13F-HR filed by NORTHERN TRUST CORP
NORTHERN TRUST CORP filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-08, with 4,771 holding rows worth $610,414,140,000.
- Accession
- 0001256484-22-000001
- Filer
- CIK 73124
- Filed
- 2022-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A combination report, 15,776 entries on the cover page, a total value of $610,414,140,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $610,414,140,000 with VALUE read as thousands by filing date, 13F file number 028-00290. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerKELLOGG W K FOUNDATION TRUST028-15333
- reports for this filerInteractive Financial Advisors028-12638
- reports for this filerFirst Sentier Investors (Australia) IM Ltd028-14423
- reports for this filerMAR VISTA INVESTMENT PARTNERS LLC028-13243
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerCAUSEWAY CAPITAL MANAGEMENT LLC028-11728
- reports for this filerWELLINGTON MANAGEMENT GROUP LLP028-04557
- reports for this filerStrategic Global Advisors, LLC028-16442
- reports for this filerAshmore Group plc028-14260
- reports for this filerMaple-Brown Abbott Ltd028-17488
- reports for this filerWCM INVESTMENT MANAGEMENT, LLC028-07104
- reports for this filerWestwood Global Investments, LLC028-11863
- reports for this filerVICTORY CAPITAL MANAGEMENT INC028-06354
- reports for this filerARK Investment Management LLC028-17768
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerARIEL INVESTMENTS, LLC028-04003
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerAXIOM INVESTORS LLC /DE028-05615
- reports for this filerMASSACHUSETTS FINANCIAL SERVICES CO /MA/028-04968
- reports for this filerJANUS HENDERSON GROUP PLC028-10904
- reports for this filerEARNEST PARTNERS LLC028-05269
- included managerNORTHERN TRUST CO028-10495
- included managerNorthern Trust Investments, Inc028-10487
- included managerNORTHERN TRUST GLOBAL INVESTMENTS LTD028-10549
- included managerBelvedere Advisors LLC028-18905
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 211,312 | $77,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 33,050 | $76,000 | thousands by filing date | |
| SONENDO INC | 835431107 | Common Stocks | 13,206 | $76,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 167,887 | $76,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 27,644 | $75,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 56,960 | $75,000 | thousands by filing date | |
| PROCESSA PHARMACEUTICALS INC COM NEW | 74275C205 | Stock | 15,401 | $75,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 22,181 | $74,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 54,472 | $74,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 147,026 | $73,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 11,279 | $73,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 33,396 | $73,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 18,391 | $72,000 | thousands by filing date | |
| LM FDG AMER INC COM NEW | 502074404 | Stock | 14,830 | $72,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 127,883 | $72,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 133,695 | $72,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 85,855 | $72,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 36,532 | $72,000 | thousands by filing date | |
| NEXTPLAY TECHNOLOGIES INC | 65344G102 | COM | 83,162 | $71,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 144,816 | $71,000 | thousands by filing date | |
| CENTOGENE N V | N1976T109 | COM | 13,446 | $70,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 33,529 | $70,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 69,789 | $70,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 118,779 | $70,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 10,057 | $70,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 18,494 | $69,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 28,181 | $69,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 54,684 | $69,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 168,542 | $69,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 6,318 | $68,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 49,522 | $68,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 29,636 | $68,000 | thousands by filing date | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 18,099 | $68,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 42,000 | $68,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 16,959 | $67,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 14,642 | $67,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 15,630 | $67,000 | thousands by filing date | |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 14,239 | $67,000 | thousands by filing date | |
| Movano, Inc. | 62459M107 | common | 17,518 | $67,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 245,399 | $67,000 | thousands by filing date | |
| AYTU BIOPHARMA INC | 054754874 | COM | 48,843 | $66,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 62,719 | $66,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 12,127 | $65,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 182,257 | $64,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 35,118 | $64,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 14,329 | $63,000 | thousands by filing date | |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 16,581 | $63,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 23,598 | $63,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 83,136 | $63,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 95,438 | $63,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 184,545 | $62,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 63,328 | $62,000 | thousands by filing date | |
| DSS INC | 26253C102 | COM | 91,649 | $62,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC COM | 00484M601 | Stock | 26,118 | $62,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 14,924 | $61,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 25,874 | $61,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 200,949 | $61,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 20,070 | $60,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 79,212 | $60,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 60,719 | $60,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 50,832 | $59,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 34,732 | $59,000 | thousands by filing date | |
| VYANT BIO INC | 92942V109 | COM | 43,901 | $59,000 | thousands by filing date | |
| WIDEPOINT CORP | 967590209 | COMMON | 14,844 | $58,000 | thousands by filing date | |
| GALECTO INC | 36322Q107 | COM | 19,006 | $58,000 | thousands by filing date | |
| CYCLACEL PHARMACE 6percent PFDCONV | 23254L603 | Stock | 14,957 | $58,000 | thousands by filing date | |
| PRECIPIO INC | 74019L503 | COM | 36,949 | $58,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 14,604 | $57,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 29,304 | $57,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 13,186 | $57,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 18,706 | $57,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 83,593 | $57,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 40,157 | $56,000 | thousands by filing date | |
| FRANKLIN WIRELESS CORP | 355184102 | COM | 12,762 | $56,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 25,046 | $56,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 14,455 | $56,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 25,713 | $56,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 13,787 | $55,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 29,301 | $55,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC | 76090R101 | CMN | 33,426 | $55,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 31,306 | $55,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 12,371 | $54,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 68,097 | $54,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 14,672 | $53,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 89,363 | $53,000 | thousands by filing date | |
| VIRPAX PHARMACEUTICALS INC | 928251107 | COM | 15,221 | $52,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 15,423 | $52,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 6,330 | $51,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 20,705 | $51,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 29,862 | $51,000 | thousands by filing date | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 24,889 | $50,000 | thousands by filing date | |
| AMPLITECH GROUP INC | 03211Q200 | COM | 12,652 | $50,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 23,658 | $50,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 45,390 | $49,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 25,453 | $49,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 46,869 | $49,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T108 | COM | 18,703 | $49,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 84,131 | $49,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 20,015 | $48,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 28,276 | $48,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 20,085 | $48,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 17,337 | $48,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 202,000 | $47,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 54,022 | $47,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 107,007 | $47,000 | thousands by filing date | |
| KUBIENT INC COM USD0.00001 | 50116V107 | COM | 15,585 | $47,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 66,068 | $46,000 | thousands by filing date | |
| PERASO INC | 71360T101 | COM | 11,033 | $46,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 43,253 | $46,000 | thousands by filing date | |
| PETROS PHARMACEUTICALS INC | 71678J100 | COM | 13,705 | $46,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 26,529 | $45,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 62,911 | $44,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 19,482 | $44,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 63,378 | $44,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K104 | COM | 38,108 | $43,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 105,481 | $43,000 | thousands by filing date | |
| GEOVAX LABS INC | 373678507 | COM | 11,564 | $42,000 | thousands by filing date | |
| INHIBIKASE THERAPEUTICS INC | 45719W106 | COM | 28,872 | $42,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 74,267 | $42,000 | thousands by filing date | |
| MINIM INC | 60365W102 | COM | 33,455 | $42,000 | thousands by filing date | |
| STRYVE FOODS INC | 863685103 | CLASS A COM | 10,567 | $42,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 31,892 | $41,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 66,297 | $41,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 22,844 | $41,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 27,170 | $40,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 21,490 | $40,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 40,577 | $40,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 77,569 | $39,000 | thousands by filing date | |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 16,572 | $39,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 43,100 | $39,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 39,414 | $39,000 | thousands by filing date | |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 58,443 | $39,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 47,277 | $39,000 | thousands by filing date | |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 17,517 | $38,000 | thousands by filing date | |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 22,010 | $38,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 39,996 | $38,000 | thousands by filing date | |
| INVO Bioscience, Inc. | 44984F302 | common | 11,408 | $38,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 38,249 | $37,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 19,226 | $37,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 117,654 | $37,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 12,038 | $36,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 34,671 | $36,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 24,537 | $35,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 13,166 | $35,000 | thousands by filing date | |
| US WELL SERVICES INC | 91274U200 | CL A NEW | 30,446 | $35,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 10,934 | $34,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 34,569 | $34,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 32,089 | $34,000 | thousands by filing date | |
| NULL | 84862C203 | NULL | 28,852 | $34,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 15,314 | $34,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 51,116 | $34,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 31,533 | $34,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A505 | COM NEW | 18,092 | $34,000 | thousands by filing date | |
| ENVERIC BIOSCIENCES INC | 29405E109 | COM NEW | 36,504 | $34,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L753 | CR SCORED LONG | 35,606 | $33,000 | thousands by filing date | |
| SINTX TECHNOLOGIES INC | 829392307 | COM NEW | 50,624 | $33,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 12,682 | $32,000 | thousands by filing date | |
| ARTELO BIOSCIENCES INC | 04301G201 | COM NEW | 62,521 | $32,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 145,774 | $32,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 90,923 | $32,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CORP COM | 46186M506 | Stock | 70,536 | $32,000 | thousands by filing date | |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 65,022 | $32,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 80,039 | $31,000 | thousands by filing date | |
| Reviva Pharmaceuticals Holdings Inc | 76152G100 | Common Stock | 10,584 | $31,000 | thousands by filing date | |
| PROTAGENIC THERAPEUTICS INC | 74365N103 | COM | 22,485 | $31,000 | thousands by filing date | |
| Benitec Biopharma, Inc. | 08205P100 | common | 11,813 | $31,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 28,929 | $30,000 | thousands by filing date | |
| NEUROONE MED TECHNOLOGIES CORP COM | 64130M209 | Stock | 15,376 | $30,000 | thousands by filing date | |
| CEMTREX INC | 15130G600 | COM | 36,472 | $30,000 | thousands by filing date | |
| Sigma Additive Solutions, Inc. | 826598500 | common | 16,235 | $30,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 64,599 | $30,000 | thousands by filing date | |
| PALISADE BIO INC | 696389105 | COM | 23,186 | $30,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 24,422 | $30,000 | thousands by filing date | |
| HISTOGEN INC | 43358Y103 | COM | 90,026 | $30,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 36,195 | $29,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 34,282 | $29,000 | thousands by filing date | |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 16,104 | $29,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C408 | COM NEW | 13,215 | $29,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 53,727 | $28,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 25,671 | $28,000 | thousands by filing date | |
| WORKSPORT LTD | 98139q209 | COM | 11,436 | $28,000 | thousands by filing date | |
| OBLONG INC | 674434105 | COM | 26,845 | $28,000 | thousands by filing date | |
| AUDDIA INC | 05072K107 | COM | 15,712 | $28,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 117,417 | $27,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 136,062 | $27,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 51,750 | $26,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 11,551 | $26,000 | thousands by filing date | |
| TOMI ENVIRONMENTAL SOLUTIONS | 890023203 | COM NEW | 15,835 | $26,000 | thousands by filing date | |
| CUENTAS INC | 229794201 | COM | 19,534 | $26,000 | thousands by filing date | |
| SAFETY SHOT INC | 48208F105 | COM NEW | 28,047 | $25,000 | thousands by filing date | |
| GAUCHO GROUP HLDGS INC COM NEW | 36809R206 | Stock | 11,656 | $25,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 23,454 | $24,000 | thousands by filing date | |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 17,324 | $24,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 12,511 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 39,706 | $23,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 25,072 | $23,000 | thousands by filing date | |
| GROM SOCIAL ENTERPRISES INC | 39878L308 | COM NEW | 12,982 | $23,000 | thousands by filing date | |
| TIMBER PHARMACEUTICALS INC | 887080109 | COM | 60,237 | $23,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 64,749 | $23,000 | thousands by filing date | |
| CREATD INC | 225265107 | COM | 11,151 | $23,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 32,094 | $23,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 42,121 | $23,000 | thousands by filing date | |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 44,142 | $23,000 | thousands by filing date | |
| XENETIC BIOSCIENCES INC | 984015503 | COM | 17,760 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 26,020 | $22,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 28,526 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 16,100 | $20,000 | thousands by filing date | |
| SCOPUS BIOPHARMA INC | 809171101 | Equity | 12,516 | $20,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 23,461 | $19,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W501 | COM | 17,074 | $19,000 | thousands by filing date | |
| NUWELLIS INC | 67113Y108 | COM | 16,938 | $19,000 | thousands by filing date | |
| TROIKA MEDIA GROUP INC | 89689F305 | COM | 15,219 | $18,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 11,171 | $18,000 | thousands by filing date | |
| SONNET BIOTHERAPEUTC HLDNG I | 83548R105 | COM | 43,615 | $18,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 15,772 | $18,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 19,047 | $17,000 | thousands by filing date | |
| VECTIVBIO HLDG AG | H9060V101 | COM | 3,361 | $17,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 16,032 | $17,000 | thousands by filing date | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 22,155 | $17,000 | thousands by filing date | |
| FIRST WAVE BIOPHARMA INC | 33749P101 | CMN | 11,889 | $17,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 16,702 | $17,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 29,490 | $16,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 14,536 | $16,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 20,010 | $16,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC | 40145Q401 | COM | 24,797 | $16,000 | thousands by filing date | |
| THE REAL GOOD FOOD COMPANY I | 75601G109 | COM CL A | 2,544 | $16,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 10,981 | $16,000 | thousands by filing date | |
| ELEVATION ONCOLOGY INC COM | 28623U101 | Stock | 2,295 | $14,000 | thousands by filing date | |
| MEDALIST DIVERSIFIED REIT IN | 58403P105 | COM | 11,790 | $14,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 84,289 | $13,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 56,347 | $13,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 85,804 | $13,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 77,894 | $13,000 | thousands by filing date | |
| ALSET EHOME INTERNATIONAL IN | 02116A104 | COM | 23,606 | $13,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 13,767 | $13,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 28,322 | $11,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 16,639 | $11,000 | thousands by filing date | |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 10,788 | $11,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 77,861 | $10,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 11,777 | $10,000 | thousands by filing date | |
| ADITX THERAPEUTICS INC | 007025109 | COM | 19,163 | $10,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 11,414 | $9,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 34,371 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 28,353 | $9,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 12,196 | $8,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 10,129 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 27,759 | $7,000 | thousands by filing date | |
| MOTORSPORT GAMES INC | 62011B102 | COM CL A | 1,842 | $6,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 17,400 | $5,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 33,822 | $5,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 39,850 | $4,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 24,869 | $4,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 27,050 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 27,040 | $4,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 30,183 | $4,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 14,000 | $4,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 22,125 | $4,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 12,960 | $3,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 16,067 | $3,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 21,561 | $3,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 21,750 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 11,168 | $3,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 11,500 | $2,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 10,000 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 15,259 | $2,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 20,595 | $2,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 13,716 | $2,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 12,000 | $2,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 14,650 | $1,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 12,583 | $1,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 10,025 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001256484-22-000001 | this filing | 2022-02-08 | acceptance time not in the bulk data set |