13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 2,906 holding rows worth $4,495,092,000.
- Accession
- 0001279891-13-000013
- Filer
- CIK 1279891
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 2,906 entries on the cover page, a total value of $4,495,092,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,495,092,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INCYTE CORP | 45337CAJ1 | NOTE 4.750%10/0 | 42,559,000 | $186,096,000 | thousands by filing date | principal |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 63,341,000 | $127,664,000 | thousands by filing date | principal |
| WESTERN REFNG INC | 959319AC8 | NOTE 5.750% 6/1 | 28,856,000 | $90,383,000 | thousands by filing date | principal |
| EQUINIX INC | 29444UAH9 | CNV | 37,950,000 | $85,636,000 | thousands by filing date | principal |
| SALESFORCE COM INC | 79466LAB0 | BOND | 34,540,000 | $84,076,000 | thousands by filing date | principal |
| EQUINIX INC | 29444UAG1 | CNV | 39,913,000 | $66,902,000 | thousands by filing date | principal |
| D.R. HORTON INC | 23331ABB4 | NOTE | 43,332,000 | $65,914,000 | thousands by filing date | principal |
| TERADYNE INC | 880770AE2 | NOTE | 21,147,000 | $63,936,000 | thousands by filing date | principal |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 37,500,000 | $63,530,000 | thousands by filing date | principal |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 33,050,000 | $63,166,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AB5 | NOTE 0.625% 2/1 | 13,435,000 | $49,659,000 | thousands by filing date | principal |
| LIONS GATE ENTERTAINMENT 3.625% CB 03/15/2025- REG | 53626YAA6 | Bond | 11,619,000 | $49,338,000 | thousands by filing date | principal |
| 3-D SYS CORP DEL | 88554DAB2 | NOTE 5.500%12/1 | 12,540,000 | $47,333,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 20,000,000 | $46,823,000 | thousands by filing date | principal |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 28,006,000 | $45,750,000 | thousands by filing date | principal |
| Apple Inc | 037833100 | COM | 4,891 | $45,458,000 | thousands by filing date | put |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 42,521,000 | $44,591,000 | thousands by filing date | principal |
| EXTERRAN HLDGS INC 4.250 | 30225XAA1 | NOTE 4.250% 6/1 | 35,325,000 | $44,090,000 | thousands by filing date | principal |
| FINISAR CORP | 31787AAK7 | NOTE 5.000%10/1 | 19,600,000 | $42,877,000 | thousands by filing date | principal |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 1,221,925 | $39,957,000 | thousands by filing date | |
| TEREX CORP NEW | 880779AV5 | NOTE 4.000% 6/0 | 18,931,000 | $39,815,000 | thousands by filing date | principal |
| 38259p508 | COM | 44,828 | $39,265,000 | thousands by filing date | ||
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 496,775 | $39,185,000 | thousands by filing date | |
| LABORATORY CRP OF AMER HLDGS | 50540RAG7 | CNV | 28,789,000 | $38,278,000 | thousands by filing date | principal |
| PRICELINE COM INC | 741503AN6 | BOND | 11,456,000 | $38,189,000 | thousands by filing date | principal |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 35,608,000 | $37,055,000 | thousands by filing date | principal |
| LEVEL 3 COMMUNICATIONS INC | 52729NBR0 | NOTE 6.500%10/0 | 22,128,000 | $33,477,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 24,980,000 | $32,843,000 | thousands by filing date | principal |
| INTERMUNE INC | 45884XAF0 | NOTE 2.500%12/1 | 23,212,000 | $32,702,000 | thousands by filing date | principal |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 33,877,000 | $32,263,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 16,429,000 | $31,116,000 | thousands by filing date | principal |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 15,601,000 | $30,868,000 | thousands by filing date | principal |
| CACI INTL INC | 127190AD8 | NOTE 2.125% 5/0 | 24,053,000 | $30,725,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAA8 | NOTE | 24,491,000 | $30,120,000 | thousands by filing date | principal |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 20,749,000 | $28,766,000 | thousands by filing date | principal |
| VIROPHARMA INC | 928241AH1 | NOTE 2.000% 3/1 | 12,955,000 | $27,745,000 | thousands by filing date | principal |
| GT ADVANCED TECHNOLOGIES INC | 36191UAA4 | NOTE 3.000%10/0 | 20,798,000 | $27,140,000 | thousands by filing date | principal |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 25,500,000 | $26,994,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AK9 | DEBT | 16,450,000 | $26,500,000 | thousands by filing date | principal |
| STERLITE INDS INDIA LTD | 859737AB4 | NOTE 4.000%10/3 | 26,025,000 | $25,545,000 | thousands by filing date | principal |
| PDL BIOPHARMA INC | 69329YAE4 | CNV | 17,710,000 | $25,466,000 | thousands by filing date | principal |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 816,349 | $23,615,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 22,591,000 | $23,440,000 | thousands by filing date | principal |
| STEWART ENTERPRISES INC | 860370AH8 | NOTE 3.125% 7/1 | 17,765,000 | $21,984,000 | thousands by filing date | principal |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 8,338 | $21,898,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329YAC8 | CNV | 15,690,000 | $20,046,000 | thousands by filing date | principal |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 873,252 | $19,520,000 | thousands by filing date | |
| HERTZ GLOBAL HOLDINGS INC | 42805TAA3 | NOTE 5.250% 6/0 | 7,200,000 | $19,420,000 | thousands by filing date | principal |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 315,925 | $18,794,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V209 | JR PFD CNV SRB | 375,000 | $18,779,000 | thousands by filing date | |
| MASTEC INC SR UNS CONV 4% | 576323AG4 | CORP CV | 9,218,000 | $17,925,000 | thousands by filing date | principal |
| ACCURAY INC | 004397AC9 | BOND | 11,500,000 | $17,363,000 | thousands by filing date | principal |
| NORTHGATE MINERALS CORP | 666416AB8 | NOTE 3.500%10/0 | 18,288,000 | $17,274,000 | thousands by filing date | principal |
| INTEROIL CORP | 460951106 | COM | 239,561 | $17,083,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 26,788,000 | $17,025,000 | thousands by filing date | principal |
| UNITED THERAPEUTICS CORP DEL | 91307CAF9 | NOTE 1.000% 9/1 | 10,000,000 | $16,978,000 | thousands by filing date | principal |
| CORSICANTO LTD SR CONV NT CONV DTD 7/15/2012 3.5% 1/15/2032 | 220480AC1 | CONVERTIBLE | 15,195,000 | $16,723,000 | thousands by filing date | principal |
| MOLYCORP INC | 608753AA7 | CORPORATE OBLIG | 23,006,000 | $16,495,000 | thousands by filing date | principal |
| TEXAS CAPITAL BANCSHARES INC | 88224Q115 | WTS | 506,124 | $15,933,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729NBP4 | NOTE 7.000% 3/1 | 13,009,000 | $15,867,000 | thousands by filing date | principal |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 14,000,000 | $14,728,000 | thousands by filing date | principal |
| AVIS BUDGET GROUP | 053774AB1 | NOTE 3.500%10/0 | 7,929,000 | $14,443,000 | thousands by filing date | principal |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,206,533 | $14,381,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 820 | $14,374,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 4,972 | $14,341,000 | thousands by filing date | call |
| END 5 1/2 07/15/16 | 29257MAE0 | NOTE 5.500% 7/1 | 17,457,000 | $14,269,000 | thousands by filing date | principal |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 14,295,000 | $14,092,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAC5 | CNV | 9,739,000 | $14,076,000 | thousands by filing date | principal |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 246,718 | $13,446,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 10,550,000 | $13,282,000 | thousands by filing date | principal |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 16,441,000 | $13,118,000 | thousands by filing date | principal |
| 38259p508 | COM | 977 | $12,950,000 | thousands by filing date | call | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 11,250,000 | $12,938,000 | thousands by filing date | principal |
| RITE AID CORP | 767754BU7 | CNV | 6,565,000 | $12,913,000 | thousands by filing date | principal |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 103,078 | $12,853,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 11,824,000 | $12,673,000 | thousands by filing date | principal |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 7,973,000 | $12,666,000 | thousands by filing date | principal |
| COINSTAR INC | 19259PAF9 | NOTE 4.000% | 9,850,000 | $12,586,000 | thousands by filing date | principal |
| WYNN RESORTS LTD | 983134107 | COM | 79,612 | $12,579,000 | thousands by filing date | |
| GREEN PLAINS RENEWABLE ENERG | 393222AB0 | BOND | 9,685,000 | $12,510,000 | thousands by filing date | principal |
| JAKKS PAC INC | 47012EAD8 | NOTE 4.500%11/0 | 13,500,000 | $12,453,000 | thousands by filing date | principal |
| SIGNATURE BANK-CW18 | 82669G112 | Wt | 200,694 | $12,404,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 10,685,000 | $12,364,000 | thousands by filing date | principal |
| PROSHARES TR II | 74347W379 | UL VIXSTFUT ETF | 4,718 | $12,315,000 | thousands by filing date | put |
| MANNKIND CORP | 56400PAA0 | NOTE 3.750%12/1 | 12,214,000 | $12,053,000 | thousands by filing date | principal |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 111,237 | $11,993,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 12,765,000 | $11,974,000 | thousands by filing date | principal |
| THOMPSON CREEK METALS CO INC | 884768300 | UNIT 99/99/9999 | 642,392 | $11,945,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AC3 | DBCV 4.750% 4/1 | 10,500,000 | $11,919,000 | thousands by filing date | principal |
| CHEMED CORP NEW 1.875 | 16359RAC7 | NOTE | 11,000,000 | $11,499,000 | thousands by filing date | principal |
| JPMorgan Chase & Co | 46625H100 | COM | 222,020 | $11,476,000 | thousands by filing date | |
| DENDREON CORP | 24823QAB3 | NOTE 4.750% 6/1 | 11,395,000 | $11,429,000 | thousands by filing date | principal |
| CALLIDUS SOFTWARE INC | 13123EAB0 | NOTE 4.750% 6/0 | 9,000,000 | $11,391,000 | thousands by filing date | principal |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 525,193 | $11,317,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 123,323 | $11,301,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 9,825 | $11,189,000 | thousands by filing date | |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 10,350,000 | $10,817,000 | thousands by filing date | principal |
| NOVAGOLD RES INC | 66987EAA5 | NOTE 5.500% 5/0 | 11,117,000 | $10,802,000 | thousands by filing date | principal |
| ACCURAY INC | 004397AB1 | CNV | 10,000,000 | $10,435,000 | thousands by filing date | principal |
| SINCLAIR BROADCAST GROUP INC | 829226AW9 | NOTE 3.000% 5/1 | 5,400,000 | $10,431,000 | thousands by filing date | principal |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 10,132,000 | $10,350,000 | thousands by filing date | principal |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 11,500,000 | $10,327,000 | thousands by filing date | principal |
| INTEROIL CORP | 460951AC0 | NOTE 2.750%11/1 | 10,130,000 | $9,859,000 | thousands by filing date | principal |
| UNISYS CORP | 909214405 | CORPORATE OBLIG | 140,119 | $9,675,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 9,688 | $9,657,000 | thousands by filing date | call |
| NYSE EURONEXT | 629491101 | COM | 228,878 | $9,608,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 100,174 | $9,370,000 | thousands by filing date | |
| 38259p508 | COM | 1,504 | $9,093,000 | thousands by filing date | put | |
| METLIFE INC COM | 59156R108 | Stock | 192,216 | $9,024,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 114,775 | $8,975,000 | thousands by filing date | |
| HEADWATERS INC | 42210PAR3 | NOTE 8.750% 2/0 | 8,270,000 | $8,936,000 | thousands by filing date | principal |
| CENTRAL EUROPEAN MEDIA | 153443AH9 | NOTE 5.000%11/1 | 9,218,000 | $8,848,000 | thousands by filing date | principal |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 121,960 | $8,836,000 | thousands by filing date | |
| WMS INDUSTRIES INC | 929297109 | COM | 330,919 | $8,587,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 2,852 | $8,393,000 | thousands by filing date | put |
| HALLIBURTON CO COM | 406216101 | Stock | 172,893 | $8,324,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 170,654 | $8,278,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 5,547,000 | $8,117,000 | thousands by filing date | principal |
| NV ENERGY INC | 67073Y106 | COM | 342,166 | $8,078,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 165,859 | $8,065,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 29,260 | $7,918,000 | thousands by filing date | |
| SPREADTRUM COMMUNICATIONS IN | 849415203 | ADR | 257,190 | $7,834,000 | thousands by filing date | |
| USEC INC | 90333EAC2 | NOTE 3.000%10/0 | 25,688,000 | $7,703,000 | thousands by filing date | principal |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 339,955 | $7,676,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 23,581 | $7,372,000 | thousands by filing date | |
| AKORN INC | 009728AB2 | NOTE 3.500% 6/0 | 3,100,000 | $7,119,000 | thousands by filing date | principal |
| ASIAINFO-LINKAGE INC | 04518A104 | COM | 609,010 | $7,027,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 202,249 | $6,730,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 76,550 | $6,636,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,045 | $6,279,000 | thousands by filing date | call |
| COOPER TIRE & RUBR CO | 216831107 | COM | 200,700 | $6,181,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 518,105 | $6,155,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 82,100 | $6,143,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 58,126 | $6,111,000 | thousands by filing date | |
| RUE21 INC | 781295100 | COM | 149,984 | $6,048,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 74,175 | $6,034,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 69,308 | $5,974,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 6,090,000 | $5,954,000 | thousands by filing date | principal |
| MCMORAN EXPLORATION CO | 582411AM6 | CV SR UNSEC NT PNC | 5,677,000 | $5,910,000 | thousands by filing date | principal |
| ROMA FINANCIAL CORP | 77581P109 | COM | 316,121 | $5,876,000 | thousands by filing date | |
| PULSE ELECTRONICS CORP | 74586WAA4 | NOTE 7.00%12/1 | 7,745,000 | $5,852,000 | thousands by filing date | principal |
| DELL INC | 24702R101 | COM | 422,670 | $5,812,000 | thousands by filing date | |
| SHFL ENTMT INC | 78423R105 | COM | 251,194 | $5,769,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 5,370 | $5,649,000 | thousands by filing date | put |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 4,764,000 | $5,623,000 | thousands by filing date | principal |
| MICHAEL BAKER CORP | 057149106 | COM | 138,311 | $5,597,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 168,371 | $5,569,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 86,200 | $5,559,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 8,020 | $5,551,000 | thousands by filing date | call |
| ALLIANCE ONE INTL INC | 018772AQ6 | NOTE 5.500% 7/1 | 5,301,000 | $5,284,000 | thousands by filing date | principal |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 5,230 | $5,160,000 | thousands by filing date | put |
| Intuitive Surgical,Inc. | 46120E602 | COM | 13,479 | $5,071,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550309 | CORPORATE OBLIG | 79,551 | $5,068,000 | thousands by filing date | |
| OFFICEMAX INC DEL | 67622P101 | COM | 395,104 | $5,053,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 52,465 | $5,047,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 986,309 | $5,020,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 478 | $4,930,000 | thousands by filing date | call |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 68,002 | $4,849,000 | thousands by filing date | |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 63,576 | $4,826,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 310,738 | $4,819,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 2,380 | $4,811,000 | thousands by filing date | put |
| LINKEDIN CORP | 53578A108 | COM | 688 | $4,773,000 | thousands by filing date | call |
| TIME WARNER CABLE INC | 88732J207 | COM | 42,750 | $4,770,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 586,473 | $4,768,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 714,987 | $4,690,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645AA8 | NOTE 2.875% 9/0 | 4,376,000 | $4,663,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 4,879 | $4,629,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 2,200 | $4,618,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 17,322 | $4,607,000 | thousands by filing date | put |
| IAC INTERACTIVECORP | 44919P508 | COM | 84,204 | $4,603,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 82,170 | $4,584,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 746 | $4,579,000 | thousands by filing date | call |
| PRICELINE GRP INC | 741503403 | COM NEW | 130 | $4,575,000 | thousands by filing date | call |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 3,178 | $4,535,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 108,978 | $4,502,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 218,801 | $4,485,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 321,072 | $4,430,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 252,827 | $4,399,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,104 | $4,366,000 | thousands by filing date | call |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 119,701 | $4,282,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 3,367 | $4,271,000 | thousands by filing date | put |
| MYLAN INC | 628530107 | COM | 111,863 | $4,269,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 365,566 | $4,233,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 123,281 | $4,210,000 | thousands by filing date | |
| VIRGINIA COMM BANCORP INC | 92778Q109 | COM | 270,385 | $4,209,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748WAB4 | NOTE 2.375%10/1 | 4,311,000 | $4,198,000 | thousands by filing date | principal |
| KBR INC COM | 48242W106 | Stock | 126,795 | $4,138,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 123,513 | $4,130,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370AK1 | NOTE 3.375% 7/1 | 3,138,000 | $4,085,000 | thousands by filing date | principal |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 4,000,000 | $4,084,000 | thousands by filing date | principal |
| GENERAL MTRS CO COM | 37045V100 | Stock | 111,745 | $4,019,000 | thousands by filing date | |
| MOLEX INC | 608554200 | COMMON STOCK | 104,959 | $4,017,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 467,169 | $3,975,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 6,064 | $3,958,000 | thousands by filing date | call |
| PETROLEUM & RES CORP | 716549100 | COM | 145,032 | $3,921,000 | thousands by filing date | |
| CONVERGYS CORP | 212485AE6 | SDCV | 2,150,000 | $3,851,000 | thousands by filing date | principal |
| VALARIS ORD | 920355104 | COM | 60,705 | $3,850,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 1,756 | $3,816,000 | thousands by filing date | call |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 48,226 | $3,766,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,622 | $3,714,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 23,800 | $3,697,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 221,228 | $3,676,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 93,349 | $3,669,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 136,042 | $3,644,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407AG1 | CNV | 3,982,000 | $3,629,000 | thousands by filing date | principal |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 182,867 | $3,609,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 358,491 | $3,584,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 439,694 | $3,557,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,981 | $3,551,000 | thousands by filing date | call |
| TEXTRON INC COM | 883203101 | Stock | 127,600 | $3,523,000 | thousands by filing date | |
| WINTRUST FINANCIAL CORP | 97650W157 | *W EXP 12/19/201 | 179,482 | $3,486,000 | thousands by filing date | |
| MAIDENFORM BRANDS INC | 560305104 | COM | 147,325 | $3,460,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 99,575 | $3,420,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 108,481 | $3,393,000 | thousands by filing date | |
| PROSHARES TR II | 74347W379 | UL VIXSTFUT ETF | 26,772 | $3,384,000 | thousands by filing date | call |
| MAKO SURGICAL CORP | 560879108 | COM | 114,600 | $3,381,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 110,501 | $3,378,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 54,000 | $3,347,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AR4 | NOTE 1.875% 8/0 | 1,783,000 | $3,342,000 | thousands by filing date | principal |
| REGIS CORP | 758932AA5 | NOTE | 3,050,000 | $3,341,000 | thousands by filing date | principal |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 228,632 | $3,335,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 37,740 | $3,334,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 97,356 | $3,292,000 | thousands by filing date | |
| COLONIAL PROPERTIES TRUST | 195872106 | COM | 145,129 | $3,263,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 39,400 | $3,252,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,374 | $3,217,000 | thousands by filing date | call |
| MOLYCORP INC DEL | 608753109 | COM | 19,210 | $3,170,000 | thousands by filing date | put |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 203,762 | $3,135,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 241,424 | $3,124,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 115,615 | $3,115,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 18,433 | $3,096,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 389,609 | $3,095,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 168,400 | $3,064,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 3,000,000 | $3,050,000 | thousands by filing date | principal |
| BARRICK GOLD CORP | 067901108 | COM | 4,023 | $3,043,000 | thousands by filing date | put |
| ELAN PLC | 284131208 | ADR | 194,703 | $3,033,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 39,750 | $3,004,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 679 | $2,986,000 | thousands by filing date | call |
| VWO | 922042858 | SHS | 74,184 | $2,977,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,478 | $2,966,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 7,349 | $2,942,000 | thousands by filing date | put |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 802 | $2,928,000 | thousands by filing date | call |
| BPZ RESOURCES INC | 055639AB4 | MTNF 6.500% 3/0 | 3,138,000 | $2,917,000 | thousands by filing date | principal |
| MOSAIC CO COM | 61945C103 | Stock | 67,115 | $2,887,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 53,425 | $2,871,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 2,966 | $2,848,000 | thousands by filing date | call |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 630,271 | $2,848,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 25,905 | $2,832,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 57,900 | $2,823,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 30,801 | $2,819,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 33,331 | $2,779,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 3,401 | $2,778,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 399 | $2,774,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 77,590 | $2,759,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 68,450 | $2,752,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 60,300 | $2,700,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 71,203 | $2,686,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 25,054 | $2,678,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 123,308 | $2,677,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 41,578 | $2,675,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 6,363 | $2,668,000 | thousands by filing date | put |
| MEDIVATION INC | 58501N101 | COM | 44,390 | $2,660,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 32,988 | $2,622,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 162,593 | $2,599,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 138,862 | $2,598,000 | thousands by filing date | |
| VOLTERRA SEMICONDUCTOR CORP | 928708106 | COM | 111,805 | $2,571,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 95,645 | $2,563,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 50,489 | $2,536,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 47,136 | $2,522,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 58,995 | $2,515,000 | thousands by filing date | |
| GLOBECOMM SYSTEMS INC | 37956X103 | COM | 179,563 | $2,515,000 | thousands by filing date | |
| NATIONAL TECHNICAL SYSTEM IN | 638104109 | COM | 108,933 | $2,489,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 53,566 | $2,483,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 113,664 | $2,464,000 | thousands by filing date | |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 179,363 | $2,450,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 75,263 | $2,440,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 30,000 | $2,440,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 2,830 | $2,437,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522109 | COM | 53,679 | $2,434,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 59,397 | $2,420,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 38,772 | $2,418,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 29,401 | $2,418,000 | thousands by filing date | put |
| BP PLC SPONSORED ADR | 055622104 | ADR | 56,393 | $2,370,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 119,540 | $2,363,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 211,035 | $2,359,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 82,245 | $2,354,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 300 | $2,352,000 | thousands by filing date | call |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 201,520 | $2,333,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 335,399 | $2,331,000 | thousands by filing date | |
| BELO CORP | 080555105 | COM SER A | 169,068 | $2,316,000 | thousands by filing date | |
| JINKOSOLAR HLDG CO LTD | 47759TAA8 | NOTE 4.000% 5/1 | 2,500,000 | $2,312,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 25,521 | $2,311,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 139,287 | $2,305,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 28,300 | $2,303,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800CAE4 | NOTE 3.000% 3/1 | 8,391,000 | $2,302,000 | thousands by filing date | principal |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 39,819 | $2,299,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 128,868 | $2,292,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 130,552 | $2,289,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 25,000 | $2,263,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 42,875 | $2,263,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 29,217 | $2,259,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 229,377 | $2,241,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 86,564 | $2,234,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 73,000 | $2,230,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 50,712 | $2,230,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 193,560 | $2,225,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 40,077 | $2,217,000 | thousands by filing date | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 1,239 | $2,214,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 76,589 | $2,200,000 | thousands by filing date | |
| ACCELRYS INC | 00430U103 | COM | 223,062 | $2,194,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 518,115 | $2,176,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 53,283 | $2,169,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 30,709 | $2,168,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 27,250 | $2,165,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 240,463 | $2,159,000 | thousands by filing date | |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 75,000 | $2,147,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 18,127 | $2,145,000 | thousands by filing date | put |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 114,343 | $2,123,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 38,496 | $2,123,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,448 | $2,121,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 75,340 | $2,117,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 16,666 | $2,117,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 25,000 | $2,116,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 116,664 | $2,101,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 24,223 | $2,097,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 34,986 | $2,093,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 108,239 | $2,091,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 9,900 | $2,087,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 28,118 | $2,079,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 67,100 | $2,060,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 914 | $2,057,000 | thousands by filing date | put |
| HOME INNS & HOTELS MGMT INC | 43713WAB3 | NOTE 2.000%12/1 | 2,176,000 | $2,056,000 | thousands by filing date | principal |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 157,569 | $2,046,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 422,370 | $2,040,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 41,800 | $2,039,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 38,578 | $2,031,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 23,100 | $2,021,000 | thousands by filing date | |
| MASTEC INC | 576323AL3 | NOTE 4.000% 6/1 | 1,034,000 | $2,010,000 | thousands by filing date | principal |
| THOMAS PPTYS GROUP INC | 884453101 | COM | 299,000 | $2,009,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 21,278 | $2,004,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 4,193 | $2,001,000 | thousands by filing date | put |
| XYLEM INC COM | 98419M100 | Stock | 71,482 | $1,996,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 24,290 | $1,982,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 112,236 | $1,951,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 163,802 | $1,949,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,038 | $1,947,000 | thousands by filing date | call |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 1,794 | $1,939,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,742 | $1,933,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 502,110 | $1,913,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 254,243 | $1,911,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,117 | $1,909,000 | thousands by filing date | call |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 28,740 | $1,909,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 39,000 | $1,908,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 8,760 | $1,898,000 | thousands by filing date | put |
| YAHOO INC | 984332106 | COM | 1,546 | $1,896,000 | thousands by filing date | call |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 252 | $1,888,000 | thousands by filing date | call |
| VODAFONE GP PLC | 92857W209 | ADR | 53,300 | $1,875,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 667,500 | $1,862,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 1,096 | $1,860,000 | thousands by filing date | put |
| VERIS RESIDENTIAL INC | 554489104 | COM | 83,716 | $1,836,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 42,938 | $1,833,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 679 | $1,832,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 2,007 | $1,832,000 | thousands by filing date | put |
| INTERMUNE INC | 45884X103 | COM | 6,394 | $1,830,000 | thousands by filing date | put |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 130,012 | $1,818,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 96,069 | $1,804,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 171,112 | $1,801,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 26,488 | $1,799,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 40,606 | $1,791,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 120,266 | $1,788,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 2,367 | $1,774,000 | thousands by filing date | call |
| HOVNANIAN ENTERPRISES INC | 44248W208 | UNIT 99/99/9999 | 66,938 | $1,772,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 92,274 | $1,759,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 893 | $1,755,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 37,900 | $1,754,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 123,194 | $1,751,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 240,681 | $1,740,000 | thousands by filing date | |
| SUNTRUST BKS INC | 867914111 | *W EXP 11/14/201 | 494,296 | $1,730,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 3,211 | $1,720,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 22,688 | $1,720,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 13,970 | $1,718,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 44,998 | $1,709,000 | thousands by filing date | |
| Vitesse Semiconductor Corp | 928497AE6 | DBCV 8.000% 6/1 | 1,603,000 | $1,699,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 1,257 | $1,693,000 | thousands by filing date | put |
| CELGENE CORP | 151020104 | COM | 10,978 | $1,692,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 131,696 | $1,685,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 4,360 | $1,679,000 | thousands by filing date | put |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 55,074 | $1,678,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,500 | $1,668,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 128,349 | $1,668,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 184 | $1,650,000 | thousands by filing date | call |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 168,310 | $1,646,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 66,894 | $1,638,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 104,496 | $1,636,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 15,800 | $1,634,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 24,512 | $1,613,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 30,501 | $1,600,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 1,100 | $1,592,000 | thousands by filing date | put |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 52,376 | $1,584,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 117,978 | $1,582,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 3,258 | $1,564,000 | thousands by filing date | call |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 800 | $1,555,000 | thousands by filing date | put |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 26,592 | $1,542,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 105,426 | $1,541,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 98,900 | $1,531,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 27,454 | $1,531,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AH2 | BOND | 1,500,000 | $1,528,000 | thousands by filing date | principal |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 102,725 | $1,526,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 23,097 | $1,517,000 | thousands by filing date | |
| MPG OFFICE TR INC | 553274101 | COM | 483,938 | $1,514,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 13,200 | $1,506,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 199,089 | $1,505,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 127,136 | $1,504,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 25,000 | $1,487,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 22,487 | $1,482,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 113,344 | $1,473,000 | thousands by filing date | |
| STELLARONE CORP | 85856G100 | COMMON STOCK | 65,425 | $1,472,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 52,634 | $1,472,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 1,196 | $1,472,000 | thousands by filing date | call |
| GREATER CHINA FD INC COM | 39167B102 | MUTUAL | 128,073 | $1,458,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 71,282 | $1,454,000 | thousands by filing date | |
| MEDWORTH ACQUISITION CORP | 58508R105 | COM | 180,000 | $1,454,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 8,777 | $1,446,000 | thousands by filing date | call |
| CARRIZO OIL + GAS INC | 144577AA1 | COMPANY GUAR 06/28 4.375 | 1,500,000 | $1,440,000 | thousands by filing date | principal |
| Micron Technology,Inc. | 595112103 | COM | 1,659 | $1,438,000 | thousands by filing date | call |
| Abbott Laboratories | 002824100 | COM | 43,083 | $1,429,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,391 | $1,427,000 | thousands by filing date | put |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 79,245 | $1,426,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 2,848 | $1,424,000 | thousands by filing date | call |
| ALCOA INC | 013817101 | COM | 175,172 | $1,422,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 22,800 | $1,418,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 19,600 | $1,417,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 716 | $1,408,000 | thousands by filing date | put |
| CENTURYLINK INC | 156700106 | COM | 44,800 | $1,405,000 | thousands by filing date | |
| OMNICARE | 68214L201 | PFD | 20,848 | $1,397,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 661 | $1,391,000 | thousands by filing date | call |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 55,400 | $1,387,000 | thousands by filing date | |
| ING INFRASTRUCTURE INDLS & M | 45685U100 | COM | 82,143 | $1,384,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 153,591 | $1,374,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 21,850 | $1,373,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,127 | $1,370,000 | thousands by filing date | call |
| BOSTON PRIVATE FINL HLDGS IN | 101119113 | WARRANT | 298,053 | $1,358,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 95,871 | $1,355,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 20,474 | $1,354,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 180,914 | $1,347,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 24,267 | $1,346,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 36,982 | $1,344,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 71,206 | $1,337,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 28,020 | $1,334,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 111,659 | $1,333,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 43,845 | $1,324,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 610 | $1,321,000 | thousands by filing date | put |
| INTERMUNE INC | 45884X103 | COM | 1,713 | $1,321,000 | thousands by filing date | call |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 49,621 | $1,320,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 14,642 | $1,289,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 56,200 | $1,288,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 33,478 | $1,285,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 42,500 | $1,283,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 70,758 | $1,267,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 89,541 | $1,267,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,987 | $1,258,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 37,925 | $1,257,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,487 | $1,257,000 | thousands by filing date | call |
| EOG RES INC COM | 26875P101 | Stock | 391 | $1,252,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 4,919 | $1,252,000 | thousands by filing date | put |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 69,744 | $1,251,000 | thousands by filing date | |
| BLACKROCK STRTGC BOND TR | 09249G106 | COM | 96,324 | $1,247,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 57,225 | $1,247,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 194,400 | $1,238,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 777 | $1,237,000 | thousands by filing date | call |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 100,898 | $1,230,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 150,102 | $1,224,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 111,533 | $1,219,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 112,280 | $1,215,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,545 | $1,214,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 37,100 | $1,210,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 64,842 | $1,207,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 11,900 | $1,205,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 21,800 | $1,202,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 425 | $1,201,000 | thousands by filing date | call |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 98,864 | $1,201,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 2,848 | $1,197,000 | thousands by filing date | put |
| HEADWATERS INC | 42210PAD4 | CORPORATE OBLIG | 1,200,000 | $1,196,000 | thousands by filing date | principal |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 164,727 | $1,187,000 | thousands by filing date | |
| VANGUARD HEALTH SYS INC | 922036207 | COM | 56,528 | $1,187,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 83,320 | $1,183,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 18,000 | $1,182,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 43,200 | $1,182,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 12,627 | $1,174,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 14,460 | $1,173,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,350 | $1,170,000 | thousands by filing date | put |
| FLOW INTL CORP | 343468104 | COM | 293,242 | $1,170,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,415 | $1,169,000 | thousands by filing date | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 41,243 | $1,166,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 859 | $1,164,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 48,684 | $1,163,000 | thousands by filing date | |
| PRIMUS TELECOMMUNICATIONS GR | 741929301 | COM | 342,686 | $1,161,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 90,700 | $1,152,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 216,615 | $1,150,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 15,145 | $1,149,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-13-000013 | this filing | 2013-11-13 | acceptance time not in the bulk data set |