13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 1,349 holding rows worth $7,332,347,000.
- Accession
- 0001279891-19-000007
- Filer
- CIK 1279891
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 1,349 entries on the cover page, a total value of $7,332,347,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,332,347,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RLJ LODGING TR COM | 74965L101 | REIT | 14,683 | $257,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 57,654 | $256,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 22,300 | $255,000 | thousands by filing date | call |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 11,942 | $240,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 18,406 | $238,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 4,442 | $234,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 17,361 | $232,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 2,000 | $227,000 | thousands by filing date | put |
| PATRICK INDS INC | 703343103 | COM | 5,000 | $226,000 | thousands by filing date | put |
| BLOCK INC CL A | 852234103 | Stock | 3,000 | $224,000 | thousands by filing date | call |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 37,000 | $220,000 | thousands by filing date | put |
| ATI INC COM | 01741R102 | Stock | 8,600 | $219,000 | thousands by filing date | put |
| THL CREDIT INC | 872438106 | COM | 33,467 | $219,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 110,243 | $219,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 15,128 | $218,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 15,982 | $216,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,400 | $213,000 | thousands by filing date | call |
| WORKDAY INC CL A | 98138H101 | Stock | 1,079 | $208,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 7,000 | $207,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 43,200 | $206,000 | thousands by filing date | put |
| PYXUS INTL INC | 74737V106 | COM | 8,568 | $204,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,000 | $202,000 | thousands by filing date | put |
| PUBLIC STORAGE COM | 74460D109 | REIT | 932 | $202,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 4,500 | $202,000 | thousands by filing date | put |
| ETSY INC | 29786A106 | COM | 3,000 | $201,000 | thousands by filing date | put |
| D R HORTON INC COM | 23331A109 | Stock | 4,812 | $199,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 18,200 | $199,000 | thousands by filing date | put |
| HORIZON PHARMA PLC | G4617B105 | SHS | 7,500 | $198,000 | thousands by filing date | put |
| ALLEGRO MERGER CORP | 01749N103 | COM | 20,000 | $198,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 33,931 | $196,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 37,533 | $195,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 25,859 | $195,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 9,955 | $192,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 33,000 | $192,000 | thousands by filing date | put |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 14,000 | $191,000 | thousands by filing date | put |
| CELGENE CORP | 151020104 | COM | 2,000 | $188,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,933 | $187,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 6,869 | $185,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 12,000 | $184,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 3,851 | $184,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 138,511 | $184,000 | thousands by filing date | |
| PHUNWARE INC | 71948P118 | *W EXP 12/26/202 | 110,698 | $183,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,365 | $181,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,531 | $181,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 3,044 | $178,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 41,106 | $178,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 12,053 | $178,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 22,076 | $178,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 13,237 | $178,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 12,469 | $176,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 4,322 | $175,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 4,701 | $174,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 9,417 | $174,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,891 | $173,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 2,931 | $172,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1,900 | $170,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 13,635 | $170,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 32,300 | $169,000 | thousands by filing date | call |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 12,012 | $167,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 6,265 | $163,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E204 | UNIT 07/27/2022 | 15,575 | $163,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 19,600 | $159,000 | thousands by filing date | call |
| AMC NETWORKS INC | 00164V103 | CL A | 2,800 | $158,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 2,604 | $157,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 6,531 | $156,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 17,284 | $156,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 4,400 | $156,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,700 | $155,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 10,784 | $155,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 13,500 | $155,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 1,920 | $153,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 4,100 | $152,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 4,000 | $152,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 4,775 | $152,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 2,734 | $151,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 3,740 | $151,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 33,515 | $150,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 5,067 | $149,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 2,620 | $148,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 11,431 | $148,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 68,363 | $148,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 26,059 | $147,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 1,969 | $144,000 | thousands by filing date | |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 2,558 | $142,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 28,235 | $141,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 6,752 | $140,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 1,105 | $140,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 30,000 | $139,000 | thousands by filing date | put |
| VALVOLINE INC COM | 92047W101 | Stock | 7,500 | $139,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 1,600 | $136,000 | thousands by filing date | put |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 100,730 | $134,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,242 | $129,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 13,723 | $129,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 4,670 | $129,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 38,200 | $129,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 13,700 | $128,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 34,000 | $126,000 | thousands by filing date | put |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 8,602 | $125,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 9,100 | $124,000 | thousands by filing date | call |
| BOXWOOD MERGER CORP | 10319T200 | UNIT 11/26/2025 | 12,196 | $123,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 12,660 | $121,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25460E539 | ETF | 6,600 | $121,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 9,410 | $115,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 1,900 | $113,000 | thousands by filing date | call |
| Boston Scientific Corporation | 101137107 | COM | 2,902 | $111,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 5,364 | $111,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,091 | $110,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 4,601 | $109,000 | thousands by filing date | |
| U S WELL SVCS INC | 91274U119 | *W EXP 03/15/202 | 108,509 | $109,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 5,700 | $108,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CORP | 80821R208 | UNIT EX 123123 | 10,800 | $108,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P126 | *W EXP 99/99/999 | 94,438 | $108,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 7,524 | $107,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 3,672 | $107,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 7,431 | $106,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 800 | $105,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 7,376 | $104,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M129 | UNIT 10/12/2023 | 10,000 | $101,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 1,866 | $99,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 7,292 | $98,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 4,118 | $98,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 10,700 | $96,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 2,300 | $95,000 | thousands by filing date | call |
| GRIFFON CORP | 398433102 | COM | 5,158 | $95,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 30,677 | $95,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 7,049 | $95,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 20,413 | $94,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 1,700 | $94,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 2,800 | $93,000 | thousands by filing date | call |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 4,097 | $93,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253HAB7 | NOTE 4.500% 7/0 | 100,000 | $93,000 | thousands by filing date | principal |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,755 | $92,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 7,946 | $92,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 9,200 | $92,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 35,036 | $91,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 39,800 | $90,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 531 | $89,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,700 | $88,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 1,310 | $87,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 9,152 | $87,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 52,544 | $86,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 1,500 | $83,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 1,813 | $82,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 919 | $82,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 148,000 | $81,000 | thousands by filing date | put |
| HIGHPOINT RES CORP | 43114K108 | COM | 37,032 | $81,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N114 | RIGHT 03/06/2020 | 125,000 | $81,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 107,700 | $80,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 30,000 | $78,000 | thousands by filing date | put |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 1,000 | $78,000 | thousands by filing date | call |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 10,865 | $76,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 7,500 | $73,000 | thousands by filing date | put |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 5,587 | $70,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 19,900 | $69,000 | thousands by filing date | call |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 6,467 | $69,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 452 | $68,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 4,940 | $68,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M118 | *W EXP 10/23/202 | 81,816 | $66,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 592 | $64,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,700 | $64,000 | thousands by filing date | put |
| NRC GROUP HLDGS CORP | 629375114 | *W EXP 10/17/202 | 71,238 | $64,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 1,680 | $63,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 4,553 | $63,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 7,414 | $63,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,457 | $61,000 | thousands by filing date | |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 6,035 | $61,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 5,687 | $60,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 1,705 | $59,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 500 | $58,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 1,494 | $57,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 1,200 | $57,000 | thousands by filing date | put |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 4,600 | $56,000 | thousands by filing date | call |
| SENSEONICS HLDGS INC | 81727U105 | COM | 22,600 | $55,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 21,832 | $55,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 400 | $54,000 | thousands by filing date | put |
| MTS SYSTEMS CORP | 553777103 | COM | 1,000 | $54,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 602 | $53,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,100 | $52,000 | thousands by filing date | put |
| EP ENERGY CORP | 268785102 | CL A | 203,073 | $52,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 6,500 | $51,000 | thousands by filing date | call |
| LEO HOLDINGS CORP | G5463L121 | UNIT 99/99/9999 | 5,000 | $51,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 4,833 | $50,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 2,466 | $49,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,200 | $48,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 10,700 | $48,000 | thousands by filing date | put |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 6,389 | $48,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 399 | $47,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 8,811 | $47,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 1,700 | $46,000 | thousands by filing date | put |
| NOVAVAX INC | 670002104 | COMMON STOCK | 85,121 | $46,000 | thousands by filing date | |
| CHASERG TECHNLGY ACQUISITN C | 16166A111 | W EXP 04/10/202 | 70,000 | $45,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 300 | $44,000 | thousands by filing date | put |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 200 | $44,000 | thousands by filing date | put |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 1,500 | $42,000 | thousands by filing date | put |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 2,808 | $42,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 8,300 | $42,000 | thousands by filing date | put |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 96,825 | $42,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 2,100 | $40,000 | thousands by filing date | put |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R129 | *W EXP 99/99/999 | 50,303 | $40,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 2,900 | $39,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 10,486 | $39,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 3,400 | $39,000 | thousands by filing date | put |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 2,939 | $39,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 137,800 | $39,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P113 | *W EXP 11/02/202 | 58,008 | $39,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 889 | $38,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 7,125 | $37,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 6,338 | $37,000 | thousands by filing date | |
| BOXWOOD MERGER CORP | 10319T119 | W EXP 11/26/202 | 100,000 | $37,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 4,013 | $36,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 3,300 | $35,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 2,969 | $35,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 28,600 | $35,000 | thousands by filing date | put |
| SCHULTZE SPL PURP ACQUSTN CO | 80821R117 | W EXP 12/31/202 | 100,000 | $35,000 | thousands by filing date | |
| Gty Govtech Inc-a | 362409112 | Warrant / Rights | 58,479 | $35,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,611 | $34,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 2,539 | $33,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 100,000 | $32,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 1,100 | $30,000 | thousands by filing date | put |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 100 | $28,000 | thousands by filing date | put |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,584 | $28,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 2,184 | $28,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950137 | RIGHT 02/20/2020 | 90,000 | $28,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q114 | *W EXP 04/17/202 | 25,000 | $27,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 1,822 | $26,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 1,367 | $26,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 17,021 | $26,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 1,000 | $26,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 1,595 | $25,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 17,347 | $25,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 22,780 | $25,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 500 | $23,000 | thousands by filing date | put |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 1,605 | $23,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 1,720 | $23,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 3,000 | $23,000 | thousands by filing date | put |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 76,700 | $23,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950129 | *W EXP 02/20/202 | 134,500 | $23,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 1,300 | $22,000 | thousands by filing date | put |
| DD3 ACQUISITION CORP | G2692M111 | *W EXP 10/20/202 | 80,000 | $22,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 200 | $21,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 2,500 | $21,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 1,100 | $21,000 | thousands by filing date | put |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 1,434 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 1,350 | $20,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 1,100 | $19,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 2,500 | $19,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 30,000 | $19,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K106 | *W EXP 03/14/202 | 71,250 | $19,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 200 | $17,000 | thousands by filing date | put |
| AMC NETWORKS INC | 00164V103 | CL A | 300 | $17,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 900 | $17,000 | thousands by filing date | |
| GRAF INDL CORP | 384278115 | Stock | 50,000 | $16,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P138 | RIGHT 03/20/2019 | 48,203 | $16,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 500 | $15,000 | thousands by filing date | put |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 805 | $15,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 798 | $15,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 123 | $14,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 2,900 | $14,000 | thousands by filing date | put |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 3,098 | $14,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 5,900 | $14,000 | thousands by filing date | put |
| FGL HLDGS | G3402M102 | ORD SHS | 1,818 | $14,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 88 | $13,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 1,032 | $12,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 50,000 | $12,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 508 | $11,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 1,000 | $11,000 | thousands by filing date | put |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 2,200 | $11,000 | thousands by filing date | put |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 13,507 | $11,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L113 | *W EXP 04/12/202 | 50,333 | $11,000 | thousands by filing date | |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 55,800 | $11,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 8,200 | $9,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 469 | $9,000 | thousands by filing date | |
| Reebonz Holding Limited | G7457R122 | SHS | 771 | $9,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 51 | $8,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 530 | $8,000 | thousands by filing date | |
| ALTA MESA RES INC 3 | 02133L117 | COM | 226,561 | $8,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 10,500 | $7,000 | thousands by filing date | call |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 24,225 | $7,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372116 | *W EXP 07/31/202 | 60,000 | $7,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 17,751 | $7,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 344 | $6,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 608 | $6,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 3,639 | $6,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 540 | $6,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 25,000 | $6,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981105 | *W EXP 03/03/202 | 65,000 | $6,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 89 | $5,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 62 | $5,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 301 | $5,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 428 | $5,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 77 | $5,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 500 | $5,000 | thousands by filing date | call |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 829 | $5,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 500 | $5,000 | thousands by filing date | call |
| DASEKE INC | 23753F107 | COM | 1,000 | $5,000 | thousands by filing date | call |
| M B T FINANCIAL CORP | 578877102 | Stock | 505 | $5,000 | thousands by filing date | |
| MOTIF BIO PLC | 619784119 | *W EXP 11/09/202 | 21,196 | $5,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 100 | $4,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 65 | $4,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 200 | $4,000 | thousands by filing date | call |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 500 | $4,000 | thousands by filing date | call |
| DASEKE INC | 23753F107 | COM | 959 | $4,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 3,170 | $4,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F116 | *W EXP 03/23/202 | 57,000 | $4,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P112 | *W EXP 06/20/202 | 24,101 | $4,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 34 | $3,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 1,190 | $3,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 93 | $3,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 7,100 | $3,000 | thousands by filing date | call |
| CONSTELLATION ALPHA CAP CORP | G2379F132 | RIGHT 99/99/9999 | 30,000 | $3,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 6 | $2,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 100 | $2,000 | thousands by filing date | put |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 200 | $2,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 100 | $2,000 | thousands by filing date | call |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 200 | $2,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 89 | $2,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 100 | $2,000 | thousands by filing date | put |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 1,604 | $2,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 29,147 | $2,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 19 | $1,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 39 | $1,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 29 | $1,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 87 | $1,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 52 | $1,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 63 | $1,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 109 | $1,000 | thousands by filing date | |
| WTS/HUNTER MARITIME ACQUISITIEXP12/31/2021 | Y37828129 | WARR | 2,250 | $1,000 | thousands by filing date | |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 10,000 | $1,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 5,000 | $1,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Abbott Laboratories | 002824100 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI Japan ETF | 46434G822 | SHS | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCOA CORP COM | 013872106 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELIXIS INC COM | 30161Q104 | Stock | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAMBUS INC DEL COM | 750917106 | Stock | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APACHE CORP | 037411105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYLAN NV | N59465109 | SHS EURO | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVAXIS INC | 007624307 | COM | 119 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWLINK GENETICS CORP | 651511107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADIAL PHARMACEUTICALS INC | 00688A114 | *W EXP 07/31/202 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FANG HOLDING-ADR | 30711Y102 | ADR | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXT ID INC | 67091J123 | *W EXP 02/09/201 | 2,396 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JENSYN ACQUISITION CORP | 47632B110 | *W EXP 03/07/202 | 1,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JENSYN ACQUISITION CORP | 47632B128 | RIGHT 99/99/9999 | 1,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 9,230 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABEONA THERAPEUTICS INC | 00289Y115 | *W EXP 12/24/201 | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-19-000007 | this filing | 2019-05-15 | acceptance time not in the bulk data set |