13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 1,349 holding rows worth $7,332,347,000.
- Accession
- 0001279891-19-000007
- Filer
- CIK 1279891
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 1,349 entries on the cover page, a total value of $7,332,347,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,332,347,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 1,896,000 | $535,582,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 3,848,800 | $179,969,000 | thousands by filing date | put |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 3,104,500 | $175,900,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,144,400 | $175,196,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 2,593,000 | $158,484,000 | thousands by filing date | put |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 44,042,000 | $143,920,000 | thousands by filing date | principal |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 41,418,000 | $135,805,000 | thousands by filing date | principal |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 65,176,000 | $117,721,000 | thousands by filing date | principal |
| ALTABA INC | 021346101 | COM | 1,500,000 | $111,180,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,764,900 | $99,999,000 | thousands by filing date | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,048,900 | $90,698,000 | thousands by filing date | put |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 59,504,000 | $88,467,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 1,438,700 | $87,933,000 | thousands by filing date | call |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 47,553,000 | $86,038,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 63,592,000 | $85,986,000 | thousands by filing date | principal |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 49,740,000 | $72,565,000 | thousands by filing date | principal |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 37,289,000 | $72,218,000 | thousands by filing date | principal |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 40,230,000 | $70,791,000 | thousands by filing date | principal |
| INVESCO QQQ TR | 46090E103 | COM | 372,000 | $66,833,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 40,200,000 | $65,835,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 34,419,000 | $65,505,000 | thousands by filing date | principal |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 250,000 | $64,782,000 | thousands by filing date | put |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 30,704,000 | $64,661,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 541,600 | $63,800,000 | thousands by filing date | put |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 37,615,000 | $58,313,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AF4 | NOTE 0.750% 5/1 | 41,575,000 | $55,890,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 195,000 | $55,083,000 | thousands by filing date | call |
| REALPAGE INC | 75606NAB5 | NOTE | 34,528,000 | $53,258,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 312,500 | $47,840,000 | thousands by filing date | call |
| RINGCENTRAL INC | 76680RAD9 | NOTE 3/1 | 33,552,000 | $47,789,000 | thousands by filing date | principal |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 353,788 | $47,222,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,818,700 | $46,413,000 | thousands by filing date | put |
| HERBALIFE NUTRITION LTD | 42703MAD5 | NOTE 2.625% 3/1 | 41,456,000 | $43,889,000 | thousands by filing date | principal |
| INVESCO QQQ TR | 46090E103 | COM | 243,800 | $43,801,000 | thousands by filing date | call |
| OKTA INC | 679295AB1 | NOTE 0.250% 2/1 | 23,983,000 | $43,524,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 36,667,000 | $40,648,000 | thousands by filing date | principal |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 317,900 | $38,786,000 | thousands by filing date | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 888,900 | $38,151,000 | thousands by filing date | call |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 28,641,000 | $37,424,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 742,300 | $36,580,000 | thousands by filing date | put |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 36,106,000 | $35,545,000 | thousands by filing date | principal |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 32,648,000 | $34,999,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 28,500,000 | $34,875,000 | thousands by filing date | principal |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 25,940,000 | $32,295,000 | thousands by filing date | principal |
| RAYONIER ADVANCED MATLS INC | 75508B203 | PFD CV SER A | 325,187 | $32,210,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 33,107,000 | $31,661,000 | thousands by filing date | principal |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 255,300 | $31,149,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222AG9 | NOTE 3.25010/0 | 30,354,000 | $30,984,000 | thousands by filing date | principal |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 32,195,000 | $30,920,000 | thousands by filing date | principal |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 29,070,000 | $29,169,000 | thousands by filing date | principal |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 22,365,000 | $28,748,000 | thousands by filing date | principal |
| International Business Machines Corporation | 459200101 | COM | 200,000 | $28,220,000 | thousands by filing date | put |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 2,066,900 | $27,444,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 315,585 | $27,335,000 | thousands by filing date | |
| BLACKBERRY LTD | C10268AC1 | BOND | 22,787,000 | $27,129,000 | thousands by filing date | principal |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,000,000 | $26,920,000 | thousands by filing date | call |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 25,939,000 | $26,873,000 | thousands by filing date | principal |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 3,073,000 | $26,765,000 | thousands by filing date | put |
| RENEWABLE ENERGY GROUP INC | 75972AAC7 | BOND | 12,577,000 | $26,641,000 | thousands by filing date | principal |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 24,495,000 | $26,133,000 | thousands by filing date | principal |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 2,972,607 | $25,534,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 28,680,000 | $25,051,000 | thousands by filing date | principal |
| BLOCK INC CL A | 852234103 | Stock | 332,400 | $24,903,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 130,500 | $23,809,000 | thousands by filing date | put |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 477,000 | $23,506,000 | thousands by filing date | call |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 24,100,000 | $23,451,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 24,500,000 | $23,099,000 | thousands by filing date | principal |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 260,224 | $22,989,000 | thousands by filing date | |
| EZCORP INC | 302301AF3 | NOTE2.875% 7/0 | 19,829,000 | $22,365,000 | thousands by filing date | principal |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 421,400 | $22,064,000 | thousands by filing date | call |
| NEWMONT CORP | 651639106 | COM | 600,000 | $21,462,000 | thousands by filing date | call |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 16,230,000 | $21,265,000 | thousands by filing date | principal |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,023,600 | $21,249,000 | thousands by filing date | call |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 24,700,000 | $20,691,000 | thousands by filing date | principal |
| INVESCO QQQ TR | 46090E103 | COM | 113,192 | $20,336,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 383,500 | $20,321,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 100,388 | $20,166,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 85,500 | $20,130,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 170,000 | $20,049,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 21,332,000 | $19,733,000 | thousands by filing date | principal |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 14,170,000 | $19,718,000 | thousands by filing date | principal |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 19,652,000 | $19,561,000 | thousands by filing date | principal |
| GOPRO INC | 38268TAB9 | NOTE 3.500% 4/1 | 19,700,000 | $19,391,000 | thousands by filing date | principal |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 16,852,000 | $19,255,000 | thousands by filing date | principal |
| QUOTIENT TECHNOLOGY INC | 749119AB9 | NOTE 1.750%12/0 | 20,251,000 | $18,964,000 | thousands by filing date | principal |
| SEA LTD | 81141R100 | SPONSORD ADS | 805,600 | $18,947,000 | thousands by filing date | put |
| CARBONITE INC | 141337AB1 | NOTE 2.500% 4/0 | 16,195,000 | $18,903,000 | thousands by filing date | principal |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 19,528,000 | $18,839,000 | thousands by filing date | principal |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 10,133,000 | $18,709,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 16,675,000 | $18,554,000 | thousands by filing date | principal |
| MOMO INC | 60879B107 | ADR | 479,300 | $18,328,000 | thousands by filing date | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 424,800 | $18,232,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907AK4 | NOTE 4.750 2/1 | 4,614,000 | $17,575,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 17,593,000 | $17,494,000 | thousands by filing date | principal |
| HARMONIC INC | 413160AB8 | NOTE 4.000%12/0 | 15,105,000 | $17,367,000 | thousands by filing date | principal |
| NVIDIA Corp | 67066G104 | COM | 95,000 | $17,058,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 383,500 | $16,755,000 | thousands by filing date | put |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 18,239,000 | $16,681,000 | thousands by filing date | principal |
| NEWMONT CORP | 651639106 | COM | 460,500 | $16,472,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 58,300 | $16,315,000 | thousands by filing date | put |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 677,600 | $16,208,000 | thousands by filing date | put |
| FIRST MAJESTIC SILVER CORP | 32076VAB9 | NOTE 1.875% 3/0 | 16,600,000 | $16,196,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 9,790,000 | $16,136,000 | thousands by filing date | principal |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 161,304 | $15,676,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 179,844 | $15,630,000 | thousands by filing date | |
| PROSHARES TR II | 74347W130 | SHT VIX ST TRM | 295,600 | $15,477,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 740,600 | $15,448,000 | thousands by filing date | call |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 139,097 | $14,783,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 14,365,000 | $14,632,000 | thousands by filing date | principal |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 122,800 | $14,620,000 | thousands by filing date | put |
| VISTRA ENERGY CORP | 92840M300 | UNIT 02/02/2024 | 146,722 | $14,472,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 60,400 | $14,221,000 | thousands by filing date | call |
| MAGNACHIP SEMICONDUCTOR SA | 55932XAB0 | NOTE 5.000% 3/0 | 12,000,000 | $13,697,000 | thousands by filing date | principal |
| iShares MSCI Japan ETF | 46434G822 | SHS | 250,000 | $13,680,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 7,600 | $13,533,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 74,100 | $13,519,000 | thousands by filing date | call |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 842,691 | $13,196,000 | thousands by filing date | |
| GAIN CAP HLDGS INC | 36268WAF7 | NOTE 5.000% 8/1 | 12,833,000 | $12,728,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 250,000 | $12,652,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 12,250,000 | $12,530,000 | thousands by filing date | principal |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 460,000 | $12,410,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 15,356,000 | $12,216,000 | thousands by filing date | principal |
| Netflix, Inc | 64110L106 | COM | 34,000 | $12,123,000 | thousands by filing date | put |
| VIASAT INC | 92552V100 | COM | 156,300 | $12,113,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 931,300 | $12,106,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 72,600 | $12,101,000 | thousands by filing date | put |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 10,185,000 | $11,966,000 | thousands by filing date | principal |
| WESTROCK CO | 96145D105 | COM | 305,000 | $11,696,000 | thousands by filing date | |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 13,000,000 | $11,545,000 | thousands by filing date | principal |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 401,200 | $11,526,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,000,000 | $11,500,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 548,900 | $11,395,000 | thousands by filing date | put |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 74,076 | $11,212,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 135,000 | $11,200,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F129 | 6% PFD CNV SR A | 413,273 | $11,156,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 51,971 | $10,919,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 6,371,000 | $10,774,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 228,500 | $10,684,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 239,464 | $10,601,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 621,999 | $10,518,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 339,300 | $10,229,000 | thousands by filing date | put |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 570,981 | $10,220,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 80,000 | $10,143,000 | thousands by filing date | put |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 13,012,000 | $10,092,000 | thousands by filing date | principal |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 150,000 | $9,729,000 | thousands by filing date | put |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 9,968,000 | $9,676,000 | thousands by filing date | principal |
| AVIS BUDGET GROUP INC | 053774105 | COM | 276,567 | $9,641,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 8,116 | $9,614,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 56,800 | $9,467,000 | thousands by filing date | call |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 2,341,466 | $9,459,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 459,897 | $9,391,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 73,500 | $9,272,000 | thousands by filing date | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 147,700 | $9,155,000 | thousands by filing date | put |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 5,900,000 | $9,047,000 | thousands by filing date | principal |
| SENSEONICS HLDGS INC | 81727UAA3 | NOTE 5.250% 2/0 | 8,450,000 | $9,027,000 | thousands by filing date | principal |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 48,130 | $8,995,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAA2 | NOTE 1.500%11/0 | 3,959,000 | $8,959,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 303,100 | $8,868,000 | thousands by filing date | put |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 687,029 | $8,739,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 47,517 | $8,681,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 431,854 | $8,434,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 255,400 | $8,397,000 | thousands by filing date | put |
| GOLDCORP INC NEW | 380956409 | COM | 733,233 | $8,388,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 95,600 | $8,321,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 29,477 | $8,249,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 433,437 | $8,235,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 105,000 | $8,194,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 598,636 | $8,099,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 300,000 | $8,094,000 | thousands by filing date | call |
| WORKDAY INC CL A | 98138H101 | Stock | 41,500 | $8,003,000 | thousands by filing date | put |
| MasterCard, Inc | 57636Q104 | COM | 33,959 | $7,995,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827128 | CL A | 781,250 | $7,976,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 287,800 | $7,854,000 | thousands by filing date | put |
| TIMKENSTEEL CORP | 887399AA1 | CONVERTIBLE BOND | 6,650,000 | $7,840,000 | thousands by filing date | principal |
| Boeing Company | 097023105 | COM | 20,000 | $7,628,000 | thousands by filing date | put |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 64,000 | $7,539,000 | thousands by filing date | call |
| LINDE PLC | G5494J103 | SHS | 40,000 | $7,037,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 62,100 | $6,946,000 | thousands by filing date | put |
| COTY INC | 222070203 | COM CL A | 600,000 | $6,900,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 18,026 | $6,875,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 42,100 | $6,690,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 220,000 | $6,633,000 | thousands by filing date | call |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 77,600 | $6,508,000 | thousands by filing date | put |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 330,586 | $6,436,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 9,181,000 | $6,408,000 | thousands by filing date | put |
| DOWDUPONT INC | 26078J100 | COM | 120,000 | $6,397,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 86,000 | $6,393,000 | thousands by filing date | put |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 335,000 | $6,361,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 12,500 | $6,346,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 60,100 | $6,253,000 | thousands by filing date | put |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 512,172 | $6,243,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 197,086 | $6,229,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 28,000 | $6,226,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 144,941 | $6,220,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 159,900 | $6,220,000 | thousands by filing date | call |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 4,500,000 | $6,151,000 | thousands by filing date | principal |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 70,600 | $6,145,000 | thousands by filing date | call |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 115,749 | $6,132,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 13,500 | $6,128,000 | thousands by filing date | put |
| REDWOOD TRUST INC | 758075402 | COM | 377,566 | $6,097,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 67,600 | $6,079,000 | thousands by filing date | put |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 5,899,000 | $6,033,000 | thousands by filing date | principal |
| XEROX CORP | 984121608 | COM NEW | 185,600 | $5,935,000 | thousands by filing date | put |
| NIO INC SPON ADS | 62914V106 | ADR | 1,162,800 | $5,930,000 | thousands by filing date | put |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 571,740 | $5,900,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 35,000 | $5,852,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 71,500 | $5,840,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 180,000 | $5,716,000 | thousands by filing date | call |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 113,634 | $5,675,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 15,250,000 | $5,650,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 128,235 | $5,602,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 105,000 | $5,597,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 285,400 | $5,545,000 | thousands by filing date | put |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 7,858,756 | $5,485,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 28,566 | $5,481,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 344,274 | $5,439,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 727,595 | $5,435,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 135,440 | $5,381,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 66,500 | $5,373,000 | thousands by filing date | put |
| PRECIGEN INC | 46122TAA0 | NOTE 3.500% 7/0 | 9,000,000 | $5,344,000 | thousands by filing date | principal |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 60,000 | $5,315,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 61,100 | $5,283,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 171,100 | $5,259,000 | thousands by filing date | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 204,300 | $5,252,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 166,400 | $5,115,000 | thousands by filing date | call |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 293,300 | $5,053,000 | thousands by filing date | put |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 349,193 | $5,028,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 472,554 | $5,023,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 245,500 | $5,013,000 | thousands by filing date | put |
| TRIBUNE COMPANY | 896047503 | COMMON | 107,956 | $4,981,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 30,000 | $4,945,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 35,000 | $4,938,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240M108 | COM | 453,700 | $4,895,000 | thousands by filing date | put |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 100,813 | $4,881,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 23,351 | $4,818,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 174,400 | $4,809,000 | thousands by filing date | put |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 5,550,000 | $4,804,000 | thousands by filing date | principal |
| ROYCE VALUE TRUST | 780910105 | COM | 343,906 | $4,732,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 89,000 | $4,725,000 | thousands by filing date | call |
| VENTAS INC COM | 92276F100 | REIT | 73,499 | $4,689,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 458,500 | $4,580,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 29,311 | $4,578,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 100,000 | $4,541,000 | thousands by filing date | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 684,200 | $4,502,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 60,000 | $4,501,000 | thousands by filing date | put |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 158,200 | $4,496,000 | thousands by filing date | put |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 35,000 | $4,420,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 158,000 | $4,416,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 93,534 | $4,373,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 427,899 | $4,373,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 217,700 | $4,340,000 | thousands by filing date | put |
| ROSS STORES INC COM | 778296103 | Stock | 46,500 | $4,329,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 655,551 | $4,261,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 40,000 | $4,255,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 23,500 | $4,219,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 50,000 | $4,210,000 | thousands by filing date | call |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 222,575 | $4,206,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,428,900 | $4,200,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 73,600 | $4,197,000 | thousands by filing date | put |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 98,212 | $4,192,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 20,000 | $4,190,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 452,108 | $4,186,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 70,270 | $4,125,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 94,597 | $4,096,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 812,677 | $4,039,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 400,000 | $4,020,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 91,600 | $4,002,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 105,900 | $3,928,000 | thousands by filing date | call |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 31,200 | $3,922,000 | thousands by filing date | put |
| MIDDLEBYCORP | 596278101 | STOK | 30,000 | $3,900,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784114 | UNIT 99/99/9999 | 380,796 | $3,865,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 316,186 | $3,829,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 147,000 | $3,826,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 105,710 | $3,781,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 34,100 | $3,730,000 | thousands by filing date | put |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 214,801 | $3,724,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 2,885 | $3,723,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 144,800 | $3,722,000 | thousands by filing date | call |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 3,539 | $3,715,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 40,500 | $3,682,000 | thousands by filing date | call |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 270,400 | $3,666,000 | thousands by filing date | put |
| TCF FINL CORP | 872275102 | COM | 175,850 | $3,638,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 200,000 | $3,630,000 | thousands by filing date | put |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 100,000 | $3,608,000 | thousands by filing date | put |
| Vanguard Value ETF | 922908744 | SHS | 33,473 | $3,602,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 3,203,000 | $3,574,000 | thousands by filing date | principal |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 358,000 | $3,562,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 130,115 | $3,552,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 322,000 | $3,548,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 56,900 | $3,540,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 405,169 | $3,529,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 448,912 | $3,519,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 41,937 | $3,518,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 28,413 | $3,466,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 343,600 | $3,466,000 | thousands by filing date | put |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 10,000 | $3,454,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 009158106 | COM | 18,000 | $3,437,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 31,300 | $3,426,000 | thousands by filing date | call |
| EMERSON ELEC CO COM | 291011104 | Stock | 50,000 | $3,423,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 64,510 | $3,411,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 202,810 | $3,401,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 28,500 | $3,391,000 | thousands by filing date | call |
| SKECHERS U S A INC | 830566105 | CL A | 100,000 | $3,361,000 | thousands by filing date | call |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 122,101 | $3,357,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 105,900 | $3,355,000 | thousands by filing date | put |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 329,285 | $3,355,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 110,378 | $3,327,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 146,600 | $3,327,000 | thousands by filing date | call |
| THUNDER BRIDGE ACQUISITION L | G8857R100 | SHS CLASS A | 325,000 | $3,315,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 30,956 | $3,312,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 28,000 | $3,303,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 45,700 | $3,278,000 | thousands by filing date | put |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 26,350 | $3,253,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 54,997 | $3,251,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A107 | SHS | 323,900 | $3,245,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 246,743 | $3,244,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 25,300 | $3,184,000 | thousands by filing date | put |
| TUSCAN HOLDINGS CORP | 90069K203 | UNIT 99/99/9999 | 300,000 | $3,128,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C203 | UNIT 99/99/9999 | 309,442 | $3,119,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 181,847 | $3,115,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 310,000 | $3,115,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 371,800 | $3,111,000 | thousands by filing date | put |
| CAPITOL INVT CORP IV | G18920119 | UNIT 99/99/9999 | 287,462 | $3,038,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 294,000 | $3,004,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 231,733 | $2,919,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641205 | UNIT 99/99/9999 | 290,000 | $2,908,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 94,894 | $2,901,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 277,500 | $2,886,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 15,000 | $2,878,000 | thousands by filing date | put |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 185,168 | $2,877,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 26,347 | $2,873,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 35,378 | $2,871,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 352,000 | $2,808,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 20,000 | $2,795,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 20,000 | $2,795,000 | thousands by filing date | call |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 53,940 | $2,781,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 275,000 | $2,760,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 207,363 | $2,747,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283AC4 | DBCV 7/1 | 2,500,000 | $2,715,000 | thousands by filing date | principal |
| MARATHON PETE CORP COM | 56585A102 | Stock | 45,000 | $2,693,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 23,706 | $2,690,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 200,000 | $2,668,000 | thousands by filing date | put |
| FORTIVE CORP | 34959J207 | PREFERRED | 2,523 | $2,657,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 268,000 | $2,655,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 261,271 | $2,650,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 28,000 | $2,641,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 25,000 | $2,628,000 | thousands by filing date | call |
| TANGER INC | 875465106 | COM | 124,759 | $2,617,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 47,162 | $2,613,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 34,910 | $2,595,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 30,000 | $2,594,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P100 | COM CL A | 252,876 | $2,591,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 428,691 | $2,576,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 191,140 | $2,574,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 115,933 | $2,572,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 23,520 | $2,571,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 15,100 | $2,545,000 | thousands by filing date | put |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 262,334 | $2,536,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 389,500 | $2,531,000 | thousands by filing date | put |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 236,504 | $2,530,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 30,000 | $2,529,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 21,200 | $2,524,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 314,100 | $2,522,000 | thousands by filing date | put |
| FINISAR CORP | 31787A507 | COM NEW | 108,879 | $2,522,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 257,055 | $2,470,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 18,172 | $2,462,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M209 | UNIT 99/99/9999 | 238,180 | $2,458,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 15,700 | $2,446,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 17,400 | $2,432,000 | thousands by filing date | put |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 70,000 | $2,431,000 | thousands by filing date | put |
| OMEROS CORP | 682143102 | COM | 139,677 | $2,426,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 161,494 | $2,425,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 60,000 | $2,424,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 461,294 | $2,417,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 2,500,000 | $2,404,000 | thousands by filing date | principal |
| Bristol-Myers Squibb Company | 110122108 | COM | 50,000 | $2,385,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 171,046 | $2,380,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 164,475 | $2,375,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 20,000 | $2,358,000 | thousands by filing date | put |
| CDK GLOBAL INC | 12508E101 | COM | 40,000 | $2,352,000 | thousands by filing date | put |
| PARSLEY ENERGY INC | 701877102 | CL A | 120,800 | $2,331,000 | thousands by filing date | put |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 271,400 | $2,323,000 | thousands by filing date | put |
| NUTANIX INC CL A | 67059N108 | Stock | 61,500 | $2,321,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 26,165 | $2,312,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 183,127 | $2,289,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 15,000 | $2,284,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 350,711 | $2,279,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 214,954 | $2,267,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 19,700 | $2,262,000 | thousands by filing date | call |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 220,000 | $2,245,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 90,000 | $2,233,000 | thousands by filing date | call |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 129,603 | $2,233,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 206,925 | $2,232,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 726,755 | $2,231,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 76,614 | $2,209,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 38,800 | $2,202,000 | thousands by filing date | put |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 16,152 | $2,199,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 179,647 | $2,193,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 47,200 | $2,183,000 | thousands by filing date | put |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 25,000 | $2,180,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 24,100 | $2,169,000 | thousands by filing date | put |
| CVS Health Corporation | 126650100 | COM | 40,200 | $2,167,000 | thousands by filing date | call |
| WILLSCOT CORP | 971375126 | COM | 195,000 | $2,162,000 | thousands by filing date | |
| RH | 74967X103 | COM | 20,800 | $2,141,000 | thousands by filing date | call |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 160,303 | $2,114,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 253,452 | $2,111,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 250,129 | $2,093,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 17,654 | $2,089,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 160,870 | $2,063,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 283,432 | $2,060,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 90,100 | $2,056,000 | thousands by filing date | put |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 200,000 | $2,055,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 138,125 | $2,051,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 200,000 | $2,038,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 9,800 | $2,036,000 | thousands by filing date | put |
| TORTOISE ACQUISITION CORP | 89154L209 | UNIT 03/04/2024 | 203,824 | $2,036,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E208 | UNIT 01/30/2023 | 200,000 | $2,030,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 155,701 | $2,027,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 156,628 | $2,025,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 96,100 | $2,020,000 | thousands by filing date | put |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 236,366 | $2,016,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 228,050 | $2,009,000 | thousands by filing date | put |
| VECTOIQ ACQUISITION CORP | 92243N103 | COM | 200,000 | $1,998,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F109 | CL A COM | 200,000 | $1,996,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 145,744 | $1,993,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 150,000 | $1,993,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 35,400 | $1,986,000 | thousands by filing date | put |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 167,704 | $1,982,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950103 | ORD SHS | 200,000 | $1,982,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 197,049 | $1,980,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 185,000 | $1,957,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 186,927 | $1,944,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 236,720 | $1,926,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 73,248 | $1,924,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 148,700 | $1,916,000 | thousands by filing date | put |
| HUNT COS FIN TR INC | 44558T100 | COM | 547,256 | $1,909,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 39,698 | $1,907,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 66,659 | $1,905,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827102 | UNIT 99/99/9999 | 176,770 | $1,902,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 44,706 | $1,900,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 236,800 | $1,899,000 | thousands by filing date | put |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 36,582 | $1,891,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 19,368 | $1,883,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 202,000 | $1,882,000 | thousands by filing date | put |
| Prologis,Inc. | 74340W103 | COM | 26,118 | $1,879,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 19,003 | $1,875,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 14,800 | $1,871,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 137,515 | $1,871,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 30,000 | $1,859,000 | thousands by filing date | call |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 161,647 | $1,858,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 100,000 | $1,856,000 | thousands by filing date | put |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 293,464 | $1,845,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 174,159 | $1,832,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 213,416 | $1,824,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 12,400 | $1,823,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 186,313 | $1,820,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 10,000 | $1,814,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 25,500 | $1,812,000 | thousands by filing date | put |
| RELIANCE INC | 759509102 | COM | 20,000 | $1,805,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 63,353 | $1,797,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 46,020 | $1,794,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 50,685 | $1,792,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 42,400 | $1,789,000 | thousands by filing date | call |
| GS ACQUISITION HLDGS CORP | 36255F201 | UNIT 06/12/2023 | 170,503 | $1,788,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 144,689 | $1,782,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 103,200 | $1,778,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 146,772 | $1,777,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 49,204 | $1,775,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 24,025 | $1,771,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 220,426 | $1,770,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 22,041 | $1,766,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 111,285 | $1,764,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 173,700 | $1,740,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 19,990 | $1,739,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 40,112 | $1,738,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 25,000 | $1,735,000 | thousands by filing date | call |
| BORGWARNER INC COM | 099724106 | Stock | 45,000 | $1,728,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 27,806 | $1,727,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 115,865 | $1,719,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 76,675 | $1,709,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 41,300 | $1,706,000 | thousands by filing date | put |
| Union Pacific Corporation | 907818108 | COM | 10,200 | $1,705,000 | thousands by filing date | call |
| WABTEC COM | 929740108 | Stock | 23,100 | $1,702,000 | thousands by filing date | put |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 41,900 | $1,700,000 | thousands by filing date | call |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 90,736 | $1,695,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P105 | CL A | 168,724 | $1,693,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 33,800 | $1,687,000 | thousands by filing date | put |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 133,414 | $1,685,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 130,723 | $1,677,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 16,530 | $1,677,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 112,280 | $1,662,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 70,900 | $1,644,000 | thousands by filing date | put |
| BP PLC SPONSORED ADR | 055622104 | ADR | 37,500 | $1,639,000 | thousands by filing date | put |
| ENDO INTL PLC | G30401106 | SHS | 203,700 | $1,635,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 115,685 | $1,630,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 17,900 | $1,611,000 | thousands by filing date | call |
| Eaton Corp. Plc | G29183103 | COM | 20,000 | $1,611,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 31,100 | $1,606,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 370,000 | $1,605,000 | thousands by filing date | put |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 99,904 | $1,602,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-19-000007 | this filing | 2019-05-15 | acceptance time not in the bulk data set |