13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 1,271 holding rows worth $7,874,191,000.
- Accession
- 0001279891-17-000011
- Filer
- CIK 1279891
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 1,271 entries on the cover page, a total value of $7,874,191,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,874,191,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 464287655 | SHS | 3,145,900 | $443,320,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 685,400 | $247,847,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 3,847,800 | $214,514,000 | thousands by filing date | put |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,324,900 | $161,240,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 613,400 | $148,320,000 | thousands by filing date | call |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 84,516,000 | $147,590,000 | thousands by filing date | principal |
| ALTABA INC | 021346101 | COM | 2,593,500 | $141,293,000 | thousands by filing date | put |
| ALTABA INC | 021346101 | COM | 2,370,000 | $129,117,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 927,900 | $127,716,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 2,243,800 | $125,091,000 | thousands by filing date | call |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 30,719,000 | $124,045,000 | thousands by filing date | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 872,700 | $122,963,000 | thousands by filing date | put |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 716,100 | $115,485,000 | thousands by filing date | call |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 655,800 | $105,760,000 | thousands by filing date | put |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 96,239,000 | $101,898,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 35,052,000 | $95,540,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 861,300 | $84,114,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 24,290,000 | $82,712,000 | thousands by filing date | principal |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 36,350,000 | $80,790,000 | thousands by filing date | principal |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 56,645,000 | $79,887,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 309,500 | $74,837,000 | thousands by filing date | put |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 59,500,000 | $74,786,000 | thousands by filing date | principal |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,004,100 | $71,622,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 197,400 | $71,381,000 | thousands by filing date | call |
| ALTABA INC | 021346101 | COM | 1,295,900 | $70,600,000 | thousands by filing date | call |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 50,000,000 | $69,156,000 | thousands by filing date | principal |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 33,725,000 | $68,351,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 727,400 | $65,065,000 | thousands by filing date | put |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 59,445,000 | $61,939,000 | thousands by filing date | principal |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 47,410,000 | $61,720,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 48,172,000 | $54,142,000 | thousands by filing date | principal |
| ALLERGAN PLC | G0177J108 | SHS | 222,400 | $54,063,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 381,900 | $47,783,000 | thousands by filing date | put |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 32,578,000 | $46,429,000 | thousands by filing date | principal |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 11,684,000 | $45,995,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 30,968,000 | $41,494,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 42,487,000 | $41,437,000 | thousands by filing date | principal |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 671,222 | $40,941,000 | thousands by filing date | |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 23,690,000 | $40,353,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 407,700 | $39,815,000 | thousands by filing date | call |
| ENVISION HEALTHCARE CORP | 29414D209 | PFD CNV 5.25% A1 | 342,374 | $38,931,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 594,500 | $38,761,000 | thousands by filing date | call |
| GREEN PLAINS INC | 393222AD6 | NOTE 3.250%10/0 | 31,351,000 | $37,183,000 | thousands by filing date | principal |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 29,650,000 | $37,035,000 | thousands by filing date | principal |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 34,750,000 | $35,554,000 | thousands by filing date | principal |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 25,897,000 | $35,047,000 | thousands by filing date | principal |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 25,653,000 | $33,152,000 | thousands by filing date | principal |
| THERAVANCE BIOPHARMA | 88339KAA0 | NOTE 3.250%11/0 | 24,020,000 | $32,436,000 | thousands by filing date | principal |
| TEXAS CAPITAL BANCSHARES INC | 88224Q115 | WTS | 518,094 | $32,432,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 256,200 | $32,055,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 294,000 | $32,019,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 25,261,000 | $30,865,000 | thousands by filing date | principal |
| ALLERGAN PLC | G0177J108 | SHS | 125,900 | $30,605,000 | thousands by filing date | call |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 10,791,000 | $29,692,000 | thousands by filing date | principal |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 215,900 | $29,545,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 534,200 | $28,772,000 | thousands by filing date | put |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 14,000,000 | $28,734,000 | thousands by filing date | principal |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 205,200 | $28,081,000 | thousands by filing date | put |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 20,715,000 | $28,081,000 | thousands by filing date | principal |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 21,267,000 | $27,399,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 191,693 | $27,013,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 370,000 | $26,832,000 | thousands by filing date | put |
| 51JOB INC | 316827AC8 | NOTE 3.250 4/1 | 22,575,000 | $26,356,000 | thousands by filing date | principal |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 264,888 | $26,099,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 81,600 | $25,917,000 | thousands by filing date | call |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 470,598 | $25,697,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872AB0 | NOTE | 12,250,000 | $25,585,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,158,200 | $25,573,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 29,555,000 | $25,339,000 | thousands by filing date | principal |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 24,000,000 | $25,142,000 | thousands by filing date | principal |
| SCMP 3.25 12/21 | 864909AA4 | Bond 30/360P2 U | 25,196,000 | $24,617,000 | thousands by filing date | principal |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 374,400 | $24,306,000 | thousands by filing date | put |
| NEVRO CORP | 64157FAA1 | BOND | 22,625,000 | $24,209,000 | thousands by filing date | principal |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 15,620,000 | $23,807,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503403 | COM NEW | 12,700 | $23,755,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 785,000 | $23,440,000 | thousands by filing date | put |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 24,100,000 | $23,162,000 | thousands by filing date | principal |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 15,338,000 | $22,737,000 | thousands by filing date | principal |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 186,808 | $22,734,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 242,200 | $21,664,000 | thousands by filing date | call |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 1,770,698 | $21,600,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 621,600 | $21,190,000 | thousands by filing date | call |
| AMRI 2.25 11/18 | 012423AB5 | Bond 30/360P2 U | 14,367,000 | $20,521,000 | thousands by filing date | principal |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 20,000,000 | $20,231,000 | thousands by filing date | principal |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 15,495,000 | $20,181,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 20,059,000 | $19,709,000 | thousands by filing date | principal |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 20,250,000 | $19,696,000 | thousands by filing date | principal |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 192,239 | $19,408,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 17,400,000 | $19,287,000 | thousands by filing date | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,538,900 | $19,205,000 | thousands by filing date | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 295,640 | $19,192,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 10,115,000 | $18,994,000 | thousands by filing date | principal |
| RENEWABLE ENERGY GROUP INC | 75972AAC7 | BOND | 13,577,000 | $18,509,000 | thousands by filing date | principal |
| IMMUNOMEDICS INC | 452907AK4 | NOTE 4.750 2/1 | 10,010,000 | $18,308,000 | thousands by filing date | principal |
| Amazon.com, Inc | 023135106 | COM | 18,700 | $18,101,000 | thousands by filing date | put |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 172,900 | $17,959,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 285,000 | $17,886,000 | thousands by filing date | call |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 18,464,000 | $17,607,000 | thousands by filing date | principal |
| HERBALIFE LTD | G4412G101 | COM SHS | 239,500 | $17,083,000 | thousands by filing date | put |
| PRICELINE GRP INC | 741503403 | COM NEW | 9,085 | $16,993,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 15,351,000 | $16,414,000 | thousands by filing date | principal |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 654,900 | $16,405,000 | thousands by filing date | call |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 11,500,000 | $16,279,000 | thousands by filing date | principal |
| ARCONIC INC | 03965L100 | COM | 708,700 | $16,052,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 461,700 | $15,757,000 | thousands by filing date | put |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 211,035 | $15,589,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 15,900,000 | $15,350,000 | thousands by filing date | principal |
| JPMorgan Chase & Co | 46625H100 | COM | 165,800 | $15,154,000 | thousands by filing date | put |
| ENDOLOGIX INC | 29266SAB2 | NOTE 3.25011/0 | 17,980,000 | $15,133,000 | thousands by filing date | principal |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 16,700,000 | $14,958,000 | thousands by filing date | principal |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 600,000 | $14,874,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 14,700 | $14,229,000 | thousands by filing date | call |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 136,000 | $14,126,000 | thousands by filing date | call |
| RAYONIER ADVANCED MATLS INC | 75508B203 | PFD CV SER A | 120,047 | $14,112,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,670,400 | $13,747,000 | thousands by filing date | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 208,100 | $13,568,000 | thousands by filing date | put |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 284,154 | $13,338,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 12,686,000 | $13,278,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 15,648,000 | $13,249,000 | thousands by filing date | principal |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 12,365,000 | $13,153,000 | thousands by filing date | principal |
| Starbucks Corporation | 855244109 | COM | 223,500 | $13,032,000 | thousands by filing date | call |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 100,000 | $12,887,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 197,200 | $12,638,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 223,000 | $12,624,000 | thousands by filing date | put |
| ACCURAY INC | 004397AF2 | NOTE 3.500% 2/0 | 11,500,000 | $12,494,000 | thousands by filing date | principal |
| VWO | 922042858 | SHS | 304,908 | $12,449,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 192,500 | $12,337,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 227,600 | $12,258,000 | thousands by filing date | call |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 28,000,000 | $12,219,000 | thousands by filing date | principal |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 10,680,000 | $12,129,000 | thousands by filing date | principal |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 87,900 | $12,098,000 | thousands by filing date | put |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,140,863 | $11,899,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 150,000 | $11,885,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 99,100 | $11,695,000 | thousands by filing date | put |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 206,883 | $11,407,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 173,678 | $11,131,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 445,049 | $11,126,000 | thousands by filing date | |
| HARMONIC INC | 413160AB8 | NOTE 4.000%12/0 | 9,565,000 | $10,951,000 | thousands by filing date | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 75,000 | $10,567,000 | thousands by filing date | call |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 10,000,000 | $10,502,000 | thousands by filing date | principal |
| ARCONIC INC | 03965L100 | COM | 457,000 | $10,351,000 | thousands by filing date | put |
| COMERICAINC | 200340107 | COM | 140,700 | $10,304,000 | thousands by filing date | put |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 9,200,000 | $9,912,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 89,056 | $9,747,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 648,000 | $9,732,000 | thousands by filing date | put |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 400,000 | $9,656,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 63,600 | $9,602,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 825,667 | $9,519,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 759,000 | $9,472,000 | thousands by filing date | call |
| MTGE INVT CORP COM | 55378A105 | REIT | 499,117 | $9,383,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 83,100 | $9,050,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 269,700 | $9,002,000 | thousands by filing date | put |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 253,900 | $8,980,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 516,200 | $8,930,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 697,400 | $8,898,000 | thousands by filing date | call |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 8,698,000 | $8,888,000 | thousands by filing date | principal |
| Bristol-Myers Squibb Company | 110122108 | COM | 158,000 | $8,803,000 | thousands by filing date | put |
| NEUSTAR INC | 64126X201 | CL A | 263,755 | $8,796,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 73,663 | $8,767,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 273,600 | $8,733,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 75,000 | $8,661,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 150,000 | $8,491,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 317,047 | $8,442,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 100,000 | $8,439,000 | thousands by filing date | call |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 108,000 | $8,335,000 | thousands by filing date | call |
| MONSANTO CO NEW | 61166W101 | COM | 70,087 | $8,295,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 26,100 | $8,289,000 | thousands by filing date | put |
| RADIAN GROUP INC COM | 750236101 | Stock | 494,045 | $8,077,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 331,500 | $8,042,000 | thousands by filing date | put |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 438,599 | $8,021,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 250,000 | $7,980,000 | thousands by filing date | call |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 623,905 | $7,867,000 | thousands by filing date | |
| GCAP 4.1250 18 | 36268WAB6 | Bond 30/360P2 U | 8,190,000 | $7,851,000 | thousands by filing date | principal |
| IMMUNOGEN INC | 45253HAB7 | NOTE 4.500% 7/0 | 4,258,000 | $7,836,000 | thousands by filing date | principal |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 310,900 | $7,788,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 34,900 | $7,744,000 | thousands by filing date | put |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 462,787 | $7,733,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 138,200 | $7,657,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 112,900 | $7,550,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 128,800 | $7,510,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 138,016 | $7,404,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS IN | 101119113 | WARRANT | 798,372 | $7,374,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 51,000 | $7,296,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 219,600 | $7,295,000 | thousands by filing date | put |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 56,000 | $7,101,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 7,800 | $7,088,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 7,000,000 | $7,079,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 104,812 | $7,009,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 45,000 | $6,997,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 316,292 | $6,983,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 75,016 | $6,924,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 205,647 | $6,864,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 131,000 | $6,855,000 | thousands by filing date | put |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 192,800 | $6,819,000 | thousands by filing date | put |
| BLACK HILLS CORP COM | 092113109 | Stock | 100,000 | $6,747,000 | thousands by filing date | put |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 100,000 | $6,746,000 | thousands by filing date | put |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 10,495,000 | $6,625,000 | thousands by filing date | principal |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 52,300 | $6,530,000 | thousands by filing date | put |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 177,852 | $6,516,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 240,000 | $6,482,000 | thousands by filing date | put |
| WPX ENERGY INC | 98212B103 | COM | 669,400 | $6,466,000 | thousands by filing date | put |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 4,600,000 | $6,429,000 | thousands by filing date | principal |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 370,246 | $6,405,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 299,959 | $6,304,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 113,100 | $6,301,000 | thousands by filing date | call |
| ADIENT PLC | G0084W101 | ORD SHS | 95,400 | $6,237,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 147,400 | $6,207,000 | thousands by filing date | put |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 570,876 | $6,194,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 9,998,000 | $6,128,000 | thousands by filing date | principal |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 330,739 | $6,108,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 109,900 | $6,039,000 | thousands by filing date | put |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 73,100 | $5,932,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 49,853 | $5,883,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 93,012 | $5,866,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 315,360 | $5,856,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 40,100 | $5,796,000 | thousands by filing date | put |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,496,400 | $5,791,000 | thousands by filing date | put |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 92,078 | $5,782,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 20,100 | $5,775,000 | thousands by filing date | call |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 232,711 | $5,768,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 174,148 | $5,748,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 55,500 | $5,729,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 98,100 | $5,720,000 | thousands by filing date | put |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 144,000 | $5,647,000 | thousands by filing date | put |
| CABELAS INC | 126804301 | COM | 95,009 | $5,645,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150112 | *W EXP 12/05/201 | 320,604 | $5,594,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 85,862 | $5,584,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 60,000 | $5,533,000 | thousands by filing date | put |
| ALERE INC | 01449J105 | COM | 109,645 | $5,503,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 75,000 | $5,501,000 | thousands by filing date | put |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 33,847 | $5,481,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 32,635 | $5,452,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 90,631 | $5,374,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 88,700 | $5,333,000 | thousands by filing date | put |
| HALLIBURTON CO COM | 406216101 | Stock | 124,000 | $5,296,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 158,492 | $5,265,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 150,000 | $5,121,000 | thousands by filing date | put |
| CYS INVTS INC | 12673A108 | COM | 603,210 | $5,072,000 | thousands by filing date | |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 12,052,000 | $5,045,000 | thousands by filing date | principal |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 157,500 | $5,035,000 | thousands by filing date | |
| SUNTRUST BKS INC | 867914111 | *W EXP 11/14/201 | 357,044 | $5,026,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 69,537 | $5,018,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 31,000 | $5,005,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 65,541 | $5,002,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 32,500 | $4,985,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 223,900 | $4,957,000 | thousands by filing date | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 200,000 | $4,934,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 467,400 | $4,931,000 | thousands by filing date | put |
| Schlumberger Limited | 806857108 | COM | 74,200 | $4,885,000 | thousands by filing date | put |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 27,100 | $4,847,000 | thousands by filing date | put |
| BARD C R INC | 067383109 | COM | 15,158 | $4,791,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 250,000 | $4,790,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134107 | COM | 35,500 | $4,761,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 139,400 | $4,757,000 | thousands by filing date | call |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 95,193 | $4,581,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 453,856 | $4,579,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 30,000 | $4,554,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134107 | COM | 33,800 | $4,533,000 | thousands by filing date | call |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 4,201,000 | $4,498,000 | thousands by filing date | principal |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 131,400 | $4,455,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 80,000 | $4,395,000 | thousands by filing date | put |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 50,000 | $4,382,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 51,100 | $4,376,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 150,494 | $4,366,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 143,400 | $4,309,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365AAD3 | NOTE 7.500%11/1 | 3,742,000 | $4,307,000 | thousands by filing date | principal |
| American Tower Corporation | 03027X100 | COM | 32,404 | $4,287,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 355,021 | $4,274,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 103,000 | $4,263,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 156,676 | $4,231,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 51,700 | $4,213,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 49,100 | $4,196,000 | thousands by filing date | call |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 100,000 | $4,072,000 | thousands by filing date | put |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 113,247 | $4,056,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 406,563 | $4,029,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 60,200 | $4,026,000 | thousands by filing date | put |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 281,654 | $4,024,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 78,600 | $3,998,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 38,200 | $3,985,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 71,464 | $3,946,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 57,200 | $3,942,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 597,400 | $3,924,000 | thousands by filing date | put |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 49,800 | $3,899,000 | thousands by filing date | put |
| TRIBUNE COMPANY | 896047503 | COMMON | 95,328 | $3,886,000 | thousands by filing date | |
| Call - ZION $36.27 Exp 11/14/2018 | 989701131 | Warrants | 415,322 | $3,880,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 11,000 | $3,860,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 50,000 | $3,846,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 342,200 | $3,829,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 40,600 | $3,807,000 | thousands by filing date | put |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 325,508 | $3,805,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U201 | UNIT 06/30/2022 | 380,000 | $3,800,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 329,100 | $3,794,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 160,000 | $3,718,000 | thousands by filing date | put |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 140,206 | $3,715,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 67,200 | $3,710,000 | thousands by filing date | put |
| DYNEX CAP INC | 26817Q506 | COM NEW | 522,524 | $3,709,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 143,269 | $3,660,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 65,000 | $3,602,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 18,300 | $3,570,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 65,300 | $3,562,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 183,590 | $3,517,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 48,127 | $3,515,000 | thousands by filing date | |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 9,241,000 | $3,507,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 2,871,000 | $3,499,000 | thousands by filing date | principal |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 106,647 | $3,473,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 3,645,000 | $3,464,000 | thousands by filing date | principal |
| MRC GLOBAL INC | 55345K103 | COM | 209,580 | $3,462,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 58,300 | $3,439,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 65,500 | $3,427,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 157,400 | $3,425,000 | thousands by filing date | put |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 150,000 | $3,409,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 36,200 | $3,389,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 15,200 | $3,372,000 | thousands by filing date | call |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 295,859 | $3,349,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 30,000 | $3,244,000 | thousands by filing date | put |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 87,874 | $3,241,000 | thousands by filing date | |
| TERRAVIA HLDGS INC | 83415TAB7 | NOTE 6.000% 2/0 | 5,645,000 | $3,234,000 | thousands by filing date | principal |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 3,000,000 | $3,219,000 | thousands by filing date | principal |
| MAGNA INTL INC COM | 559222401 | Stock | 69,214 | $3,206,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 160,843 | $3,195,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 145,000 | $3,188,000 | thousands by filing date | put |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 92,827 | $3,188,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 37,038 | $3,171,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 41,500 | $3,130,000 | thousands by filing date | put |
| Schlumberger Limited | 806857108 | COM | 47,500 | $3,127,000 | thousands by filing date | call |
| HESS CORP | 42809H107 | COM | 71,167 | $3,122,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 124,300 | $3,109,000 | thousands by filing date | call |
| XCERRA CORP | 98400J108 | COM | 316,461 | $3,091,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 85,217 | $3,073,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 187,433 | $3,066,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 52,847 | $3,047,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 36,474 | $3,043,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 100,000 | $3,040,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 68,000 | $3,030,000 | thousands by filing date | put |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 61,900 | $3,023,000 | thousands by filing date | put |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 60,000 | $3,022,000 | thousands by filing date | put |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 47,102 | $3,016,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 50,000 | $2,993,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 50,000 | $2,993,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 53,287 | $2,970,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 21,000 | $2,959,000 | thousands by filing date | put |
| DYNEGY INC NEW DEL | 26817R108 | COM | 357,900 | $2,959,000 | thousands by filing date | put |
| ORBITAL ATK INC | 68557N103 | COM | 30,000 | $2,950,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 69,603 | $2,930,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050AD6 | NOTE 8.000 5/0 | 2,750,000 | $2,903,000 | thousands by filing date | principal |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 155,463 | $2,874,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 107,425 | $2,868,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F124 | UNIT 99/99/9999 | 280,000 | $2,839,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 463,700 | $2,819,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 30,823 | $2,817,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 233,700 | $2,806,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 55,500 | $2,782,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 92,800 | $2,771,000 | thousands by filing date | call |
| POLARIS INC COM | 731068102 | Stock | 30,000 | $2,766,000 | thousands by filing date | call |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 19,529 | $2,748,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 25,000 | $2,732,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 25,000 | $2,722,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 49,500 | $2,720,000 | thousands by filing date | call |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 503,169 | $2,717,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 33,584 | $2,710,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 61,800 | $2,694,000 | thousands by filing date | call |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 29,929 | $2,677,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 251,900 | $2,677,000 | thousands by filing date | call |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 12,000 | $2,670,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 109,900 | $2,666,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 67,732 | $2,656,000 | thousands by filing date | |
| RAMBUS INC | 750917AE6 | CNV | 2,446,000 | $2,649,000 | thousands by filing date | principal |
| STERICYCLE INC | 858912108 | COM | 34,700 | $2,648,000 | thousands by filing date | put |
| VALE S A | 91912E105 | SPONSORED ADS | 300,000 | $2,625,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 135,400 | $2,618,000 | thousands by filing date | put |
| TPG PACE ENERGY HLDGS CORP | 872656202 | UNIT 99/99/9999 | 250,800 | $2,614,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 35,667 | $2,612,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 151,305 | $2,610,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 261,000 | $2,607,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 50,000 | $2,600,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 50,000 | $2,600,000 | thousands by filing date | call |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 50,000 | $2,598,000 | thousands by filing date | put |
| Egalet Corporation | 28226BAB0 | Note 5.50% 4/1/20 | 5,450,000 | $2,587,000 | thousands by filing date | principal |
| HUNTSMAN CORP | 447011107 | COM | 100,000 | $2,584,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 268,100 | $2,546,000 | thousands by filing date | put |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 157,208 | $2,538,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 20,000 | $2,533,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 75,000 | $2,530,000 | thousands by filing date | put |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 229,207 | $2,521,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 61,670 | $2,486,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 25,000 | $2,441,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 56,488 | $2,427,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 20,313 | $2,414,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 195,337 | $2,408,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 63,300 | $2,406,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 124,194 | $2,401,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 152,700 | $2,400,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 15,588 | $2,397,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 462,900 | $2,388,000 | thousands by filing date | put |
| PRAXAIR INC | 74005P104 | COM | 18,000 | $2,385,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 43,000 | $2,382,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 75,650 | $2,367,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 100,000 | $2,331,000 | thousands by filing date | call |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 126,401 | $2,318,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 35,000 | $2,317,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 25,000 | $2,310,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 50,600 | $2,297,000 | thousands by filing date | call |
| CIENA CORP COM NEW | 171779309 | Stock | 91,700 | $2,294,000 | thousands by filing date | put |
| WABTEC COM | 929740108 | Stock | 25,000 | $2,287,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 40,200 | $2,280,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 41,492 | $2,279,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 100,000 | $2,273,000 | thousands by filing date | call |
| NOBLE ENERGY INC | 655044105 | COM | 80,000 | $2,264,000 | thousands by filing date | put |
| COTERRA ENERGY INC COM | 127097103 | Stock | 90,000 | $2,257,000 | thousands by filing date | put |
| PHOTRONICS INC | 719405AK8 | NOTE 3.250 4/0 | 2,000,000 | $2,257,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 26,356 | $2,252,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 74,000 | $2,249,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 80,083 | $2,238,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 450,000 | $2,236,000 | thousands by filing date | put |
| EXELIXIS INC COM | 30161Q104 | Stock | 90,000 | $2,216,000 | thousands by filing date | put |
| TAILORED BRANDS INC | 87403A107 | COM | 198,541 | $2,215,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 20,000 | $2,207,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 70,500 | $2,206,000 | thousands by filing date | put |
| Mexico Fund Inc/The | 592835102 | COM | 126,769 | $2,193,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 30,000 | $2,191,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 171,400 | $2,187,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 49,000 | $2,183,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 50,000 | $2,176,000 | thousands by filing date | put |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 72,148 | $2,142,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 62,800 | $2,140,000 | thousands by filing date | put |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 250,000 | $2,125,000 | thousands by filing date | put |
| AGRIUM INC | 008916108 | COM | 23,388 | $2,116,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 239,200 | $2,112,000 | thousands by filing date | put |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 86,000 | $2,110,000 | thousands by filing date | call |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 51,351 | $2,090,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867208 | UNIT 99/99/9999 | 200,000 | $2,088,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 46,400 | $2,081,000 | thousands by filing date | put |
| TANGER INC | 875465106 | COM | 79,669 | $2,069,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 59,200 | $2,067,000 | thousands by filing date | put |
| PEABODY ENGR CORP | 704551100 | COM | 84,267 | $2,060,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 25,000 | $2,057,000 | thousands by filing date | put |
| Eli Lilly and Company | 532457108 | COM | 25,000 | $2,057,000 | thousands by filing date | call |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 229,100 | $2,029,000 | thousands by filing date | put |
| ETSY INC | 29786A106 | COM | 135,000 | $2,025,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 15,091 | $2,019,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 263,650 | $2,016,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 16,000 | $2,014,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 112,900 | $2,008,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 10,000 | $1,977,000 | thousands by filing date | put |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 60,000 | $1,976,000 | thousands by filing date | call |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 61,052 | $1,976,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 78,490 | $1,968,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 389,007 | $1,964,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 131,360 | $1,950,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 43,420 | $1,947,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 172,500 | $1,930,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 15,900 | $1,925,000 | thousands by filing date | put |
| NORDSTROM INC | 655664100 | COM | 40,000 | $1,913,000 | thousands by filing date | put |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 949,780 | $1,909,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 64,730 | $1,895,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 78,718 | $1,892,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 35,000 | $1,880,000 | thousands by filing date | put |
| DOVER CORP COM | 260003108 | Stock | 23,435 | $1,879,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 30,000 | $1,875,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 12,400 | $1,872,000 | thousands by filing date | put |
| ECOLAB INC COM | 278865100 | Stock | 14,000 | $1,858,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 64,287 | $1,839,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 67,763 | $1,839,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 219,600 | $1,838,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 78,500 | $1,824,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 179,236 | $1,810,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 18,596 | $1,795,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 75,322 | $1,787,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 36,281 | $1,771,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827102 | UNIT 99/99/9999 | 172,468 | $1,769,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 15,000 | $1,748,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 179,395 | $1,741,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 27,500 | $1,728,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 10,200 | $1,727,000 | thousands by filing date | put |
| GRACO INC COM | 384109104 | Stock | 15,800 | $1,726,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 172,508 | $1,718,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L204 | UNIT 04/12/2024 | 169,495 | $1,716,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 24,200 | $1,712,000 | thousands by filing date | call |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 50,000 | $1,707,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 11,400 | $1,703,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 10,000 | $1,693,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 15,600 | $1,686,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 10,972 | $1,683,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 20,338 | $1,680,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 50,000 | $1,679,000 | thousands by filing date | put |
| CU BANCORP | 126534106 | COM | 46,389 | $1,676,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 224,223 | $1,661,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 93,200 | $1,656,000 | thousands by filing date | put |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 684,192 | $1,655,000 | thousands by filing date | |
| RH | 74967X103 | COM | 25,600 | $1,651,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 88,500 | $1,647,000 | thousands by filing date | put |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 237,300 | $1,642,000 | thousands by filing date | put |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 13,940 | $1,623,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 153,100 | $1,615,000 | thousands by filing date | call |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 20,000 | $1,614,000 | thousands by filing date | call |
| BP PLC SPONSORED ADR | 055622104 | ADR | 46,528 | $1,612,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 36,617 | $1,610,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 35,528 | $1,610,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 51,500 | $1,591,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 100,000 | $1,591,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-17-000011 | this filing | 2017-08-14 | acceptance time not in the bulk data set |