13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 1,271 holding rows worth $7,874,191,000.
- Accession
- 0001279891-17-000011
- Filer
- CIK 1279891
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 1,271 entries on the cover page, a total value of $7,874,191,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,874,191,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWolverine Holdings, L.P.028-17506
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 105,900 | $1,590,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 91,133 | $1,590,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 115,251 | $1,575,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 338,600 | $1,574,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 49,300 | $1,573,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 15,000 | $1,559,000 | thousands by filing date | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 24,000 | $1,558,000 | thousands by filing date | call |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 113,322 | $1,558,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 10,000 | $1,538,000 | thousands by filing date | call |
| BISON CAP ACQUISITION CORP | G1142P120 | UNIT 99/99/9999T | 150,613 | $1,536,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 19,000 | $1,533,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 89,401 | $1,533,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 20,000 | $1,532,000 | thousands by filing date | call |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 88,600 | $1,532,000 | thousands by filing date | call |
| Vanguard Real Estate | 922908553 | SHS | 18,402 | $1,531,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 24,000 | $1,520,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 190,000 | $1,518,000 | thousands by filing date | put |
| ISHARES TR | 464287861 | EUROPE ETF | 34,236 | $1,517,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 56,216 | $1,517,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 69,321 | $1,508,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 10,000 | $1,489,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 24,500 | $1,485,000 | thousands by filing date | put |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 128,511 | $1,475,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 12,000 | $1,465,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 1,807,555 | $1,463,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 30,896 | $1,449,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 123,627 | $1,448,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 53,580 | $1,444,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 12,500 | $1,443,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 25,000 | $1,442,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 145,709 | $1,442,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 37,000 | $1,436,000 | thousands by filing date | put |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 117,768 | $1,431,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 29,900 | $1,430,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 20,000 | $1,415,000 | thousands by filing date | put |
| OTONOMY INC | 68906L105 | COM | 75,000 | $1,413,000 | thousands by filing date | call |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 20,000 | $1,409,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 25,400 | $1,395,000 | thousands by filing date | call |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 8,400 | $1,388,000 | thousands by filing date | put |
| MATLIN & PARTNE | 57682V205 | Common Stock | 137,303 | $1,377,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 275,000 | $1,366,000 | thousands by filing date | call |
| HESS CORP | 42809H107 | COM | 30,700 | $1,346,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 9,000 | $1,340,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 35,100 | $1,340,000 | thousands by filing date | put |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 21,600 | $1,323,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 161,887 | $1,319,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 30,000 | $1,318,000 | thousands by filing date | put |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 90,000 | $1,314,000 | thousands by filing date | put |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 7,900 | $1,305,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 30,400 | $1,298,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435105 | COM | 9,700 | $1,297,000 | thousands by filing date | put |
| REXNORD CORP | 76169B102 | COMMON STOCK | 55,100 | $1,281,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 154,853 | $1,274,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 25,000 | $1,271,000 | thousands by filing date | call |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 100,000 | $1,268,000 | thousands by filing date | call |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 20,000 | $1,264,000 | thousands by filing date | put |
| INCYTE CORP COM | 45337C102 | Stock | 10,000 | $1,259,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 19,600 | $1,252,000 | thousands by filing date | put |
| Lockheed Martin Corporation | 539830109 | COM | 4,500 | $1,249,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 99,233 | $1,249,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 17,200 | $1,247,000 | thousands by filing date | call |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 126,400 | $1,238,000 | thousands by filing date | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 50,000 | $1,233,000 | thousands by filing date | call |
| MasterCard, Inc | 57636Q104 | COM | 10,000 | $1,214,000 | thousands by filing date | call |
| GENERAL MILLS INC COM | 370334104 | Stock | 21,900 | $1,213,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 8,375 | $1,210,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 35,790 | $1,207,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 111,100 | $1,205,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 445,023 | $1,197,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 22,100 | $1,190,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 66,400 | $1,186,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 21,400 | $1,185,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 47,574 | $1,173,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 55,471 | $1,169,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 50,000 | $1,162,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 15,434 | $1,161,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 20,000 | $1,157,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 16,600 | $1,153,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 100,000 | $1,150,000 | thousands by filing date | put |
| AUTOZONE INC COM | 053332102 | Stock | 2,000 | $1,140,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 14,762 | $1,139,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 5,200 | $1,130,000 | thousands by filing date | call |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 17,826 | $1,127,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 116,973 | $1,127,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 87,055 | $1,125,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 25,000 | $1,122,000 | thousands by filing date | put |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 168,449 | $1,121,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 22,700 | $1,105,000 | thousands by filing date | put |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 9,920 | $1,102,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 15,000 | $1,100,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 10,000 | $1,099,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 4,500 | $1,087,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 80,000 | $1,082,000 | thousands by filing date | call |
| Boulevard Acquisition Corp II | 10157Q201 | CL A | 104,773 | $1,081,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 90,000 | $1,080,000 | thousands by filing date | put |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 98,200 | $1,075,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 30,000 | $1,064,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 13,750 | $1,061,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 16,900 | $1,061,000 | thousands by filing date | put |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 53,464 | $1,058,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 12,500 | $1,049,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 6,900 | $1,047,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 13,000 | $1,045,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 57,178 | $1,044,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 58,367 | $1,043,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 5,000 | $1,040,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 20,000 | $1,040,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 21,000 | $1,037,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 15,000 | $1,033,000 | thousands by filing date | call |
| KROGER CO COM | 501044101 | Stock | 44,300 | $1,033,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 44,300 | $1,033,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 16,164 | $1,032,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 8,099 | $1,028,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 46,726 | $1,027,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 9,600 | $1,020,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 39,200 | $1,020,000 | thousands by filing date | call |
| LANDCADIA HLDGS INC | 51476W107 | CL A | 100,300 | $1,015,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 31,680 | $1,012,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 12,800 | $1,002,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 42,500 | $984,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 25,000 | $973,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 210,423 | $972,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 47,825 | $964,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 1,051,000 | $959,000 | thousands by filing date | principal |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 17,800 | $956,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 49,800 | $954,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 28,200 | $947,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 15,879 | $945,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 97,000 | $941,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 17,200 | $938,000 | thousands by filing date | call |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 15,000 | $932,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 26,300 | $930,000 | thousands by filing date | call |
| MYR GROUP INC | 55405W104 | COM | 30,000 | $930,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 41,750 | $928,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 6,900 | $913,000 | thousands by filing date | put |
| HENNESSY CAP ACQUSTON CORP I | 42588L204 | UNIT 06/15/2024 | 90,000 | $904,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 78,589 | $903,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 9,600 | $898,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 78,382 | $895,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 8,000 | $891,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 235,258 | $886,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 40,837 | $885,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 68,637 | $885,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 29,200 | $883,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 107,500 | $882,000 | thousands by filing date | put |
| HCA Healthcare Inc | 40412C101 | COM | 10,100 | $880,000 | thousands by filing date | put |
| VALE S A | 91912E105 | SPONSORED ADS | 100,000 | $875,000 | thousands by filing date | call |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 70,773 | $874,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 57,157 | $872,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 39,998 | $871,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 25,000 | $866,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 7,000 | $865,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 68,909 | $863,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 30,400 | $860,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 10,400 | $859,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 44,960 | $858,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 88,818 | $857,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 25,000 | $843,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 12,800 | $842,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 69,651 | $836,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 14,400 | $835,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 3,800 | $825,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 68,061 | $809,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 37,325 | $807,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 25,000 | $807,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 12,800 | $807,000 | thousands by filing date | call |
| Call - STI $33.70 Exp 12/31/2018 | 867914129 | Warrants | 34,633 | $801,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 15,000 | $800,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 7,200 | $796,000 | thousands by filing date | call |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 82,836 | $796,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 16,274 | $792,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 15,050 | $787,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 30,000 | $787,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 308,100 | $782,000 | thousands by filing date | put |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 69,193 | $776,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,500 | $775,000 | thousands by filing date | call |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 53,100 | $775,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 9,000 | $770,000 | thousands by filing date | call |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 35,000 | $766,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 59,133 | $765,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 19,900 | $765,000 | thousands by filing date | put |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 42,900 | $763,000 | thousands by filing date | call |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 55,740 | $762,000 | thousands by filing date | |
| Call - MTB $73.86 Exp 12/23/2018 | 55261F112 | Warrants | 8,663 | $762,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 46,431 | $761,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 50,000 | $760,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 8,900 | $760,000 | thousands by filing date | put |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 59,320 | $756,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 17,200 | $755,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 20,000 | $754,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 10,000 | $752,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 42,000 | $750,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 490,300 | $750,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 87,500 | $743,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 19,090 | $741,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 67,202 | $740,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 11,800 | $740,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 10,201 | $739,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 10,000 | $725,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 8,900 | $718,000 | thousands by filing date | put |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 5,900 | $717,000 | thousands by filing date | call |
| CELGENE CORP | 151020104 | COM | 5,500 | $714,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 98,287 | $708,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 25,000 | $693,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 35,000 | $691,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 10,148 | $685,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 34,700 | $684,000 | thousands by filing date | put |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 7,955 | $680,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 49,449 | $680,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 49,943 | $664,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 17,200 | $662,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 85,479 | $662,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 140,000 | $651,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 20,800 | $650,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 31,100 | $649,000 | thousands by filing date | put |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 37,150 | $648,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 16,700 | $641,000 | thousands by filing date | put |
| ENDO INTL PLC | G30401106 | SHS | 57,200 | $638,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 29,335 | $635,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 35,000 | $635,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 25,000 | $633,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 15,000 | $633,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 25,000 | $629,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 33,000 | $622,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 8,100 | $620,000 | thousands by filing date | put |
| CF CORP | G20307107 | SHS CL A | 54,951 | $618,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 11,327 | $617,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 6,550 | $615,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 66,543 | $603,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 47,437 | $602,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 45,997 | $599,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 12,000 | $595,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,000 | $594,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 6,100 | $591,000 | thousands by filing date | put |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 15,467 | $589,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 15,000 | $588,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 58,133 | $588,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 10,750 | $586,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 11,600 | $583,000 | thousands by filing date | put |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 47,205 | $583,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 51,590 | $582,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 15,000 | $580,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 36,400 | $579,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 7,270 | $576,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 7,800 | $575,000 | thousands by filing date | put |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 49,449 | $574,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 52,382 | $573,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 46,961 | $571,000 | thousands by filing date | |
| Ambac Financial Group Wt 4/30/2023 | 023139116 | *W EXP 04/30/202 | 67,159 | $570,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 14,700 | $565,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 5,400 | $563,000 | thousands by filing date | put |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 447 | $561,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 25,000 | $557,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 40,138 | $555,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 30,000 | $554,000 | thousands by filing date | |
| UTS CF CORP | G20307123 | UNIT | 45,106 | $554,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 55,000 | $553,000 | thousands by filing date | call |
| AKORN INC | 009728106 | COM | 16,400 | $550,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 25,000 | $547,000 | thousands by filing date | |
| SIGNATURE BANK-CW18 | 82669G112 | Wt | 4,809 | $547,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 51,000 | $547,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 30,997 | $545,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 16,672 | $544,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 62,000 | $542,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 45,527 | $542,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 28,200 | $532,000 | thousands by filing date | put |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 78,870 | $532,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 50,000 | $530,000 | thousands by filing date | |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 135,863 | $529,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 44,500 | $528,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 49,500 | $528,000 | thousands by filing date | put |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 186,900 | $528,000 | thousands by filing date | put |
| INVESCO LTD SHS | G491BT108 | Stock | 15,000 | $527,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 13,550 | $525,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 13,357 | $517,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 5,500 | $515,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 46,998 | $515,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 31,500 | $515,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,751 | $513,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 10,500 | $511,000 | thousands by filing date | put |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 12,903 | $508,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 22,916 | $508,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 37,037 | $507,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 16,600 | $502,000 | thousands by filing date | call |
| DTE ENERGY CO COM | 233331107 | Stock | 4,742 | $501,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 8,000 | $501,000 | thousands by filing date | put |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 50,100 | $501,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 50,000 | $500,000 | thousands by filing date | |
| QTM 4.5 11/17 | 747906AJ4 | Bond 30/360P2 U | 500,000 | $500,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 26,700 | $497,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 9,500 | $496,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 13,000 | $496,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 56,000 | $496,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,746 | $491,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 34,900 | $491,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 115,600 | $491,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 15,000 | $485,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 43,400 | $484,000 | thousands by filing date | put |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 7,700 | $483,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 15,000 | $480,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 11,000 | $478,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 364,585 | $473,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 4,000 | $470,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 37,421 | $470,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 21,479 | $470,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 7,900 | $466,000 | thousands by filing date | call |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 23,157 | $466,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 6,219 | $465,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 28,923 | $462,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 6,500 | $458,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 20,000 | $456,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 4,334 | $455,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 31,840 | $452,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 6,100 | $450,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 3,200 | $447,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 690370101 | COM | 27,345 | $445,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 20,000 | $443,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 31,380 | $439,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 11,008 | $438,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 8,211 | $438,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 32,303 | $429,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 63,440 | $428,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 12,400 | $423,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 19,000 | $419,000 | thousands by filing date | call |
| SUNTRUST BANKS INC | 867914103 | COM | 7,400 | $419,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 8,500 | $419,000 | thousands by filing date | call |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 28,676 | $412,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 192,665 | $412,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 39,200 | $411,000 | thousands by filing date | put |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 7,900 | $410,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 100,000 | $407,000 | thousands by filing date | call |
| SPROTT FOCUS TR INC | 85208J109 | COM | 55,209 | $406,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 33,376 | $404,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 6,532 | $400,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 25,000 | $400,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 31,600 | $394,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 33,552 | $391,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 14,900 | $390,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 10,000 | $389,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,150 | $387,000 | thousands by filing date | |
| ASSOCIATED BANC CORP | 045487113 | WTS | 65,285 | $385,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 38,000 | $383,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 54,209 | $382,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 19,014 | $379,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,460 | $374,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 16,755 | $372,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 97,868 | $371,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,300 | $367,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 100,000 | $364,000 | thousands by filing date | put |
| WISDOMTREE INC | 97717P104 | COM | 35,684 | $362,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G109 | COM | 37,000 | $362,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 50,000 | $361,000 | thousands by filing date | put |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,800 | $360,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 6,017 | $360,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 5,000 | $360,000 | thousands by filing date | call |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 30,327 | $359,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 8,000 | $358,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 4,600 | $353,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 42,708 | $353,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,300 | $352,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 10,000 | $349,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 83,531 | $346,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 37,000 | $345,000 | thousands by filing date | put |
| Abbott Laboratories | 002824100 | COM | 7,000 | $340,000 | thousands by filing date | put |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 25,000 | $340,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 18,850 | $336,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 5,000 | $334,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 44,041 | $334,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 7,300 | $331,000 | thousands by filing date | put |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 44,700 | $328,000 | thousands by filing date | put |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 73,800 | $328,000 | thousands by filing date | put |
| HOSTESS BRANDS INC | 44109J114 | WTS | 111,384 | $323,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,500 | $322,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 3,100 | $322,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 4,400 | $321,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 6,600 | $316,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 10,000 | $312,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 5,500 | $311,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 7,060 | $310,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 33,490 | $310,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 10,000 | $309,000 | thousands by filing date | put |
| TIME WARNER INC | 887317303 | COM NEW | 3,080 | $309,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,300 | $304,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 4,264 | $304,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 18,044 | $304,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q102 | CL A | 30,000 | $300,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 25,085 | $298,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 77,200 | $298,000 | thousands by filing date | call |
| iShares Global REIT ETF | 46434V647 | SHS | 11,654 | $296,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 2,396 | $293,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 28,175 | $290,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 33,443 | $289,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 4,358 | $286,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 5,285 | $283,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 15,900 | $282,000 | thousands by filing date | call |
| ISHARES TR | 464288687 | COM | 7,157 | $280,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 55,389 | $280,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 11,320 | $278,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,246 | $276,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 20,000 | $274,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 41,500 | $272,000 | thousands by filing date | call |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 54,279 | $271,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 85,470 | $271,000 | thousands by filing date | |
| CF CORP | G20307115 | *W EXP 05/25/202 | 125,000 | $268,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 2,424 | $267,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 11,475 | $265,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 10,000 | $261,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 93,500 | $260,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 19,714 | $260,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 17,419 | $258,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 12,302 | $257,000 | thousands by filing date | |
| SILVER RUN ACQUISITION | 82812A202 | UNIT 99/99/9999 | 24,000 | $256,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,129 | $253,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 19,342 | $250,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 37,700 | $248,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 96,930 | $246,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 24,700 | $246,000 | thousands by filing date | put |
| USBANCORPDEL | 902973304 | COM NEW | 4,700 | $244,000 | thousands by filing date | put |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 28,241 | $243,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 25,000 | $243,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 23,792 | $239,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 10,281 | $239,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 30,016 | $238,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 6,177 | $236,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 14,048 | $232,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 42,895 | $230,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 14,400 | $229,000 | thousands by filing date | call |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 33,163 | $229,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 50,100 | $227,000 | thousands by filing date | put |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 17,209 | $225,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 5,000 | $224,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 19,101 | $223,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 7,186 | $223,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 16,494 | $220,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 48,236 | $219,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 30,574 | $219,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 17,750 | $219,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 2,251 | $218,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 10,000 | $217,000 | thousands by filing date | call |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 32,775 | $217,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 23,665 | $217,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 20,000 | $217,000 | thousands by filing date | put |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 5,000 | $213,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 3,600 | $211,000 | thousands by filing date | call |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 21,977 | $209,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 20,700 | $208,000 | thousands by filing date | put |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 10,737 | $202,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 8,189 | $201,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 25,000 | $201,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 23,300 | $196,000 | thousands by filing date | put |
| PANDORA MEDIA INC | 698354107 | COM | 22,000 | $196,000 | thousands by filing date | call |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 16,564 | $192,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 3,000 | $189,000 | thousands by filing date | call |
| Elevance Health, Inc. | 036752103 | COM | 991 | $186,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,142 | $186,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 4,900 | $186,000 | thousands by filing date | call |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 3,500 | $185,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 10,000 | $184,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 7,100 | $184,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 12,000 | $182,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 22,150 | $181,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 5,919 | $180,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,706 | $179,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 6,204 | $178,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 59,771 | $176,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 33,000 | $173,000 | thousands by filing date | put |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 207,100 | $173,000 | thousands by filing date | put |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 38,200 | $173,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 7,123 | $172,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 5,000 | $171,000 | thousands by filing date | put |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,400 | $170,000 | thousands by filing date | put |
| ICONIX BRAND GROUP INC | 451055107 | COM | 24,700 | $170,000 | thousands by filing date | put |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,122 | $169,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 59,700 | $167,000 | thousands by filing date | put |
| SUN CMNTYS INC COM | 866674104 | REIT | 1,884 | $165,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 4,854 | $165,000 | thousands by filing date | |
| SILVER RUN ACQUISITION | 82812A103 | COM CL A | 16,331 | $165,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 22,944 | $164,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,137 | $163,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 10,000 | $163,000 | thousands by filing date | call |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 20,523 | $160,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T203 | UNIT 99/99/9999T | 15,600 | $160,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 10,615 | $156,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 9,000 | $156,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 16,400 | $155,000 | thousands by filing date | call |
| ENSCO PLC | G3157S106 | SHS CLASS A | 30,100 | $155,000 | thousands by filing date | call |
| PPL CORP COM | 69351T106 | Stock | 4,000 | $154,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 3,299 | $153,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1,900 | $152,000 | thousands by filing date | put |
| INCYTE CORP COM | 45337C102 | Stock | 1,200 | $151,000 | thousands by filing date | call |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 161,585 | $150,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 3,046 | $149,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 7,300 | $148,000 | thousands by filing date | put |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 5,700 | $147,000 | thousands by filing date | put |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 34,000 | $147,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 10,120 | $145,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 11,857 | $144,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 17,200 | $142,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 14,200 | $141,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 1,200 | $140,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-17-000011 | this filing | 2017-08-14 | acceptance time not in the bulk data set |