13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 1,385 holding rows worth $7,727,367,000.
- Accession
- 0001279891-18-000010
- Filer
- CIK 1279891
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 1,385 entries on the cover page, a total value of $7,727,367,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,727,367,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,317,400 | $198,756,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,045,900 | $194,045,000 | thousands by filing date | put |
| ALTABA INC | 021346101 | COM | 2,029,400 | $148,572,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 425,500 | $145,925,000 | thousands by filing date | put |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 53,401,000 | $143,598,000 | thousands by filing date | principal |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 67,539,000 | $134,445,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 2,203,800 | $125,859,000 | thousands by filing date | put |
| INVESCO QQQ TR | 46090E103 | COM | 655,700 | $112,550,000 | thousands by filing date | call |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 2,287,700 | $107,247,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 1,249,500 | $102,658,000 | thousands by filing date | put |
| ALTABA INC | 021346101 | COM | 1,374,668 | $100,639,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 69,275,000 | $92,694,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,588,300 | $90,707,000 | thousands by filing date | call |
| INVESCO QQQ TR | 46090E103 | COM | 515,000 | $88,399,000 | thousands by filing date | put |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 760,000 | $84,580,000 | thousands by filing date | put |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 33,725,000 | $80,069,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 38,918,000 | $73,842,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 450,000 | $73,696,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 271,500 | $73,652,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 443,600 | $72,648,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 416,693 | $68,241,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 785,100 | $64,503,000 | thousands by filing date | call |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 51,660,000 | $62,769,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 63,010,000 | $61,788,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 209,867 | $56,932,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 37,843,000 | $54,138,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 1,425,500 | $52,743,000 | thousands by filing date | put |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 50,150,000 | $52,633,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 27,841,000 | $52,143,000 | thousands by filing date | principal |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 337,868 | $50,974,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 36,528,000 | $49,036,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 37,900,000 | $47,915,000 | thousands by filing date | principal |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 39,454,000 | $47,674,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 42,992,000 | $46,094,000 | thousands by filing date | principal |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 16,298,000 | $44,858,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 25,200,000 | $44,259,000 | thousands by filing date | principal |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 29,028,000 | $43,409,000 | thousands by filing date | principal |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 349,200 | $42,504,000 | thousands by filing date | put |
| TELADOC HEALTH INC | 87918AAB1 | NOTE 3.000%12/1 | 27,500,000 | $40,893,000 | thousands by filing date | principal |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 900,000 | $38,673,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 142,100 | $38,548,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 270,000 | $38,253,000 | thousands by filing date | call |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 1,871,648 | $37,990,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 527,100 | $37,756,000 | thousands by filing date | call |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 24,170,000 | $36,453,000 | thousands by filing date | principal |
| INVESCO QQQ TR | 46090E103 | COM | 199,134 | $34,181,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 17,705,000 | $33,378,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 33,107,000 | $33,352,000 | thousands by filing date | principal |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 31,354,000 | $32,743,000 | thousands by filing date | principal |
| ALDER BIOPHARMACEUTICALS INC | 014339AA3 | NOTE 2.500% 2/0 | 30,655,000 | $32,023,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 31,050,000 | $32,023,000 | thousands by filing date | principal |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 474,400 | $31,770,000 | thousands by filing date | call |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 33,788,000 | $31,453,000 | thousands by filing date | principal |
| RAYONIER ADVANCED MATLS INC | 75508B203 | PFD CV SER A | 254,218 | $31,078,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 165,600 | $30,654,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 153,300 | $29,789,000 | thousands by filing date | call |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 252,808 | $27,425,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 26,900,000 | $27,028,000 | thousands by filing date | principal |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 22,365,000 | $26,853,000 | thousands by filing date | principal |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,947,800 | $26,178,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 141,300 | $26,156,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 131,100 | $25,475,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 26,310,000 | $25,473,000 | thousands by filing date | principal |
| AVIS BUDGET GROUP INC | 053774105 | COM | 759,635 | $24,688,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,646,100 | $24,675,000 | thousands by filing date | put |
| RENEWABLE ENERGY GROUP INC | 75972AAC7 | BOND | 13,577,000 | $24,308,000 | thousands by filing date | principal |
| BLACKBERRY LTD | C10268AC1 | BOND | 20,750,000 | $24,279,000 | thousands by filing date | principal |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 100,000 | $24,273,000 | thousands by filing date | call |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 24,413,000 | $24,162,000 | thousands by filing date | principal |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 24,100,000 | $23,789,000 | thousands by filing date | principal |
| CARBONITE INC | 141337AB1 | NOTE 2.500% 4/0 | 16,015,000 | $23,775,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 69,005 | $23,665,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 837,600 | $23,611,000 | thousands by filing date | put |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 508,003 | $23,457,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 115,103 | $22,366,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 202,500 | $22,127,000 | thousands by filing date | call |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 23,700,000 | $22,032,000 | thousands by filing date | principal |
| WEIBO CORP | G9515TAA6 | DEBT 1.250%11/1 | 21,600,000 | $21,713,000 | thousands by filing date | principal |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 812,500 | $21,604,000 | thousands by filing date | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 494,200 | $21,413,000 | thousands by filing date | put |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 20,850,000 | $21,039,000 | thousands by filing date | principal |
| Costco Wholesale Corporation | 22160K105 | COM | 98,600 | $20,605,000 | thousands by filing date | put |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 18,018,000 | $20,526,000 | thousands by filing date | principal |
| VALE S A | 91912E105 | SPONSORED ADS | 1,586,100 | $20,333,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 380,300 | $19,942,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 609,300 | $19,802,000 | thousands by filing date | put |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 10,133,000 | $19,721,000 | thousands by filing date | principal |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 12,250,000 | $19,581,000 | thousands by filing date | principal |
| MAGNACHIP SEMICONDUCTOR SA | 55932XAB0 | NOTE 5.000% 3/0 | 13,590,000 | $19,252,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 173,658 | $18,975,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 9,325,000 | $18,810,000 | thousands by filing date | principal |
| GOPRO INC | 38268TAB9 | NOTE 3.500% 4/1 | 19,700,000 | $18,175,000 | thousands by filing date | principal |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 13,789,000 | $17,776,000 | thousands by filing date | principal |
| IMMUNOMEDICS INC | 452907AK4 | NOTE 4.750 2/1 | 3,805,000 | $17,680,000 | thousands by filing date | principal |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 203,700 | $17,330,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,935,032 | $17,318,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 119,706 | $16,959,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAA2 | NOTE 1.500%11/0 | 11,203,000 | $16,830,000 | thousands by filing date | principal |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 250,000 | $16,742,000 | thousands by filing date | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 216,759 | $16,460,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,640,300 | $16,452,000 | thousands by filing date | put |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 11,500,000 | $16,342,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 146,000 | $16,248,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 9,476 | $16,107,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273JAB3 | NOTE 4.125% 8/1 | 12,500,000 | $15,899,000 | thousands by filing date | principal |
| Bristol-Myers Squibb Company | 110122108 | COM | 287,200 | $15,893,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 467,200 | $15,702,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 297,633 | $15,607,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 90,200 | $15,591,000 | thousands by filing date | call |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 117,748 | $15,533,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 253,100 | $15,439,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 16,852,000 | $15,400,000 | thousands by filing date | principal |
| Starbucks Corporation | 855244109 | COM | 314,300 | $15,353,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 88,400 | $14,792,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 148,200 | $14,614,000 | thousands by filing date | put |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 912,003 | $14,500,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 13,626,000 | $14,469,000 | thousands by filing date | principal |
| HARMONIC INC | 413160AB8 | NOTE 4.000%12/0 | 13,880,000 | $14,265,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 298,400 | $13,988,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 494,831 | $13,949,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 75,000 | $13,914,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 560,919 | $13,641,000 | thousands by filing date | |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 13,415,000 | $13,590,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 12,000 | $13,550,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 109,500 | $13,491,000 | thousands by filing date | call |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 100,944 | $13,406,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 200,000 | $13,384,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 280,900 | $13,379,000 | thousands by filing date | put |
| IVC 4 1/2 6/1/22 | 461203AH4 | CONVERTIBLE BOND | 10,000,000 | $13,307,000 | thousands by filing date | principal |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 109,141 | $13,284,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 251,200 | $13,172,000 | thousands by filing date | call |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 13,007,000 | $12,915,000 | thousands by filing date | principal |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 21,750,000 | $12,844,000 | thousands by filing date | principal |
| Johnson & Johnson | 478160104 | COM | 103,300 | $12,534,000 | thousands by filing date | put |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 473,400 | $12,436,000 | thousands by filing date | put |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 85,992 | $12,365,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 278,300 | $11,983,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 268,000 | $11,936,000 | thousands by filing date | put |
| HESS CORP | 42809H404 | DEP PDF SR A | 158,494 | $11,922,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 214,100 | $11,848,000 | thousands by filing date | call |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 144,700 | $11,659,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 215,000 | $11,549,000 | thousands by filing date | put |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 13,121,000 | $11,524,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 255,300 | $11,371,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 208,000 | $10,718,000 | thousands by filing date | put |
| NEVRO CORP | 64157FAA1 | BOND | 9,591,000 | $10,425,000 | thousands by filing date | principal |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 90,600 | $10,380,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807108 | COM | 60,000 | $10,371,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 130,000 | $10,358,000 | thousands by filing date | put |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 100,000 | $10,251,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 127,900 | $10,157,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 268,733 | $10,133,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 182,364 | $10,092,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 150,236 | $10,053,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 9,000 | $10,040,000 | thousands by filing date | call |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 785,800 | $9,995,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 268,500 | $9,934,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 28,800 | $9,876,000 | thousands by filing date | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 129,400 | $9,826,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 99,400 | $9,801,000 | thousands by filing date | call |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 2,967,100 | $9,761,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 89,500 | $9,743,000 | thousands by filing date | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 40,000 | $9,720,000 | thousands by filing date | call |
| RSP PERMIAN INC | 74978Q105 | COM | 220,434 | $9,703,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 5,700 | $9,688,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 158,400 | $9,662,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 165,740 | $9,624,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 143,600 | $9,609,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 97,253 | $9,590,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 195,313 | $9,585,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 100,000 | $9,556,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 183,200 | $9,440,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 846,740 | $9,288,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 200,000 | $9,238,000 | thousands by filing date | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 37,700 | $9,161,000 | thousands by filing date | put |
| VISTRA ENERGY CORP | 92840M300 | UNIT 02/02/2024 | 95,488 | $9,031,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 238,500 | $8,993,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 187,976 | $8,953,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 154,100 | $8,948,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 202,800 | $8,935,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 85,400 | $8,898,000 | thousands by filing date | put |
| AETNA INC NEW | 00817Y108 | COM | 47,351 | $8,688,000 | thousands by filing date | |
| Call - ZION $36.27 Exp 11/14/2018 | 989701131 | Warrants | 510,505 | $8,481,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 7,902 | $8,479,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 100,000 | $8,458,000 | thousands by filing date | call |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 5,637,000 | $8,438,000 | thousands by filing date | principal |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 65,000 | $8,325,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 170,400 | $8,324,000 | thousands by filing date | put |
| BP PLC SPONSORED ADR | 055622104 | ADR | 180,068 | $8,221,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 93,551 | $8,092,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 154,900 | $8,067,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 239,572 | $8,052,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 186,891 | $8,047,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 204,200 | $8,045,000 | thousands by filing date | put |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 5,737,000 | $7,890,000 | thousands by filing date | principal |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 5,431,000 | $7,866,000 | thousands by filing date | principal |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 116,016 | $7,842,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 65,900 | $7,819,000 | thousands by filing date | call |
| VERIFONE SYS INC | 92342Y109 | COM | 339,940 | $7,757,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 176,160 | $7,752,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 744,748 | $7,745,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 179,800 | $7,734,000 | thousands by filing date | call |
| ANDEAVOR | 03349M105 | COM | 58,896 | $7,725,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 135,514 | $7,582,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 121,800 | $7,507,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 151,476 | $7,399,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 200,295 | $7,224,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 182,119 | $7,175,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 50,000 | $7,084,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 517,700 | $7,045,000 | thousands by filing date | put |
| BLACKBERRY LTD COM | 09228F103 | Stock | 728,800 | $7,032,000 | thousands by filing date | put |
| Vanguard Real Estate | 922908553 | SHS | 85,903 | $6,996,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 94,152 | $6,995,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 1,293,500 | $6,933,000 | thousands by filing date | put |
| CATHAY GEN BANCORP | 149150112 | *W EXP 12/05/201 | 327,178 | $6,926,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 75,600 | $6,917,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 77,600 | $6,887,000 | thousands by filing date | put |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 4,900,000 | $6,882,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 281,200 | $6,838,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 65,226 | $6,796,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 5,975,000 | $6,769,000 | thousands by filing date | principal |
| VALE S A | 91912E105 | SPONSORED ADS | 526,971 | $6,755,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 102,400 | $6,749,000 | thousands by filing date | put |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 58,700 | $6,725,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 481,415 | $6,725,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAB1 | NOTE 2.625%12/0 | 5,000,000 | $6,707,000 | thousands by filing date | principal |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 5,431,000 | $6,607,000 | thousands by filing date | principal |
| DOWDUPONT INC | 26078J100 | COM | 100,000 | $6,592,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 115,000 | $6,557,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 82,500 | $6,552,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 648,991 | $6,509,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 78,600 | $6,502,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 134,100 | $6,356,000 | thousands by filing date | put |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,278,039 | $6,351,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 461,923 | $6,286,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 80,100 | $6,252,000 | thousands by filing date | put |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 570,635 | $6,219,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 234,694 | $6,165,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 160,389 | $6,138,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 140,300 | $6,117,000 | thousands by filing date | put |
| ILG INC | 44967H101 | COM | 184,590 | $6,097,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 100,000 | $6,056,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 140,500 | $6,045,000 | thousands by filing date | put |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 82,447 | $6,044,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 310,916 | $6,037,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 460,400 | $6,026,000 | thousands by filing date | put |
| Deere & Company | 244199105 | COM | 43,000 | $6,011,000 | thousands by filing date | call |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 162,800 | $5,991,000 | thousands by filing date | put |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 278,284 | $5,983,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 96,522 | $5,977,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 126,500 | $5,930,000 | thousands by filing date | put |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 299,331 | $5,911,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 70,800 | $5,895,000 | thousands by filing date | put |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 357,336 | $5,831,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 35,000 | $5,818,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 41,639 | $5,816,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 300,100 | $5,737,000 | thousands by filing date | put |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,000,000 | $5,650,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 64,275 | $5,640,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 147,400 | $5,623,000 | thousands by filing date | call |
| DOWDUPONT INC | 26078J100 | COM | 84,000 | $5,537,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 140,000 | $5,516,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 79,100 | $5,515,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 127,483 | $5,485,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 305,718 | $5,405,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 50,800 | $5,324,000 | thousands by filing date | put |
| TEXTRON INC COM | 883203101 | Stock | 80,113 | $5,280,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 37,580 | $5,253,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 221,000 | $5,231,000 | thousands by filing date | put |
| ROCKWELL COLLINS INC | 774341101 | COM | 38,827 | $5,229,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 292,278 | $5,220,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 41,800 | $5,201,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 478,600 | $5,192,000 | thousands by filing date | put |
| VULCAN MATLS CO COM | 929160109 | Stock | 40,205 | $5,188,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 98,467 | $5,185,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 76,000 | $5,181,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 42,674 | $5,178,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS IN | 101119113 | WARRANT | 495,173 | $5,110,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 49,000 | $5,105,000 | thousands by filing date | call |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 650,000 | $5,050,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 309,881 | $5,026,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 85,000 | $5,017,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 50,000 | $5,009,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 45,000 | $4,997,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 92,336 | $4,960,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 57,600 | $4,933,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 77,200 | $4,923,000 | thousands by filing date | call |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 379,274 | $4,915,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 52,000 | $4,878,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 127,600 | $4,867,000 | thousands by filing date | put |
| WGL HLDGS INC | 92924F106 | COM | 54,674 | $4,852,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 278,900 | $4,813,000 | thousands by filing date | put |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 149,600 | $4,794,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 169,000 | $4,764,000 | thousands by filing date | call |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 250,200 | $4,726,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 13,988 | $4,693,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 50,000 | $4,675,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 67,000 | $4,671,000 | thousands by filing date | call |
| INVESCO LTD SHS | G491BT108 | Stock | 175,000 | $4,648,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 98,851 | $4,634,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 58,158 | $4,618,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 23,200 | $4,563,000 | thousands by filing date | put |
| NUTANIX INC CL A | 67059N108 | Stock | 87,800 | $4,527,000 | thousands by filing date | put |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 33,500 | $4,525,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 18,500 | $4,510,000 | thousands by filing date | call |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 17,700 | $4,472,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 11,400 | $4,462,000 | thousands by filing date | put |
| MasterCard, Inc | 57636Q104 | COM | 22,500 | $4,421,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 61,700 | $4,419,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 20,000 | $4,411,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 33,300 | $4,410,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 355,600 | $4,388,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 573,500 | $4,375,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 55,690 | $4,347,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 51,900 | $4,342,000 | thousands by filing date | put |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 4,470,000 | $4,320,000 | thousands by filing date | principal |
| ASHLAND INC | 044186104 | COM | 55,000 | $4,299,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 4,354,000 | $4,292,000 | thousands by filing date | principal |
| Intel Corp | 458140100 | COM | 86,313 | $4,290,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 339,349 | $4,282,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 293,913 | $4,282,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 70,000 | $4,270,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 55,000 | $4,241,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 125,341 | $4,186,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 443,338 | $4,180,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 97,100 | $4,178,000 | thousands by filing date | call |
| VALE S A | 91912E105 | SPONSORED ADS | 325,000 | $4,166,000 | thousands by filing date | call |
| Costco Wholesale Corporation | 22160K105 | COM | 19,929 | $4,164,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 94,272 | $4,153,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 50,000 | $4,136,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 93,894 | $4,118,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U201 | UNIT 06/30/2022 | 395,464 | $4,112,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 136,600 | $4,095,000 | thousands by filing date | put |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 40,000 | $4,018,000 | thousands by filing date | call |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 116,600 | $4,001,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 84,000 | $3,981,000 | thousands by filing date | call |
| AVAYA HLDGS CORP | 05351X101 | COM | 198,237 | $3,980,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 28,300 | $3,953,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 96,000 | $3,936,000 | thousands by filing date | put |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 27,013 | $3,845,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 31,404 | $3,841,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 375,371 | $3,828,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 387,899 | $3,828,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 50,000 | $3,806,000 | thousands by filing date | call |
| POST HLDGS INC | 737446104 | COM | 44,000 | $3,784,000 | thousands by filing date | put |
| CAPELLA EDUCATION CO | 139594105 | COM | 38,285 | $3,778,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K207 | UNIT 06/19/2025 | 375,000 | $3,776,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 75,500 | $3,753,000 | thousands by filing date | put |
| DYNEX CAP INC | 26817Q506 | COM NEW | 572,214 | $3,736,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 20,000 | $3,733,000 | thousands by filing date | call |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 14,644 | $3,700,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 227,438 | $3,675,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 164,700 | $3,674,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 186,500 | $3,636,000 | thousands by filing date | put |
| HALLIBURTON CO COM | 406216101 | Stock | 79,422 | $3,578,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 379,300 | $3,576,000 | thousands by filing date | put |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 1,540,069 | $3,557,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 57,000 | $3,545,000 | thousands by filing date | call |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 631,726 | $3,531,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 17,900 | $3,517,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 74,200 | $3,499,000 | thousands by filing date | put |
| MasterCard, Inc | 57636Q104 | COM | 17,767 | $3,491,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 84,717 | $3,473,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 35,394 | $3,459,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 25,100 | $3,442,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 453,309 | $3,436,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 24,885 | $3,376,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 3,000,000 | $3,369,000 | thousands by filing date | principal |
| UNITED STATES STL CORP NEW | 912909108 | COM | 96,013 | $3,336,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 980,809 | $3,324,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 65,000 | $3,307,000 | thousands by filing date | put |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 39,500 | $3,304,000 | thousands by filing date | put |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 206,500 | $3,262,000 | thousands by filing date | put |
| TAILORED BRANDS INC | 87403A107 | COM | 127,346 | $3,249,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 33,900 | $3,239,000 | thousands by filing date | put |
| CVS Health Corporation | 126650100 | COM | 50,000 | $3,217,000 | thousands by filing date | put |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 291,269 | $3,201,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 25,312 | $3,200,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 33,469 | $3,198,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 15,564 | $3,197,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 66,600 | $3,172,000 | thousands by filing date | call |
| PLATINUM EAGLE ACQUISITIN CO | G7126L100 | SHS CL A | 326,000 | $3,168,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 491,700 | $3,166,000 | thousands by filing date | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 41,277 | $3,150,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 20,100 | $3,149,000 | thousands by filing date | put |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 147,419 | $3,141,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 91,049 | $3,141,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 97,300 | $3,124,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 40,000 | $3,122,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 237,600 | $3,119,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 89,700 | $3,117,000 | thousands by filing date | put |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 182,911 | $3,116,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 50,000 | $3,112,000 | thousands by filing date | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 45,143 | $3,108,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 62,600 | $3,101,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 62,813 | $3,087,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 227,253 | $3,086,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 71,404 | $3,075,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 91,200 | $3,061,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 13,861 | $3,057,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 40,000 | $3,054,000 | thousands by filing date | put |
| Booking Holdings Inc. | 09857L108 | COM | 1,500 | $3,040,000 | thousands by filing date | put |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 39,281 | $3,032,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 52,100 | $3,016,000 | thousands by filing date | put |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 524,758 | $3,012,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 286,563 | $2,985,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 133,744 | $2,983,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 22,500 | $2,980,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 46,273 | $2,977,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 76,400 | $2,975,000 | thousands by filing date | call |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 183,807 | $2,966,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 233,000 | $2,963,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 222,015 | $2,961,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 20,457 | $2,946,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 40,000 | $2,929,000 | thousands by filing date | call |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 19,300 | $2,911,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 197,819 | $2,911,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 50,000 | $2,903,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 66,200 | $2,890,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 1,700 | $2,889,000 | thousands by filing date | put |
| INCYTE CORP COM | 45337C102 | Stock | 43,100 | $2,887,000 | thousands by filing date | put |
| RINGCENTRAL INC | 76680R206 | CL A | 40,900 | $2,877,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 278,169 | $2,873,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 39,976 | $2,856,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 22,838 | $2,851,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 831,662 | $2,835,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 54,300 | $2,827,000 | thousands by filing date | call |
| FAR PT ACQUISITION CORP | 30734W208 | UNIT 06/01/2025 | 277,500 | $2,827,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050AD6 | NOTE 8.000 5/0 | 2,200,000 | $2,815,000 | thousands by filing date | principal |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 316,897 | $2,801,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 210,005 | $2,798,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 100,000 | $2,754,000 | thousands by filing date | put |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 121,691 | $2,742,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 212,808 | $2,681,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 251,000 | $2,670,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 194,878 | $2,662,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 250,100 | $2,656,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 13,483 | $2,630,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 20,000 | $2,623,000 | thousands by filing date | put |
| ANDEAVOR | 03349M105 | COM | 20,000 | $2,623,000 | thousands by filing date | call |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 243,676 | $2,565,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 24,956 | $2,561,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 90,000 | $2,560,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 34,831 | $2,551,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 192,227 | $2,535,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 336,492 | $2,530,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 10,000 | $2,526,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 7,500 | $2,516,000 | thousands by filing date | put |
| ORBOTECH LTD | M75253100 | ORD | 40,700 | $2,515,000 | thousands by filing date | |
| PURE ACQUISITION CORP | 74621Q205 | UNIT 04/13/2023 | 245,000 | $2,511,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 100,600 | $2,508,000 | thousands by filing date | call |
| THUNDER BRIDGE ACQUISITION L | G8857R118 | UNIT 01/01/2025 | 250,000 | $2,508,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 170,111 | $2,502,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 225,600 | $2,497,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 19,700 | $2,490,000 | thousands by filing date | put |
| VERIS RESIDENTIAL INC | 554489104 | COM | 122,426 | $2,482,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 18,675 | $2,473,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 67,200 | $2,472,000 | thousands by filing date | call |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 184,260 | $2,461,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 381,820 | $2,458,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 37,500 | $2,447,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 31,895 | $2,427,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F201 | UNIT 06/12/2023 | 236,800 | $2,420,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 35,000 | $2,419,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 6,800 | $2,414,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 17,700 | $2,401,000 | thousands by filing date | put |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 230,000 | $2,387,000 | thousands by filing date | put |
| MOSAIC ACQUISITION CORP | G62848117 | UNIT 99/99/9999 | 238,180 | $2,386,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 42,487 | $2,384,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 206,586 | $2,384,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 43,453 | $2,374,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 20,000 | $2,373,000 | thousands by filing date | put |
| CARMAX INC COM | 143130102 | Stock | 32,557 | $2,372,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920119 | UNIT 99/99/9999 | 230,000 | $2,369,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 23,900 | $2,356,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 41,200 | $2,339,000 | thousands by filing date | call |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,835 | $2,334,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 79,752 | $2,328,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 183,883 | $2,313,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 82,902 | $2,312,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 63,725 | $2,311,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 185,178 | $2,303,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 27,070 | $2,294,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 50,000 | $2,291,000 | thousands by filing date | |
| NANTHEALTH INC | 630104AB3 | NOTE 5.500%12/1 | 3,300,000 | $2,290,000 | thousands by filing date | principal |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 120,515 | $2,288,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 25,000 | $2,281,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 41,800 | $2,245,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 183,196 | $2,240,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 75,000 | $2,235,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 47,464 | $2,233,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 33,100 | $2,218,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 171,570 | $2,218,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 50,616 | $2,210,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 1,071 | $2,171,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 50,000 | $2,170,000 | thousands by filing date | put |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 50,000 | $2,170,000 | thousands by filing date | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 24,300 | $2,156,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 20,532 | $2,151,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 109,900 | $2,148,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-18-000010 | this filing | 2018-08-14 | acceptance time not in the bulk data set |