13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 1,349 holding rows worth $7,332,347,000.
- Accession
- 0001279891-19-000007
- Filer
- CIK 1279891
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 1,349 entries on the cover page, a total value of $7,332,347,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,332,347,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 205,516 | $1,566,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 156,500 | $1,563,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K207 | UNIT 06/19/2025 | 150,000 | $1,555,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 160,471 | $1,553,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 112,745 | $1,549,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 73,400 | $1,531,000 | thousands by filing date | put |
| CARMAX INC COM | 143130102 | Stock | 21,801 | $1,521,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920101 | CL A ORD | 149,500 | $1,521,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 13,297 | $1,519,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 15,000 | $1,519,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 13,300 | $1,514,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 334,848 | $1,503,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285201 | UNIT 12/30/2025 | 150,000 | $1,500,000 | thousands by filing date | |
| GSV CAP CORP | 36191JAC5 | NOTE 4.750% 3/2 | 1,500,000 | $1,499,000 | thousands by filing date | principal |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 30,500 | $1,494,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 261,147 | $1,494,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 16,480 | $1,492,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 214,574 | $1,486,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 57,000 | $1,483,000 | thousands by filing date | call |
| BELDEN INC COM | 077454106 | Stock | 27,500 | $1,476,000 | thousands by filing date | call |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 65,000 | $1,475,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 717,615 | $1,471,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 259,200 | $1,469,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 24,000 | $1,463,000 | thousands by filing date | put |
| BSB BANCORP INC MD | 05573H108 | COM | 44,550 | $1,463,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 20,493 | $1,456,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 131,875 | $1,453,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 39,989 | $1,450,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 8,826 | $1,446,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 53,208 | $1,445,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 4,745 | $1,426,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 34,480 | $1,425,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 11,730 | $1,424,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 50,200 | $1,422,000 | thousands by filing date | put |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 20,333 | $1,421,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 161,112 | $1,419,000 | thousands by filing date | |
| GORES HOLDINGS III INC | 38286G208 | UNIT 09/07/2024 | 137,500 | $1,416,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 131,271 | $1,408,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 17,500 | $1,402,000 | thousands by filing date | put |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 187,500 | $1,395,000 | thousands by filing date | call |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 7,352 | $1,390,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 249,700 | $1,388,000 | thousands by filing date | put |
| VIASAT INC | 92552V100 | COM | 17,883 | $1,385,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 18,426 | $1,380,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 66,503 | $1,380,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 15,000 | $1,378,000 | thousands by filing date | put |
| PARAMOUNT GROUP INC | 69924R108 | COM | 97,042 | $1,377,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,526 | $1,366,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 8,962 | $1,359,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 69,827 | $1,356,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 5,491 | $1,351,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 30,200 | $1,350,000 | thousands by filing date | put |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 196,359 | $1,345,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 39,813 | $1,333,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 89,390 | $1,325,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 118,843 | $1,323,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 8,997 | $1,322,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 8,422 | $1,317,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 13,841 | $1,315,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 30,000 | $1,312,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 12,600 | $1,311,000 | thousands by filing date | call |
| ENDO INTL PLC | G30401106 | SHS | 163,237 | $1,310,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 117,760 | $1,310,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 58,400 | $1,309,000 | thousands by filing date | put |
| BlackRock Muniy Michigan | 09254V105 | Fund | 97,599 | $1,304,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 12,000 | $1,295,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 16,600 | $1,295,000 | thousands by filing date | put |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 130,639 | $1,295,000 | thousands by filing date | |
| NIO INC | G6525FAA0 | DEBT 4.500% 2/0 | 1,500,000 | $1,293,000 | thousands by filing date | principal |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 25,000 | $1,291,000 | thousands by filing date | put |
| TWILIO INC CL A | 90138F102 | Stock | 10,000 | $1,291,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 30,000 | $1,291,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 1,275,000 | $1,291,000 | thousands by filing date | principal |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 119,399 | $1,288,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 14,049 | $1,278,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 62,679 | $1,277,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 139,301 | $1,274,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 11,084 | $1,270,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 21,264 | $1,270,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 59,616 | $1,268,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 94,200 | $1,261,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 82,090 | $1,260,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 100,000 | $1,258,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 60,043 | $1,253,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 238,100 | $1,252,000 | thousands by filing date | put |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 16,601 | $1,250,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 16,300 | $1,249,000 | thousands by filing date | call |
| HUMANA INC COM | 444859102 | Stock | 4,698 | $1,249,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 13,072 | $1,247,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 202,243 | $1,243,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 115,285 | $1,242,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 95,745 | $1,239,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 63,165 | $1,238,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 16,147 | $1,226,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 23,000 | $1,226,000 | thousands by filing date | put |
| INGEVITY CORP COM | 45688C107 | Stock | 11,355 | $1,199,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 100,000 | $1,199,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 344,000 | $1,193,000 | thousands by filing date | put |
| DEXCOM INC COM | 252131107 | Stock | 10,000 | $1,191,000 | thousands by filing date | put |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 125,790 | $1,191,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CORP SHS CL A | G3165V109 | COM | 120,000 | $1,179,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 104,396 | $1,177,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076209 | UNIT 03/12/2025 | 114,900 | $1,177,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 22,900 | $1,175,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 66,808 | $1,160,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 15,000 | $1,152,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 45,798 | $1,149,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 95,905 | $1,149,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 334,100 | $1,149,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 25,000 | $1,137,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 5,500 | $1,133,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5,900 | $1,132,000 | thousands by filing date | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 21,800 | $1,131,000 | thousands by filing date | call |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 116,660 | $1,131,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 6,853 | $1,129,000 | thousands by filing date | |
| PRETIUM RES INC | 74139CAB8 | NOTE 2.250% 3/1 | 1,183,000 | $1,121,000 | thousands by filing date | principal |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 32,200 | $1,118,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 3,857 | $1,101,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 551,400 | $1,097,000 | thousands by filing date | put |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 99,495 | $1,096,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 10,000 | $1,093,000 | thousands by filing date | put |
| IAC INTERACTIVECORP | 44919P508 | COM | 5,200 | $1,092,000 | thousands by filing date | put |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 65,942 | $1,091,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 84,292 | $1,089,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 306,000 | $1,089,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 19,400 | $1,088,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 47,923 | $1,088,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 610 | $1,086,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 7,600 | $1,083,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 177,643 | $1,074,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 763,292 | $1,068,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 17,256 | $1,061,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 77,467 | $1,060,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 85,649 | $1,044,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 15,446 | $1,041,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760110 | UNIT 99/99/9999 | 100,000 | $1,035,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 101,000 | $1,035,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950111 | UNIT 08/15/2023 | 100,000 | $1,030,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 51,900 | $1,029,000 | thousands by filing date | call |
| GORES METROPOULOS INC | 382872208 | UNIT 99/99/9999 | 100,000 | $1,024,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A309 | UNIT 12/01/2023 | 100,000 | $1,019,000 | thousands by filing date | |
| EDTECHX HLDGS ACQUISITION CO | 28138X202 | UNIT 12/31/2025 | 100,000 | $1,019,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 24,100 | $1,017,000 | thousands by filing date | put |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 5,068 | $1,017,000 | thousands by filing date | |
| NEW FRONTIER CORP | G6485P116 | UNIT 99/99/9999 | 100,100 | $1,016,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 40,891 | $1,010,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M100 | COM CL A | 100,000 | $1,008,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 2,216 | $1,004,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 100,000 | $1,003,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H209 | UNIT 99/99/9999 | 100,000 | $1,002,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U207 | UNIT 03/31/2021 | 100,000 | $1,002,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L204 | UNIT 99/99/9999 | 100,000 | $1,000,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 21,600 | $999,000 | thousands by filing date | call |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 73,700 | $999,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 39,000 | $997,000 | thousands by filing date | call |
| NIO INC SPON ADS | 62914V106 | ADR | 195,070 | $994,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 100,000 | $984,000 | thousands by filing date | |
| DD3 ACQUISITION CORP | G2692M103 | SHS | 100,000 | $983,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 60,000 | $982,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 100,000 | $981,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 19,634 | $980,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754106 | COM | 100,000 | $980,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 100,000 | $975,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO COM | 80821R109 | Stock | 100,000 | $975,000 | thousands by filing date | |
| BOXWOOD MERGER CORP; TNT ACQ DT: 11/16/2020; CASH | 10319t101 | COM | 100,000 | $972,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 110,972 | $969,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 89,687 | $967,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663117 | *W EXP 07/31/202 | 285,508 | $967,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 50,000 | $961,000 | thousands by filing date | put |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 75,460 | $961,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 117,550 | $960,000 | thousands by filing date | |
| COLLIER CREEK HOLDINGS | G22707122 | UNIT 99/99/9999 | 92,800 | $957,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 37,400 | $954,000 | thousands by filing date | call |
| SUN CMNTYS INC COM | 866674104 | REIT | 8,023 | $950,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 26,600 | $948,000 | thousands by filing date | put |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 119,913 | $947,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 57,000 | $943,000 | thousands by filing date | put |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 95,000 | $942,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 54,900 | $939,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 6,000 | $937,000 | thousands by filing date | put |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 58,439 | $936,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 70,562 | $932,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 317,157 | $932,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 242,998 | $930,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 77,482 | $930,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 85,000 | $929,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 1,520,241 | $927,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 36,720 | $925,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 16,600 | $922,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 16,400 | $920,000 | thousands by filing date | call |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 45,852 | $917,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 10,000 | $909,000 | thousands by filing date | put |
| AG MTG INVT TR INC | 001228105 | COM | 53,937 | $908,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 26,273 | $903,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 138,073 | $900,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 8,702 | $898,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 9,920 | $892,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 101,315 | $892,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537127 | UNIT 03/15/2022 | 17,479 | $892,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 500 | $890,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 34,031 | $874,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 20,600 | $874,000 | thousands by filing date | put |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 155,941 | $867,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 109,298 | $867,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 65,487 | $866,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 850,000 | $865,000 | thousands by filing date | principal |
| THUNDER BRIDGE ACQUISITION L | G8857R118 | UNIT 01/01/2025 | 80,000 | $865,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 116,800 | $864,000 | thousands by filing date | put |
| BIG LOTS INC | 089302103 | COM | 22,700 | $863,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 12,500 | $856,000 | thousands by filing date | call |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 25,682 | $855,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 40,638 | $849,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 1,000,000 | $841,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 9,700 | $840,000 | thousands by filing date | put |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 338,661 | $839,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 33,500 | $835,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 22,300 | $832,000 | thousands by filing date | put |
| NUVEEN GA DIVID | 67072B107 | COM | 69,802 | $832,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 53,683 | $829,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 125,915 | $822,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 7,100 | $815,000 | thousands by filing date | put |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 60,843 | $815,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 53,500 | $811,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 71,644 | $809,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,258 | $805,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 25,542 | $805,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 77,779 | $797,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 110,000 | $795,000 | thousands by filing date | put |
| SYNAPTICS INC COM | 87157D109 | Stock | 20,000 | $795,000 | thousands by filing date | put |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 59,214 | $789,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 13,533 | $787,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 76,104 | $780,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 52,989 | $778,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 40,000 | $777,000 | thousands by filing date | call |
| TENZING ACQUISITION CORP | G8708A124 | UNIT 08/24/2024 | 75,000 | $766,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 170,000 | $759,000 | thousands by filing date | put |
| MONOCLE ACQUISITION CORP | 609754205 | UNIT 99/99/9999 | 75,000 | $756,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 49,938 | $754,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 17,500 | $753,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 13,202 | $752,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 34,500 | $752,000 | thousands by filing date | call |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 62,354 | $751,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 31,100 | $745,000 | thousands by filing date | put |
| Collier Creek Holdings | G22707106 | COM | 75,000 | $745,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 23,600 | $744,000 | thousands by filing date | call |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 99,400 | $739,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 10,735 | $735,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 20,000 | $735,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 357,929 | $733,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 66,300 | $730,000 | thousands by filing date | call |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 60,382 | $728,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 6,100 | $727,000 | thousands by filing date | call |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 43,854 | $723,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 57,896 | $721,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 19,623 | $714,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 70,000 | $714,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 19,100 | $713,000 | thousands by filing date | call |
| TOTTENHAM ACQUISITION I LTD | G8959N130 | UNIT 05/06/2025 | 69,000 | $713,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 35,218 | $709,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R200 | UNIT 01/07/2019 | 70,000 | $708,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 52,403 | $700,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 53,519 | $698,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 8,000 | $697,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 113,204 | $697,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 61,675 | $691,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 123,556 | $686,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 78,129 | $685,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 25,100 | $683,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,091 | $681,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 52,730 | $680,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 119,253 | $676,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 42,820 | $673,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 31,126 | $672,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 25,244 | $672,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 42,658 | $672,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 50,434 | $661,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 74,100 | $660,000 | thousands by filing date | put |
| WABCO HLDGS INC | 92927K102 | COM | 5,000 | $659,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,816 | $657,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 29,610 | $657,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 17,548 | $655,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 4,246 | $654,000 | thousands by filing date | |
| GREENLAND ACQUISITIN CORPORA | G40981139 | SHS | 65,000 | $654,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 38,700 | $651,000 | thousands by filing date | put |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 32,712 | $650,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 68,400 | $646,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 9,400 | $644,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 5,100 | $644,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 22,360 | $638,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 48,883 | $636,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 22,423 | $635,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 51,525 | $635,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 50,622 | $632,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 21,797 | $624,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 50,000 | $619,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 22,700 | $616,000 | thousands by filing date | call |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 5,100 | $611,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 63,495 | $611,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 39,000 | $609,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 27,144 | $608,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 19,994 | $608,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 11,848 | $603,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 16,658 | $599,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 60,000 | $599,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 46,087 | $597,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 6,700 | $595,000 | thousands by filing date | put |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 47,228 | $593,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 38,772 | $587,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 9,585 | $585,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 112,734 | $582,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 4,600 | $580,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 10,000 | $574,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 12,500 | $568,000 | thousands by filing date | call |
| VERSUM MATLS INC | 92532W103 | COM | 11,277 | $567,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 117,689 | $562,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 27,816 | $561,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 49,237 | $559,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,790 | $556,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 38,426 | $556,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 51,694 | $556,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 37,462 | $556,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,000 | $555,000 | thousands by filing date | put |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 8,600 | $555,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 6,800 | $551,000 | thousands by filing date | put |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 37,772 | $551,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 159,600 | $549,000 | thousands by filing date | call |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 4,260 | $548,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 19,510 | $546,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L204 | UNIT 04/12/2024 | 53,496 | $545,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 10,000 | $537,000 | thousands by filing date | put |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 45,032 | $529,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788206 | UNIT 01/18/2023 | 50,000 | $525,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 4,400 | $524,000 | thousands by filing date | put |
| SYNAPTICS INC COM | 87157D109 | Stock | 13,200 | $524,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,468 | $523,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 7,289 | $522,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,500 | $519,000 | thousands by filing date | call |
| SITE CENTERS CORP | 82981J109 | COM | 38,118 | $519,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F202 | UNIT 09/30/2025 | 50,000 | $517,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 10,000 | $516,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643202 | UNIT 05/31/2024 | 50,000 | $513,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 41,639 | $512,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 74,844 | $511,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 70,400 | $509,000 | thousands by filing date | put |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 72,257 | $508,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P100 | COM | 50,000 | $507,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415116 | UNIT 09/24/2020 | 50,000 | $505,000 | thousands by filing date | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 50,000 | $501,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 8,831 | $499,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 37,721 | $499,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076100 | COM CLASS A | 50,000 | $499,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 132,802 | $495,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 33,543 | $494,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 28,881 | $491,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 43,000 | $491,000 | thousands by filing date | put |
| TUSCAN HLDGS CORP | 90069K104 | COM | 50,000 | $487,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 8,500 | $486,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 15,000 | $484,000 | thousands by filing date | put |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 44,494 | $482,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 23,106 | $481,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 9,764 | $481,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 37,900 | $479,000 | thousands by filing date | put |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 16,880 | $479,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 17,000 | $475,000 | thousands by filing date | call |
| CHURCHILL CAP CORP | 17142R202 | UNIT 99/99/9999 | 31,000 | $474,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 68,461 | $473,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 124,653 | $472,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 12,768 | $468,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 20,200 | $468,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 58,513 | $468,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 5,126 | $466,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 20,658 | $459,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 5,700 | $457,000 | thousands by filing date | call |
| HILLTOP HLDGS INC | 432748101 | COM | 25,000 | $456,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 46,200 | $455,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 16,700 | $453,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 2,500 | $448,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 49,887 | $448,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 4,000 | $437,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 13,773 | $436,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 50,000 | $434,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,500 | $431,000 | thousands by filing date | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 18,100 | $430,000 | thousands by filing date | call |
| RAYTHEON CO | 755111507 | COM NEW | 2,366 | $430,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 12,900 | $429,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 1,500 | $423,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 30,567 | $423,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 47,864 | $421,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 12,230 | $420,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 53,123 | $418,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 3,500 | $417,000 | thousands by filing date | put |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 41,752 | $417,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 43,397 | $416,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P209 | UNIT 03/07/2023 | 40,000 | $414,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 12,398 | $412,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 27,067 | $408,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 47,700 | $408,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 93,700 | $406,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 56,100 | $405,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 470,757 | $405,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 20,420 | $405,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 5,800 | $405,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 39,603 | $405,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 9,500 | $404,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 29,319 | $404,000 | thousands by filing date | |
| GRAF INDUSTRIAL CORP | 384278206 | COM | 40,000 | $404,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 8,400 | $403,000 | thousands by filing date | put |
| Berry Corp | 08579X101 | Common Stock | 35,000 | $403,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 5,000 | $401,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 27,102 | $399,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 10,000 | $398,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 31,063 | $394,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 19,975 | $389,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 20,000 | $389,000 | thousands by filing date | put |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 10,000 | $388,000 | thousands by filing date | put |
| CENTENE CORP DEL COM | 15135B101 | Stock | 7,300 | $387,000 | thousands by filing date | put |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,300 | $387,000 | thousands by filing date | call |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 32,567 | $387,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 27,727 | $387,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L205 | UNIT 05/11/2025 | 36,861 | $387,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 7,670 | $385,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,700 | $384,000 | thousands by filing date | put |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 123,923 | $384,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 460,627 | $384,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 102,700 | $383,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 17,000 | $381,000 | thousands by filing date | call |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 26,540 | $380,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 10,232 | $379,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 7,500 | $379,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 54,286 | $378,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 38,972 | $372,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 12,100 | $371,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 2,303 | $370,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 48,200 | $365,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 1,300 | $363,000 | thousands by filing date | call |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,203 | $361,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 7,000 | $359,000 | thousands by filing date | put |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 27,856 | $356,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 130,000 | $354,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 14,200 | $352,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 27,100 | $349,000 | thousands by filing date | put |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 34,700 | $348,000 | thousands by filing date | put |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 4,523 | $347,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 10,000 | $347,000 | thousands by filing date | call |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 28,346 | $347,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 3,966 | $344,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 23,928 | $338,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 9,437 | $337,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 16,228 | $337,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 5,449 | $337,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 12,052 | $337,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 20,020 | $336,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 3,100 | $334,000 | thousands by filing date | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 10,175 | $332,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 8,000 | $331,000 | thousands by filing date | put |
| SYNEOS HEALTH INC | 87166B102 | CL A | 6,400 | $331,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 4,800 | $330,000 | thousands by filing date | put |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 20,000 | $328,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 45,251 | $327,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 36,127 | $325,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 15,655 | $324,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 24,270 | $324,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 5,652 | $323,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 24,083 | $320,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A123 | UNIT 06/21/2023 | 30,000 | $315,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 28,247 | $313,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 3,292 | $312,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 114,598 | $312,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 24,027 | $312,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 25,933 | $308,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 41,196 | $306,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 13,867 | $302,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 23,397 | $302,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 34,489 | $300,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 8,746 | $299,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 27,700 | $298,000 | thousands by filing date | put |
| PYXUS INTL INC | 74737V106 | COM | 12,500 | $298,000 | thousands by filing date | put |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 27,519 | $295,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 20,416 | $295,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 23,126 | $293,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,056 | $290,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 10,000 | $290,000 | thousands by filing date | put |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 5,377 | $288,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 29,900 | $288,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 14,959 | $287,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 15,500 | $286,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 50,100 | $284,000 | thousands by filing date | call |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 22,600 | $283,000 | thousands by filing date | put |
| CUBESMART COM | 229663109 | REIT | 8,815 | $282,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 23,006 | $282,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 7,400 | $282,000 | thousands by filing date | put |
| MTS SYSTEMS CORP | 553777103 | COM | 5,100 | $277,000 | thousands by filing date | put |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 20,589 | $276,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 21,720 | $275,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 6,027 | $274,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760102 | COM CL A | 27,000 | $272,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 10,554 | $270,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 11,599 | $268,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 11,504 | $262,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 5,800 | $259,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-19-000007 | this filing | 2019-05-15 | acceptance time not in the bulk data set |