13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 1,385 holding rows worth $7,727,367,000.
- Accession
- 0001279891-18-000010
- Filer
- CIK 1279891
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 1,385 entries on the cover page, a total value of $7,727,367,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,727,367,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GORES HLDGS II INC | 382867208 | UNIT 99/99/9999 | 200,000 | $2,146,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 25,000 | $2,140,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 120,748 | $2,133,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 49,000 | $2,131,000 | thousands by filing date | put |
| EVERI HLDGS INC | 30034T103 | COM | 295,363 | $2,126,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 40,000 | $2,118,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 25,000 | $2,118,000 | thousands by filing date | put |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 35,400 | $2,116,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 65,436 | $2,101,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 209,987 | $2,097,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 47,309 | $2,097,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 151,487 | $2,089,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 40,000 | $2,083,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 40,000 | $2,071,000 | thousands by filing date | put |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 139,204 | $2,069,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 33,700 | $2,059,000 | thousands by filing date | call |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 61,500 | $2,057,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 159,539 | $2,048,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 40,053 | $2,047,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 18,800 | $2,046,000 | thousands by filing date | put |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 7,254 | $2,046,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 140,452 | $2,046,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A110 | UNIT 99/99/9999 | 192,567 | $2,045,000 | thousands by filing date | |
| GPMT 5.625 22 | 38741LAB3 | Bond 30/360P2 U | 2,000,000 | $2,038,000 | thousands by filing date | principal |
| BLACKBERRY LTD COM | 09228F103 | Stock | 211,030 | $2,036,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 60,447 | $2,029,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 62,500 | $2,024,000 | thousands by filing date | put |
| ONE MADISON CORP | G6772P118 | UNIT 99/99/9999 | 200,000 | $2,022,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 32,228 | $2,017,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 133,098 | $2,015,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 463,100 | $2,009,000 | thousands by filing date | put |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 102,100 | $2,006,000 | thousands by filing date | put |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 85,748 | $2,003,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 25,000 | $1,992,000 | thousands by filing date | call |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 40,104 | $1,992,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827102 | UNIT 99/99/9999 | 189,848 | $1,983,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 245,862 | $1,979,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 17,052 | $1,976,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 45,000 | $1,973,000 | thousands by filing date | put |
| WABTEC COM | 929740108 | Stock | 20,000 | $1,971,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 60,000 | $1,970,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V107 | CL A | 200,000 | $1,964,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 86,200 | $1,963,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 55,000 | $1,955,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 39,305 | $1,947,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 50,000 | $1,947,000 | thousands by filing date | put |
| TOTAL SYS SVCS INC | 891906109 | COM | 23,018 | $1,945,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 142,600 | $1,940,000 | thousands by filing date | call |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 2,000,000 | $1,939,000 | thousands by filing date | principal |
| AK STEEL HOLDING CORP | 001547108 | COM | 446,096 | $1,936,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 200,000 | $1,928,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 118,272 | $1,920,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 50,726 | $1,918,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 12,310 | $1,917,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 20,000 | $1,903,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 10,000 | $1,892,000 | thousands by filing date | put |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 25,037 | $1,880,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 33,575 | $1,878,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 34,000 | $1,872,000 | thousands by filing date | call |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 72,202 | $1,870,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 45,938 | $1,869,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 98,449 | $1,854,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 6,185 | $1,840,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 139,758 | $1,828,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 12,017 | $1,820,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 7,413 | $1,818,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 35,000 | $1,818,000 | thousands by filing date | put |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 1,883,000 | $1,816,000 | thousands by filing date | principal |
| PROTO LABS INC | 743713109 | COM | 15,256 | $1,814,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 139,003 | $1,811,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 50,000 | $1,803,000 | thousands by filing date | call |
| TE CONNECTIVITY LTD | H84989104 | SHS | 20,000 | $1,801,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 109,839 | $1,796,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 121,808 | $1,794,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 13,037 | $1,779,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 244,100 | $1,772,000 | thousands by filing date | put |
| PARSLEY ENERGY INC | 701877102 | CL A | 58,520 | $1,771,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 16,600 | $1,763,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 125,973 | $1,759,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 64,518 | $1,756,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 13,182 | $1,753,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 113,540 | $1,750,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 227,806 | $1,747,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 173,010 | $1,747,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 21,039 | $1,740,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 16,408 | $1,730,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 10,984 | $1,721,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 16,597 | $1,719,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 16,525 | $1,719,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 199,140 | $1,716,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 85,500 | $1,703,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 80,196 | $1,701,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 154,151 | $1,691,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 175,000 | $1,683,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 18,000 | $1,680,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 17,553 | $1,670,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 25,106 | $1,662,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L202 | UNIT 09/30/2024 | 138,013 | $1,656,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 70,000 | $1,655,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 50,000 | $1,653,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 141,626 | $1,651,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 60,000 | $1,632,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 68,936 | $1,619,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 25,000 | $1,619,000 | thousands by filing date | put |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 94,329 | $1,613,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 121,311 | $1,604,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 44,908 | $1,602,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 68,076 | $1,597,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 65,000 | $1,589,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 30,000 | $1,588,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 6,500 | $1,584,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 55,200 | $1,584,000 | thousands by filing date | put |
| ABERDEEN INDIA FD INC | 454089103 | COM | 65,246 | $1,582,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 10,000 | $1,581,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 22,034 | $1,578,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 46,668 | $1,574,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 22,574 | $1,571,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 100,000 | $1,570,000 | thousands by filing date | put |
| INVESCO BD FD | 46132L107 | COM | 87,565 | $1,569,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 147,732 | $1,568,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 50,000 | $1,565,000 | thousands by filing date | call |
| FEDERAL STR ACQUISITION CORP | 31421V206 | UNIT 99/99/9999 | 151,000 | $1,562,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 304,271 | $1,561,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P120 | UNIT 99/99/9999T | 148,203 | $1,554,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 75,000 | $1,543,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 146,939 | $1,535,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 515,938 | $1,532,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 140,759 | $1,527,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 34,800 | $1,526,000 | thousands by filing date | call |
| OSPREY ENERGY ACQUISITION CO | 688397108 | CL A COM | 150,000 | $1,522,000 | thousands by filing date | |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 1,000,000 | $1,521,000 | thousands by filing date | principal |
| SKECHERS U S A INC | 830566105 | CL A | 50,400 | $1,512,000 | thousands by filing date | put |
| PROTALIX BIOTHERAPEUTICS INC | 74365AAD3 | NOTE 7.500%11/1 | 1,742,000 | $1,509,000 | thousands by filing date | principal |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 230,000 | $1,508,000 | thousands by filing date | put |
| LEGACY ACQUISITION CORP | 524643202 | UNIT 05/31/2024 | 150,000 | $1,503,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 111,303 | $1,495,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 20,000 | $1,494,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 45,000 | $1,493,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 25,000 | $1,488,000 | thousands by filing date | call |
| PENSARE ACQUISITION CORP | 70957E204 | UNIT 07/27/2022 | 140,000 | $1,484,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQUISIT-A | 57682V106 | Common | 150,000 | $1,482,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 1,500,000 | $1,479,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 55,829 | $1,477,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 33,792 | $1,473,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 150,000 | $1,470,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 20,000 | $1,466,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 24,500 | $1,463,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 18,900 | $1,463,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 9,706 | $1,454,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 142,790 | $1,453,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 40,000 | $1,445,000 | thousands by filing date | call |
| GSV CAP CORP | 36191JAC5 | NOTE 4.750% 3/2 | 1,500,000 | $1,441,000 | thousands by filing date | principal |
| AUTOLIV INC | 052800109 | COM | 10,000 | $1,432,000 | thousands by filing date | call |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 257,992 | $1,431,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 55,000 | $1,428,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 209,589 | $1,427,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 187,453 | $1,419,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 145,000 | $1,416,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 187,314 | $1,404,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 77,800 | $1,402,000 | thousands by filing date | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 28,500 | $1,400,000 | thousands by filing date | put |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 77,289 | $1,384,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 50,000 | $1,377,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 22,899 | $1,368,000 | thousands by filing date | |
| MATLIN & PARTNE | 57682V205 | Common Stock | 130,303 | $1,368,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 9,700 | $1,361,000 | thousands by filing date | put |
| Vanguard Value ETF | 922908744 | SHS | 13,065 | $1,356,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 119,552 | $1,355,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 470,376 | $1,354,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 75,800 | $1,349,000 | thousands by filing date | call |
| ACXIOM CORP | 005125109 | COMMON STOCK | 45,000 | $1,347,000 | thousands by filing date | call |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 54,000 | $1,346,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 100,000 | $1,344,000 | thousands by filing date | call |
| OCLARO INC | 67555N206 | COM | 150,030 | $1,339,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 21,109 | $1,338,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 105,829 | $1,332,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 127,377 | $1,325,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 92,516 | $1,325,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 50,000 | $1,323,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 132,463 | $1,315,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 10,000 | $1,310,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 121,645 | $1,307,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT COMPA | G9145A123 | UNIT 06/21/2023 | 130,000 | $1,307,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 63,023 | $1,306,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 126,915 | $1,304,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 78,455 | $1,303,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5,900 | $1,301,000 | thousands by filing date | put |
| CARBON BLACK INC | 14081R103 | COM | 50,000 | $1,300,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 9,213 | $1,299,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 101,275 | $1,294,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 79,500 | $1,279,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 6,742 | $1,275,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 21,944 | $1,270,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 705,472 | $1,269,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W107 | CL A | 125,017 | $1,266,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 61,851 | $1,263,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 73,097 | $1,261,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 57,000 | $1,254,000 | thousands by filing date | put |
| BANCROFT FUND LIMITED | 059695106 | COM | 57,300 | $1,253,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 172,390 | $1,251,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G109 | COM | 124,470 | $1,244,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 11,600 | $1,241,000 | thousands by filing date | call |
| GORDON POINTE ACQUISITION CO | 382788206 | UNIT 01/18/2023 | 120,000 | $1,230,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 10,120 | $1,228,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 192,548 | $1,222,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 372,728 | $1,220,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 40,200 | $1,217,000 | thousands by filing date | put |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 86,896 | $1,216,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 92,537 | $1,215,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 240,839 | $1,204,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 10,000 | $1,201,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 10,000 | $1,201,000 | thousands by filing date | call |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 966 | $1,201,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 86,595 | $1,189,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 10,000 | $1,187,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 10,830 | $1,179,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 79,700 | $1,173,000 | thousands by filing date | put |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 5,000 | $1,167,000 | thousands by filing date | put |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 94,252 | $1,166,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 10,000 | $1,156,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 30,000 | $1,146,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 23,080 | $1,145,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 38,171 | $1,145,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 66,540 | $1,144,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 287,400 | $1,138,000 | thousands by filing date | put |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 60,362 | $1,134,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 71,371 | $1,134,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 55,807 | $1,130,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 150,919 | $1,122,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 82,387 | $1,122,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870206 | UNIT 10/19/2022 | 110,900 | $1,121,000 | thousands by filing date | |
| BYLINE BANCORP INC | 124411109 | COM | 50,000 | $1,117,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 36,720 | $1,112,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 11,587 | $1,111,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 106,890 | $1,109,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 7,500 | $1,107,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 25,000 | $1,101,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 88,700 | $1,094,000 | thousands by filing date | put |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 9,920 | $1,090,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 30,000 | $1,087,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 622,581 | $1,077,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 25,000 | $1,065,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 50,000 | $1,057,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 17,020 | $1,056,000 | thousands by filing date | |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 73,400 | $1,056,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 45,344 | $1,051,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 25,000 | $1,048,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 10,000 | $1,048,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 200,000 | $1,048,000 | thousands by filing date | call |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 81,352 | $1,047,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 646,900 | $1,047,000 | thousands by filing date | put |
| VENTAS INC COM | 92276F100 | REIT | 18,384 | $1,046,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 35,000 | $1,046,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 70,163 | $1,045,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 52,956 | $1,037,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 80,087 | $1,029,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 16,500 | $1,027,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 7,300 | $1,020,000 | thousands by filing date | put |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 50,000 | $1,017,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 44,426 | $1,016,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760110 | UNIT 99/99/9999 | 100,000 | $1,015,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E208 | UNIT 01/30/2023 | 100,000 | $1,015,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 124,421 | $1,014,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 81,687 | $1,010,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 118,914 | $1,010,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | G8062D128 | UNIT 11/02/2022 | 100,000 | $1,009,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 76,160 | $1,006,000 | thousands by filing date | |
| NEW FRONTIER CORP | G6485P116 | UNIT 99/99/9999 | 100,100 | $1,006,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 75,428 | $1,004,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 18,000 | $1,003,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 50,306 | $1,002,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 27,300 | $1,001,000 | thousands by filing date | put |
| TALOS ENERGY INC | 87484T116 | *W EXP 02/28/202 | 210,758 | $1,000,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 9,400 | $998,000 | thousands by filing date | put |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 23,572 | $997,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 8,000 | $995,000 | thousands by filing date | put |
| WELLTOWER INC COM | 95040Q104 | REIT | 15,844 | $993,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 36,300 | $991,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 9,000 | $988,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 42,670 | $983,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 98,707 | $983,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 15,320 | $976,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870107 | COM CLASS A | 100,000 | $976,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 12,097 | $974,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 9,862 | $972,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 15,900 | $971,000 | thousands by filing date | put |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 100,000 | $966,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 69,800 | $963,000 | thousands by filing date | put |
| HENNESSY CAP ACQUSTON CORP I | 42588L105 | COM | 95,000 | $963,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 71,867 | $960,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 66,245 | $960,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 21,990 | $952,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 10,000 | $943,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 124,100 | $936,000 | thousands by filing date | put |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 79,878 | $933,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 25,290 | $932,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 21,300 | $928,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 41,300 | $928,000 | thousands by filing date | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 11,129 | $926,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 71,880 | $923,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 17,400 | $922,000 | thousands by filing date | put |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 110,970 | $921,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867109 | COM CL A | 90,740 | $921,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 11,132 | $914,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 8,500 | $910,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 10,000 | $909,000 | thousands by filing date | call |
| OPES ACQUISITION CORP | 68373P209 | UNIT 03/07/2023 | 90,000 | $909,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 30,800 | $907,000 | thousands by filing date | put |
| TAUBMAN CTRS INC | 876664103 | COM | 15,289 | $898,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 19,975 | $896,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 23,300 | $893,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 101,506 | $890,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 27,144 | $887,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 32,500 | $887,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 7,476 | $887,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 6,000 | $885,000 | thousands by filing date | put |
| HARMONIC INC | 413160102 | COM | 207,800 | $883,000 | thousands by filing date | put |
| PARAMOUNT GROUP INC | 69924R108 | COM | 57,234 | $881,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 45,104 | $881,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 7,889 | $880,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 81,365 | $880,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,500 | $877,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 4,500 | $877,000 | thousands by filing date | call |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 85,000 | $875,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 19,300 | $869,000 | thousands by filing date | call |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 23,550 | $866,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 44,045 | $859,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 26,512 | $854,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 38,677 | $851,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 41,908 | $843,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 36,404 | $840,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 9,200 | $836,000 | thousands by filing date | put |
| NORDSTROM INC | 655664100 | COM | 16,065 | $831,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 68,727 | $830,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 8,712 | $827,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 25,000 | $820,000 | thousands by filing date | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 30,774 | $818,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 12,800 | $817,000 | thousands by filing date | call |
| LIFE STORAGE INC | 53223X107 | COM | 8,309 | $808,000 | thousands by filing date | |
| ASSOCIATED BANC CORP | 045487113 | WTS | 100,509 | $807,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 89,481 | $805,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 13,174 | $803,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 21,600 | $796,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 60,600 | $795,000 | thousands by filing date | call |
| NextEra Energy,Inc. | 65339F101 | COM | 4,733 | $790,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 128,700 | $790,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 65,244 | $784,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J203 | UNIT 07/21/2024 | 75,000 | $782,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 103,957 | $774,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 60,055 | $774,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 50,020 | $769,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 25,000 | $766,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 65,452 | $764,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 20,000 | $759,000 | thousands by filing date | put |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 57,890 | $756,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 86,137 | $754,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 6,000 | $749,000 | thousands by filing date | put |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 69,123 | $748,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 81,405 | $747,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 15,000 | $743,000 | thousands by filing date | put |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 58,945 | $743,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 15,000 | $737,000 | thousands by filing date | call |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 65,220 | $737,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 25,000 | $736,000 | thousands by filing date | put |
| PROFIRE ENERGY INC | 74316X101 | COM | 217,856 | $736,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 20,611 | $736,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 14,000 | $735,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W119 | UNIT 99/99/9999 | 71,250 | $732,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 12,000 | $731,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 25,000 | $725,000 | thousands by filing date | put |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 4,450 | $723,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 9,500 | $723,000 | thousands by filing date | put |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 42,163 | $723,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 11,800 | $719,000 | thousands by filing date | put |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 42,124 | $719,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 57,169 | $715,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 586,300 | $715,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 31,685 | $712,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 52,000 | $712,000 | thousands by filing date | put |
| NEBULA ACQUISITION CORP | 629076209 | UNIT 03/12/2025 | 69,900 | $703,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 13,500 | $701,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 74,600 | $699,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 21,200 | $689,000 | thousands by filing date | call |
| TRI CONTL CORP | 895436103 | COM | 25,915 | $687,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 32,563 | $686,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 14,877 | $676,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 52,284 | $669,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 23,500 | $668,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 59,962 | $663,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 51,791 | $660,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,800 | $655,000 | thousands by filing date | put |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 48,578 | $655,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 50,000 | $652,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 195,900 | $650,000 | thousands by filing date | put |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 50,647 | $647,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 47,050 | $645,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 16,900 | $645,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 100,940 | $645,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 34,300 | $639,000 | thousands by filing date | put |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 16,310 | $635,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 19,313 | $633,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 20,000 | $631,000 | thousands by filing date | put |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 37,040 | $630,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 34,081 | $623,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 96,886 | $621,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P100 | COM CL A | 64,000 | $620,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 16,550 | $615,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 25,000 | $612,000 | thousands by filing date | put |
| ARRIS INTL INC SHS | G0551A103 | SHS | 25,000 | $611,000 | thousands by filing date | call |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 21,039 | $608,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 34,788 | $606,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 10,594 | $602,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 48,032 | $597,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 3,975 | $586,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 46,600 | $585,000 | thousands by filing date | put |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 33,322 | $579,000 | thousands by filing date | |
| PLATINUM EAGLE ACQUISITIN CO | G7126L126 | UNIT 01/09/2023 | 55,865 | $568,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2,426 | $566,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 12,024 | $563,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 8,632 | $561,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L204 | UNIT 04/12/2024 | 53,496 | $556,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 79,399 | $555,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 11,702 | $554,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 26,384 | $551,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 8,000 | $550,000 | thousands by filing date | put |
| BANK OF AMERICA CORP | 060505153 | CMN | 902,922 | $550,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 3,549 | $541,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 6,434 | $538,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 27,200 | $535,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 10,500 | $529,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 108,600 | $527,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 16,400 | $526,000 | thousands by filing date | put |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 5,000 | $526,000 | thousands by filing date | call |
| AFLAC INC COM | 001055102 | Stock | 12,101 | $520,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 30,879 | $512,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 46,900 | $508,000 | thousands by filing date | call |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 22,400 | $506,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 50,000 | $505,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 289,500 | $503,000 | thousands by filing date | put |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 57,016 | $502,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 50,000 | $502,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 38,900 | $501,000 | thousands by filing date | put |
| SUNTRUST BANKS INC | 867914103 | COM | 7,570 | $499,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 8,000 | $498,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827128 | CL A | 50,000 | $496,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U102 | COM CL A | 50,000 | $495,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 48,407 | $494,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 50,000 | $494,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 47,400 | $488,000 | thousands by filing date | put |
| CAPITOL INVT CORP IV | G18920101 | CL A ORD | 49,500 | $488,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848109 | SHS CL A | 50,000 | $484,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076100 | COM CLASS A | 50,000 | $482,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 20,000 | $480,000 | thousands by filing date | put |
| REPLIGEN CORP COM | 759916109 | Stock | 10,036 | $472,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 63,093 | $463,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 7,500 | $462,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,300 | $461,000 | thousands by filing date | call |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 14,400 | $461,000 | thousands by filing date | put |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 117,585 | $458,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 281,267 | $455,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 4,378 | $453,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 10,200 | $453,000 | thousands by filing date | put |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 22,166 | $453,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 1,046 | $449,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L204 | UNIT 06/15/2024 | 40,000 | $446,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 30,000 | $444,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 98,000 | $442,000 | thousands by filing date | put |
| ZENDESK INC | 98936J101 | COM | 8,000 | $435,000 | thousands by filing date | put |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 57,612 | $434,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 40,531 | $434,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 10,842 | $433,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 7,099 | $430,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 12,700 | $428,000 | thousands by filing date | put |
| AG MTG INVT TR INC | 001228105 | COM | 22,823 | $428,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 97,295 | $427,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 5,800 | $425,000 | thousands by filing date | put |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 6,646 | $423,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 15,611 | $420,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 15,222 | $419,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 7,900 | $418,000 | thousands by filing date | call |
| INPHI CORP | 45772F107 | COM | 12,700 | $414,000 | thousands by filing date | put |
| POST HLDGS INC | 737446104 | COM | 4,804 | $413,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 20,000 | $411,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 236,406 | $411,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 9,224 | $410,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 24,301 | $410,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 3,100 | $409,000 | thousands by filing date | put |
| ARBOR REALTY TRUST INC | 038923108 | COM | 39,278 | $409,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 6,106 | $398,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 58,855 | $393,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,350 | $391,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 41,325 | $387,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 129,280 | $387,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 30,000 | $386,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 29,808 | $386,000 | thousands by filing date | |
| COMERICA INC-CW18 | 200340115 | WTS | 6,083 | $383,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 26,800 | $381,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 10,000 | $374,000 | thousands by filing date | put |
| GSV CAPITAL CORP | 36191J101 | COM | 54,600 | $374,000 | thousands by filing date | put |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 40,388 | $373,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-18-000010 | this filing | 2018-08-14 | acceptance time not in the bulk data set |