13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 2,906 holding rows worth $4,495,092,000.
- Accession
- 0001279891-13-000013
- Filer
- CIK 1279891
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 2,906 entries on the cover page, a total value of $4,495,092,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,495,092,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GAMESTOP CORP | 36467W109 | CL A | 216 | $90,000 | thousands by filing date | put |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 7,131 | $90,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 4,042 | $90,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 183 | $89,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 195 | $89,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 420 | $89,000 | thousands by filing date | put |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 673 | $89,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 540 | $89,000 | thousands by filing date | put |
| APACHE CORP | 037411105 | COM | 530 | $89,000 | thousands by filing date | put |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 5,753 | $89,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 3,892 | $89,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 333 | $89,000 | thousands by filing date | put |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 120 | $88,000 | thousands by filing date | put |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 175 | $88,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 1,260 | $87,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 465 | $87,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 1,654 | $87,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 572 | $87,000 | thousands by filing date | put |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 767 | $87,000 | thousands by filing date | put |
| ISHARES TR | 464287192 | US TRSPRTION | 968 | $87,000 | thousands by filing date | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,011 | $86,000 | thousands by filing date | call |
| UNITED RENTALS INC COM | 911363109 | Stock | 79 | $86,000 | thousands by filing date | call |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 431 | $86,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 20 | $86,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 128 | $86,000 | thousands by filing date | call |
| RAMBUS INC DEL COM | 750917106 | Stock | 444 | $85,000 | thousands by filing date | call |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 323 | $85,000 | thousands by filing date | put |
| CAMECO CORP COM | 13321L108 | Stock | 239 | $85,000 | thousands by filing date | put |
| TIMKEN CO | 887389104 | COM | 131 | $85,000 | thousands by filing date | put |
| CITRIX SYSTEMS INC | 177376100 | COM | 35 | $85,000 | thousands by filing date | put |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 1,088 | $85,000 | thousands by filing date | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 625 | $84,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 30 | $84,000 | thousands by filing date | call |
| MOODYS CORP COM | 615369105 | Stock | 1,200 | $84,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 106 | $84,000 | thousands by filing date | call |
| EASTMAN CHEM CO COM | 277432100 | Stock | 95 | $84,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 899 | $84,000 | thousands by filing date | call |
| RANDGOLD RES LTD | 752344309 | ADR | 149 | $84,000 | thousands by filing date | call |
| SanDisk Corporation | 80004C101 | COM | 46 | $84,000 | thousands by filing date | call |
| E M C CORP MASS | 268648102 | COM | 241 | $84,000 | thousands by filing date | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 372 | $83,000 | thousands by filing date | put |
| DELL INC | 24702R101 | COM | 488 | $83,000 | thousands by filing date | put |
| AGRIUM INC | 008916108 | COM | 376 | $83,000 | thousands by filing date | put |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 1,000 | $82,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 303 | $82,000 | thousands by filing date | call |
| CONSOL ENERGY INC | 20854P109 | COM | 407 | $82,000 | thousands by filing date | put |
| ULTRA PETROLEUM CORP | 903914109 | COM | 246 | $81,000 | thousands by filing date | put |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 6,309 | $81,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 348 | $81,000 | thousands by filing date | call |
| VERISIGN INC COM | 92343E102 | Stock | 104 | $80,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 211 | $80,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 420 | $80,000 | thousands by filing date | call |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 6,700 | $80,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 202 | $80,000 | thousands by filing date | put |
| PROSHARES TR | 74347X567 | ULTSHT CHINA 25 | 4,071 | $80,000 | thousands by filing date | call |
| CONAGRA FOODS INC | 205887102 | COM | 640 | $79,000 | thousands by filing date | put |
| SYSCOCORP | 871829107 | COM | 2,500 | $79,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 2,925 | $79,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 83 | $79,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 784 | $79,000 | thousands by filing date | put |
| E M C CORP MASS | 268648102 | COM | 982 | $79,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 6,500 | $78,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 261 | $78,000 | thousands by filing date | put |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 8,281 | $77,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 150 | $77,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 322 | $77,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 461 | $77,000 | thousands by filing date | call |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 6,522 | $77,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 263 | $77,000 | thousands by filing date | put |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 684 | $77,000 | thousands by filing date | call |
| Intrcontinentalexchange | 45865V100 | COM | 48 | $77,000 | thousands by filing date | call |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 18,500 | $77,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,016 | $76,000 | thousands by filing date | call |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 212 | $76,000 | thousands by filing date | call |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 14,700 | $76,000 | thousands by filing date | |
| NUVEEN CALIFORNIA | 6706L0102 | COM | 5,732 | $76,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,646 | $75,000 | thousands by filing date | call |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 413 | $75,000 | thousands by filing date | put |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 4,183 | $75,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 144 | $75,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 635 | $74,000 | thousands by filing date | put |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 27 | $74,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 1,113 | $74,000 | thousands by filing date | put |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 164 | $74,000 | thousands by filing date | call |
| Anglogold Ashanti Plc | 035128206 | Common | 5,646 | $74,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 335 | $74,000 | thousands by filing date | call |
| BAKER HUGHES INC | 057224107 | COM | 121 | $74,000 | thousands by filing date | put |
| ELAN PLC | 284131208 | ADR | 185 | $74,000 | thousands by filing date | call |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 9,100 | $73,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 6,000 | $72,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 460 | $72,000 | thousands by filing date | call |
| BLACKROCK CORPOR HI YLD III | 09255M104 | COM | 9,971 | $72,000 | thousands by filing date | |
| Call - STI $33.70 Exp 12/31/2018 | 867914129 | Warrants | 9,234 | $72,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 106 | $71,000 | thousands by filing date | put |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 5,596 | $71,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 1,112 | $71,000 | thousands by filing date | put |
| TIDEWATER INC | 886423102 | COM | 1,200 | $71,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 18,100 | $71,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 268 | $70,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 181 | $70,000 | thousands by filing date | put |
| PETSMART INC | 716768106 | COM | 38 | $70,000 | thousands by filing date | call |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 66 | $70,000 | thousands by filing date | call |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 449 | $70,000 | thousands by filing date | call |
| American Express Company | 025816109 | COM | 568 | $69,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 600 | $69,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 56 | $69,000 | thousands by filing date | call |
| BUNGE LTD | G16962105 | COM | 155 | $69,000 | thousands by filing date | put |
| BROADCOM CORP | 111320107 | CL A | 584 | $69,000 | thousands by filing date | call |
| STANDARD PAC CORP NEW | 85375C101 | COM | 8,845 | $69,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 425 | $68,000 | thousands by filing date | put |
| LEXMARK INTL NEW | 529771107 | CL A | 1,213 | $68,000 | thousands by filing date | put |
| SMITHFIELD FOODS INC | 832248108 | COM | 98 | $68,000 | thousands by filing date | call |
| PROSH ULTRAPRO SHORT S&P 500 | 74348A632 | CMN | 741 | $68,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 616 | $67,000 | thousands by filing date | put |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 250 | $67,000 | thousands by filing date | call |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 1,450 | $67,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 7,200 | $67,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 10,000 | $67,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 3,088 | $67,000 | thousands by filing date | put |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 5,439 | $67,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 256 | $66,000 | thousands by filing date | put |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 56 | $66,000 | thousands by filing date | put |
| DOLLAR TREE INC COM | 256746108 | Stock | 83 | $66,000 | thousands by filing date | call |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 591 | $66,000 | thousands by filing date | put |
| HEWLETT PACKARD CO | 428236103 | COM | 596 | $66,000 | thousands by filing date | call |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 148 | $66,000 | thousands by filing date | put |
| NUTRI SYS INC NEW | 67069D108 | COM | 4,600 | $66,000 | thousands by filing date | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 5,676 | $66,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 490 | $65,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 1,523 | $65,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 2,388 | $65,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,840 | $64,000 | thousands by filing date | put |
| ZIONS BANCORPORATION | 989701107 | COM | 283 | $64,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 688 | $64,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 203 | $64,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 538 | $63,000 | thousands by filing date | call |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 266 | $63,000 | thousands by filing date | put |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 867 | $63,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 357 | $63,000 | thousands by filing date | put |
| BUNGE LTD | G16962105 | COM | 306 | $63,000 | thousands by filing date | call |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 168 | $63,000 | thousands by filing date | call |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 31 | $63,000 | thousands by filing date | call |
| Intrcontinentalexchange | 45865V100 | COM | 187 | $63,000 | thousands by filing date | put |
| CREE INC | 225447101 | COM | 86 | $63,000 | thousands by filing date | put |
| Analog Devices,Inc. | 032654105 | COM | 136 | $62,000 | thousands by filing date | call |
| DILLARDS INC CL A | 254067101 | Stock | 59 | $62,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 107 | $62,000 | thousands by filing date | put |
| PROCERA NETWORKS INC | 74269U203 | COM | 197 | $62,000 | thousands by filing date | put |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,022 | $61,000 | thousands by filing date | put |
| APOLLO GROUP INC | 037604105 | CL A | 366 | $61,000 | thousands by filing date | put |
| CVS Health Corporation | 126650100 | COM | 257 | $60,000 | thousands by filing date | put |
| JABIL INC COM | 466313103 | Stock | 240 | $60,000 | thousands by filing date | call |
| RAMBUS INC DEL COM | 750917106 | Stock | 330 | $60,000 | thousands by filing date | put |
| INTERDIGITAL INC COM | 45867G101 | Stock | 55 | $60,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 187 | $60,000 | thousands by filing date | put |
| MBIA INC | 55262C100 | COMMON STOCK | 760 | $60,000 | thousands by filing date | call |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 10,081 | $60,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 5,500 | $60,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 71 | $60,000 | thousands by filing date | call |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 94 | $60,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 660 | $59,000 | thousands by filing date | put |
| BIOGEN INC COM | 09062X103 | Stock | 248 | $59,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 174 | $59,000 | thousands by filing date | call |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 367 | $59,000 | thousands by filing date | put |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 11,200 | $59,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 515 | $59,000 | thousands by filing date | put |
| Walter Energy Inc | 93317Q105 | COM | 315 | $59,000 | thousands by filing date | call |
| SWIFT ENERGY CO | 870738101 | COM | 5,200 | $59,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 800 | $59,000 | thousands by filing date | put |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 382 | $59,000 | thousands by filing date | call |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 19,900 | $59,000 | thousands by filing date | |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 4,694 | $59,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 500 | $58,000 | thousands by filing date | call |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 39 | $58,000 | thousands by filing date | call |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 3,058 | $57,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 78 | $57,000 | thousands by filing date | call |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 289 | $57,000 | thousands by filing date | call |
| SPREADTRUM COMMUNICATIONS IN | 849415203 | ADR | 207 | $57,000 | thousands by filing date | call |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 1,316 | $57,000 | thousands by filing date | put |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 1,497 | $57,000 | thousands by filing date | put |
| Lockheed Martin Corporation | 539830109 | COM | 638 | $56,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,212 | $56,000 | thousands by filing date | put |
| APACHE CORP | 037411105 | COM | 87 | $56,000 | thousands by filing date | call |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 317 | $56,000 | thousands by filing date | call |
| JOY GLOBAL INC | 481165108 | COM | 301 | $56,000 | thousands by filing date | call |
| ARUBA NETWORKS INC | 043176106 | COM | 316 | $56,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 318 | $55,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 482 | $55,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287108 | COM | 350 | $55,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,269 | $55,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 414 | $55,000 | thousands by filing date | put |
| WELLPOINT INC | 94973V107 | COM | 48 | $55,000 | thousands by filing date | call |
| Equinix, Inc. | 29444U502 | EQIX | 12 | $55,000 | thousands by filing date | call |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 4,700 | $55,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 357 | $54,000 | thousands by filing date | put |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 4,422 | $54,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 25 | $54,000 | thousands by filing date | call |
| GENERAL MILLS INC COM | 370334104 | Stock | 134 | $54,000 | thousands by filing date | put |
| NEWS CORP NEW | 65249B208 | CL B | 3,300 | $54,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 188 | $54,000 | thousands by filing date | put |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 1,062 | $54,000 | thousands by filing date | put |
| Walter Energy Inc | 93317Q105 | COM | 3,900 | $54,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 604 | $54,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 443 | $53,000 | thousands by filing date | call |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 517 | $53,000 | thousands by filing date | call |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 600 | $53,000 | thousands by filing date | call |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 4,825 | $53,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 2,700 | $53,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 500 | $53,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 251 | $53,000 | thousands by filing date | put |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 4,167 | $53,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 1,830 | $53,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 478 | $52,000 | thousands by filing date | put |
| ISHARES | 464286848 | EXCHANGE TRADED | 357 | $52,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 268 | $51,000 | thousands by filing date | call |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 700 | $51,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 1,730 | $51,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 50 | $51,000 | thousands by filing date | call |
| ZILLOW INC | 98954A107 | COMMON STOCK | 544 | $51,000 | thousands by filing date | put |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 770 | $51,000 | thousands by filing date | call |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 2,978 | $51,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 5,200 | $50,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,915 | $50,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 900 | $50,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 49 | $50,000 | thousands by filing date | put |
| PROSHARES | 74347R503 | COMMON STOCK | 60 | $50,000 | thousands by filing date | put |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 6,000 | $50,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 478 | $49,000 | thousands by filing date | put |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 114 | $49,000 | thousands by filing date | put |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 1,300 | $49,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 74 | $49,000 | thousands by filing date | call |
| CIENA CORP COM NEW | 171779309 | Stock | 1,537 | $48,000 | thousands by filing date | put |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 40 | $48,000 | thousands by filing date | call |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 140 | $48,000 | thousands by filing date | put |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,431 | $48,000 | thousands by filing date | call |
| HOLLYFRONTIER CORP | 436106108 | COM | 173 | $48,000 | thousands by filing date | call |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 255 | $48,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 242 | $48,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 698 | $47,000 | thousands by filing date | call |
| LULULEMON ATHLETICA INC | 550021109 | COM | 159 | $47,000 | thousands by filing date | put |
| NETAPP INC COM | 64110D104 | Stock | 393 | $47,000 | thousands by filing date | call |
| RALPH LAUREN CORP | 751212101 | CL A | 114 | $47,000 | thousands by filing date | put |
| Concho Resources Inc. | 20605P101 | COM | 39 | $47,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 138 | $47,000 | thousands by filing date | put |
| TESORO CORP | 881609101 | COM | 316 | $47,000 | thousands by filing date | call |
| SANTARUS INC | 802817304 | COM | 2,100 | $47,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 326 | $46,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 1,429 | $46,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 123 | $46,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 149 | $46,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 491 | $46,000 | thousands by filing date | call |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 4,115 | $46,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 86 | $46,000 | thousands by filing date | call |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 15,293 | $46,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 480 | $46,000 | thousands by filing date | put |
| ASSOCIATED BANC CORP | 045487113 | WTS | 26,814 | $46,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 196 | $45,000 | thousands by filing date | put |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 96 | $45,000 | thousands by filing date | call |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 83 | $45,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 1,321 | $45,000 | thousands by filing date | put |
| RUCKUS WIRELESS INC | 781220108 | COM | 2,700 | $45,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 600 | $45,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 303 | $44,000 | thousands by filing date | put |
| KBHOME | 48666K109 | COM | 159 | $44,000 | thousands by filing date | call |
| NUCOR CORP COM | 670346105 | Stock | 623 | $44,000 | thousands by filing date | put |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 109 | $44,000 | thousands by filing date | put |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 2,580 | $44,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 54 | $44,000 | thousands by filing date | call |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 151 | $44,000 | thousands by filing date | put |
| LORILLARD INC | 544147101 | COM | 203 | $44,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 99 | $43,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,002 | $43,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 533 | $43,000 | thousands by filing date | call |
| TOLL BROTHERS INC COM | 889478103 | Stock | 222 | $43,000 | thousands by filing date | call |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 6,314 | $43,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,300 | $43,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 3,700 | $43,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 463 | $43,000 | thousands by filing date | put |
| FOREST LABS INC | 345838106 | COM | 111 | $43,000 | thousands by filing date | call |
| MYLAN INC | 628530107 | COM | 23 | $43,000 | thousands by filing date | call |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 1,797 | $43,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 3,104 | $43,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 204 | $43,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 187 | $42,000 | thousands by filing date | call |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 310 | $42,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 348 | $42,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 189 | $42,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 29 | $42,000 | thousands by filing date | call |
| Eli Lilly and Company | 532457108 | COM | 584 | $41,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 2,300 | $41,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 210 | $41,000 | thousands by filing date | call |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 1,832 | $41,000 | thousands by filing date | put |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 335 | $41,000 | thousands by filing date | call |
| JOHNSON CONTROLS INT F | 478366107 | COM | 46 | $41,000 | thousands by filing date | call |
| TRINITY INDS INC | 896522109 | COM | 49 | $40,000 | thousands by filing date | put |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 446 | $40,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 1,000 | $40,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 969 | $40,000 | thousands by filing date | call |
| KKR & CO LP | 48248M102 | COMMON STOCK | 295 | $40,000 | thousands by filing date | put |
| TIME WARNER CABLE INC | 88732J207 | COM | 148 | $40,000 | thousands by filing date | call |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 895 | $40,000 | thousands by filing date | call |
| SIRIUS XM RADIO INC | 82967N108 | COM | 7,539 | $40,000 | thousands by filing date | put |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 107 | $40,000 | thousands by filing date | call |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 470 | $39,000 | thousands by filing date | call |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 37 | $39,000 | thousands by filing date | call |
| TEXTRON INC COM | 883203101 | Stock | 146 | $39,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 378 | $39,000 | thousands by filing date | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 37 | $39,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 622 | $39,000 | thousands by filing date | put |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 186 | $39,000 | thousands by filing date | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 182 | $39,000 | thousands by filing date | call |
| DIRECTV | 25490A309 | COM | 79 | $39,000 | thousands by filing date | put |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 2,400 | $39,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 285 | $39,000 | thousands by filing date | put |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 147 | $39,000 | thousands by filing date | call |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 479 | $39,000 | thousands by filing date | put |
| GANNETT INC | 364730101 | COM | 327 | $38,000 | thousands by filing date | put |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 389 | $38,000 | thousands by filing date | put |
| YELP INC CL A | 985817105 | Stock | 300 | $38,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 157 | $38,000 | thousands by filing date | call |
| STATE STR CORP COM | 857477103 | Stock | 63 | $38,000 | thousands by filing date | call |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 244 | $38,000 | thousands by filing date | put |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 362 | $38,000 | thousands by filing date | put |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 181 | $38,000 | thousands by filing date | call |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 395 | $38,000 | thousands by filing date | put |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 3,006 | $38,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 56 | $38,000 | thousands by filing date | call |
| SILVER WHEATON CORP | 828336107 | COM | 198 | $38,000 | thousands by filing date | call |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 3,000 | $38,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 103 | $38,000 | thousands by filing date | put |
| Adobe Inc | 00724F101 | COM | 165 | $37,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522109 | COM | 213 | $37,000 | thousands by filing date | call |
| LULULEMON ATHLETICA INC | 550021109 | COM | 66 | $37,000 | thousands by filing date | call |
| EMERSON ELEC CO COM | 291011104 | Stock | 51 | $37,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 509 | $37,000 | thousands by filing date | put |
| JABIL INC COM | 466313103 | Stock | 152 | $37,000 | thousands by filing date | put |
| DISCOVER FINL SVCS | 254709108 | COM | 822 | $37,000 | thousands by filing date | put |
| CITRIX SYSTEMS INC | 177376100 | COM | 17 | $37,000 | thousands by filing date | call |
| SIEMENS A G - ADR | 826197501 | COM | 26 | $37,000 | thousands by filing date | call |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,657 | $37,000 | thousands by filing date | put |
| ST JUDE MED INC | 790849103 | COM | 60 | $37,000 | thousands by filing date | call |
| ALCOA INC | 013817101 | COM | 1,831 | $37,000 | thousands by filing date | call |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 210 | $37,000 | thousands by filing date | put |
| PRECISION CASTPARTS CORP | 740189105 | COM | 25 | $37,000 | thousands by filing date | call |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 218 | $37,000 | thousands by filing date | put |
| PANDORA MEDIA INC | 698354107 | COM | 1,461 | $37,000 | thousands by filing date | put |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 2,000 | $37,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 665 | $37,000 | thousands by filing date | put |
| FASTENAL CO COM | 311900104 | Stock | 299 | $36,000 | thousands by filing date | put |
| INCYTE CORP COM | 45337C102 | Stock | 497 | $36,000 | thousands by filing date | put |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 2,923 | $36,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 41 | $36,000 | thousands by filing date | put |
| COMPUTER SCIENCES CORP | 205363104 | COM | 42 | $36,000 | thousands by filing date | call |
| POLARIS INC COM | 731068102 | Stock | 17 | $35,000 | thousands by filing date | call |
| REALTY INCOME CORP COM | 756109104 | REIT | 900 | $35,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 312 | $35,000 | thousands by filing date | put |
| DISCOVER FINL SVCS | 254709108 | COM | 700 | $35,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 700 | $35,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 59 | $35,000 | thousands by filing date | put |
| UNISYS CORP | 909214306 | COMMON STOCK | 30 | $35,000 | thousands by filing date | put |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 185 | $35,000 | thousands by filing date | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 356 | $34,000 | thousands by filing date | call |
| MOSAIC CO COM | 61945C103 | Stock | 519 | $34,000 | thousands by filing date | call |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 96 | $34,000 | thousands by filing date | put |
| VERA BRADLEY INC | 92335C106 | COM | 1,700 | $34,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 150 | $34,000 | thousands by filing date | call |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 290 | $34,000 | thousands by filing date | call |
| Gulfport Energy | 402635304 | COM | 420 | $34,000 | thousands by filing date | put |
| OUTERWALL INC | 690070107 | COM | 34 | $34,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 344 | $34,000 | thousands by filing date | put |
| FASTENAL CO COM | 311900104 | Stock | 101 | $33,000 | thousands by filing date | call |
| STAPLES INC | 855030102 | COM | 497 | $33,000 | thousands by filing date | call |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 68 | $33,000 | thousands by filing date | call |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 1,100 | $33,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 703 | $32,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 2,378 | $32,000 | thousands by filing date | put |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 136 | $32,000 | thousands by filing date | put |
| SUNTRUST BANKS INC | 867914103 | COM | 1,000 | $32,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 31 | $32,000 | thousands by filing date | call |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 291 | $32,000 | thousands by filing date | put |
| SIRIUS XM RADIO INC | 82967N108 | COM | 1,356 | $32,000 | thousands by filing date | call |
| NYSE EURONEXT | 629491101 | COM | 38 | $32,000 | thousands by filing date | call |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 58 | $32,000 | thousands by filing date | call |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 848 | $32,000 | thousands by filing date | put |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 146 | $32,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 427 | $31,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 209 | $31,000 | thousands by filing date | call |
| XILINX INC | 983919101 | COM | 61 | $31,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 2,000 | $31,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 43 | $31,000 | thousands by filing date | call |
| MONSANTO CO NEW | 61166W101 | COM | 339 | $31,000 | thousands by filing date | put |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 293 | $31,000 | thousands by filing date | put |
| MYLAN INC | 628530107 | COM | 2,983 | $31,000 | thousands by filing date | put |
| MAKO SURGICAL CORP | 560879108 | COM | 26 | $31,000 | thousands by filing date | call |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 100 | $31,000 | thousands by filing date | call |
| PAYCHEX INC | 704326107 | COM | 93 | $30,000 | thousands by filing date | call |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 428 | $30,000 | thousands by filing date | put |
| NETAPP INC COM | 64110D104 | Stock | 324 | $30,000 | thousands by filing date | put |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 216 | $30,000 | thousands by filing date | call |
| AGCO CORP | 001084102 | COM | 285 | $30,000 | thousands by filing date | put |
| IMAX CORP | 45245E109 | COM | 1,019 | $30,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 195 | $30,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 830 | $30,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 106 | $30,000 | thousands by filing date | call |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 1,200 | $30,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 130 | $30,000 | thousands by filing date | call |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 467 | $30,000 | thousands by filing date | put |
| AES CORP COM | 00130H105 | Stock | 2,243 | $29,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 251 | $29,000 | thousands by filing date | put |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 500 | $29,000 | thousands by filing date | put |
| FLUOR CORP | 343412102 | COM | 29 | $29,000 | thousands by filing date | call |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 50 | $29,000 | thousands by filing date | call |
| JUNIPER NETWORKS INC | 48203R104 | COM | 303 | $29,000 | thousands by filing date | call |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 241 | $29,000 | thousands by filing date | put |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 688 | $29,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W395 | FUND | 80 | $29,000 | thousands by filing date | call |
| BLACKROCK SR HIGH INCOME FD | 09255T109 | COM | 7,555 | $29,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 55 | $29,000 | thousands by filing date | put |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 2,463 | $29,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 39 | $28,000 | thousands by filing date | put |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 3,213 | $28,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 308 | $28,000 | thousands by filing date | put |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 172 | $28,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 345 | $28,000 | thousands by filing date | put |
| RACKSPACE HOSTING INC | 750086100 | COM | 51 | $28,000 | thousands by filing date | put |
| WEBSTER FINL CORP CONN | 947890117 | *W EXP 11/21/201 | 2,834 | $28,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 224 | $27,000 | thousands by filing date | put |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 400 | $27,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 25 | $27,000 | thousands by filing date | call |
| BXP INC COM | 101121101 | REIT | 539 | $27,000 | thousands by filing date | call |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,566 | $27,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 126 | $27,000 | thousands by filing date | put |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 2,865 | $27,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 159 | $27,000 | thousands by filing date | call |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 4,519 | $27,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 292 | $27,000 | thousands by filing date | call |
| AVANTAX INC | 095229100 | COMMON STOCK | 1,875 | $27,000 | thousands by filing date | put |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 272 | $27,000 | thousands by filing date | put |
| VODAFONE GP PLC | 92857W209 | ADR | 507 | $27,000 | thousands by filing date | put |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 160 | $27,000 | thousands by filing date | call |
| NEWCASTLE INVT CORP | 65105M108 | COM | 200 | $27,000 | thousands by filing date | put |
| OPENTABLE INC | 68372A104 | COM | 141 | $27,000 | thousands by filing date | put |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 5,300 | $27,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 162 | $26,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 296 | $26,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 514 | $26,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 232 | $26,000 | thousands by filing date | call |
| CLOROX CO DEL | 189054109 | COM | 330 | $26,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 107 | $26,000 | thousands by filing date | put |
| EASTMAN CHEM CO COM | 277432100 | Stock | 83 | $26,000 | thousands by filing date | put |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 531 | $26,000 | thousands by filing date | call |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 1,974 | $26,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 1,900 | $26,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 148 | $26,000 | thousands by filing date | call |
| Automatic Data Processing,Inc. | 053015103 | COM | 23 | $25,000 | thousands by filing date | call |
| Southern Company | 842587107 | COM | 392 | $25,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 258 | $25,000 | thousands by filing date | call |
| KELLANOVA | 487836108 | COM | 120 | $25,000 | thousands by filing date | call |
| NOBLE ENERGY INC | 655044105 | COM | 45 | $25,000 | thousands by filing date | call |
| TIME WARNER INC | 887317303 | COM NEW | 219 | $25,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 400 | $25,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 96 | $25,000 | thousands by filing date | call |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 159 | $25,000 | thousands by filing date | put |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 292 | $25,000 | thousands by filing date | put |
| RACKSPACE HOSTING INC | 750086100 | COM | 45 | $25,000 | thousands by filing date | call |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 611 | $25,000 | thousands by filing date | put |
| MOLYCORP INC DEL | 608753109 | COM | 1,184 | $25,000 | thousands by filing date | call |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 4,306 | $25,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 63 | $24,000 | thousands by filing date | call |
| CME Group Inc. Class A | 12572Q105 | COM | 170 | $24,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 514 | $24,000 | thousands by filing date | put |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 80 | $24,000 | thousands by filing date | call |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 763 | $24,000 | thousands by filing date | put |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 104 | $24,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 124 | $24,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 211 | $24,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 800 | $24,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 541 | $24,000 | thousands by filing date | call |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 34 | $24,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 171 | $23,000 | thousands by filing date | call |
| KBHOME | 48666K109 | COM | 239 | $23,000 | thousands by filing date | put |
| D R HORTON INC COM | 23331A109 | Stock | 384 | $23,000 | thousands by filing date | call |
| RANGE RES CORP COM | 75281A109 | Stock | 208 | $23,000 | thousands by filing date | call |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 533 | $23,000 | thousands by filing date | call |
| TERADATA CORP DEL | 88076W103 | COM | 29 | $23,000 | thousands by filing date | put |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 1,766 | $23,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 217 | $23,000 | thousands by filing date | put |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 117 | $23,000 | thousands by filing date | put |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 578 | $23,000 | thousands by filing date | put |
| WESTERN REFNG INC | 959319104 | COM | 121 | $23,000 | thousands by filing date | put |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 1,100 | $23,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 49 | $23,000 | thousands by filing date | put |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 1,590 | $23,000 | thousands by filing date | put |
| Adobe Inc | 00724F101 | COM | 8 | $22,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 27 | $22,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 279 | $22,000 | thousands by filing date | put |
| PPG INDS INC COM | 693506107 | Stock | 50 | $22,000 | thousands by filing date | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 346 | $22,000 | thousands by filing date | put |
| TERADATA CORP DEL | 88076W103 | COM | 29 | $22,000 | thousands by filing date | call |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 42 | $22,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-13-000013 | this filing | 2013-11-13 | acceptance time not in the bulk data set |