13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-13, with 2,713 holding rows worth $4,790,173,000.
- Accession
- 0001279891-14-000013
- Filer
- CIK 1279891
- Filed
- 2014-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 2,713 entries on the cover page, a total value of $4,790,173,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,790,173,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STANDARD PAC CORP NEW | 85375C101 | COM | 30,600 | $229,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 17,900 | $229,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 12,174 | $228,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 6,400 | $227,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 18,000 | $226,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 1,387 | $226,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 6,467 | $224,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 206 | $224,000 | thousands by filing date | call |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 9,545 | $224,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 1,592 | $223,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 64,002 | $223,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 4,382 | $222,000 | thousands by filing date | call |
| PACCAR INC COM | 693718108 | Stock | 3,915 | $222,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 1,379 | $222,000 | thousands by filing date | put |
| Galena Biopharma Inc | 363256108 | COM | 107,500 | $221,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 824 | $220,000 | thousands by filing date | put |
| BEST BUY INC COM | 086516101 | Stock | 1,546 | $220,000 | thousands by filing date | put |
| GDL FD | 361570104 | COM SH BEN IT | 20,935 | $220,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 20,300 | $220,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 17,496 | $220,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 73,800 | $220,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,527 | $218,000 | thousands by filing date | put |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 416 | $218,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 185 | $218,000 | thousands by filing date | call |
| U S SILICA HLDGS INC | 90346E103 | COM | 3,500 | $218,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 376 | $217,000 | thousands by filing date | put |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 3,300 | $217,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,001 | $217,000 | thousands by filing date | call |
| ITC HLDGS CORP | 465685105 | COM | 300,000 | $217,000 | thousands by filing date | put |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 12,490 | $216,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 18,300 | $216,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 10,237 | $216,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 817 | $215,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 415 | $214,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635109 | COM | 6,000 | $214,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 690 | $214,000 | thousands by filing date | put |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 17,500 | $213,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 288 | $212,000 | thousands by filing date | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,093 | $212,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 14,200 | $212,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 11,600 | $212,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 23,000 | $212,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 319 | $211,000 | thousands by filing date | call |
| TIMKEN CO | 887389104 | COM | 5,000 | $211,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 197 | $211,000 | thousands by filing date | call |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 11,237 | $211,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 9,800 | $211,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 705 | $208,000 | thousands by filing date | call |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 5,172 | $208,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 3,400 | $207,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 21,754 | $206,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 745 | $206,000 | thousands by filing date | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 236 | $206,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 3,477 | $206,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 32,557 | $206,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 8,300 | $206,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 10,600 | $205,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 21,675 | $205,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 1,627 | $204,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 222 | $203,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 334 | $203,000 | thousands by filing date | call |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 3,600 | $203,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 7,701 | $203,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 17,532 | $203,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 15,679 | $202,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 219 | $202,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 1,413 | $200,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 2,600 | $200,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 16,235 | $200,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 9,482 | $199,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 79 | $198,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 531 | $197,000 | thousands by filing date | put |
| AGCO CORP | 001084102 | COM | 4,350 | $197,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 4,300 | $197,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 316 | $196,000 | thousands by filing date | call |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 98,408 | $195,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 260 | $194,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 272 | $193,000 | thousands by filing date | put |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 43 | $193,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 666 | $192,000 | thousands by filing date | call |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,400 | $192,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 280 | $191,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,650 | $191,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,006 | $191,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 17,646 | $191,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 8,045 | $190,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 2,124 | $190,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 605 | $189,000 | thousands by filing date | put |
| OCWEN FINL CORP | 675746309 | COM NEW | 129 | $189,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 10,905 | $189,000 | thousands by filing date | put |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,689 | $187,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 500 | $187,000 | thousands by filing date | put |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 1,500 | $187,000 | thousands by filing date | put |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 19,772 | $186,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 706 | $184,000 | thousands by filing date | put |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,400 | $184,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 697 | $184,000 | thousands by filing date | put |
| SHERWIN WILLIAMS CO | 824348106 | COM | 116 | $183,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 769 | $181,000 | thousands by filing date | call |
| Eli Lilly and Company | 532457108 | COM | 309 | $181,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 2,676 | $181,000 | thousands by filing date | put |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 3,800 | $180,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 12,231 | $179,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 360 | $178,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 790 | $177,000 | thousands by filing date | put |
| CORNING INC | 219350105 | COM | 9,200 | $177,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,400 | $177,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,300 | $177,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 10,188 | $177,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,041 | $176,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 58,250 | $176,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 5,800 | $175,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 266 | $174,000 | thousands by filing date | call |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 11,193 | $174,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 13,412 | $174,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 6,700 | $173,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 2,768 | $172,000 | thousands by filing date | call |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 495 | $172,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 733 | $171,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 687 | $171,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 2,752 | $170,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 390 | $170,000 | thousands by filing date | call |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 2,100 | $170,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 3,200 | $170,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 375 | $170,000 | thousands by filing date | call |
| DAVITA INC COM | 23918K108 | Stock | 2,300 | $168,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 19,693 | $168,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 2,517 | $167,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,119 | $165,000 | thousands by filing date | put |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 2,500 | $165,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 3,200 | $165,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 13,394 | $165,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,100 | $164,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 4,586 | $164,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 2,125 | $164,000 | thousands by filing date | call |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 7,262 | $163,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 3,899 | $163,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 601 | $162,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 4,351 | $162,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 2,964 | $162,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 12,721 | $162,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 164 | $162,000 | thousands by filing date | call |
| XEROX CORP | 984121103 | COM | 12,300 | $162,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,000 | $161,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 5,645 | $161,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 1,964 | $161,000 | thousands by filing date | put |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 10,377 | $161,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 352 | $160,000 | thousands by filing date | call |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 775 | $160,000 | thousands by filing date | call |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 7,100 | $160,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 42 | $160,000 | thousands by filing date | call |
| iShares MSCI Mexico ETF | 464286822 | SHS | 2,326 | $159,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,696 | $159,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 14,113 | $159,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 19,053 | $159,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 331 | $158,000 | thousands by filing date | call |
| BLACKROCK ECOSOLUTIONS | 092546100 | COM SH | 20,734 | $158,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 915 | $157,000 | thousands by filing date | put |
| STANDARD PAC CORP NEW | 85375C101 | COM | 1,020 | $157,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 2,700 | $155,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 145 | $155,000 | thousands by filing date | call |
| SAFEWAY INC | 786514208 | COM NEW | 747 | $155,000 | thousands by filing date | put |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 11,139 | $155,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 2,508 | $154,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 80 | $154,000 | thousands by filing date | call |
| STEALTHGAS INC | Y81669106 | COM | 17,000 | $154,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 7,100 | $154,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 189 | $153,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 455 | $153,000 | thousands by filing date | call |
| JUST ENERGY GROUP INC | 48213W101 | COM | 2,233 | $152,000 | thousands by filing date | put |
| Deere & Company | 244199105 | COM | 339 | $151,000 | thousands by filing date | put |
| CORECIVIC INC | 22025Y407 | COM | 4,400 | $151,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 1,010 | $151,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,690 | $150,000 | thousands by filing date | call |
| TERADATA CORP DEL | 88076W103 | COM | 3,600 | $150,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 6,900 | $149,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 2,250 | $148,000 | thousands by filing date | put |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,002 | $148,000 | thousands by filing date | put |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 1,537 | $147,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 768 | $147,000 | thousands by filing date | put |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 1,334 | $147,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 451 | $146,000 | thousands by filing date | call |
| AGRIUM INC | 008916108 | COM | 1,651 | $146,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 297 | $145,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 375 | $144,000 | thousands by filing date | call |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 2,967 | $144,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 3,450 | $144,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 10,563 | $144,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,618 | $143,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 7,470 | $143,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 111 | $142,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 334 | $142,000 | thousands by filing date | put |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 12,575 | $142,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 2,120 | $141,000 | thousands by filing date | put |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 5,200 | $141,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 18,081 | $141,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 310 | $140,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 220 | $140,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 11,138 | $140,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 1,938 | $139,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 11,109 | $139,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 72 | $137,000 | thousands by filing date | put |
| BROADSOFT INC | 11133B409 | COM | 150 | $137,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 526 | $136,000 | thousands by filing date | put |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 10,241 | $136,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,529 | $136,000 | thousands by filing date | put |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 3,984 | $136,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 900 | $135,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 502 | $135,000 | thousands by filing date | put |
| HOSPIRA INC | 441060100 | COM | 2,600 | $135,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 272 | $134,000 | thousands by filing date | put |
| WESTERN UN CO COM | 959802109 | Stock | 8,400 | $134,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 10,536 | $134,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 10,030 | $134,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 81 | $131,000 | thousands by filing date | put |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 3,922 | $131,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 59 | $130,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 163 | $130,000 | thousands by filing date | put |
| MBIA INC | 55262C100 | COMMON STOCK | 464 | $129,000 | thousands by filing date | put |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 23,654 | $129,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,229 | $129,000 | thousands by filing date | put |
| U S G CORP | 903293405 | COM NEW | 4,700 | $129,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 4,173 | $128,000 | thousands by filing date | put |
| NETAPP INC COM | 64110D104 | Stock | 206 | $128,000 | thousands by filing date | call |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 1,430 | $128,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 938 | $127,000 | thousands by filing date | put |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 13,202 | $127,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 7,000 | $126,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 8,987 | $126,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 3,383 | $125,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 1,081 | $125,000 | thousands by filing date | put |
| COACH INC | 189754104 | COM | 504 | $125,000 | thousands by filing date | put |
| SanDisk Corporation | 80004C101 | COM | 114 | $124,000 | thousands by filing date | call |
| STAPLES INC | 855030102 | COM | 658 | $124,000 | thousands by filing date | put |
| ANGIES LIST INC | 034754101 | COM | 19,556 | $124,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 202 | $124,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 752 | $123,000 | thousands by filing date | put |
| CHEMED CORP NEW | 16359R103 | COM | 1,200 | $123,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 2,218 | $123,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 253 | $122,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 1,137 | $121,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 9,331 | $121,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,265 | $120,000 | thousands by filing date | put |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 297 | $120,000 | thousands by filing date | put |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 730 | $120,000 | thousands by filing date | call |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 67,100 | $120,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 579 | $119,000 | thousands by filing date | call |
| CHILDRENS PL INC NEW | 168905107 | COM | 2,500 | $119,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 8,340 | $119,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 500 | $119,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 6,515 | $119,000 | thousands by filing date | call |
| LENNAR CORP CL A | 526057104 | Stock | 392 | $118,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 12,900 | $118,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 298 | $118,000 | thousands by filing date | put |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 2,062 | $118,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 621 | $117,000 | thousands by filing date | put |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 1,062 | $116,000 | thousands by filing date | put |
| CORNERSTONE PROGRESSIVE RTN | 21925C101 | COM | 28,307 | $116,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 659 | $115,000 | thousands by filing date | put |
| AUTOZONE INC COM | 053332102 | Stock | 7 | $115,000 | thousands by filing date | call |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,500 | $115,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 5,074 | $115,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 34,750 | $114,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 253 | $114,000 | thousands by filing date | call |
| EXONE CO | 302104104 | COM | 5,502 | $114,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 331 | $113,000 | thousands by filing date | put |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,030 | $113,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 30,887 | $113,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 4,800 | $113,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 309 | $113,000 | thousands by filing date | put |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 400 | $111,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,387 | $111,000 | thousands by filing date | put |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 348 | $109,000 | thousands by filing date | put |
| DILLARDS INC CL A | 254067101 | Stock | 1,000 | $108,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 56 | $108,000 | thousands by filing date | call |
| iShares MSCI Mexico ETF | 464286822 | SHS | 369 | $107,000 | thousands by filing date | put |
| UNITED RENTALS INC COM | 911363109 | Stock | 173 | $107,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 2,462 | $107,000 | thousands by filing date | call |
| Lincoln National Corporat | 524901105 | COM | 2,100 | $107,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 27,239 | $107,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 524 | $106,000 | thousands by filing date | put |
| CONTINENTAL RES INC | 212015101 | COM | 1,600 | $106,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 106 | $106,000 | thousands by filing date | call |
| SHUTTERFLY INC | 82568P304 | COM | 2,181 | $106,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 120 | $105,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 75 | $105,000 | thousands by filing date | call |
| TIFFANY & CO NEW | 886547108 | COM | 1,100 | $105,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 615 | $104,000 | thousands by filing date | put |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 311 | $104,000 | thousands by filing date | call |
| RANDGOLD RES LTD | 752344309 | ADR | 20 | $104,000 | thousands by filing date | put |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 164 | $103,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 1,239 | $103,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 157 | $103,000 | thousands by filing date | put |
| FIRST AMERICAN MN MUN INC II | 31849P104 | CMN | 7,193 | $103,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 742 | $102,000 | thousands by filing date | put |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 94 | $102,000 | thousands by filing date | put |
| CREE INC | 225447101 | COM | 253 | $102,000 | thousands by filing date | put |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 515 | $101,000 | thousands by filing date | call |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 275 | $101,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010L103 | COM | 6,200 | $100,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1,785 | $100,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 597 | $100,000 | thousands by filing date | put |
| SOTHEBYS | 835898107 | COM | 2,826 | $100,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 36 | $100,000 | thousands by filing date | put |
| Dow Chemical Company | 260543103 | COM | 543 | $100,000 | thousands by filing date | call |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 621 | $100,000 | thousands by filing date | put |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 7,200 | $100,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 81 | $99,000 | thousands by filing date | call |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 361 | $99,000 | thousands by filing date | call |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 7,216 | $99,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,380 | $98,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 8,446 | $98,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 84,300 | $98,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 2,756 | $98,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 139 | $97,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 21,300 | $97,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 250 | $97,000 | thousands by filing date | call |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 2,171 | $97,000 | thousands by filing date | put |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 1,800 | $97,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 270 | $96,000 | thousands by filing date | call |
| Charles Schwab Corp | 808513105 | COM | 3,300 | $96,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 900 | $96,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 72 | $96,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 26,000 | $96,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 151 | $96,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 3,854 | $94,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 1,800 | $94,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 341 | $94,000 | thousands by filing date | call |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 13,496 | $94,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 474 | $93,000 | thousands by filing date | put |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 178 | $93,000 | thousands by filing date | call |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 118 | $93,000 | thousands by filing date | call |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 83 | $93,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 820 | $92,000 | thousands by filing date | put |
| PPG INDS INC COM | 693506107 | Stock | 26 | $92,000 | thousands by filing date | call |
| HUMANA INC COM | 444859102 | Stock | 85 | $92,000 | thousands by filing date | call |
| HELMERICH & PAYNE INC | 423452101 | COM | 122 | $92,000 | thousands by filing date | call |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 6,740 | $92,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 95 | $91,000 | thousands by filing date | put |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 82 | $90,000 | thousands by filing date | call |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 5,403 | $90,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 1,800 | $89,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 2,500 | $89,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,279 | $88,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 59 | $88,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 3,500 | $88,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 323 | $87,000 | thousands by filing date | put |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 116 | $87,000 | thousands by filing date | put |
| CONSOL ENERGY INC | 20854P109 | COM | 2,300 | $87,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 9,600 | $87,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 127 | $87,000 | thousands by filing date | put |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 64,689 | $87,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1,500 | $86,000 | thousands by filing date | put |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,400 | $86,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 650 | $86,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 1,500 | $85,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 380 | $85,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 782 | $85,000 | thousands by filing date | call |
| INVENSENSE INC | 46123D205 | COM | 268 | $85,000 | thousands by filing date | put |
| WEBSTER FINL CORP CONN | 947890117 | *W EXP 11/21/201 | 6,876 | $85,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 170 | $84,000 | thousands by filing date | call |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 1,375 | $84,000 | thousands by filing date | put |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 848 | $84,000 | thousands by filing date | put |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 4,800 | $84,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 6,635 | $84,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 813 | $83,000 | thousands by filing date | call |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 34 | $83,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 4,700 | $83,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 10,334 | $83,000 | thousands by filing date | |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 5,600 | $83,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 3,487 | $83,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 310 | $82,000 | thousands by filing date | put |
| DISCOVER FINL SVCS | 254709108 | COM | 88 | $82,000 | thousands by filing date | call |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 900 | $81,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 4,370 | $81,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 5,900 | $81,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 312 | $80,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 365 | $80,000 | thousands by filing date | put |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 5,893 | $80,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 2,076 | $80,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 602 | $80,000 | thousands by filing date | put |
| BECTON DICKINSON & CO | 075887109 | COM | 700 | $79,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 281 | $79,000 | thousands by filing date | call |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 309 | $79,000 | thousands by filing date | call |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 1,600 | $78,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 5,732 | $78,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 2,237 | $78,000 | thousands by filing date | put |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 500 | $78,000 | thousands by filing date | put |
| TEXTRON INC COM | 883203101 | Stock | 79 | $77,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 386 | $77,000 | thousands by filing date | put |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 82 | $77,000 | thousands by filing date | put |
| COACH INC | 189754104 | COM | 439 | $77,000 | thousands by filing date | call |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 3,113 | $77,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 398 | $76,000 | thousands by filing date | put |
| TOLL BROTHERS INC COM | 889478103 | Stock | 847 | $76,000 | thousands by filing date | put |
| SLM CORP COM | 78442P106 | Stock | 284 | $76,000 | thousands by filing date | call |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 13,289 | $76,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 29,100 | $76,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 3,400 | $76,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 3,000 | $76,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 2,873 | $76,000 | thousands by filing date | |
| FRANKLIN FINANCIAL CORP/VA | 35353C102 | COM | 4,132 | $76,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 105 | $75,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 424 | $75,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 145 | $75,000 | thousands by filing date | put |
| COMMVAULT SYS INC COM | 204166102 | Stock | 1,500 | $75,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 75 | $75,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 846 | $74,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287108 | COM | 149 | $74,000 | thousands by filing date | put |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 246 | $74,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 286 | $73,000 | thousands by filing date | put |
| Intuitive Surgical,Inc. | 46120E602 | COM | 12 | $73,000 | thousands by filing date | call |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,000 | $73,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 2,600 | $73,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 193 | $73,000 | thousands by filing date | call |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 1,190 | $73,000 | thousands by filing date | put |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 6,069 | $73,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 870 | $72,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 183 | $72,000 | thousands by filing date | call |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 500 | $72,000 | thousands by filing date | put |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 57 | $72,000 | thousands by filing date | call |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 44 | $72,000 | thousands by filing date | put |
| EAGLE MATLS INC COM | 26969P108 | Stock | 700 | $71,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 215 | $71,000 | thousands by filing date | call |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 119 | $71,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 90 | $70,000 | thousands by filing date | call |
| DECKERS OUTDOOR CORP | 243537107 | COM | 41 | $70,000 | thousands by filing date | call |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 700 | $70,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 401 | $70,000 | thousands by filing date | put |
| FLUOR CORP | 343412102 | COM | 1,050 | $70,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,355 | $70,000 | thousands by filing date | call |
| HESS CORP | 42809H107 | COM | 182 | $70,000 | thousands by filing date | call |
| CA INC COM | 12673P105 | COM | 2,524 | $70,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 5,959 | $70,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 232 | $69,000 | thousands by filing date | call |
| SLM CORP COM | 78442P106 | Stock | 460 | $69,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 350 | $69,000 | thousands by filing date | put |
| CBS CORP NEW | 124857202 | CL B | 517 | $69,000 | thousands by filing date | call |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 600 | $68,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 464 | $68,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 164 | $67,000 | thousands by filing date | call |
| EMERSON ELEC CO COM | 291011104 | Stock | 134 | $67,000 | thousands by filing date | put |
| AFLAC INC COM | 001055102 | Stock | 136 | $67,000 | thousands by filing date | call |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,100 | $67,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 750 | $67,000 | thousands by filing date | put |
| WHITING PETE CORP NEW | 966387102 | COM | 38 | $67,000 | thousands by filing date | call |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 11,000 | $67,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 90 | $66,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 169 | $66,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 242 | $66,000 | thousands by filing date | put |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 10,163 | $66,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 1,500 | $66,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 199 | $65,000 | thousands by filing date | call |
| VALE S A | 91912E105 | SPONSORED ADS | 950 | $65,000 | thousands by filing date | put |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 19,700 | $65,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 571 | $65,000 | thousands by filing date | put |
| VERIFONE SYS INC | 92342Y109 | COM | 45 | $65,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 370 | $64,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 6,500 | $64,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 6,343 | $64,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 1,506 | $64,000 | thousands by filing date | put |
| APOLLO GROUP INC | 037604105 | CL A | 225 | $64,000 | thousands by filing date | call |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 3,025 | $63,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 1,700 | $63,000 | thousands by filing date | put |
| MEDTRONIC INC | 585055106 | COM | 149 | $63,000 | thousands by filing date | put |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 4,724 | $63,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 50 | $63,000 | thousands by filing date | call |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,378 | $62,000 | thousands by filing date | put |
| ZILLOW INC | 98954A107 | COMMON STOCK | 44 | $62,000 | thousands by filing date | call |
| AMYRIS INC | 03236M101 | COM | 450 | $62,000 | thousands by filing date | put |
| L BRANDS INC | 501797104 | COM | 41 | $61,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 708 | $60,000 | thousands by filing date | put |
| Costco Wholesale Corporation | 22160K105 | COM | 512 | $60,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 303 | $60,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 116 | $60,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635109 | COM | 200 | $60,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 284 | $59,000 | thousands by filing date | call |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 28 | $59,000 | thousands by filing date | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 6,050 | $59,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 250 | $59,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 17,688 | $59,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 6,000 | $59,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 4,000 | $59,000 | thousands by filing date | put |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 4,306 | $59,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 84 | $58,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 47 | $58,000 | thousands by filing date | call |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 95 | $58,000 | thousands by filing date | put |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 4,212 | $58,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 326 | $57,000 | thousands by filing date | put |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 257 | $57,000 | thousands by filing date | put |
| WW GRAINGER INC COM | 384802104 | Stock | 227 | $57,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 802 | $57,000 | thousands by filing date | put |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 95 | $57,000 | thousands by filing date | put |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 6,585 | $57,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 1,300 | $57,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 3,500 | $57,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 471 | $56,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 238 | $56,000 | thousands by filing date | put |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 68 | $56,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 110 | $56,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-14-000013 | this filing | 2014-11-13 | acceptance time not in the bulk data set |