13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 1,271 holding rows worth $7,874,191,000.
- Accession
- 0001279891-17-000011
- Filer
- CIK 1279891
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 1,271 entries on the cover page, a total value of $7,874,191,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,874,191,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 3,000 | $140,000 | thousands by filing date | put |
| M/I HOMES INC | 55305B101 | COM | 4,921 | $140,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 49,600 | $139,000 | thousands by filing date | call |
| STRATASYS LTD | M85548101 | SHS | 6,000 | $139,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 19,000 | $137,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,900 | $136,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R157 | *W EXP 02/02/202 | 623,145 | $136,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 2,004 | $135,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 11,400 | $131,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 36,000 | $131,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 100,000 | $131,000 | thousands by filing date | |
| COMERICA INC-CW18 | 200340115 | WTS | 2,982 | $131,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 10,000 | $131,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 2,390 | $128,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 8,406 | $127,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 3,990 | $123,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 2,000 | $122,000 | thousands by filing date | put |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 1,438 | $121,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 3,000 | $120,000 | thousands by filing date | put |
| HORIZON PHARMA PLC | G4617B105 | SHS | 10,000 | $118,000 | thousands by filing date | put |
| SANDERSON FARMS | 800013104 | COM | 1,000 | $115,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 9,650 | $115,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 4,100 | $114,000 | thousands by filing date | put |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 11,369 | $114,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 18,900 | $113,000 | thousands by filing date | put |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 5,700 | $112,000 | thousands by filing date | call |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 7,517 | $112,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 50,000 | $111,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 7,935 | $110,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195116 | *W EXP 09/16/202 | 230,000 | $110,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 1,656 | $109,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 1,523 | $109,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 3,500 | $109,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 22,500 | $109,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 13,600 | $108,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 2,346 | $107,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 9,180 | $107,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 11,000 | $105,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 2,700 | $104,000 | thousands by filing date | call |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 287,363 | $103,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 5,000 | $102,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 7,100 | $102,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 2,000 | $100,000 | thousands by filing date | call |
| WINTRUST FINANCIAL CORP | 97650W157 | *W EXP 12/19/201 | 1,863 | $100,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867109 | COM CL A | 10,000 | $100,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 7,164 | $99,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 2,913 | $95,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 5,224 | $95,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 6,339 | $94,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 25,765 | $94,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 2,300 | $91,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 6,700 | $91,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 3,900 | $91,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 2,000 | $89,000 | thousands by filing date | |
| AXAR ACQUISITION CORP | 05455L102 | COM | 9,100 | $89,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 3,999 | $87,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 13,882 | $86,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 1,100 | $84,000 | thousands by filing date | put |
| WAYFAIR INC | 94419L101 | CL A | 1,100 | $84,000 | thousands by filing date | call |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 8,400 | $84,000 | thousands by filing date | call |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 6,529 | $84,000 | thousands by filing date | |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 4,879 | $84,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 23,000 | $84,000 | thousands by filing date | put |
| USBANCORPDEL | 902973304 | COM NEW | 1,600 | $83,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 671 | $82,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 6,058 | $82,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,252 | $81,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 22,100 | $80,000 | thousands by filing date | |
| GLOBAL PARTNER ACQUISITION C | 37954X105 | COM | 7,890 | $78,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 500 | $77,000 | thousands by filing date | |
| First Financial Bancorp Warrants | 320209117 | Warrant | 4,430 | $75,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 1,137 | $74,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 7,849 | $74,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 21,696 | $74,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 18,600 | $74,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 33,000 | $73,000 | thousands by filing date | put |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 6,668 | $73,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 6,000 | $72,000 | thousands by filing date | call |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,000 | $72,000 | thousands by filing date | put |
| COBALT INTL ENERGY | 19075F304 | COM | 29,400 | $72,000 | thousands by filing date | put |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 4,914 | $71,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 29,100 | $71,000 | thousands by filing date | put |
| REGENCY CTRS CORP COM | 758849103 | REIT | 1,131 | $70,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 3,151 | $70,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 2,100 | $70,000 | thousands by filing date | put |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 49,978 | $70,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 3,537 | $69,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 17,900 | $69,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 6,000 | $68,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 2,500 | $68,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 2,500 | $68,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461406 | COM NEW | 7,500 | $68,000 | thousands by filing date | call |
| Cenveo Inc (NV) | 15670S402 | CS | 11,200 | $68,000 | thousands by filing date | put |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 2,310 | $67,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 2,500 | $67,000 | thousands by filing date | put |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 15,000 | $66,000 | thousands by filing date | call |
| ADVAXIS INC | 007624208 | COM NEW | 10,300 | $66,000 | thousands by filing date | call |
| GRIFFON CORP | 398433102 | COM | 3,000 | $65,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 2,100 | $65,000 | thousands by filing date | call |
| QUINPARIO ACQUISITION CORP 2 | 74874U119 | *W EXP 01/01/202 | 173,714 | $64,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 10,200 | $63,000 | thousands by filing date | put |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 877 | $61,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 6,395 | $61,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 55,000 | $61,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 15,000 | $60,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 6,500 | $60,000 | thousands by filing date | put |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 4,400 | $60,000 | thousands by filing date | call |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 5,500 | $59,000 | thousands by filing date | put |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 4,972 | $58,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 600 | $56,000 | thousands by filing date | call |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 3,447 | $56,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 4,118 | $56,000 | thousands by filing date | |
| Barington/Hilco Acquisition Corp. | 06759V200 | UNIT | 5,400 | $56,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 500 | $55,000 | thousands by filing date | put |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 1,416 | $55,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 4,184 | $55,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E877 | DLY JR GOLD 3X | 850 | $54,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 1,135 | $53,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 66,995 | $53,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 739 | $51,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 600 | $51,000 | thousands by filing date | put |
| KBL MERGER CORP IV | 48242A203 | UNIT 01/15/2024 | 5,000 | $51,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 3,648 | $50,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 3,343 | $49,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 6,700 | $47,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 2,500 | $47,000 | thousands by filing date | put |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 17,547 | $46,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025606 | CV PFD SER D | 2,025 | $46,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 3,106 | $46,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 15,900 | $46,000 | thousands by filing date | put |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 4,501 | $45,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 4,807 | $44,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247123 | *W EXP 01/01/202 | 54,531 | $43,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 2,000 | $42,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 350 | $42,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 240 | $41,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 1,058 | $41,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 3,049 | $41,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 193 | $40,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 5,700 | $40,000 | thousands by filing date | put |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 1,195 | $38,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 2,103 | $38,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,000 | $37,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 10,000 | $37,000 | thousands by filing date | put |
| PACIFIC SPL ACQUISITION CORP | G68588113 | RIGHT 03/15/2017 | 62,927 | $37,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 1,477 | $36,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 3,200 | $35,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 2,019 | $35,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 2,400 | $35,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 3,500 | $35,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 600 | $35,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 3,000 | $35,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 469 | $34,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 6,300 | $34,000 | thousands by filing date | call |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 27,500 | $34,000 | thousands by filing date | put |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 993 | $33,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,000 | $33,000 | thousands by filing date | call |
| TAILORED BRANDS INC | 87403A107 | COM | 3,000 | $33,000 | thousands by filing date | put |
| JM GLOBAL HLDG CO | 46590H200 | UNIT 99/99/9999 | 3,281 | $33,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 1,355 | $32,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 1,500 | $31,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 900 | $31,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD | 72200R107 | COM | 2,207 | $30,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,700 | $29,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 1,786 | $29,000 | thousands by filing date | |
| CROSSROADS SYS INC COM PAR | 22765D407 | Stock | 15,593 | $29,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 11,563 | $28,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 2,823 | $28,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 500 | $27,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,475 | $27,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 2,500 | $27,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 3,100 | $26,000 | thousands by filing date | put |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 2,227 | $26,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 1,000 | $26,000 | thousands by filing date | put |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 2,588 | $26,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 1,000 | $25,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 2,583 | $25,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357108 | *W EXP 05/19/202 | 35,469 | $25,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 2,243 | $24,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 2,500 | $24,000 | thousands by filing date | put |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 7,800 | $22,000 | thousands by filing date | put |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 1,865 | $22,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 2,500 | $22,000 | thousands by filing date | put |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 2,669 | $21,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 1,493 | $21,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 1,313 | $20,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 2,500 | $20,000 | thousands by filing date | put |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 1,568 | $20,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 300 | $19,000 | thousands by filing date | call |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 1,327 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 514 | $19,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 1,350 | $19,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 50,000 | $18,000 | thousands by filing date | put |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,738 | $17,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 2,000 | $17,000 | thousands by filing date | call |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 2,500 | $17,000 | thousands by filing date | put |
| FIRST TRUST | 33733G109 | COM BEN INTR | 2,432 | $17,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 348 | $16,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 2,000 | $16,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W101 | COM | 3,200 | $16,000 | thousands by filing date | |
| BOULEVARD ACQUISITION | 10157Q110 | *W EXP 09/25/202 | 22,900 | $16,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 377 | $15,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 1,289 | $14,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 637 | $13,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,178 | $13,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 1,000 | $13,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 1,046 | $13,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 400 | $13,000 | thousands by filing date | call |
| GORES HLDGS II INC | 382867117 | *W EXP 01/13/202 | 8,900 | $13,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 739 | $12,000 | thousands by filing date | |
| CISION LTD | G1992S117 | *W EXP 06/22/202 | 5,500 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 260 | $11,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 9,700 | $11,000 | thousands by filing date | put |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 700 | $11,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 4,000 | $10,000 | thousands by filing date | call |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 1,400 | $10,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 100 | $10,000 | thousands by filing date | call |
| CONCORDIA INTL CORP | 20653P102 | COM | 7,000 | $10,000 | thousands by filing date | put |
| BARINGTON HILCO ACQUISITION | 06759V119 | RIGHT 08/11/2017 | 27,175 | $10,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P112 | UNIT 99/99/9999 | 1,000 | $10,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 205 | $9,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 2,600 | $9,000 | thousands by filing date | put |
| FANG HOLDING-ADR | 30711Y102 | ADR | 2,600 | $9,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B201 | UNIT 99/99/9999 | 900 | $9,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V127 | *W EXP 02/11/202 | 62,368 | $9,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 100 | $8,000 | thousands by filing date | call |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 2,800 | $8,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 100 | $7,000 | thousands by filing date | put |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 100 | $7,000 | thousands by filing date | put |
| THL CR SR LN FD | 87244R103 | COM | 448 | $7,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 100 | $7,000 | thousands by filing date | put |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 100 | $7,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 300 | $6,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 568 | $6,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 19,387 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 366 | $6,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 155 | $5,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 202 | $5,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 300 | $5,000 | thousands by filing date | put |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 76,037 | $5,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 9,200 | $5,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 40 | $4,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 55 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 269 | $4,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 572 | $4,000 | thousands by filing date | |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 16,099 | $4,000 | thousands by filing date | |
| AXAR ACQUISITION CORP | 05455L110 | *W EXP 12/31/202 | 62,034 | $4,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 62 | $3,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 252 | $3,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 320 | $3,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W123 | UNIT 03/22/2022 | 300 | $3,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 100 | $2,000 | thousands by filing date | call |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 200 | $2,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 100 | $1,000 | thousands by filing date | put |
| ATI INC COM | 01741R102 | Stock | 100 | $1,000 | thousands by filing date | put |
| MATLIN & PARTNERS ACQUISITIO | 57682V114 | *W EXP 05/28/202 | 2,000 | $1,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOPRO INC | 38268T103 | CL A | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WTS/HUNTER MARITIME ACQUISITIEXP12/31/2021 | Y37828129 | WARR | 2,250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTER MARITIME ACQUISITION | Y37828111 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JENSYN ACQUISITION CORP | 47632B110 | *W EXP 03/07/202 | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JENSYN ACQUISITION CORP | 47632B128 | RIGHT 99/99/9999 | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 824 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Global Partner Acquisition Corp | 37954X113 | *W EXP 07/01/202 | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JM GLOBAL HLDG CO | 46590H119 | *W EXP 07/09/202 | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-17-000011 | this filing | 2017-08-14 | acceptance time not in the bulk data set |