13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-13, with 2,713 holding rows worth $4,790,173,000.
- Accession
- 0001279891-14-000013
- Filer
- CIK 1279891
- Filed
- 2014-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 2,713 entries on the cover page, a total value of $4,790,173,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,790,173,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INCYTE CORP | 45337CAJ1 | NOTE 4.750%10/0 | 44,979,000 | $251,002,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 62,109,000 | $194,523,000 | thousands by filing date | principal |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 33,088,000 | $111,210,000 | thousands by filing date | principal |
| UNITED THERAPEUTICS CORP DEL | 91307CAF9 | NOTE 1.000% 9/1 | 39,250,000 | $105,446,000 | thousands by filing date | principal |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 51,750,000 | $104,410,000 | thousands by filing date | principal |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 42,322,000 | $98,638,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 29,355,000 | $92,505,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 447,798 | $88,225,000 | thousands by filing date | |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 21,393,000 | $83,860,000 | thousands by filing date | principal |
| SALESFORCE COM INC | 79466LAB0 | BOND | 29,240,000 | $78,419,000 | thousands by filing date | principal |
| EQUINIX INC | 29444UAG1 | CNV | 39,911,000 | $76,936,000 | thousands by filing date | principal |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 31,156,000 | $75,372,000 | thousands by filing date | principal |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 88,845,000 | $73,821,000 | thousands by filing date | principal |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 32,880,000 | $72,630,000 | thousands by filing date | principal |
| AKORN INC | 009728AB2 | NOTE 3.500% 6/0 | 15,352,000 | $63,569,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 25,720,000 | $62,292,000 | thousands by filing date | principal |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 1,086,387 | $48,838,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 30,400,000 | $46,652,000 | thousands by filing date | principal |
| LIONS GATE ENTERTAINMENT 3.625% CB 03/15/2025- REG | 53626YAA6 | Bond | 11,619,000 | $46,482,000 | thousands by filing date | principal |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 12,550,000 | $44,856,000 | thousands by filing date | principal |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 34,521,000 | $44,333,000 | thousands by filing date | principal |
| PRICELINE COM INC | 741503AN6 | BOND | 11,456,000 | $43,650,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 24,980,000 | $37,994,000 | thousands by filing date | principal |
| TEREX CORP NEW | 880779AV5 | NOTE 4.000% 6/0 | 18,931,000 | $37,411,000 | thousands by filing date | principal |
| MEDIVATION INC | 58501NAA9 | NOTE | 18,621,000 | $36,380,000 | thousands by filing date | principal |
| LABORATORY CRP OF AMER HLDGS | 50540RAG7 | CNV | 26,344,000 | $35,886,000 | thousands by filing date | principal |
| FINISAR CORP | 31787AAK7 | NOTE 5.000%10/1 | 20,750,000 | $32,680,000 | thousands by filing date | principal |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 49,352 | $32,329,000 | thousands by filing date | put |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 32,891,000 | $31,071,000 | thousands by filing date | principal |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 20,764,000 | $31,001,000 | thousands by filing date | principal |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 29,690,000 | $29,410,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 21,109,000 | $28,246,000 | thousands by filing date | principal |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 701,693 | $27,849,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 23,000,000 | $27,490,000 | thousands by filing date | principal |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 25,500,000 | $27,209,000 | thousands by filing date | principal |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 27,363,000 | $26,833,000 | thousands by filing date | principal |
| LEVEL 3 COMMUNICATIONS INC | 52729NBP4 | NOTE 7.000% 3/1 | 15,570,000 | $26,779,000 | thousands by filing date | principal |
| MONSANTO CO NEW | 61166W101 | COM | 235,771 | $26,526,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 279,034 | $26,446,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 520,823 | $26,023,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAE4 | CNV | 17,710,000 | $25,302,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AD1 | NOTE 0.250% 3/1 | 12,500,000 | $24,851,000 | thousands by filing date | principal |
| PDL BIOPHARMA INC | 69329YAC8 | CNV | 18,690,000 | $24,056,000 | thousands by filing date | principal |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 23,411,000 | $23,438,000 | thousands by filing date | principal |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 17,250,000 | $22,854,000 | thousands by filing date | principal |
| TEXAS CAPITAL BANCSHARES INC | 88224Q115 | WTS | 510,488 | $21,904,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 20,715,000 | $20,820,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAB6 | AMERICAN DEP SHS | 6,750,000 | $19,829,000 | thousands by filing date | principal |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 12,600,000 | $19,643,000 | thousands by filing date | principal |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 214,304 | $19,636,000 | thousands by filing date | |
| GOODRICH | 382410AG3 | NOTE5 | 18,430,000 | $19,423,000 | thousands by filing date | principal |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 17,250,000 | $17,981,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 5,000,000 | $17,494,000 | thousands by filing date | principal |
| ACCURAY INC | 004397AF2 | NOTE 3.500% 2/0 | 11,500,000 | $17,335,000 | thousands by filing date | principal |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 23,877,000 | $16,984,000 | thousands by filing date | principal |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 15,000,000 | $16,828,000 | thousands by filing date | principal |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 162,609 | $16,275,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 10,550,000 | $16,130,000 | thousands by filing date | principal |
| Apple Inc | 037833100 | COM | 11,315 | $16,006,000 | thousands by filing date | call |
| SIGNATURE BANK-CW18 | 82669G112 | Wt | 194,150 | $15,930,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 15,700,000 | $15,745,000 | thousands by filing date | principal |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 289,505 | $15,639,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 11,785,000 | $15,542,000 | thousands by filing date | principal |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 14,375,000 | $14,806,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 165,499 | $14,694,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 20,472,000 | $14,042,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 13,000,000 | $13,735,000 | thousands by filing date | principal |
| RITE AID CORP | 767754BU7 | CNV | 7,168,000 | $13,721,000 | thousands by filing date | principal |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 13,000,000 | $13,574,000 | thousands by filing date | principal |
| JAKKS PAC INC | 47012EAD8 | NOTE 4.500%11/0 | 13,380,000 | $13,446,000 | thousands by filing date | principal |
| ELY 3.75 08/19 | 131193AC8 | Bond 30/360P2 U | 11,923,000 | $13,416,000 | thousands by filing date | principal |
| MOVE 2.75% CB 09/01/2018-REGISTERED | 62458MAB4 | Bond | 10,000,000 | $12,786,000 | thousands by filing date | principal |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 10,000,000 | $12,764,000 | thousands by filing date | principal |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 43,670,000 | $12,581,000 | thousands by filing date | principal |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 11,250,000 | $12,558,000 | thousands by filing date | principal |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 10,506,000 | $12,455,000 | thousands by filing date | principal |
| RAMBUS INC | 750917AE6 | CNV | 10,000,000 | $12,252,000 | thousands by filing date | principal |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,007,594 | $11,859,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 124,470 | $11,801,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 12,057,000 | $11,783,000 | thousands by filing date | principal |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 13,250,000 | $11,583,000 | thousands by filing date | principal |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 537,570 | $11,377,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 11,805,000 | $11,229,000 | thousands by filing date | principal |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 14,476 | $11,026,000 | thousands by filing date | put |
| TYSON FOODS | 902494301 | COM | 218,546 | $10,997,000 | thousands by filing date | |
| SQNM 5 10/1/17 | 817337AB4 | Bond 30/360P2 U | 11,415,000 | $10,879,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 9,000 | $10,870,000 | thousands by filing date | |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 346,795 | $10,675,000 | thousands by filing date | |
| AMSURG CORP | 03232P504 | PFD CNV SR A-1 % | 100,000 | $10,652,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 13,167 | $10,553,000 | thousands by filing date | put |
| ACCURAY INC | 004397AB1 | CNV | 10,000,000 | $10,548,000 | thousands by filing date | principal |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 10,082,000 | $10,480,000 | thousands by filing date | principal |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 9,633,000 | $10,479,000 | thousands by filing date | principal |
| INTEROIL CORP | 460951AC0 | NOTE 2.750%11/1 | 10,130,000 | $10,204,000 | thousands by filing date | principal |
| NOVAGOLD RES INC | 66987EAA5 | NOTE 5.500% 5/0 | 10,170,000 | $10,092,000 | thousands by filing date | principal |
| BPZ RESOURCES INC | 055639AC2 | CONV BND | 10,390,000 | $10,090,000 | thousands by filing date | principal |
| Bank of America Corp | 060505104 | COM | 578,683 | $9,866,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 120,188 | $9,847,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 228,040 | $9,488,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 10,008 | $9,348,000 | thousands by filing date | call |
| Nextera Energy, Inc. | 65339F887 | PFD | 155,000 | $9,303,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 57,358 | $9,169,000 | thousands by filing date | put |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 867,145 | $9,087,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA | 153443AH9 | NOTE 5.000%11/1 | 9,218,000 | $9,032,000 | thousands by filing date | principal |
| QTM 4.5 11/17 | 747906AJ4 | Bond 30/360P2 U | 8,910,000 | $9,006,000 | thousands by filing date | principal |
| MOLYCORP INC DEL | 608753109 | COM | 55,539 | $8,993,000 | thousands by filing date | put |
| HEADWATERS INC | 42210PAR3 | NOTE 8.750% 2/0 | 8,270,000 | $8,828,000 | thousands by filing date | principal |
| TIME WARNER CABLE INC | 88732J207 | COM | 61,418 | $8,812,000 | thousands by filing date | |
| LINDE PLC F | 532771102 | COM | 389,237 | $8,641,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 624,594 | $8,475,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 85,529 | $8,449,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 79,071 | $8,417,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 865,799 | $8,372,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 207,834 | $8,155,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 100,923 | $8,144,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 134,823 | $7,767,000 | thousands by filing date | |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 8,600,000 | $7,759,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 7,421,000 | $7,714,000 | thousands by filing date | principal |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 8,625,000 | $7,694,000 | thousands by filing date | principal |
| ROCKWOOD HLDGS INC | 774415103 | COM | 99,095 | $7,575,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 139,203 | $7,553,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 571,240 | $7,448,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 106,784 | $7,411,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 9,580,000 | $7,406,000 | thousands by filing date | principal |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 677,484 | $7,337,000 | thousands by filing date | |
| MANNKIND CORP | 56400PAC6 | BOND | 6,480,000 | $7,336,000 | thousands by filing date | principal |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 64,889 | $7,287,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 27,847 | $7,213,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 110,676 | $7,174,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 28,259 | $7,156,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 1,521 | $7,136,000 | thousands by filing date | call |
| ANR 4.875 12/20 | 02076XAF9 | Bond 30/360P2 U | 11,500,000 | $7,030,000 | thousands by filing date | principal |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 53,870 | $6,915,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 4,975 | $6,716,000 | thousands by filing date | call |
| WINTRUST FINANCIAL CORP | 97650W157 | *W EXP 12/19/201 | 299,222 | $6,617,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 65,300 | $6,611,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407AG1 | CNV | 6,802,000 | $6,602,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 6,793 | $6,515,000 | thousands by filing date | call |
| MONSANTO CO NEW | 61166W101 | COM | 906,449 | $6,512,000 | thousands by filing date | put |
| PEPCO HOLDINGS INC | 713291102 | COM | 238,914 | $6,393,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 168,497 | $6,276,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 161,204 | $6,251,000 | thousands by filing date | |
| TERRAVIA HLDGS INC | 83415TAB7 | NOTE 6.000% 2/0 | 5,415,000 | $6,196,000 | thousands by filing date | principal |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 5,917 | $6,035,000 | thousands by filing date | put |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 225,781 | $5,935,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 135,647 | $5,934,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 49,394 | $5,893,000 | thousands by filing date | |
| COMERICA INC-CW18 | 200340115 | WTS | 281,255 | $5,816,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 73,561 | $5,797,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 92,019 | $5,729,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748WAB4 | NOTE 2.375%10/1 | 5,721,000 | $5,706,000 | thousands by filing date | principal |
| 38259p508 | COM | 242 | $5,615,000 | thousands by filing date | call | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 120,997 | $5,610,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 356,762 | $5,608,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 9,746,000 | $5,574,000 | thousands by filing date | principal |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 2,790 | $5,573,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 15,239 | $5,554,000 | thousands by filing date | put |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 3,265,000 | $5,544,000 | thousands by filing date | principal |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 40,291 | $5,451,000 | thousands by filing date | call |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 12,057 | $5,433,000 | thousands by filing date | put |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 284,414 | $5,423,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 134,736 | $5,410,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 205,620 | $5,344,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 100,021 | $5,188,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 381,844 | $5,170,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 149,765 | $5,136,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 63,318 | $5,098,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 58,329 | $4,991,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 409,581 | $4,919,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 451,424 | $4,789,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 5,000,000 | $4,769,000 | thousands by filing date | principal |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 87,708 | $4,737,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 51,610 | $4,734,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 113,832 | $4,683,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 114,859 | $4,680,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 55,665 | $4,661,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 1,429,472 | $4,645,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 128,312 | $4,620,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 4,265 | $4,615,000 | thousands by filing date | put |
| SOLARCITY CORP | 83416T100 | COM | 76,912 | $4,583,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 5,006 | $4,552,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 219 | $4,542,000 | thousands by filing date | call |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 76,865 | $4,524,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 121,604 | $4,506,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 4,336 | $4,503,000 | thousands by filing date | call |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 251 | $4,420,000 | thousands by filing date | call |
| SIGMA ALDRICH CORP | 826552101 | COM | 32,490 | $4,418,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 835,817 | $4,263,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 305,069 | $4,252,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 71,805 | $4,236,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,209 | $4,140,000 | thousands by filing date | call |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 33,706 | $4,085,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 688,464 | $4,013,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 185,988 | $3,881,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 12,010 | $3,872,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 55,692 | $3,853,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 53,590 | $3,825,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,217 | $3,728,000 | thousands by filing date | put |
| CONVERGYS CORP | 212485AE6 | SDCV | 2,150,000 | $3,717,000 | thousands by filing date | principal |
| BIOGEN INC COM | 09062X103 | Stock | 263 | $3,675,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 15,100 | $3,664,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 126,722 | $3,649,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 119,000 | $3,647,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS IN | 101119113 | WARRANT | 651,622 | $3,590,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 266,600 | $3,575,000 | thousands by filing date | |
| INTELSAT S A | L5140P119 | MAN CONV JR PFD | 76,047 | $3,546,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 74,498 | $3,523,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 796 | $3,474,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 16,221 | $3,461,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 234,894 | $3,443,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 4,427 | $3,433,000 | thousands by filing date | put |
| HALLIBURTON CO COM | 406216101 | Stock | 52,843 | $3,408,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 63,747 | $3,303,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,669 | $3,281,000 | thousands by filing date | put |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 50,283 | $3,267,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,614 | $3,255,000 | thousands by filing date | call |
| Berkshire Hathaway Inc | 084670702 | COM | 1,084 | $3,229,000 | thousands by filing date | call |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 129,317 | $3,196,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 40,948 | $3,193,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1,362 | $3,182,000 | thousands by filing date | call |
| Cal Dive International | 12802TAB7 | CONV BOND | 4,690,000 | $3,165,000 | thousands by filing date | principal |
| JOHNSON CONTROLS INT F | 478366107 | COM | 71,750 | $3,157,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 33,319 | $3,107,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 55,382 | $3,107,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 640,047 | $3,085,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 257,534 | $3,077,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 31,795 | $3,017,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 3,016 | $2,988,000 | thousands by filing date | put |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 220,223 | $2,979,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 55,463 | $2,967,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 47,493 | $2,954,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 616,525 | $2,953,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 1,189,993 | $2,951,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 81,341 | $2,940,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 330,741 | $2,895,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 163,008 | $2,891,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 240,286 | $2,857,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 1,223 | $2,855,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 831,300 | $2,834,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 198,350 | $2,814,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,832 | $2,788,000 | thousands by filing date | put |
| GOODRICH PETE CORP | 382410405 | COM NEW | 187,390 | $2,777,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 7,384 | $2,765,000 | thousands by filing date | put |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 2,056,000 | $2,754,000 | thousands by filing date | principal |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 234,159 | $2,753,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 12,571 | $2,743,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 65,591 | $2,725,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 1,157,000 | $2,704,000 | thousands by filing date | principal |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 264,290 | $2,698,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 61,525 | $2,673,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 257,044 | $2,668,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 203,360 | $2,655,000 | thousands by filing date | |
| MONTAGE TECHNOLOGY GROUP LTD | G6209T105 | SHS | 127,127 | $2,655,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 71,034 | $2,567,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 26,114 | $2,555,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 692,966 | $2,543,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 562,533 | $2,542,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 9,981 | $2,527,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 77,049 | $2,515,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 128,725 | $2,499,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 2,139 | $2,466,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 13,063 | $2,397,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 29,616 | $2,395,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 69,509 | $2,381,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 95,636 | $2,374,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 28,600 | $2,352,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 2,068 | $2,347,000 | thousands by filing date | call |
| 51JOB INC | G34155AA2 | DEBT 3.250% 4/1 | 2,400,000 | $2,336,000 | thousands by filing date | principal |
| STERLITE INDS INDIA LTD | 859737AB4 | NOTE 4.000%10/3 | 2,317,000 | $2,315,000 | thousands by filing date | principal |
| OPKO HEALTH INC | 68375N103 | COM | 10,776 | $2,308,000 | thousands by filing date | put |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 34,079 | $2,299,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 31,826 | $2,286,000 | thousands by filing date | |
| NORTH VALLEY BANCORP | 66304M204 | COM NEW | 105,969 | $2,286,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 592,820 | $2,282,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 138,649 | $2,282,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 52,100 | $2,276,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,837 | $2,252,000 | thousands by filing date | put |
| SUNTRUST BKS INC | 867914111 | *W EXP 11/14/201 | 522,500 | $2,252,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 27,900 | $2,232,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 181,423 | $2,229,000 | thousands by filing date | |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 2,470,000 | $2,211,000 | thousands by filing date | principal |
| ZOETIS INC CL A | 98978V103 | Stock | 59,655 | $2,204,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 20,000 | $2,197,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 23,404 | $2,191,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 69,259 | $2,180,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 317,361 | $2,180,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 19,800 | $2,165,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 35,373 | $2,162,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 29,136 | $2,153,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 64,050 | $2,151,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 56,400 | $2,149,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 119,390 | $2,144,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 36,250 | $2,121,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 92,800 | $2,112,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 3,584 | $2,109,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 14,891 | $2,091,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 3,607 | $2,076,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 19,910 | $2,050,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 21,817 | $2,044,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 65,589 | $2,043,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 6,000 | $2,041,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 8,182 | $2,038,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 80,335 | $2,026,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 26,236 | $2,019,000 | thousands by filing date | put |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 188,991 | $2,018,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 40,925 | $2,001,000 | thousands by filing date | |
| ENVENTIS CORP | 29402J101 | COM | 109,855 | $1,997,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 45,700 | $1,995,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 128,403 | $1,981,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P203 | UNIT 06/27/2019 | 196,792 | $1,977,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 16,079 | $1,976,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 48,150 | $1,968,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 699 | $1,967,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 5,272 | $1,954,000 | thousands by filing date | put |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 580 | $1,948,000 | thousands by filing date | call |
| Pangaea Logistics Solutions Lt | 747717106 | PANGAEA LOGISTIC | 203,100 | $1,945,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 42,663 | $1,940,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 705 | $1,930,000 | thousands by filing date | put |
| LORILLARD INC | 544147101 | COM | 32,146 | $1,925,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 171,143 | $1,921,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 45,229 | $1,920,000 | thousands by filing date | |
| VIGGLE INC | 92672V204 | COM NEW | 540,000 | $1,911,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 31,362 | $1,859,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 17,431 | $1,840,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 13,382 | $1,822,000 | thousands by filing date | |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 61,219 | $1,813,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 9,500 | $1,777,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 183,382 | $1,776,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 75,703 | $1,765,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 389 | $1,754,000 | thousands by filing date | call |
| Concur Technologies, Inc. | 206708109 | COM | 13,680 | $1,734,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 24,000 | $1,733,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 119,373 | $1,730,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 299 | $1,723,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 21,900 | $1,700,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 3,026 | $1,668,000 | thousands by filing date | put |
| Vitesse Semiconductor Corp | 928497AE6 | DBCV 8.000% 6/1 | 1,603,000 | $1,668,000 | thousands by filing date | principal |
| EXELON CORP COM | 30161N101 | Stock | 48,558 | $1,655,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 27,927 | $1,652,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 69,900 | $1,643,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 118,120 | $1,639,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 193,602 | $1,622,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 2,535 | $1,621,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 1,809 | $1,620,000 | thousands by filing date | call |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 13,700 | $1,607,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 25,263 | $1,583,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AH2 | BOND | 5,000,000 | $1,576,000 | thousands by filing date | principal |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 428 | $1,568,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 9,700 | $1,566,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 2,783 | $1,563,000 | thousands by filing date | put |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 125,298 | $1,551,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 174,852 | $1,549,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 106,879 | $1,546,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 122,559 | $1,544,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 63,850 | $1,542,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 130,385 | $1,534,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 801 | $1,533,000 | thousands by filing date | call |
| HALCON RES CORP | 40537Q209 | COM NEW | 12,238 | $1,522,000 | thousands by filing date | put |
| SEQUENOM INC COM NEW | 817337405 | COM | 12,847 | $1,521,000 | thousands by filing date | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 26,631 | $1,515,000 | thousands by filing date | |
| Call - MTB $73.86 Exp 12/23/2018 | 55261F112 | Warrants | 29,548 | $1,503,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 4,322 | $1,502,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 114,088 | $1,487,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 9,366 | $1,455,000 | thousands by filing date | put |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 1,263 | $1,453,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 48,955 | $1,447,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 22,634 | $1,440,000 | thousands by filing date | |
| GEVO INC | 374396AA7 | NOTE 7.500% 7/0 | 2,000,000 | $1,440,000 | thousands by filing date | principal |
| GENERAL ELEC CO | 369604103 | COM | 55,870 | $1,431,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 69,671 | $1,429,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 136,058 | $1,429,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 733 | $1,427,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 8,600 | $1,426,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 409 | $1,397,000 | thousands by filing date | put |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 82,974 | $1,392,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 134,071 | $1,388,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 10,642 | $1,386,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 16,000 | $1,384,000 | thousands by filing date | |
| CROWN CASTLE CNV PFD | 228227500 | PFDs, REITs, | 13,239 | $1,384,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,794 | $1,383,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 1,856 | $1,383,000 | thousands by filing date | put |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 98,017 | $1,378,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 284,403 | $1,376,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 39,300 | $1,373,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 102,611 | $1,366,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 20,030 | $1,365,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 29,136 | $1,363,000 | thousands by filing date | |
| 38259p508 | COM | 81 | $1,358,000 | thousands by filing date | put | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 234 | $1,354,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 5,495 | $1,349,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 3,378 | $1,345,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 58,900 | $1,341,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 107,028 | $1,338,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 77,870 | $1,330,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 99,428 | $1,325,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 43,800 | $1,310,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 408,188 | $1,308,000 | thousands by filing date | call |
| MERGEWORTHRX CORP | 58952R106 | COM | 158,360 | $1,303,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,353 | $1,292,000 | thousands by filing date | put |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 15,318 | $1,291,000 | thousands by filing date | |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 94,744 | $1,291,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 121,258 | $1,288,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 38,400 | $1,281,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 31,550 | $1,275,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 89,200 | $1,269,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 90,844 | $1,268,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 97,580 | $1,267,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 142,575 | $1,263,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 20,515 | $1,263,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 125,571 | $1,260,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 23,400 | $1,252,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 20,600 | $1,250,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 15,577 | $1,239,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 150 | $1,239,000 | thousands by filing date | call |
| Crown Castle | 228227104 | COM | 906 | $1,238,000 | thousands by filing date | put |
| UNI-PIXEL INC | 904572203 | COM | 1,127 | $1,238,000 | thousands by filing date | put |
| PRICELINE GRP INC | 741503403 | COM NEW | 25 | $1,237,000 | thousands by filing date | call |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 118,518 | $1,236,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 89,256 | $1,235,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150112 | *W EXP 12/05/201 | 185,840 | $1,234,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 1,956 | $1,225,000 | thousands by filing date | put |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 49,092 | $1,224,000 | thousands by filing date | |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 123,591 | $1,222,000 | thousands by filing date | |
| END 5 1/2 07/15/16 | 29257MAE0 | NOTE 5.500% 7/1 | 17,497,000 | $1,212,000 | thousands by filing date | principal |
| WHOLE FOODS MKT INC | 966837106 | COM | 1,806 | $1,193,000 | thousands by filing date | put |
| WHITING PETE CORP NEW | 966387102 | COM | 15,384 | $1,193,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 89,722 | $1,191,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,238 | $1,190,000 | thousands by filing date | put |
| ATHLON ENERGY INC | 047477104 | COM | 20,300 | $1,182,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 12,539 | $1,177,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 9,313 | $1,176,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 1,434 | $1,176,000 | thousands by filing date | put |
| USBANCORPDEL | 902973304 | COM NEW | 28,104 | $1,175,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 195,830 | $1,174,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 539 | $1,173,000 | thousands by filing date | call |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 179,339 | $1,151,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 175,169 | $1,147,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 66,054 | $1,142,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 47,556 | $1,137,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 68,265 | $1,133,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 50,838 | $1,129,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 22,749 | $1,118,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 5,144 | $1,113,000 | thousands by filing date | put |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 34,200 | $1,112,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 79,961 | $1,111,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 81,853 | $1,097,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 90,311 | $1,094,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 84,539 | $1,093,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 109,440 | $1,087,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 903 | $1,074,000 | thousands by filing date | call |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 126,737 | $1,073,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 119,888 | $1,070,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 82,120 | $1,068,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 4,823 | $1,065,000 | thousands by filing date | put |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 17,948 | $1,063,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 616 | $1,061,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 847 | $1,058,000 | thousands by filing date | put |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 9,825 | $1,057,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 22,600 | $1,055,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 13,933 | $1,041,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 13,988 | $1,041,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 52,296 | $1,039,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 175,963 | $1,039,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 60,969 | $1,038,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,051 | $1,027,000 | thousands by filing date | call |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 53,515 | $1,024,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 87,000 | $1,022,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 3,820 | $1,021,000 | thousands by filing date | call |
| HENNESSY CAPITAL ACQUIS | 425886207 | COM | 96,912 | $1,016,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 814,000 | $1,015,000 | thousands by filing date | principal |
| DYNEGY INC NEW DEL | 26817R108 | COM | 34,968 | $1,009,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 21,810 | $1,001,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L124 | UNIT 06/25/2016 | 100,000 | $1,000,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 13,037 | $997,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 24,600 | $997,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 81,666 | $984,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 15,500 | $982,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 457 | $980,000 | thousands by filing date | put |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 33,618 | $971,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 20,075 | $965,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 331 | $963,000 | thousands by filing date | put |
| PROFIRE ENERGY INC | 74316X101 | COM | 230,000 | $954,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 106,400 | $951,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 132,888 | $944,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 12,396 | $943,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 24,562 | $940,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 4,526 | $940,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 539,658 | $928,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 30,000 | $923,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 70,835 | $909,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 98,766 | $902,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,417 | $900,000 | thousands by filing date | put |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 32,826 | $900,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,438 | $899,000 | thousands by filing date | put |
| EBIX INC | 278715206 | COM NEW | 63,250 | $896,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 14,369 | $896,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 9,913 | $894,000 | thousands by filing date | put |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 67,083 | $894,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 13,074 | $892,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 7,296 | $889,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-14-000013 | this filing | 2014-11-13 | acceptance time not in the bulk data set |