13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-13, with 2,713 holding rows worth $4,790,173,000.
- Accession
- 0001279891-14-000013
- Filer
- CIK 1279891
- Filed
- 2014-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 2,713 entries on the cover page, a total value of $4,790,173,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,790,173,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARATHON PETE CORP COM | 56585A102 | Stock | 10,500 | $889,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 21,156 | $888,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 61,175 | $887,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 60,758 | $885,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 101,781 | $880,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 27,475 | $877,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 95,198 | $875,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,623 | $865,000 | thousands by filing date | call |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 854 | $865,000 | thousands by filing date | put |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 807,527 | $864,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 82,949 | $862,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 189,990 | $862,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 49,877 | $860,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 37,244 | $859,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 3,568 | $859,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 462 | $858,000 | thousands by filing date | put |
| Gevo Inc | 374396109 | COMMON | 2,507,835 | $858,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 19,600 | $856,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 25,880 | $849,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 400,732 | $849,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 162,975 | $845,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 13,806 | $844,000 | thousands by filing date | |
| NUVEEN NEW JERSEY DIVID | 67071T109 | COM | 64,166 | $843,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 881,992 | $842,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 36,500 | $841,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 48,708 | $839,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,735 | $833,000 | thousands by filing date | put |
| PEABODY ENERGY CORP | 704549104 | COM | 67,001 | $829,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 39,112 | $828,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 34,579 | $817,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,034 | $816,000 | thousands by filing date | put |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 1,678 | $815,000 | thousands by filing date | put |
| BlackRock Muniy Michigan | 09254V105 | Fund | 60,629 | $810,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 12,917 | $808,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 65,178 | $791,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 66,733 | $789,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 243,552 | $786,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 4,433 | $783,000 | thousands by filing date | call |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 39,361 | $782,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 13,649 | $777,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 8,077 | $776,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 163,553 | $776,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 48,164 | $775,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,025 | $773,000 | thousands by filing date | put |
| CREE INC | 225447101 | COM | 18,900 | $773,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 33,740 | $762,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 16,499 | $762,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 605 | $761,000 | thousands by filing date | put |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 56,879 | $758,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 5,762 | $758,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 14,784 | $756,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 45,307 | $756,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 71,803 | $754,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 10,393 | $748,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 172,361 | $748,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 136,144 | $748,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 1,223 | $747,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 48,464 | $747,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 55,959 | $745,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 6,986 | $744,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 61,500 | $744,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 2,657 | $742,000 | thousands by filing date | put |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 12,800 | $740,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 47,182 | $740,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 197 | $740,000 | thousands by filing date | call |
| BAXTER INTL INC | 071813109 | COM | 10,297 | $739,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 27,436 | $739,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 267 | $735,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 6,327 | $735,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 11,651 | $727,000 | thousands by filing date | put |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 3,679 | $724,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 2,900 | $719,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 18,327 | $717,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 28,408 | $715,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 13,300 | $714,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 7,800 | $713,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 20,810 | $713,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 104,670 | $710,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 8,146 | $700,000 | thousands by filing date | put |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 35,306 | $700,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 54,481 | $698,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 251,666 | $694,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 28,544 | $694,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 769 | $694,000 | thousands by filing date | put |
| THL CR SR LN FD | 87244R103 | COM | 39,751 | $692,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 23,963 | $691,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 62,825 | $691,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 8,204 | $691,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 50,545 | $687,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 49,045 | $683,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 17,553 | $681,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 39,870 | $681,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 1,369 | $677,000 | thousands by filing date | call |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 249,964 | $677,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 37,898 | $674,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 47,106 | $666,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 30,674 | $666,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,474 | $665,000 | thousands by filing date | put |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 16,500 | $662,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,319 | $657,000 | thousands by filing date | put |
| RPC INC | 749660106 | COMMON STOCK | 29,891 | $656,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 84,058 | $656,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 60,840 | $655,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 7,600 | $651,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 2,405 | $649,000 | thousands by filing date | put |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 45,325 | $648,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 38,400 | $646,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 23,886 | $643,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 22,100 | $641,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 51,599 | $641,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 24,400 | $640,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 19,600 | $639,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 5,000 | $638,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 40,437 | $634,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 21,300 | $633,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,553 | $633,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 919 | $632,000 | thousands by filing date | put |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 36,795 | $631,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 76,674 | $631,000 | thousands by filing date | |
| NEWCASTLE INVESTMENT CORP | 65105M504 | COM | 49,767 | $631,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 5,300 | $629,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 35,180 | $626,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 6,426 | $624,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 3,000 | $622,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 12,251 | $622,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 41,000 | $617,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 7,300 | $612,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 3,664 | $612,000 | thousands by filing date | put |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 6,875 | $611,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 17,649 | $610,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,005 | $610,000 | thousands by filing date | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,426 | $609,000 | thousands by filing date | call |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 88,000 | $609,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 4,809 | $608,000 | thousands by filing date | put |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 143 | $605,000 | thousands by filing date | put |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 2,178 | $603,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 24,874 | $602,000 | thousands by filing date | put |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 10,208 | $601,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 44,520 | $597,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 144,400 | $597,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 41,217 | $597,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 227 | $594,000 | thousands by filing date | call |
| PVH CORPORATION COM | 693656100 | Stock | 4,900 | $593,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 83,844 | $593,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 88,739 | $593,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 49,900 | $593,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 13,350 | $592,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 15,860 | $589,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 3,859 | $588,000 | thousands by filing date | call |
| DOLLAR TREE INC COM | 256746108 | Stock | 10,500 | $588,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 42,852 | $586,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 4,500 | $585,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 13,400 | $585,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 18,939 | $579,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 4,900 | $579,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 104,125 | $575,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 2,392 | $575,000 | thousands by filing date | put |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 42,091 | $575,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 14,250 | $572,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 46,039 | $568,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 7,400 | $568,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 42,238 | $568,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 111,189 | $567,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 7,544 | $567,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 22,368 | $567,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 40,318 | $566,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 1,051 | $566,000 | thousands by filing date | call |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 31,832 | $564,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 55,000 | $562,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 26,307 | $554,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 44,683 | $551,000 | thousands by filing date | |
| Call - ZION $36.27 Exp 11/14/2018 | 989701131 | Warrants | 157,072 | $548,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 96 | $547,000 | thousands by filing date | call |
| TF FINANCIAL CORP | 872391107 | COMMON STOCK | 13,140 | $546,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 15,729 | $543,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 4,600 | $540,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 626 | $533,000 | thousands by filing date | call |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 39,342 | $533,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 835 | $532,000 | thousands by filing date | call |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 53,603 | $531,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 814 | $525,000 | thousands by filing date | call |
| WHIRLPOOL CORP COM | 963320106 | Stock | 3,600 | $524,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,645 | $523,000 | thousands by filing date | put |
| OM GROUP INC | 670872100 | COM | 19,984 | $518,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 26,200 | $517,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAA5 | NOTE 2.625%12/0 | 520,000 | $517,000 | thousands by filing date | principal |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 9,400 | $513,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 18,698 | $512,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 1,128 | $511,000 | thousands by filing date | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5,497 | $510,000 | thousands by filing date | call |
| BLACKROCK INC CL A COM | 09247X101 | COM | 161 | $509,000 | thousands by filing date | call |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 133,053 | $508,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 11,359 | $505,000 | thousands by filing date | put |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 39,477 | $502,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 31,163 | $502,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 79,300 | $502,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 25,395 | $501,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 360 | $498,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 289 | $497,000 | thousands by filing date | call |
| PepsiCo,Inc. | 713448108 | COM | 757 | $496,000 | thousands by filing date | call |
| BAKER HUGHES INC | 057224107 | COM | 7,596 | $494,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 15,153 | $494,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 11,600 | $493,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 4,000 | $492,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 48,800 | $489,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 34,167 | $489,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 14,200 | $488,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 147 | $487,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 3,996 | $486,000 | thousands by filing date | put |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 102,486 | $486,000 | thousands by filing date | |
| INVACARE CORP | 461203AD3 | SDCV 4.125% 2/0 | 500,000 | $486,000 | thousands by filing date | principal |
| SILVER STD RES INC | 82823L106 | COM | 4,203 | $482,000 | thousands by filing date | put |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 4,639 | $480,000 | thousands by filing date | put |
| AVON PRODS INC | 054303102 | COM | 521 | $480,000 | thousands by filing date | put |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 43,600 | $473,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 36,632 | $472,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 6,208 | $472,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 8,627 | $472,000 | thousands by filing date | put |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 10,195 | $471,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 39,000 | $468,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 46,049 | $467,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 42,300 | $465,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 22,266 | $464,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 7,600 | $464,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 12,981 | $460,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 51,540 | $460,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD NJ QLTY | 09255A100 | COM | 33,043 | $460,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 2,100 | $459,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 471 | $459,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 53,900 | $458,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,301 | $457,000 | thousands by filing date | put |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 26,569 | $454,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 8,400 | $452,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 10,962 | $450,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 26,356 | $449,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 35,291 | $447,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 32,257 | $446,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 9,900 | $445,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 120 | $445,000 | thousands by filing date | call |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 6,730 | $441,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 6,800 | $441,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 4,400 | $439,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 12,300 | $439,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 10,000 | $438,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 675 | $437,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 1,002 | $435,000 | thousands by filing date | call |
| Duke Energy Corporation | 26441C204 | COM | 496 | $435,000 | thousands by filing date | put |
| Abrdn Emerging Markets | 00301W105 | COM | 50,740 | $434,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 10,089 | $431,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 6,200 | $428,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 18,605 | $428,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HLDG | 70337B102 | COM | 12,636 | $428,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 29,073 | $428,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 310 | $427,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 21,528 | $424,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 649 | $423,000 | thousands by filing date | call |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 2,772 | $423,000 | thousands by filing date | put |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 29,900 | $423,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 23,764 | $422,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 7,253 | $422,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 31,912 | $420,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 35,549 | $419,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 10,854 | $418,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 880 | $416,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W109 | CL A | 10,050 | $414,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 50,459 | $414,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 3,121 | $413,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4,159 | $412,000 | thousands by filing date | put |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 33,593 | $412,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 5,489 | $411,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 17,870 | $410,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 1,848 | $410,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 5,198 | $409,000 | thousands by filing date | put |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 32,932 | $409,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 30,673 | $406,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 27,923 | $405,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 30,307 | $404,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 34,917 | $404,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 29,245 | $403,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 757 | $401,000 | thousands by filing date | call |
| DYNEX CAP INC | 26817Q506 | COM NEW | 49,679 | $401,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 42,612 | $400,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 5,400 | $397,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 27,594 | $396,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 2,400 | $395,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 14,161 | $394,000 | thousands by filing date | |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 29,914 | $393,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 1,217 | $392,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 250 | $390,000 | thousands by filing date | call |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 41,642 | $390,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 13,675 | $388,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,251 | $387,000 | thousands by filing date | call |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,175 | $386,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 104,403 | $386,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,141 | $385,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 19,100 | $385,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 8,950 | $385,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 19,977 | $384,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 34,318 | $384,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 27,453 | $384,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 829 | $382,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 111,982 | $382,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 308 | $378,000 | thousands by filing date | call |
| BOB EVANS FARMS | 096761101 | COM | 8,000 | $378,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,400 | $376,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 16,378 | $376,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 1,358 | $374,000 | thousands by filing date | put |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 9,753 | $374,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 26,594 | $374,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 554 | $372,000 | thousands by filing date | call |
| RYLAND GROUP INC | 783764103 | COM | 810 | $372,000 | thousands by filing date | call |
| WORKDAY INC CL A | 98138H101 | Stock | 4,500 | $371,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 33,078 | $371,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 28,402 | $367,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 19,763 | $365,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 16,400 | $364,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 26,518 | $364,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 7,200 | $363,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 1,007 | $356,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 1,597 | $355,000 | thousands by filing date | put |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 30,785 | $355,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 5,600 | $354,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 16,108 | $354,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 40,039 | $353,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 8,397 | $353,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 2,162 | $352,000 | thousands by filing date | put |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,400 | $352,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 26,500 | $352,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 595 | $350,000 | thousands by filing date | put |
| CBS CORP NEW | 124857202 | CL B | 1,053 | $350,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 997 | $349,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 462 | $347,000 | thousands by filing date | call |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 6,127 | $345,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 267 | $345,000 | thousands by filing date | put |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 538 | $345,000 | thousands by filing date | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 10,200 | $344,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 565 | $344,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 873 | $344,000 | thousands by filing date | put |
| AFFYMETRIX INC | 00826T108 | COM | 3,530 | $343,000 | thousands by filing date | put |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 3,168 | $341,000 | thousands by filing date | call |
| CME Group Inc. Class A | 12572Q105 | COM | 4,260 | $340,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 1,605 | $339,000 | thousands by filing date | put |
| CENOVUS ENERGY INC | 15135U109 | COM | 12,600 | $338,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 79,400 | $338,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 5,585 | $337,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 79,500 | $333,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 736 | $331,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 3,549 | $331,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 38,992 | $329,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 12,600 | $327,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 26,052 | $326,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 37,474 | $326,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 5,360 | $325,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 64,701 | $324,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 23,260 | $324,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 203 | $323,000 | thousands by filing date | call |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 13,891 | $323,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 9,100 | $323,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,985 | $322,000 | thousands by filing date | put |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 24,582 | $322,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 91,500 | $322,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 9,842 | $321,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 23,400 | $320,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,390 | $317,000 | thousands by filing date | call |
| OWENS CORNING NEW | 690742101 | COM | 10,000 | $317,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 9,249 | $316,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 24,148 | $314,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 14,100 | $312,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 110 | $310,000 | thousands by filing date | call |
| Southern Company | 842587107 | COM | 7,100 | $309,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 15,681 | $309,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 37,880 | $308,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 520 | $305,000 | thousands by filing date | put |
| ALCOA INC | 013817101 | COM | 5,861 | $305,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 6,618 | $304,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 24,200 | $304,000 | thousands by filing date | |
| ELONG - ADR | 290138205 | ADR | 14,818 | $304,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 11,085 | $303,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 765 | $302,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 23,118 | $302,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 22,449 | $298,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 14,811 | $298,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 27,710 | $298,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 718 | $297,000 | thousands by filing date | call |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 32,782 | $296,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 24,956 | $295,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 2,744 | $295,000 | thousands by filing date | call |
| SPECTRA ENERGY CORP | 847560109 | COM | 7,500 | $294,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 53 | $292,000 | thousands by filing date | call |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 38,756 | $292,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 5,600 | $291,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 664 | $290,000 | thousands by filing date | call |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 44,620 | $290,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 941 | $290,000 | thousands by filing date | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,796 | $288,000 | thousands by filing date | put |
| Costco Wholesale Corporation | 22160K105 | COM | 124 | $287,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 4,139 | $286,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 241 | $286,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 1,510 | $285,000 | thousands by filing date | put |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 12,300 | $285,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 637 | $284,000 | thousands by filing date | put |
| V F CORP COM | 918204108 | Stock | 4,300 | $283,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 9,521 | $282,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 619 | $282,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 3,684 | $281,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 3,700 | $281,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 2,350 | $281,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 908 | $279,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 4,306 | $278,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 242 | $278,000 | thousands by filing date | put |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 21,237 | $278,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 23,758 | $277,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 17,450 | $276,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 5,000 | $275,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 200,000 | $275,000 | thousands by filing date | call |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 36,632 | $275,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 127 | $274,000 | thousands by filing date | call |
| BAKER HUGHES INC | 057224107 | COM | 316 | $273,000 | thousands by filing date | put |
| PEABODY ENERGY CORP | 704549104 | COM | 1,176 | $273,000 | thousands by filing date | put |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 334 | $272,000 | thousands by filing date | call |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 31,397 | $272,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 15,150 | $271,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 74,021 | $271,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 9,900 | $271,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 861 | $270,000 | thousands by filing date | put |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 18,458 | $268,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,677 | $267,000 | thousands by filing date | put |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 1,021 | $267,000 | thousands by filing date | put |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,621 | $266,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,489 | $266,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 5,977 | $266,000 | thousands by filing date | put |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 12,016 | $265,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 19,241 | $265,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,055 | $264,000 | thousands by filing date | call |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,504 | $264,000 | thousands by filing date | put |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 5,271 | $264,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 47,147 | $264,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 13,141 | $263,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 361 | $263,000 | thousands by filing date | put |
| SANDERSON FARMS | 800013104 | COM | 3,000 | $263,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 276 | $263,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 2,235 | $262,000 | thousands by filing date | put |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 79,200 | $262,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,859 | $258,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 14,303 | $258,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 155 | $258,000 | thousands by filing date | put |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 18,538 | $257,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 14,400 | $256,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 353 | $256,000 | thousands by filing date | put |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 542 | $255,000 | thousands by filing date | put |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 829 | $255,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 3,171 | $253,000 | thousands by filing date | put |
| EOG RES INC COM | 26875P101 | Stock | 265 | $253,000 | thousands by filing date | put |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 20,205 | $253,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 2,600 | $252,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,128 | $252,000 | thousands by filing date | put |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 11,900 | $252,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 17,764 | $251,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 161 | $250,000 | thousands by filing date | call |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 1,377 | $250,000 | thousands by filing date | put |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 14,407 | $249,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 998 | $249,000 | thousands by filing date | call |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 25,000 | $249,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 200 | $248,000 | thousands by filing date | put |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 8,365 | $247,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 3,600 | $246,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 376 | $245,000 | thousands by filing date | call |
| EXPRESS INC | 30219E103 | COMMON STOCK | 15,714 | $245,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 24,968 | $245,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 11,453 | $244,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 13,778 | $243,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 3,600 | $243,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 27,464 | $242,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 14,643 | $241,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 1,174 | $240,000 | thousands by filing date | put |
| E M C CORP MASS | 268648102 | COM | 1,669 | $240,000 | thousands by filing date | call |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 24,454 | $239,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 10,820 | $239,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 491 | $238,000 | thousands by filing date | call |
| Lowes Companies,Inc. | 548661107 | COM | 4,500 | $238,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,142 | $236,000 | thousands by filing date | put |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 86,914 | $236,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,609 | $235,000 | thousands by filing date | put |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 24,200 | $235,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 13,671 | $235,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,238 | $235,000 | thousands by filing date | put |
| FIRST SOLAR INC COM | 336433107 | Stock | 645 | $234,000 | thousands by filing date | put |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 18,100 | $234,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 18,679 | $234,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 11,500 | $233,000 | thousands by filing date | |
| BLACKROCK PA STRATEGIC MUN T | 09248R103 | COM | 18,647 | $233,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 495 | $232,000 | thousands by filing date | put |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 11,412 | $232,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 238 | $230,000 | thousands by filing date | put |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,759 | $230,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 729 | $229,000 | thousands by filing date | put |
| WALGREEN CO | 931422109 | COM | 729 | $229,000 | thousands by filing date | call |
| MOHAWK INDS INC | 608190104 | COM | 1,700 | $229,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 7,600 | $229,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 33,290 | $229,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-14-000013 | this filing | 2014-11-13 | acceptance time not in the bulk data set |