13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 1,385 holding rows worth $7,727,367,000.
- Accession
- 0001279891-18-000010
- Filer
- CIK 1279891
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 1,385 entries on the cover page, a total value of $7,727,367,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,727,367,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLOVIS ONCOLOGY INC | 189464100 | COM | 8,200 | $372,000 | thousands by filing date | put |
| TRINITY MERGER CORP | 89653L205 | UNIT 05/11/2025 | 36,861 | $370,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 20,242 | $369,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 16,781 | $369,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 39,477 | $368,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 67,500 | $367,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554102 | COM | 10,000 | $366,000 | thousands by filing date | put |
| OSPREY ENERGY ACQUISITION CO | 688397207 | UNIT 07/21/2022 | 33,370 | $366,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,181 | $358,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 5,728 | $356,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 6,304 | $353,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 28,971 | $351,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 150,000 | $351,000 | thousands by filing date | put |
| SIGNATURE BANK-CW18 | 82669G112 | Wt | 3,489 | $343,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N128 | UNIT 08/21/2022 | 32,750 | $338,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 8,830 | $335,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 129,400 | $335,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 5,008 | $334,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 9,900 | $332,000 | thousands by filing date | call |
| TELADOC HEALTH INC | 87918A105 | COM | 5,700 | $330,000 | thousands by filing date | put |
| TELADOC HEALTH INC | 87918A105 | COM | 5,700 | $330,000 | thousands by filing date | call |
| REALTY INCOME CORP COM | 756109104 | REIT | 6,104 | $328,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 37,852 | $328,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,300 | $328,000 | thousands by filing date | put |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 23,460 | $327,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 31,843 | $327,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 34,584 | $326,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 13,600 | $321,000 | thousands by filing date | call |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 10,000 | $320,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 58,874 | $320,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 136,000 | $318,000 | thousands by filing date | call |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 28,539 | $317,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 11,300 | $313,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 15,000 | $312,000 | thousands by filing date | put |
| PATRICK INDS INC | 703343103 | COM | 5,500 | $312,000 | thousands by filing date | put |
| NEWELL BRANDS INC COM | 651229106 | Stock | 12,000 | $309,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,600 | $308,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 32,709 | $308,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 34,358 | $308,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867117 | *W EXP 01/13/202 | 165,500 | $306,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 8,400 | $304,000 | thousands by filing date | put |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 38,490 | $303,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 44,272 | $297,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 4,700 | $295,000 | thousands by filing date | call |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 22,522 | $295,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 47,313 | $294,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 21,287 | $294,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 8,000 | $292,000 | thousands by filing date | put |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 775,461 | $288,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 16,000 | $285,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 53,000 | $284,000 | thousands by filing date | call |
| CAMECO CORP COM | 13321L108 | Stock | 25,000 | $281,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 3,100 | $281,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 29,991 | $281,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 5,210 | $278,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 16,600 | $278,000 | thousands by filing date | put |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 14,857 | $276,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 87,663 | $276,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 25,422 | $276,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 2,978 | $273,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 29,100 | $272,000 | thousands by filing date | put |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 27,094 | $271,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 14,100 | $269,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 21,200 | $266,000 | thousands by filing date | call |
| KROGER CO COM | 501044101 | Stock | 9,300 | $264,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 7,293 | $264,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 13,988 | $264,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 2,000 | $263,000 | thousands by filing date | call |
| ENDOLOGIX INC | 29266SAB2 | NOTE 3.25011/0 | 275,000 | $261,000 | thousands by filing date | principal |
| HENNESSY CAP ACQUSTON CORP I | 42588L113 | *W EXP 06/15/202 | 180,000 | $259,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 11,000 | $257,000 | thousands by filing date | put |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 57,736 | $249,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J104 | CL A | 25,000 | $246,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 7,875 | $244,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 37,102 | $243,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,000 | $243,000 | thousands by filing date | call |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 19,057 | $241,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253HAB7 | NOTE 4.500% 7/0 | 100,000 | $241,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 5,000 | $235,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 17,935 | $234,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 9,697 | $234,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 3,547 | $233,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 10,045 | $232,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 17,771 | $230,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 91,435 | $230,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 19,890 | $229,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,125 | $228,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 2,561 | $227,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 5,000 | $227,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 3,188 | $222,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 9,139 | $219,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 22,979 | $218,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 16,533 | $218,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 117,568 | $216,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,000 | $210,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 4,277 | $210,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 2,846 | $207,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 3,988 | $207,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 100 | $202,000 | thousands by filing date | call |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 12,500 | $201,000 | thousands by filing date | call |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 10,247 | $201,000 | thousands by filing date | |
| Call - MTB $73.86 Exp 12/23/2018 | 55261F112 | Warrants | 2,094 | $201,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 1,582 | $200,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 22,940 | $200,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 3,053 | $199,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 48,600 | $199,000 | thousands by filing date | put |
| DNOW INC | 67011P100 | COMMON STOCK | 14,993 | $199,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 2,290 | $196,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 5,585 | $196,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 2,272 | $196,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 14,238 | $192,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 50,000 | $188,000 | thousands by filing date | put |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 10,797 | $183,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,298 | $182,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 4,100 | $181,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 67,449 | $180,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 450 | $176,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 23,500 | $175,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 14,358 | $172,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 3,701 | $172,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,000 | $168,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 50,564 | $167,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 5,000 | $166,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 14,730 | $165,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 20,612 | $165,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 17,665 | $164,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 10,593 | $162,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 2,554 | $160,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 20,101 | $159,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 12,326 | $158,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1,416 | $157,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 20,553 | $156,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,000 | $155,000 | thousands by filing date | put |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 65,525 | $155,000 | thousands by filing date | |
| ALTA MESA RES INC 3 | 02133L117 | COM | 109,096 | $152,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L129 | RIGHT 09/19/2018 | 258,100 | $152,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 3,533 | $149,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 936 | $148,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 578 | $146,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 11,033 | $143,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 9,700 | $142,000 | thousands by filing date | call |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 2,079 | $142,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 144,000 | $142,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 1,500 | $141,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 40,000 | $140,000 | thousands by filing date | put |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 7,807 | $140,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219117 | *W EXP 07/08/202 | 55,124 | $140,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 5,073 | $139,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 16,600 | $139,000 | thousands by filing date | |
| RH | 74967X103 | COM | 1,000 | $139,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W101 | COM | 38,200 | $138,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,341 | $137,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 15,324 | $137,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,000 | $136,000 | thousands by filing date | put |
| OSPREY ENERGY ACQUISITION CO | 688397116 | *W EXP 07/21/202 | 85,200 | $136,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,229 | $135,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 19,150 | $134,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO | 82900L110 | *W EXP 07/07/202 | 32,426 | $133,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 3,639 | $132,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 1,000 | $131,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,697 | $129,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 1,705 | $128,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 9,149 | $128,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 8,400 | $128,000 | thousands by filing date | put |
| SUNTRUST BKS INC | 867914111 | *W EXP 11/14/201 | 5,933 | $127,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,602 | $126,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 2,500 | $124,000 | thousands by filing date | put |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 37,900 | $124,000 | thousands by filing date | put |
| MCKESSON CORP COM | 58155Q103 | Stock | 900 | $120,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 2,660 | $120,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 4,300 | $118,000 | thousands by filing date | put |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 185,800 | $118,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 10,904 | $117,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 87,200 | $116,000 | thousands by filing date | put |
| TIDEWATER INC NEW | 88642R125 | WARR | 41,366 | $113,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 5,000 | $111,000 | thousands by filing date | put |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 10,513 | $110,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 8,368 | $108,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 81,109 | $108,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 28,411 | $106,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 9,069 | $102,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848125 | *W EXP 10/23/202 | 82,200 | $102,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 1,523 | $98,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 7,500 | $98,000 | thousands by filing date | put |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 7,744 | $98,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 10,000 | $96,000 | thousands by filing date | call |
| O-I GLASS, INC. | 690768403 | COM | 5,700 | $95,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 14,831 | $94,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 193,000 | $94,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A128 | *W EXP 10/25/202 | 73,940 | $92,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 7,428 | $91,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 8,649 | $91,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 3,400 | $89,000 | thousands by filing date | call |
| Abbott Laboratories | 002824100 | COM | 1,456 | $88,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 1,184 | $88,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 6,312 | $87,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 18,400 | $86,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 2,951 | $85,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 2,960 | $85,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 231,398 | $85,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 800 | $84,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 6,255 | $83,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 19,241 | $82,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 7,567 | $81,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 24,600 | $81,000 | thousands by filing date | put |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 30,000 | $78,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 2,608 | $76,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,628 | $75,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 1,498 | $75,000 | thousands by filing date | |
| DREYFUS ALCENTRA GBL CR INCO | 26189A105 | COM | 8,187 | $75,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 580 | $73,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 6,588 | $73,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 9,238 | $71,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,100 | $69,000 | thousands by filing date | put |
| GAP INC COM | 364760108 | Stock | 2,156 | $69,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 1,689 | $69,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 1,325 | $69,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 3,700 | $68,000 | thousands by filing date | call |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 6,637 | $68,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 2,100 | $67,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 14,108 | $67,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 617 | $66,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 7,672 | $66,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 394 | $65,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 4,915 | $64,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 4,647 | $63,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 260 | $60,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 25,947 | $60,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 1,149 | $58,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 821 | $57,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 25,932 | $57,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 10,205 | $57,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 765 | $55,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 770 | $54,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 914 | $54,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 13,400 | $53,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 574 | $52,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 2,200 | $52,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 4,400 | $52,000 | thousands by filing date | put |
| KBL MERGER CORP IV | 48242A203 | UNIT 01/15/2024 | 5,000 | $52,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 214 | $51,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 5,625 | $51,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 5,059 | $51,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 1,315 | $50,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L121 | UNIT 99/99/9999 | 5,000 | $50,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 1,145 | $49,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 2,636 | $49,000 | thousands by filing date | |
| WILLSCOT CORP | 971375118 | *W EXP 09/10/202 | 22,140 | $49,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 3,908 | $48,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 3,800 | $47,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 5,419 | $47,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 1,045 | $46,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 1,270 | $46,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 3,905 | $46,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 2,000 | $45,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,000 | $44,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 518 | $44,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 330 | $44,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L111 | *W EXP 09/19/202 | 60,800 | $44,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 4,285 | $43,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,945 | $41,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W115 | *W EXP 06/01/202 | 49,574 | $41,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 1,600 | $40,000 | thousands by filing date | put |
| FANG HOLDING-ADR | 30711Y102 | ADR | 10,521 | $40,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 2,984 | $39,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 133 | $38,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 200 | $37,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 1,000 | $37,000 | thousands by filing date | call |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 3,500 | $37,000 | thousands by filing date | call |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 973 | $37,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 200 | $37,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 8,196 | $36,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 1,000 | $36,000 | thousands by filing date | call |
| TIDEWATER INC NEW | 88642R117 | WARR | 10,362 | $36,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,000 | $35,000 | thousands by filing date | put |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 4,652 | $35,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 30,000 | $35,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 1,900 | $34,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 1,591 | $33,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,375 | $32,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 2,887 | $32,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 3,683 | $32,000 | thousands by filing date | |
| Call - STI $33.70 Exp 12/31/2018 | 867914129 | Warrants | 907 | $32,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 2,500 | $30,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 1,220 | $30,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 8,900 | $30,000 | thousands by filing date | put |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 8,600 | $28,000 | thousands by filing date | call |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 2,800 | $28,000 | thousands by filing date | put |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 866 | $27,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 2,198 | $27,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 2,657 | $27,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 562 | $26,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 377 | $25,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 2,249 | $25,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 4,200 | $24,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076118 | *W EXP 03/12/202 | 9,700 | $24,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L117 | *W EXP 10/07/202 | 50,000 | $23,000 | thousands by filing date | |
| TORTOISE MLP FD INC | 89148B119 | RIGHT 07/18/2018 | 59,458 | $22,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 1,241 | $22,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 5,591 | $22,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 2,704 | $21,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 266 | $21,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 600 | $21,000 | thousands by filing date | put |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 464 | $21,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 359 | $20,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 698 | $20,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F116 | *W EXP 03/23/202 | 57,000 | $20,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L114 | *W EXP 05/11/202 | 50,000 | $20,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 103 | $19,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 3,755 | $19,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 180 | $18,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 200 | $18,000 | thousands by filing date | put |
| FGL HLDGS | G3402M102 | ORD SHS | 2,128 | $17,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 528 | $16,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 225 | $15,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 79 | $14,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 828 | $14,000 | thousands by filing date | |
| MATLIN & PARTNERS ACQUISITIO | 57682V114 | *W EXP 05/28/202 | 22,000 | $14,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 300 | $13,000 | thousands by filing date | call |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 8,400 | $13,000 | thousands by filing date | put |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 351 | $12,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 178 | $12,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F203 | COM NEW | 2,400 | $11,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 742 | $10,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 600 | $10,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 178 | $9,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 429 | $9,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 2,024 | $9,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 120 | $8,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 77 | $8,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 2,500 | $8,000 | thousands by filing date | put |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 651 | $8,000 | thousands by filing date | |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 581 | $8,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 7,200 | $8,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 3,600 | $7,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 566 | $7,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 13,849 | $7,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 62 | $6,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 100 | $6,000 | thousands by filing date | call |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 988 | $6,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F132 | RIGHT 99/99/9999 | 10,000 | $6,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V127 | *W EXP 02/11/202 | 42,768 | $6,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 174 | $5,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 100 | $4,000 | thousands by filing date | put |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 50 | $4,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 417 | $4,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V119 | RIGHT 08/11/2017 | 22,575 | $4,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 100 | $3,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 39 | $2,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 100 | $2,000 | thousands by filing date | call |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 63 | $2,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 900 | $2,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 105 | $2,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 155 | $2,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 1,789 | $2,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 2,000 | $2,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 39 | $1,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 9 | $1,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 73 | $1,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 100 | $1,000 | thousands by filing date | put |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 122 | $1,000 | thousands by filing date | |
| First Financial Bancorp Warrants | 320209117 | Warrant | 85 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E877 | DLY JR GOLD 3X | 25 | $1,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W107 | COM | 190 | $1,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYLAN NV | N59465109 | SHS EURO | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI UTIL TR | 36240A101 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWLINK GENETICS CORP | 651511107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 4,937 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WTS/HUNTER MARITIME ACQUISITIEXP12/31/2021 | Y37828129 | WARR | 2,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANTAGE ENERGY ACQUISITION | 92211L113 | *W EXP 04/12/202 | 333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R129 | *W EXP 99/99/999 | 303 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTER MARITIME ACQUISITION | Y37828111 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXT ID INC | 67091J123 | *W EXP 02/09/201 | 364 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JENSYN ACQUISITION CORP | 47632B110 | *W EXP 03/07/202 | 1,900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JENSYN ACQUISITION CORP | 47632B128 | RIGHT 99/99/9999 | 1,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 1,470 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TPG PACE ENERGY HLDGS CORP | 872656202 | UNIT 99/99/9999 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 11,572 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 10,840 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STELLAR ACQUISITION III INC | Y8172W115 | *W EXP 03/22/2022 | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-18-000010 | this filing | 2018-08-14 | acceptance time not in the bulk data set |