM | 10,993 | $226,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 10,508 | $225,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 3,670 | $219,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 47,422 | $219,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 2,500 | $218,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 15,775 | $216,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 20,000 | $216,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 12,200 | $215,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N115 | *W EXP 04/30/202 | 239,954 | $215,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 28,900 | $214,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,700 | $213,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E166 | DAILY JR GLD MIN | 2,539 | $211,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 2,286 | $210,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 55,042 | $210,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 15,251 | $208,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 14,806 | $208,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 30,500 | $208,000 | thousands by filing date | put |
| ALLEGRO MERGER CORP | 01749N103 | COM | 20,400 | $208,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 5,900 | $207,000 | thousands by filing date | |
| SC HEALTH CORP | G78516302 | UNIT 99/99/9999 | 20,000 | $207,000 | thousands by filing date | |
| AKERNA CORP | 00973W110 | WTS | 212,670 | $204,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 4,662 | $202,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 345 | $201,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,397 | $201,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,043 | $201,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J110 | W EXP 12/18/202 | 100,950 | $201,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,353 | $200,000 | thousands by filing date | |
| CHASERG TECHNOLOGY ACQ CORP; TNT ACQ DT: 4/4/2020 | 16166a103 | COM | 18,512 | $200,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 849 | $199,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 7,800 | $199,000 | thousands by filing date | put |
| FMC CORP COM NEW | 302491303 | Stock | 1,987 | $198,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 1,515 | $198,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 4,000 | $197,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 18,586 | $197,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867109 | CL A | 19,500 | $195,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 4,000 | $194,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 4,800 | $189,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 151,500 | $189,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 5,870 | $188,000 | thousands by filing date | |
| BROADCOM INC | 11135F200 | 8% MCNV PFD SR A | 160 | $187,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,740 | $186,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 28,131 | $186,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25460E539 | ETF | 14,990 | $185,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 870 | $184,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 11,107 | $181,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 9,934 | $180,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 12,537 | $179,000 | thousands by filing date | |
| GABELLI GO ANYWHERE TRUST | 36250J109 | MUTUAL FUNDS | 11,607 | $178,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X113 | *W EXP 05/09/202 | 248,500 | $178,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 8,600 | $177,000 | thousands by filing date | put |
| INTREXON CORP | 46122T102 | COM | 32,300 | $177,000 | thousands by filing date | call |
| ENCORE CAP GROUP INC | 292554102 | COM | 5,000 | $176,000 | thousands by filing date | call |
| THUNDER BRDG ACQUISTION II L | G8857S108 | *W EXP 11/30/202 | 193,915 | $174,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 7,600 | $172,000 | thousands by filing date | put |
| NEW FRONTIER HEALTH CORP | G6461G114 | *W EXP 11/30/202 | 112,189 | $171,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 876 | $170,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 26,628 | $168,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 8,968 | $167,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-20-000004 | this filing | 2020-02-14 | acceptance time not in the bulk data set |