13F-HR filed by WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 2,906 holding rows worth $4,495,092,000.
- Accession
- 0001279891-13-000013
- Filer
- CIK 1279891
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 2,906 entries on the cover page, a total value of $4,495,092,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,495,092,000 with VALUE read as thousands by filing date, 13F file number 028-10687. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROMOTORA DE INFORMACIONES S | 74343G303 | ADR CL B CONV | 609,081 | $1,143,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 17,742 | $1,139,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 65,389 | $1,127,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 141,828 | $1,116,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 21,710 | $1,112,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 5,441 | $1,111,000 | thousands by filing date | call |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1,874 | $1,110,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 26,400 | $1,105,000 | thousands by filing date | |
| PPL CORP | 69351T114 | UNIT 99/99/9999S | 20,599 | $1,105,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 12,819 | $1,102,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 3,587 | $1,099,000 | thousands by filing date | put |
| CONSOL ENERGY INC | 20854P109 | COM | 32,500 | $1,093,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 2,162 | $1,089,000 | thousands by filing date | call |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 66,040 | $1,089,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 16,382 | $1,088,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 95,251 | $1,085,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 18,600 | $1,085,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 17,900 | $1,081,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 41,001 | $1,078,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 6,212 | $1,065,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 9,500 | $1,063,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 67,237 | $1,062,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 67,672 | $1,056,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 10,947 | $1,056,000 | thousands by filing date | put |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 67,756 | $1,056,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 814,000 | $1,055,000 | thousands by filing date | principal |
| AGRIUM INC | 008916108 | COM | 12,535 | $1,053,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 84,628 | $1,048,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 309 | $1,047,000 | thousands by filing date | put |
| INTELSAT S A | L5140P119 | MAN CONV JR PFD | 16,653 | $1,045,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 74,112 | $1,041,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 440,000 | $1,034,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 4,300 | $1,032,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 27,300 | $1,018,000 | thousands by filing date | |
| EASTERN INSURANCE HOLDINGS | 276534104 | COM | 41,736 | $1,018,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,723 | $1,014,000 | thousands by filing date | put |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 9,722 | $1,014,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 36,600 | $1,013,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 55,744 | $1,012,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 17,500 | $1,010,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,106 | $1,007,000 | thousands by filing date | call |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 57,277 | $1,007,000 | thousands by filing date | |
| NASH FINCH CO | 631158102 | COM | 38,061 | $1,005,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 47,550 | $998,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 17,482 | $996,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 251,309 | $990,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 1,614 | $980,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 2,495 | $974,000 | thousands by filing date | put |
| SPECTRA ENERGY CORP | 847560109 | COM | 28,400 | $972,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 76,825 | $962,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 169,782 | $962,000 | thousands by filing date | |
| SIMCERE PHARMACEUTICAL GROUP | 82859P104 | SPON ADR | 101,409 | $959,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 19,924 | $957,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 9,823 | $955,000 | thousands by filing date | put |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 8,200 | $952,000 | thousands by filing date | |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 49,800 | $949,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 28,250 | $946,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 16,200 | $944,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 107,676 | $934,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 6,300 | $933,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 136,423 | $927,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,370 | $921,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 6,650 | $919,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 104,898 | $912,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,496 | $911,000 | thousands by filing date | put |
| MYR GROUP INC | 55405W104 | COM | 37,312 | $906,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 70,818 | $906,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 3,824 | $902,000 | thousands by filing date | put |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2,455 | $902,000 | thousands by filing date | put |
| Equinix, Inc. | 29444U502 | EQIX | 368 | $902,000 | thousands by filing date | put |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 12,100 | $901,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 23,800 | $899,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 72,128 | $892,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,648 | $891,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 2,152 | $886,000 | thousands by filing date | put |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 97,690 | $886,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 16,000 | $874,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 16,650 | $869,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,800 | $865,000 | thousands by filing date | call |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 6,796 | $864,000 | thousands by filing date | put |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 109,598 | $864,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370105 | CL A | 65,693 | $863,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1,290 | $863,000 | thousands by filing date | put |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 130,584 | $863,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 92,800 | $859,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 18,800 | $850,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 46,400 | $850,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 13,414 | $847,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 4,782 | $846,000 | thousands by filing date | call |
| YAHOO INC | 984332106 | COM | 25,400 | $842,000 | thousands by filing date | |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 36,135 | $841,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 44,900 | $838,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 285,800 | $837,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,930 | $835,000 | thousands by filing date | call |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 727,000 | $831,000 | thousands by filing date | principal |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 66,265 | $830,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 3,650 | $829,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 15,719 | $829,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 14,556 | $821,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 93,250 | $821,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 11,458 | $820,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 41,823 | $819,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 13,254 | $815,000 | thousands by filing date | |
| SAKS INC | 79377W108 | COM | 51,170 | $815,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 322 | $810,000 | thousands by filing date | call |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 10,496 | $809,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 13,599 | $807,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 2,173 | $804,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 136,985 | $802,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 2,312 | $802,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 2,327 | $801,000 | thousands by filing date | put |
| NIKE,Inc. Class B | 654106103 | COM | 493 | $796,000 | thousands by filing date | call |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 139,244 | $792,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 30,400 | $790,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 43,700 | $787,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 71,609 | $786,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 17,483 | $782,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,383 | $780,000 | thousands by filing date | call |
| DYNEX CAP INC | 26817Q506 | COM NEW | 88,779 | $778,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355AF5 | NOTE 4.500%12/0 | 2,446,000 | $774,000 | thousands by filing date | principal |
| VIRNETX HLDG CORP | 92823T108 | COM | 979 | $772,000 | thousands by filing date | put |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 46,336 | $770,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 42,541 | $767,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 1,072 | $765,000 | thousands by filing date | call |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 142,474 | $762,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 14,700 | $760,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 691 | $755,000 | thousands by filing date | put |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 17,276 | $745,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 735 | $741,000 | thousands by filing date | call |
| PIONEER SOUTHWEST ENERGY | 72388B106 | COMMON STOCK | 16,744 | $740,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 10,200 | $738,000 | thousands by filing date | |
| STERLING BANCORP N Y | 859158107 | COM | 53,725 | $737,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 405 | $736,000 | thousands by filing date | put |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 43,306 | $736,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 870 | $735,000 | thousands by filing date | call |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 52,861 | $731,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 57,224 | $726,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 73,377 | $726,000 | thousands by filing date | |
| NUVEEN NEW JERSEY DIVID | 67071T109 | COM | 57,828 | $722,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 47,869 | $721,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 1,200 | $721,000 | thousands by filing date | put |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 84,515 | $719,000 | thousands by filing date | |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 14,517 | $714,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 1,310 | $712,000 | thousands by filing date | put |
| ROSS STORES INC COM | 778296103 | Stock | 9,765 | $710,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD FD V | 09255N102 | COM | 58,622 | $710,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,679 | $708,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,740 | $702,000 | thousands by filing date | put |
| CORNING INC | 219350105 | COM | 48,100 | $701,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 13,500 | $699,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 36,474 | $698,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 49,947 | $697,000 | thousands by filing date | |
| BLACKROCK ECOSOLUTIONS | 092546100 | COM SH | 88,990 | $695,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 77,146 | $694,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 476 | $693,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 30,439 | $691,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 19,521 | $690,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 4,140 | $689,000 | thousands by filing date | put |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 26,300 | $688,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 1,125 | $685,000 | thousands by filing date | put |
| GAMESTOP CORP | 36467W109 | CL A | 13,800 | $685,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 32,705 | $680,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 30,758 | $679,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 103 | $676,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 14,482 | $673,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 17,208 | $670,000 | thousands by filing date | |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 53,794 | $670,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 9,940 | $666,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 630 | $660,000 | thousands by filing date | put |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 369 | $660,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 420 | $658,000 | thousands by filing date | call |
| MANITOWOC COMPANY INC | 563571108 | COM | 33,600 | $657,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 45,748 | $656,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 1,465 | $655,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 10,250 | $655,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 657 | $654,000 | thousands by filing date | call |
| EBIX INC | 278715206 | COM NEW | 65,349 | $649,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,123 | $646,000 | thousands by filing date | put |
| E M C CORP MASS | 268648102 | COM | 25,150 | $642,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 8,500 | $641,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226AU3 | FRNT 2.000% 7/1 | 320,000 | $639,000 | thousands by filing date | principal |
| EXELON CORP COM | 30161N101 | Stock | 21,532 | $638,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 40,998 | $637,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 31,080 | $634,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 13,500 | $632,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 575 | $631,000 | thousands by filing date | call |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 6,737 | $631,000 | thousands by filing date | put |
| Call - ZION $36.27 Exp 11/14/2018 | 989701131 | Warrants | 201,561 | $628,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 40,758 | $624,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 868 | $623,000 | thousands by filing date | put |
| ANGIES LIST INC | 034754101 | COM | 27,660 | $622,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 255 | $621,000 | thousands by filing date | call |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 896 | $615,000 | thousands by filing date | call |
| HEWLETT PACKARD CO | 428236103 | COM | 1,193 | $615,000 | thousands by filing date | put |
| WHIRLPOOL CORP COM | 963320106 | Stock | 215 | $613,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 4,596 | $610,000 | thousands by filing date | put |
| ING EMERGING MKTS HGH DIV EQ | 45685X104 | COM | 47,543 | $607,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 136,946 | $606,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,169 | $605,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 51,506 | $603,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 51,185 | $602,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 11,996 | $602,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 217,102 | $601,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 24,745 | $598,000 | thousands by filing date | |
| TOWER GROUP INTL LTD | 891777AC8 | NOTE | 700,000 | $593,000 | thousands by filing date | principal |
| CALPINE CORP | 131347304 | COM | 30,500 | $592,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 621 | $591,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 9,300 | $589,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 45,656 | $589,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,574 | $588,000 | thousands by filing date | put |
| FIFTH & PAC COS INC | 316645100 | COM | 449 | $588,000 | thousands by filing date | call |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 47,235 | $585,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 33,050 | $583,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,034 | $581,000 | thousands by filing date | call |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 590 | $576,000 | thousands by filing date | put |
| COBALT INTL ENERGY INC | 19075F106 | COM | 6,119 | $575,000 | thousands by filing date | put |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 51,376 | $574,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 411 | $573,000 | thousands by filing date | call |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 268 | $569,000 | thousands by filing date | call |
| AXIALL CORP | 05463D100 | COM | 15,000 | $566,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 112,000 | $565,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 5,300 | $565,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 35,150 | $564,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 7,216 | $562,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 238 | $559,000 | thousands by filing date | call |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 217,323 | $558,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 14,926 | $557,000 | thousands by filing date | |
| NUVEEN PA DIV ADVANTAGE MUN | 67070E103 | COM | 45,433 | $557,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 61,193 | $556,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 802 | $553,000 | thousands by filing date | put |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 31,115 | $553,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 21,100 | $546,000 | thousands by filing date | |
| TMS INTERNATIONAL CORP | 87261Q103 | COMMON STOCK | 31,342 | $546,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 42,892 | $540,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 12,050 | $539,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,867 | $538,000 | thousands by filing date | call |
| ROYCE VALUE TRUST | 780910105 | COM | 33,369 | $537,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 24,903 | $535,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 19,764 | $534,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 42,631 | $534,000 | thousands by filing date | |
| GREENWAY MED TECHNOLOGIES IN | 39679B103 | COM | 25,800 | $532,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 8,800 | $531,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,758 | $529,000 | thousands by filing date | put |
| Costco Wholesale Corporation | 22160K105 | COM | 390 | $524,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 3,923 | $521,000 | thousands by filing date | call |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 715 | $521,000 | thousands by filing date | put |
| Schlumberger Limited | 806857108 | COM | 622 | $519,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 825 | $518,000 | thousands by filing date | call |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 16,967 | $518,000 | thousands by filing date | |
| INVACARE CORP | 461203AD3 | SDCV 4.125% 2/0 | 500,000 | $516,000 | thousands by filing date | principal |
| LORILLARD INC | 544147101 | COM | 1,320 | $515,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 549 | $514,000 | thousands by filing date | call |
| WRIGHT MED GROUP INC | 98235TAA5 | NOTE 2.625%12/0 | 520,000 | $512,000 | thousands by filing date | principal |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,399 | $510,000 | thousands by filing date | call |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 41,291 | $509,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 21,215 | $509,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 16,333 | $508,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 600 | $505,000 | thousands by filing date | call |
| CIENA CORP COM NEW | 171779309 | Stock | 621 | $505,000 | thousands by filing date | call |
| CUMMINS INC COM | 231021106 | Stock | 3,800 | $504,000 | thousands by filing date | |
| BLACKROCK | 09250E107 | EXCHANGE TRADED | 241,990 | $503,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 13,831 | $503,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 7,175 | $500,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,200 | $497,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,410 | $496,000 | thousands by filing date | call |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 27,465 | $494,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,197 | $491,000 | thousands by filing date | put |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 234 | $489,000 | thousands by filing date | put |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 9,491 | $489,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 22,495 | $486,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 30,000 | $486,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 5,720 | $484,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 967 | $483,000 | thousands by filing date | put |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 25,122 | $483,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 2,746 | $483,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 5,724 | $482,000 | thousands by filing date | call |
| MOLEX INC | 608554101 | COM | 12,500 | $481,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 13,180 | $480,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 9,000 | $479,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 10,542 | $478,000 | thousands by filing date | put |
| LULULEMON ATHLETICA INC | 550021109 | COM | 6,548 | $478,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 6,128 | $477,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 7,654 | $475,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,527 | $471,000 | thousands by filing date | put |
| STERLING FINL CORP WASH | 859319303 | COM NEW | 16,391 | $469,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 4,739 | $465,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 2,200 | $465,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 6,074 | $465,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 8,600 | $462,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 8,900 | $462,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 5,285 | $461,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 3,132 | $458,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 750 | $457,000 | thousands by filing date | call |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 4,600 | $456,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 57,555 | $456,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 28,625 | $455,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 33,240 | $454,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 16,900 | $453,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 9,000 | $451,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 12,335 | $451,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 8,827 | $450,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 56,500 | $450,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 8,199 | $446,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 1,098 | $445,000 | thousands by filing date | call |
| CIGNA CORPORATION | 125509109 | COM | 5,801 | $445,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 21,500 | $442,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,589 | $441,000 | thousands by filing date | put |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,430 | $440,000 | thousands by filing date | put |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 116 | $439,000 | thousands by filing date | put |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 7,000 | $438,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 21,300 | $438,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 70,777 | $438,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 13,458 | $437,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 12,800 | $436,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 6,938 | $436,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 27,385 | $435,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 679 | $435,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 926 | $433,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,403 | $433,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 27,601 | $432,000 | thousands by filing date | put |
| HOMEAWAY INC | 43739Q100 | COM | 15,400 | $430,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 34,900 | $430,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 264 | $429,000 | thousands by filing date | call |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 7,400 | $428,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 9,943 | $427,000 | thousands by filing date | call |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 34,803 | $427,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 58,197 | $426,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 826 | $425,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 1,466 | $422,000 | thousands by filing date | put |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,700 | $418,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 611 | $418,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 5,657 | $417,000 | thousands by filing date | put |
| GOLDCORP INC NEW | 380956409 | COM | 757 | $417,000 | thousands by filing date | put |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 16,500 | $417,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 39,922 | $416,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 36,831 | $416,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,067 | $415,000 | thousands by filing date | put |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 32,919 | $415,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268100 | COM | 52,117 | $415,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 35,700 | $415,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,017 | $413,000 | thousands by filing date | call |
| SLM CORP COM | 78442P106 | Stock | 16,557 | $412,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 30,647 | $412,000 | thousands by filing date | |
| CORNERSTONE THERAPEUTICS INC | 21924P103 | COM | 43,758 | $411,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,375 | $409,000 | thousands by filing date | put |
| KINROSS GOLD CORP | 496902404 | COM | 2,599 | $404,000 | thousands by filing date | put |
| ZILLOW INC | 98954A107 | COMMON STOCK | 4,800 | $404,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 3,296 | $403,000 | thousands by filing date | put |
| VALE S A | 91912E105 | SPONSORED ADS | 1,522 | $403,000 | thousands by filing date | put |
| COMPUTER SCIENCES CORP | 205363104 | COM | 7,806 | $403,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 7,760 | $403,000 | thousands by filing date | call |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 4,200 | $402,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 88,162 | $402,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 29,948 | $401,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 3,400 | $399,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 95,950 | $394,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 6,800 | $394,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 15,700 | $390,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 34,872 | $390,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 542 | $388,000 | thousands by filing date | put |
| CVS Health Corporation | 126650100 | COM | 500 | $387,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 936 | $386,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 11,088 | $386,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 5,600 | $386,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 32,787 | $386,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 3,205 | $386,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 15,600 | $386,000 | thousands by filing date | |
| KAYDON CORP | 486587108 | COM | 10,863 | $385,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 1,042 | $383,000 | thousands by filing date | put |
| CAPLEASE INC | 140288101 | COM | 45,019 | $382,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,197 | $381,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 847 | $380,000 | thousands by filing date | call |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 19,699 | $380,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 12,085 | $379,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 628 | $379,000 | thousands by filing date | put |
| DEMAND MEDIA INC | 24802N109 | COM | 60,000 | $379,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 352 | $378,000 | thousands by filing date | call |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 21,180 | $378,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 39,012 | $378,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 50,834 | $377,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 11,724 | $375,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 3,134 | $375,000 | thousands by filing date | put |
| ARUBA NETWORKS INC | 043176106 | COM | 22,500 | $374,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 970 | $373,000 | thousands by filing date | put |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 26,372 | $373,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 6,694 | $370,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 8,080 | $369,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 15,695 | $368,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 323 | $367,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 545 | $366,000 | thousands by filing date | put |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 31,196 | $364,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 1,997 | $363,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 5,126 | $361,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 292 | $359,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075F106 | COM | 14,430 | $358,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 4,434 | $356,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 39,348 | $355,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 30,100 | $353,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 391 | $353,000 | thousands by filing date | put |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 33,834 | $353,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 28,659 | $352,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 194 | $350,000 | thousands by filing date | call |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 188 | $350,000 | thousands by filing date | call |
| MEDIVATION INC | 58501N101 | COM | 923 | $349,000 | thousands by filing date | put |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 2,431 | $349,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 5,400 | $347,000 | thousands by filing date | |
| NUVEEN | 67071W102 | EXCHANGE TRADED | 28,806 | $347,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,040 | $345,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 7,500 | $344,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 1,433 | $343,000 | thousands by filing date | put |
| BOB EVANS FARMS | 096761101 | COM | 6,000 | $343,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,397 | $342,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,013 | $341,000 | thousands by filing date | put |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 1,043 | $340,000 | thousands by filing date | put |
| SINA CORP | G81477104 | ORD | 1,539 | $339,000 | thousands by filing date | put |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 33,640 | $339,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,019 | $338,000 | thousands by filing date | put |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 49,542 | $338,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 502 | $337,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 4,118 | $337,000 | thousands by filing date | call |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 26,946 | $336,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 18,009 | $336,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,582 | $335,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 1,997 | $335,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 3,964 | $334,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 380 | $334,000 | thousands by filing date | put |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 27,729 | $334,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 123 | $334,000 | thousands by filing date | put |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 710 | $334,000 | thousands by filing date | put |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 27,636 | $334,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 26,267 | $333,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 36,576 | $333,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 16,706 | $333,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 25,893 | $333,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 6,400 | $332,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 32,100 | $330,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,162 | $329,000 | thousands by filing date | put |
| AUTOZONE INC COM | 053332102 | Stock | 84 | $328,000 | thousands by filing date | call |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 857 | $327,000 | thousands by filing date | put |
| STATE STR CORP COM | 857477103 | Stock | 4,982 | $327,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 26,200 | $327,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 351 | $326,000 | thousands by filing date | call |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 1,134 | $326,000 | thousands by filing date | call |
| Duke Energy Corporation | 26441C204 | COM | 4,876 | $325,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 10,500 | $325,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 28,642 | $325,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 892 | $324,000 | thousands by filing date | call |
| Stryker Corporation | 863667101 | COM | 4,800 | $324,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 13,000 | $324,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 5,938 | $323,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 6,000 | $321,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 547 | $320,000 | thousands by filing date | put |
| CUSHING RENAISSANCE FD | 231647108 | COM | 14,089 | $319,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 96,722 | $319,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 38,800 | $319,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 5,227 | $318,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 452 | $316,000 | thousands by filing date | put |
| PHARMACYCLICS INC | 716933106 | COM | 52 | $316,000 | thousands by filing date | call |
| BROADSOFT INC | 11133B409 | COM | 8,782 | $316,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 951 | $315,000 | thousands by filing date | call |
| TIME WARNER CABLE INC | 88732J207 | COM | 852 | $315,000 | thousands by filing date | put |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 13,100 | $314,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 12,200 | $314,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 17,500 | $313,000 | thousands by filing date | |
| ALLIANZGI INTL & PREM STRATE | 01882X108 | COM | 29,629 | $312,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 4,700 | $311,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,244 | $311,000 | thousands by filing date | put |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 29,101 | $311,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 6,100 | $310,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 21,970 | $310,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 2,180 | $309,000 | thousands by filing date | put |
| CERNER CORP | 156782104 | COM | 346 | $309,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 6,300 | $309,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 4,538 | $309,000 | thousands by filing date | put |
| GANNETT INC | 364730101 | COM | 11,503 | $308,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 21,544 | $307,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 6,700 | $307,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 971 | $306,000 | thousands by filing date | put |
| PANDORA MEDIA INC | 698354107 | COM | 503 | $306,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 1,188 | $304,000 | thousands by filing date | call |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 4,200 | $304,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 418 | $303,000 | thousands by filing date | call |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 14,890 | $302,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,350 | $301,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,151 | $299,000 | thousands by filing date | call |
| PROSHARES | 74347R503 | COMMON STOCK | 10,700 | $299,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 37,170 | $298,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,498 | $297,000 | thousands by filing date | put |
| Lockheed Martin Corporation | 539830109 | COM | 299 | $295,000 | thousands by filing date | call |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 6,800 | $294,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 22,035 | $294,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 40,917 | $293,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,801 | $292,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 555 | $291,000 | thousands by filing date | call |
| AK STEEL HOLDING CORP | 001547108 | COM | 12,033 | $291,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 1,422 | $290,000 | thousands by filing date | put |
| EXELON CORP COM | 30161N101 | Stock | 623 | $290,000 | thousands by filing date | put |
| PRICELINE GRP INC | 741503403 | COM NEW | 258 | $290,000 | thousands by filing date | put |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 6,023 | $290,000 | thousands by filing date | put |
| BROADCOM CORP | 111320107 | CL A | 11,150 | $290,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001279891-13-000013 | this filing | 2013-11-13 | acceptance time not in the bulk data set |