13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 1,351 holding rows worth $8,612,643,000.
- Accession
- 0001279891-20-000004
- Filer
- CIK 1279891
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 1,351 entries on the cover page, a total value of $8,612,643,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,612,643,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 1,127,800 | $362,993,000 | thousands by filing date | put |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 4,066,800 | $351,981,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 914,600 | $294,373,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 2,707,500 | $178,911,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 89,641,000 | $174,525,000 | thousands by filing date | principal |
| COUPA SOFTWARE INC | 22266LAB2 | NOTE 0.375% 1/1 | 52,662,000 | $173,000,000 | thousands by filing date | principal |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 29,330,000 | $169,661,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,878,100 | $162,549,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 400,176 | $128,800,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 769,800 | $127,532,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,776,200 | $127,316,000 | thousands by filing date | put |
| MEDICINES CO | 584688AJ4 | NOTE 3.500% 1/1 | 36,325,000 | $124,176,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 707,304 | $117,179,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 730,900 | $110,248,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 1,458,900 | $105,026,000 | thousands by filing date | put |
| SEA LTD | 81141RAB6 | CONV BD US | 47,487,000 | $101,598,000 | thousands by filing date | principal |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 67,327,000 | $100,714,000 | thousands by filing date | principal |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 47,463,000 | $95,232,000 | thousands by filing date | principal |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 62,091,000 | $94,259,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 40,200,000 | $86,593,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 1,235,600 | $86,504,000 | thousands by filing date | put |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 77,250,000 | $85,694,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 37,621,000 | $79,030,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 46,641,000 | $73,856,000 | thousands by filing date | principal |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 49,662,000 | $67,994,000 | thousands by filing date | principal |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 72,969,000 | $67,757,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 58,184,000 | $65,211,000 | thousands by filing date | principal |
| FIVE9 INC | 338307AB7 | NOTE 0.125% 5/0 | 38,048,000 | $64,237,000 | thousands by filing date | principal |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 39,730,000 | $62,396,000 | thousands by filing date | principal |
| ALTERYX INC | 02156BAB9 | CONV BD US | 26,606,000 | $61,983,000 | thousands by filing date | principal |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 22,452,000 | $61,393,000 | thousands by filing date | principal |
| NEW RELIC INC | 64829BAB6 | NOTE 0.500% 5/0 | 57,777,000 | $56,278,000 | thousands by filing date | principal |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 35,980,000 | $55,107,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 34,014,000 | $54,057,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 51,241,000 | $53,487,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 28,632,000 | $53,348,000 | thousands by filing date | principal |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 364,400 | $52,072,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 50,765,000 | $51,442,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 52,500,000 | $50,797,000 | thousands by filing date | principal |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 2,223,400 | $46,935,000 | thousands by filing date | put |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 2,320,807 | $45,023,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 597,000 | $42,978,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 649,700 | $42,379,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,136,600 | $40,315,000 | thousands by filing date | put |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 16,404,000 | $39,854,000 | thousands by filing date | principal |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 251,195 | $39,584,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 33,392,000 | $39,039,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 38,451,000 | $38,768,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 29,964,000 | $38,671,000 | thousands by filing date | principal |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 29,383,000 | $38,317,000 | thousands by filing date | principal |
| FIRST MAJESTIC SILVER CORP | 32076VAB9 | NOTE 1.875% 3/0 | 25,600,000 | $36,543,000 | thousands by filing date | principal |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 32,648,000 | $35,478,000 | thousands by filing date | principal |
| SEA LTD | 81141R100 | SPONSORD ADS | 879,400 | $35,369,000 | thousands by filing date | put |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 25,166,000 | $33,575,000 | thousands by filing date | principal |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 33,451,000 | $33,333,000 | thousands by filing date | principal |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 19,052,000 | $33,003,000 | thousands by filing date | principal |
| MEDICINES CO | 584688105 | COM | 387,700 | $32,931,000 | thousands by filing date | put |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 32,311,000 | $32,417,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 509,000 | $32,056,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAC7 | BOND | 12,577,000 | $32,013,000 | thousands by filing date | principal |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 250,000 | $31,990,000 | thousands by filing date | put |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 36,633,000 | $31,784,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 500,000 | $31,490,000 | thousands by filing date | put |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 13,875,000 | $30,887,000 | thousands by filing date | principal |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 350,400 | $30,814,000 | thousands by filing date | put |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,893,345 | $30,501,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 19,944,000 | $30,196,000 | thousands by filing date | principal |
| REALPAGE INC | 75606NAB5 | NOTE | 21,019,000 | $29,342,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 19,848,000 | $28,754,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 167,100 | $27,683,000 | thousands by filing date | put |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 19,376,000 | $27,360,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 24,500,000 | $26,678,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 373,700 | $26,162,000 | thousands by filing date | call |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 24,000,000 | $25,557,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 60,100 | $25,141,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 202,700 | $25,118,000 | thousands by filing date | put |
| BLACKBERRY LTD | C10268AC1 | BOND | 24,787,000 | $25,040,000 | thousands by filing date | principal |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 24,100,000 | $24,989,000 | thousands by filing date | principal |
| Broadcom Inc. | 11135F101 | COM | 78,857 | $24,920,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 28,680,000 | $24,182,000 | thousands by filing date | principal |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 20,454,000 | $23,593,000 | thousands by filing date | principal |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 27,200,000 | $23,198,000 | thousands by filing date | principal |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 10,133,000 | $22,818,000 | thousands by filing date | principal |
| MONGODB INC | 60937PAB2 | NOTE | 11,183,000 | $22,673,000 | thousands by filing date | principal |
| INVESCO QQQ TR | 46090E103 | COM | 104,400 | $22,196,000 | thousands by filing date | put |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 347,828 | $21,945,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 178,691 | $21,472,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 11,053 | $20,424,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 150,000 | $20,321,000 | thousands by filing date | put |
| MOMO INC | 60879B107 | ADR | 600,700 | $20,123,000 | thousands by filing date | put |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 15,968,000 | $20,009,000 | thousands by filing date | principal |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 14,170,000 | $19,292,000 | thousands by filing date | principal |
| IMMUNOMEDICS INC | 452907AK4 | NOTE 4.750 2/1 | 4,614,000 | $19,166,000 | thousands by filing date | principal |
| VOCERA COMMUNICATIONS INC | 92857FAB3 | NOTE 1.500% 5/1 | 19,450,000 | $19,153,000 | thousands by filing date | principal |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 2,908,600 | $19,080,000 | thousands by filing date | put |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 406,100 | $18,656,000 | thousands by filing date | put |
| ICPT 2 05 15 26 2 000000 | 45845PAB4 | CONV BD US | 14,000,000 | $18,577,000 | thousands by filing date | principal |
| MAGNACHIP SEMICONDUCTOR SA | 55932XAB0 | NOTE 5.000% 3/0 | 12,000,000 | $18,153,000 | thousands by filing date | principal |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 964,000 | $17,949,000 | thousands by filing date | put |
| IAC INTERACTIVECORP | 44919P508 | COM | 71,184 | $17,732,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 840,900 | $17,728,000 | thousands by filing date | put |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 171,615 | $17,399,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 562,200 | $17,304,000 | thousands by filing date | call |
| Automatic Data Processing,Inc. | 053015103 | COM | 100,000 | $17,050,000 | thousands by filing date | |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 17,979,000 | $16,996,000 | thousands by filing date | principal |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 258,600 | $16,868,000 | thousands by filing date | put |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 156,867 | $16,769,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 15,500,000 | $16,060,000 | thousands by filing date | principal |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 123,026 | $15,823,000 | thousands by filing date | |
| VEONEER INC | 92336XAA7 | NOTE 4.000% 6/0 | 15,375,000 | $15,773,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 15,000,000 | $15,588,000 | thousands by filing date | principal |
| INVESCO QQQ TR | 46090E103 | COM | 73,000 | $15,520,000 | thousands by filing date | call |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 10,830,000 | $15,351,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 19,385,000 | $15,066,000 | thousands by filing date | principal |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 117,000 | $15,026,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 109,560 | $14,843,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 495,600 | $14,739,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,286,700 | $14,681,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 221,100 | $14,610,000 | thousands by filing date | call |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 816,012 | $14,582,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 433,800 | $13,903,000 | thousands by filing date | put |
| NIO INC SPON ADS | 62914V106 | ADR | 3,428,800 | $13,783,000 | thousands by filing date | put |
| BLOCK INC CL A | 852234103 | Stock | 209,400 | $13,100,000 | thousands by filing date | put |
| REDFIN CORP | 75737FAA6 | NOTE 1.750% 7/1 | 13,029,000 | $12,912,000 | thousands by filing date | principal |
| NABORS INDUSTRIES LTD | G6359F129 | 6% PFD CNV SR A | 567,248 | $12,839,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 82,482 | $12,659,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 13,838,000 | $12,587,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 75,697 | $12,546,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 206,876 | $12,448,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 404,300 | $12,444,000 | thousands by filing date | put |
| PERFICIENT INC | 71375UAB7 | NOTE 2.375% 9/1 | 9,000,000 | $12,248,000 | thousands by filing date | principal |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 500,000 | $12,164,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 225,000 | $12,100,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 247,500 | $11,798,000 | thousands by filing date | put |
| AG MTG INVT TR INC | 001228105 | COM | 762,477 | $11,757,000 | thousands by filing date | |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 10,906,000 | $11,297,000 | thousands by filing date | principal |
| GAIN CAP HLDGS INC | 36268WAF7 | NOTE 5.000% 8/1 | 12,833,000 | $11,191,000 | thousands by filing date | principal |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 11,251,000 | $11,077,000 | thousands by filing date | principal |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 213,498 | $10,962,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 1,043,835 | $10,782,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 9,747,000 | $10,677,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 122,921 | $10,638,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 739,364 | $10,609,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 100,000 | $10,566,000 | thousands by filing date | |
| HARMONIC INC | 413160AB8 | NOTE 4.000%12/0 | 7,175,000 | $10,517,000 | thousands by filing date | principal |
| PRETIUM RES INC | 74139CAB8 | NOTE 2.250% 3/1 | 9,967,000 | $10,450,000 | thousands by filing date | principal |
| INFINERA CORP | 45667GAC7 | BOND | 9,851,000 | $10,435,000 | thousands by filing date | principal |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 269,100 | $10,177,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,479,200 | $10,176,000 | thousands by filing date | put |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 11,193,000 | $10,055,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 751,700 | $9,960,000 | thousands by filing date | call |
| INVESCO QQQ TR | 46090E103 | COM | 46,647 | $9,917,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 45,400 | $9,914,000 | thousands by filing date | put |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 8,760,000 | $9,822,000 | thousands by filing date | principal |
| TUSCAN HLDGS CORP | 90069K104 | COM | 964,100 | $9,602,000 | thousands by filing date | |
| INVACARE CORP | 461203AJ0 | NOTE 5.000%11/1 | 10,259,000 | $9,497,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 22,541 | $9,429,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 95,200 | $9,356,000 | thousands by filing date | put |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 9,361,000 | $9,356,000 | thousands by filing date | principal |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 89,261 | $9,336,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 918,204 | $9,292,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 78,015 | $9,271,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 263,600 | $9,268,000 | thousands by filing date | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 343,435 | $9,197,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 890,534 | $9,196,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 8,564,000 | $9,146,000 | thousands by filing date | principal |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 12,250,000 | $9,060,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 96,618 | $8,935,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 648,800 | $8,791,000 | thousands by filing date | put |
| FORTIVE CORP COM | 34959J108 | Stock | 115,000 | $8,784,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 26,385 | $8,712,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 58,000 | $8,686,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 704,600 | $8,638,000 | thousands by filing date | put |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 2,412,815 | $8,493,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 150,000 | $8,446,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 69,100 | $8,422,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E166 | DAILY JR GLD MIN | 100,000 | $8,347,000 | thousands by filing date | call |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 7,880,000 | $8,187,000 | thousands by filing date | principal |
| INOTEK PHARMACEUTICALS CORP | 45780VAB8 | NOTE 5.750% 8/0 | 7,500,000 | $8,171,000 | thousands by filing date | principal |
| MERCADOLIBREINC | 58733R102 | STOK | 14,200 | $8,121,000 | thousands by filing date | put |
| IAC INTERACTIVECORP | 44919P508 | COM | 32,600 | $8,120,000 | thousands by filing date | put |
| LGL SYS ACQUISITION CORP | 50201G205 | UNIT 10/24/2024 | 770,624 | $7,860,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 7,642,000 | $7,855,000 | thousands by filing date | principal |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 757,612 | $7,833,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 549,097 | $7,780,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 40,635 | $7,768,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,373,600 | $7,747,000 | thousands by filing date | put |
| VENTAS INC COM | 92276F100 | REIT | 133,023 | $7,680,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 537,946 | $7,509,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 753,179 | $7,441,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727UAA3 | NOTE 5.250% 2/0 | 8,450,000 | $7,439,000 | thousands by filing date | principal |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 142,221 | $7,420,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 750,000 | $7,402,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 679,600 | $7,084,000 | thousands by filing date | put |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 152,500 | $7,068,000 | thousands by filing date | put |
| CZR | 127686103 | Stock | 511,388 | $6,954,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 291,792 | $6,857,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 41,541 | $6,848,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 122,172 | $6,815,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 223,300 | $6,806,000 | thousands by filing date | put |
| Collier Creek Holdings | G22707106 | COM | 661,138 | $6,796,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 314,086 | $6,702,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 20,600 | $6,665,000 | thousands by filing date | put |
| IBERIABANK CORP | 450828108 | COM | 88,953 | $6,656,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 12,000,000 | $6,635,000 | thousands by filing date | principal |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 246,700 | $6,606,000 | thousands by filing date | put |
| FORTIVE CORP | 34959J207 | PREFERRED | 6,719 | $6,546,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 478,000 | $6,405,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 69,900 | $6,316,000 | thousands by filing date | put |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 431,056 | $6,289,000 | thousands by filing date | |
| CALAMP CORP | 128126AD1 | BOND | 7,500,000 | $6,255,000 | thousands by filing date | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 135,000 | $6,191,000 | thousands by filing date | call |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 91,037 | $6,180,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 93,745 | $6,142,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R401 | UNIT 10/30/2024 | 603,000 | $6,138,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 42,715 | $6,103,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 591,073 | $6,070,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 50,000 | $6,025,000 | thousands by filing date | put |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 600,000 | $5,969,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 322,223 | $5,922,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 312,629 | $5,911,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 337,549 | $5,883,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 120,562 | $5,880,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 947,501 | $5,865,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 585,000 | $5,838,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L201 | UNIT 12/17/2021 | 563,363 | $5,830,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 368,075 | $5,797,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 37,500 | $5,656,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 31,500 | $5,575,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 481,491 | $5,493,000 | thousands by filing date | |
| PRECIGEN INC | 46122TAA0 | NOTE 3.500% 7/0 | 9,000,000 | $5,490,000 | thousands by filing date | principal |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 185,000 | $5,483,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 166,137 | $5,460,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C202 | UNIT 12/31/2026 | 536,400 | $5,449,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 689,646 | $5,448,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 515,975 | $5,428,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 163,400 | $5,411,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 550,500 | $5,394,000 | thousands by filing date | put |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 486,331 | $5,364,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 70,000 | $5,338,000 | thousands by filing date | |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 5,060,000 | $5,292,000 | thousands by filing date | principal |
| WILLSCOT CORP | 971375126 | COM | 285,000 | $5,269,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 5,500,000 | $5,240,000 | thousands by filing date | principal |
| QORVO INC COM | 74736K101 | Stock | 44,900 | $5,218,000 | thousands by filing date | put |
| RMG ACQUISITION CORP | 749641106 | CL A | 517,499 | $5,164,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 100,000 | $5,158,000 | thousands by filing date | put |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 407,800 | $5,130,000 | thousands by filing date | put |
| PARAMOUNT GROUP INC | 69924R108 | COM | 368,162 | $5,124,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 743,864 | $5,117,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 3,500,000 | $5,109,000 | thousands by filing date | principal |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 200,000 | $5,082,000 | thousands by filing date | put |
| APEX TECHNOLOGY ACQUISITION | 03768F201 | UNIT 06/11/2026 | 485,000 | $5,077,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 35,000 | $5,051,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 247,179 | $5,010,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y205 | UNIT 11/22/2024 | 490,800 | $4,991,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 250,397 | $4,980,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAA2 | NOTE 1.500%11/0 | 2,109,000 | $4,967,000 | thousands by filing date | principal |
| Starbucks Corporation | 855244109 | COM | 55,878 | $4,912,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 415,604 | $4,908,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 5,190,000 | $4,870,000 | thousands by filing date | principal |
| WABCO HLDGS INC | 92927K102 | COM | 35,825 | $4,854,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 1,563,197 | $4,830,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 100,000 | $4,820,000 | thousands by filing date | put |
| ACT II GLOBAL ACQUISITIO-A | G0080J104 | CL A SHS | 475,600 | $4,813,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 96,833 | $4,812,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 149,955 | $4,806,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 349,239 | $4,760,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 226,610 | $4,731,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 907,000 | $4,725,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 87,600 | $4,711,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 1,543,700 | $4,692,000 | thousands by filing date | put |
| NORBORD INC | 65548P403 | COM NEW | 175,000 | $4,677,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 40,500 | $4,672,000 | thousands by filing date | put |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 8,300 | $4,648,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 452,054 | $4,647,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 459,900 | $4,622,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 99,414 | $4,607,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 115,499 | $4,607,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 215,800 | $4,585,000 | thousands by filing date | put |
| QTS RLTY TR INC | 74736A103 | COM CL A | 84,501 | $4,585,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 30,000 | $4,536,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 69,214 | $4,528,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 258,200 | $4,518,000 | thousands by filing date | put |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 4,000,000 | $4,506,000 | thousands by filing date | principal |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 54,300 | $4,497,000 | thousands by filing date | put |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 434,200 | $4,420,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 686,425 | $4,393,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884203 | UNIT 99/99/9999 | 419,334 | $4,365,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 25,000 | $4,331,000 | thousands by filing date | put |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 373,359 | $4,297,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 115,300 | $4,251,000 | thousands by filing date | put |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 4,500,000 | $4,229,000 | thousands by filing date | principal |
| PIVOTAL INVT CORP II | 72582K100 | COM CL A | 425,500 | $4,229,000 | thousands by filing date | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 4,000,000 | $4,195,000 | thousands by filing date | principal |
| CF FIN ACQUISITION CORP | 12528N107 | COM CL A | 400,000 | $4,100,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 302,070 | $4,044,000 | thousands by filing date | put |
| BLACKBERRY LTD COM | 09228F103 | Stock | 625,000 | $4,012,000 | thousands by filing date | put |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 400,000 | $3,996,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 309,500 | $3,989,000 | thousands by filing date | call |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 385,000 | $3,988,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 38,000 | $3,963,000 | thousands by filing date | put |
| COLLIER CREEK HOLDINGS | G22707122 | UNIT 99/99/9999 | 364,249 | $3,915,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 111,800 | $3,873,000 | thousands by filing date | put |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 373,475 | $3,857,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 458,700 | $3,853,000 | thousands by filing date | put |
| GORES METROPOULOS INC | 382872109 | COM CL A | 376,875 | $3,844,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 4,000,000 | $3,840,000 | thousands by filing date | principal |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 15,000 | $3,831,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 114,000 | $3,823,000 | thousands by filing date | put |
| Rithm Property Trust Inc | 38983D300 | REIT | 257,258 | $3,809,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 430,300 | $3,808,000 | thousands by filing date | put |
| ORCHID IS CAP INC | 68571X103 | COM | 645,665 | $3,777,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 100,152 | $3,770,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 72,820 | $3,729,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 204,463 | $3,666,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 28,200 | $3,638,000 | thousands by filing date | put |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 3,600,000 | $3,633,000 | thousands by filing date | principal |
| PROPTECH ACQUISITION CORP | 74349F200 | UNIT 10/01/2026 | 350,000 | $3,587,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G109 | CLASS A | 340,000 | $3,515,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 58,000 | $3,494,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076100 | COM CLASS A | 329,590 | $3,473,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 112,349 | $3,458,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 201,900 | $3,458,000 | thousands by filing date | put |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 131,900 | $3,446,000 | thousands by filing date | put |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 349,998 | $3,429,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 40,300 | $3,423,000 | thousands by filing date | call |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 175,422 | $3,411,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 612,387 | $3,410,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 63,260 | $3,402,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 2,773,000 | $3,400,000 | thousands by filing date | principal |
| WARRIOR MET COAL INC | 93627C101 | COM | 159,400 | $3,368,000 | thousands by filing date | put |
| TAUBMAN CTRS INC | 876664103 | COM | 107,406 | $3,339,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E125 | DAILY SM CP BEAR | 94,600 | $3,323,000 | thousands by filing date | call |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 31,007 | $3,289,000 | thousands by filing date | |
| DIAMOND EAGLE ACQUISITION CO | 25258L109 | COM CL A | 305,992 | $3,274,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 226,900 | $3,215,000 | thousands by filing date | put |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 200,000 | $3,190,000 | thousands by filing date | call |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 260,600 | $3,171,000 | thousands by filing date | put |
| THERATECHNOLOGIES INC | 88338HAA8 | NOTE 5.750% 6/3 | 3,950,000 | $3,135,000 | thousands by filing date | principal |
| PYXUS INTL INC | 74737V106 | COM | 349,800 | $3,127,000 | thousands by filing date | put |
| ENOVA INTL INC | 29357K103 | COM | 129,900 | $3,125,000 | thousands by filing date | put |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 148,458 | $3,113,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 98,696 | $3,106,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 116,801 | $3,060,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 41,800 | $3,059,000 | thousands by filing date | put |
| PEABODY ENGR CORP | 704551100 | COM | 334,100 | $3,046,000 | thousands by filing date | put |
| FINSERV ACQUISITION CORP | 318085206 | UNIT 12/31/2026 | 297,500 | $3,043,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 399,198 | $3,041,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 39,700 | $3,032,000 | thousands by filing date | call |
| NextEra Energy,Inc. | 65339F101 | COM | 12,500 | $3,027,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 50,000 | $3,012,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 32,400 | $2,996,000 | thousands by filing date | put |
| ACCELERATE DIAGNOSTICS INC | 00430HAB8 | NOTE 2.500% 3/1 | 4,000,000 | $2,981,000 | thousands by filing date | principal |
| ACT II GLOBAL ACQUISITION CO | G0080J112 | UNIT 04/30/2026 | 281,200 | $2,980,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 64,700 | $2,972,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 77,014 | $2,928,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 702,729 | $2,909,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 187,000 | $2,908,000 | thousands by filing date | put |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 60,210 | $2,893,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 32,700 | $2,874,000 | thousands by filing date | put |
| TIFFANY & CO NEW | 886547108 | COM | 21,492 | $2,872,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 156,344 | $2,865,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 77,697 | $2,843,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 189,500 | $2,842,000 | thousands by filing date | put |
| SITE CENTERS CORP | 82981J109 | COM | 202,119 | $2,833,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 161,600 | $2,828,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 766,700 | $2,798,000 | thousands by filing date | put |
| Amplitude Inc | 03212A204 | Class A Common | 275,000 | $2,769,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X103 | COM | 269,575 | $2,768,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 528,500 | $2,758,000 | thousands by filing date | put |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 304,600 | $2,756,000 | thousands by filing date | put |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 2,500,000 | $2,732,000 | thousands by filing date | principal |
| CONYERS PK II ACQUISITION CO | 212896104 | COM CL A | 260,534 | $2,709,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 86,600 | $2,707,000 | thousands by filing date | put |
| GOPRO INC | 38268T103 | CL A | 623,700 | $2,706,000 | thousands by filing date | put |
| CHART INDS INC | 16115Q308 | COM | 40,000 | $2,699,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 60,800 | $2,693,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 50,000 | $2,689,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 33,202 | $2,657,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 261,450 | $2,656,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 258,900 | $2,632,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 398,540 | $2,618,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 241,835 | $2,611,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A107 | SHS CL A | 262,000 | $2,606,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 201,436 | $2,592,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 250,000 | $2,579,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 181,629 | $2,573,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 779,300 | $2,563,000 | thousands by filing date | put |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 125,246 | $2,557,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 255,471 | $2,552,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 49,311 | $2,543,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 101,800 | $2,530,000 | thousands by filing date | call |
| Caterpillar Inc. | 149123101 | COM | 17,000 | $2,510,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 78,324 | $2,507,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 136,000 | $2,488,000 | thousands by filing date | put |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 2,616,000 | $2,484,000 | thousands by filing date | principal |
| SNAP INC | 83304A106 | CL A | 150,000 | $2,449,000 | thousands by filing date | put |
| SEALED AIR CORP NEW | 81211K100 | COM | 61,500 | $2,449,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 185,000 | $2,427,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 180,887 | $2,423,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 53,027 | $2,421,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 2,121,200 | $2,375,000 | thousands by filing date | put |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 213,685 | $2,354,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 421,100 | $2,341,000 | thousands by filing date | put |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 107,621 | $2,337,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 299,528 | $2,333,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 36,850 | $2,324,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 56,200 | $2,316,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 45,000 | $2,309,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 322,900 | $2,308,000 | thousands by filing date | put |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 87,952 | $2,305,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 208,345 | $2,283,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 47,197 | $2,274,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 118,024 | $2,263,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 200,000 | $2,226,000 | thousands by filing date | put |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 42,787 | $2,209,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 6,610 | $2,192,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 221,829 | $2,189,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 10,265 | $2,186,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 132,000 | $2,181,000 | thousands by filing date | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 49,900 | $2,177,000 | thousands by filing date | put |
| CROWN HLDGS INC COM | 228368106 | Stock | 30,000 | $2,176,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 150,000 | $2,163,000 | thousands by filing date | put |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 62,249 | $2,156,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 748,600 | $2,155,000 | thousands by filing date | put |
| ARYA SCIENCES ACQUISITION CORP SHS CL A | G3165V109 | COM | 206,127 | $2,143,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 112,800 | $2,133,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 50,365 | $2,128,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 73,400 | $2,116,000 | thousands by filing date | put |
| SOFTWARE ACQUISITION GROUP I | 83406B200 | UNIT 10/01/2026 | 208,250 | $2,115,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 43,300 | $2,106,000 | thousands by filing date | put |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 134,463 | $2,096,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 17,754 | $2,080,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 960,800 | $2,075,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 259,800 | $2,062,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 50,000 | $2,060,000 | thousands by filing date | call |
| CLEAN HARBORS INC COM | 184496107 | Stock | 24,000 | $2,058,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER CORP | 05586Y106 | Com | 205,517 | $2,057,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 30,318 | $2,055,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 199,954 | $2,051,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 51,900 | $2,041,000 | thousands by filing date | call |
| XPERI CORP | 98421B100 | COM | 109,936 | $2,033,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 64,591 | $2,017,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 94,700 | $2,001,000 | thousands by filing date | put |
| UPHEALTH INC | 375036100 | Common Stock | 200,000 | $1,989,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 7,000 | $1,957,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 25,500 | $1,954,000 | thousands by filing date | put |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 228,475 | $1,951,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 77,000 | $1,945,000 | thousands by filing date | put |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 200,907 | $1,944,000 | thousands by filing date | |
| CHURCHILL CAP CORP II | 17143G205 | UNIT 99/99/9999 | 180,000 | $1,940,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 266,648 | $1,930,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 126,903 | $1,927,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 630,351 | $1,916,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 148,400 | $1,912,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 20,200 | $1,911,000 | thousands by filing date | call |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 33,661 | $1,866,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 1,700,000 | $1,843,000 | thousands by filing date | principal |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 203,600 | $1,842,000 | thousands by filing date | call |
| INTREXON CORP | 46122T102 | COM | 336,000 | $1,841,000 | thousands by filing date | put |
| SEMTECH CORP COM | 816850101 | Stock | 34,727 | $1,837,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 16,306 | $1,828,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 57,500 | $1,825,000 | thousands by filing date | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 20,000 | $1,820,000 | thousands by filing date | |
| GSV CAP CORP | 36191JAC5 | NOTE 4.750% 3/2 | 1,900,000 | $1,810,000 | thousands by filing date | principal |
| HERBALIFE LTD | G4412G101 | COM SHS | 37,800 | $1,801,000 | thousands by filing date | call |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 169,460 | $1,775,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 37,602 | $1,772,000 | thousands by filing date | |
| SC HEALTH CORP | G78516203 | COM CL A | 176,734 | $1,756,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 23,500 | $1,745,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 86,600 | $1,745,000 | thousands by filing date | put |
| Mexico Fund Inc/The | 592835102 | COM | 126,528 | $1,738,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 82,348 | $1,736,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K209 | UNIT 06/01/2025 | 170,000 | $1,734,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 114,200 | $1,731,000 | thousands by filing date | put |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 1,800,000 | $1,727,000 | thousands by filing date | principal |
| REPLAY ACQUISITION CORP | G75130107 | COM | 172,107 | $1,726,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 114,233 | $1,718,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 25,000 | $1,704,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 8,000 | $1,703,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 171,600 | $1,684,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 127,537 | $1,678,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 37,600 | $1,678,000 | thousands by filing date | put |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 37,500 | $1,674,000 | thousands by filing date | call |
| HELMERICH & PAYNE INC | 423452101 | COM | 36,812 | $1,672,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 118,660 | $1,655,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 61,698 | $1,654,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 19,600 | $1,640,000 | thousands by filing date | put |
| NNN REIT INC COM | 637417106 | REIT | 30,396 | $1,629,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 25,433 | $1,614,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 89,203 | $1,613,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 60,310 | $1,613,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C124 | UNIT 99/99/9999 | 160,000 | $1,609,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 461,732 | $1,606,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 25,000 | $1,605,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 11,200 | $1,600,000 | thousands by filing date | call |
| KOSMOS ENERGY LTD | 500688106 | COM | 279,816 | $1,594,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 60,900 | $1,593,000 | thousands by filing date | put |
| VIRGIN GALACTIC HOLDINGS INC | 92766K114 | W EXP 11/25/202 | 473,178 | $1,593,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 65,000 | $1,575,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-20-000004 | this filing | 2020-02-14 | acceptance time not in the bulk data set |